Select Committee on Constitutional Affairs Written Evidence


Evidence submitted by Alderson Dodds (LAR 134)

INTRODUCTION

  1.  This firm is a mixed general practice and probably the largest firm in Northumberland. In addition to commercial and private client business we also do some regulatory work and our practice extends outside the region.

  2.  We hold a wider portfolio of Legal Aid Contracts than any other firm or organisation within the County. We are as close to being a CLAC as any solicitors' firm could be. We have an established referral system from Blyth Valley CAB and provide services by way of referrals from across the County and as far north as Berwick upon Tweed.

  3.  We are presently seeking Housing and Education Contracts but the paralysis imposed by this consultation prevents us taking that forward.

  4.  We would have welcomed the Carter Review had it been a wide ranging review of Legal Aid, its working and its funding. The extremely narrow scope of its terms of reference to procurement in our view has made it something of a sterile exercise. No consideration has been given to the external factors affecting the cost of Legal Aid. No consideration has been given to alternative sources of funding, such as a diversion of local authority and charitable funding away from the Not for Profit sector to the more cost effective front line providers. Defendant Costs Orders and alternative directions for funding of experts are all matters which could usefully have been considered in the wholescale review which is needed.

  5.  We have not sought to address every single issue raised in the Report but direct our observations to matters of particular concern. We are certainly not opposed to the market principle, nor indeed to fixed fees. There are some areas, however, where these are simply unworkable.

CRIME

  6.  We are of the view that fixed fees are unsustainable in the Police Station and particularly if waiting time is to be incorporated within the fixed fee. The Police Station is a combative environment where the solicitor has little or no control over any timetable. We do not suggest the Police as a whole act dishonourably, but certainly any practitioner will frequently encounter efforts to undermine representation of an individual. Police Officers will be mindful of the fact that solicitors will be financially disadvantaged if they attend clients where they are likely to be kept waiting a long time or alternatively where the insistence on say a full interview or an identification parade would lead to potential losses to the solicitor. The imposition of fixed fees creates a strong business case for not providing a service incorporating best practice for the client. The failures would not manifest themselves in Peer Review but may well do so in terms of miscarriages of justice. We do not oppose fixed fees in the Magistrates' Court where there is effectively an equality of arms between prosecutor and defendant with the Court presiding. There are no similar checks or balances operating within the Police Station where the Police hold the balance of power.

  7.  The geographical groupings suggested by the Carter Review for the North East have provided some bizarre results. We are aware that the solicitor members of the Regional Duty Solicitor Committee are endeavouring to correct a number of factual errors in the information relied on by the Carter Team in relation to functioning Police Stations and Courts. It is a matter of concern to us that proposals may be rolled out based on false information.

  8.  We are of the view that the Carter Team is mistaken in principle in its grouping of various areas. It is apparent that a decision has been taken to graft on to metropolitan areas adjacent rural areas. It is our view that what should happen is that the various, rural areas should be amalgamated together. This would prevent the suppliers within these rural areas becoming swamped. They would then be in a viable position to bid for contracts across the rural areas. Most of the providers within the rural areas are not single-service providers but generally provide at least family provision in addition to crime. The Carter style grouping could well have the unintended consequence of eliminating the supplier network of civil Legal Aid services across the rural areas. It is suggested that this would in no way undermine larger groupings within the metropolitan areas and indeed it may avoid some dilution of profitability within them.

  9.  We would suggest that if there is to be a grouping within our area then it should be Berwick, Alnwick, South East Northumberland and Hexham and Tynedale.

  10.  We would oppose the inclusion of a metropolitan area with this grouping but would suggest that if there has to be one it should be North Tyneside. The inclusion of South Tyneside within this grouping ignores all geographical and community logic and the existence of the River Tyne.

LEGAL HELP

  11.  Legal Help is already a marginal activity so far as practices such as ours are concerned. A high degree of efficiency and productivity is required to maintain profitability. Any reduction in fees would make the work unsustainable.

