Select Committee on Constitutional Affairs Written Evidence


First Further evidence submitted by the Rt Hon Lord Goldsmith QC, Attorney General

THE ROLE OF ATTORNEY GENERAL IN OTHER JURISDICTIONS

  1.  This note summarises the role of Attorney General or equivalent position in other jurisdictions. The note is not a comprehensive survey. It focuses primarily on those jurisdictions which have a legal system which is similar to that of England and Wales. It is based on publicly available information. In the time available, it has not been possible to have the note approved by each office holder dealt with below.

  2.  The note is structured on an alphabetical basis.

Australia

  3.   Establishment: The office of Attorney General (currently held by Phillip Ruddock) was transplanted to the Australian colonies with the reception of English law. The Attorney General is assisted by the Solicitor General.

  4.   Appointment: The Attorney General is appointed by the Governor-General on the advice of the Prime Minister. The Attorney General is usually, but is not always, a lawyer.

  5.   Link to Government: The Attorney General is a Minister and a member of the Cabinet. In addition to his role as a law officer, the Attorney General is the minister responsible for legal affairs, national and public security

  6.   Role in relation to prosecutions: The Attorney General authorises prosecutions for federal crimes. In normal circumstances the prosecutorial powers of the Attorney General are exercised by the Director of Public Prosecutions. However the Attorney General maintains formal control, including the power to initiate and terminate public prosecutions and take over private prosecutions.

  7.  Prosecutions for certain offences require the individual consent of the Attorney General. The Attorney General also generally has the power to issue certificates which are conclusive of certain facts (e.g. that the revelation of certain matters in court proceedings might constitute a risk to national security). The Attorney General also has the power to issue a nolle prosequi with respect to a case, which authoritatively determines that the state does not wish to prosecute the case, so preventing any person from doing so.

  8.   Role in relation to criminal justice policy: The Attorney General advices on reform of criminal law and criminal investigation law, including potential amendments to the Criminal Code Act 1995. The Attorney General also provides policy advice on proposals for criminal offences and enforcement powers in draft legislation being prepared within the Australian Government.

  9.   Other functions:

    (a)  Legal advice: The Attorney acts as a general legal advisor to the Cabinet. In practice, advice is issued by the Solicitor General.

    (b)  Policy responsibilities: In addition to the policy responsibilities outlined above, the Attorney General has policy responsibility for, inter alia, human rights, emergency management, marriage and intellectual property. The Attorney General is the minister responsible for the Australian Security Intelligence Organisation.

  10.   Website: http://www.ag.gov.au/

Canada

  11.   Establishment: The post of Attorney General (currently held by Robert Nicholson) pre-dates Confederation. Before Confederation, the post had been twinned with the post of Minister of Justice. This arrangement continued after Confederation and was formalised by the Department of Justice Act 1868.

  12.   Appointment: The Attorney General is appointed by the Prime Minister.

  13.   Link to Government: The Minister of Justice is, ex-officio, Attorney General. The Minister of Justice is a cabinet post.

  14.   Role in relation to prosecutions: The Attorney General is the head of the Federal Prosecution Service (FPS) which is responsible for the conduct of prosecution of violations of federal law in all the provinces, as well as the prosecution of all federal offences, including Criminal Code violations, in the territories. In exercising these functions, the Attorney General must exclude any consideration based upon narrow, partisan views, or the political consequences to the Attorney General or Cabinet colleagues. The Attorney General will consult his Cabinet colleagues in certain cases, in accordance with the Shawcross principle.

  15.  The Attorney General also provides legal advice to investigative agencies on the criminal law implications of investigations and prosecutions. It is a long standing practice that the Attorney General not publicly discuss investigations of which he is aware or disclose the findings and reports stemming from such matters. The Attorney General may, however, privately share knowledge of an investigation with appropriate authorities, including members of the Government.

  16.   Role in relation to criminal justice policy: The Minister of Justice has lead responsibility in developing the criminal law, particularly in such areas as criminal justice, evidence, and extradition.

  17.   Other functions:

    (a)  Legal advice: The Attorney General provides legal advice to federal departments and agencies which act on behalf of the Crown. Other departments do not have their own lawyers; all advice is sought directly from the Attorney General. The Attorney General also advises the Governor General.

    (b)  Litigation: the Attorney General carries out all litigation for or against the Crown or any department of the Government of Canada.

    (c)  Legislation: The Minister of Justice must examine every Bill introduced in or presented to the House of Commons by a minister of the Crown and every regulation submitted to the Clerk of the Privy Council for registration to determine if any of their provisions are inconsistent with the Canadian Bill of Rights and the Charter of