  12.  We are of the view that a differential level of fees for Legal Help is quite clearly justifiable so far as London is concerned. We cannot see that it is justified other than in London. The different regional fees proposed seem to bear no relation to relative overheads or costs. They are obviously based on historic information. The logic of this approach would be to retain tailored fixed fees which at least address more local variations rather than the broad brush stroke of regional payments. It would appear that the North East as a whole is being penalised for its relative efficiency. We accordingly support a differential between London and national fixed fees for areas outside London but not regional fixed fees.

PUBLIC LAW CHILDREN WORK

  13.  We have a heavy and long-term commitment to this work. Our Senior Partner, who has Higher Court Rights in All Courts and is. a Children Panel Member, allocates a significant amount of his time to this work at direct cost to his commercial and regulatory activities. The Carter Team apparently does not recognise that within the solicitors' profession there is substantial commitment to carrying out publicly funded work with a strong sense of the ethics of being a professional. People will continue to do this work for relatively modest reward provided it is financially viable. They will not continue to do the work if they are unable to sustain their practices in doing it.

  14.  The Carter view of the failure to attract membership to the Children Panel is wholly misconceived. It is not a failure to respond to a financial incentive. The point is that a 15% incentive on a very low base rate of fees is not going to attract large numbers of people whose skills are relatively easily transferable to far more profitable work.' It is not the failure of the financial incentive but rather the paucity of the same in return for the efforts, talent and cost required which leads to the relatively low number of practitioners. acquiring this expertise. The Children Panel is a valuable asset in the protection of children and it should not be squandered.

  15.  It is our view that fixed fees are unsustainable in Public Law child care work. Children's lawyers are not only a vital part of the Court process but play a very substantial role in child protection conferences and other areas ancillary to the Court process. Time and time again, working in conjunction with Guardians, one is able to put right bad practice within Social Services Departments, which themselves are often over-stretched and under-funded and advised by lawyers who sometimes see themselves as having the Social Workers as clients rather than the particular children concerned. This is not to denigrate the work of local authority lawyers for whom we have high regard. A close working relationship can, however, make one over protective of one's colleagues. Fixed fees in this area are simply a disincentive to best practice. The adoption of this proposal would expose the most vulnerable in our society in apparent complete conflict with Government aims.

  16.  We have done an examination of the level of fixed fees proposed. We simply could not. afford to do this type of work on the present level of fixed fees or indeed anything like it. We calculate on the basis of our last six substantial cases that whereas we would normally be working for a third of our private client rate, we would in fact be working for one tenth under the fixed fee regime. We simply cannot afford to do that and would have to drop out of the system.

  17.  The suggestion that Solicitor Advocates should be paid less than members of the Bar whose overheads are insignificant in comparison is neither fair nor logical nor economic. In this area the work of the solicitor is very often more specialist than the barrister and these differentials would create a positive disincentive to solicitor advocacy. It is often the solicitor who is the constant

factor in the case, providing a source of continuity which the Bar with the regular problem of returned briefs is not able to provide.

  18.  Child Care Solicitors chambers. We find this Suggestion remarkable. It may be useful for one or

two individuals in substantial metropolitan areas. It is certainly not an attractive business proposition for any established practitioner with any semblance of a reasonable business. To commit entirely to relatively low value publicly funded work with all the uncertainties that surround Legal Aid and which will continue, whatever the outcome of the Carter Review, is not a sensible career strategy.

GENERAL

  19.  Our overall concern is to the viability of the Legal Aid sector which provides vital services to the most disadvantaged and vulnerable members of our community. It is our intention to continue to do this work for as long as it is financially viable. The problem with the Carter Review is that it fails to acknowledge that the present service is chronically under-funded. The external pressures on Legal Aid have not been examined. The effect of various areas of Government policy, in particular in relation to criminal justice are disregarded. We see no alternative to a significant injection of further funds and would invite serious consideration of alternative funding if resources cannot be found from general taxation.

October 2006





 
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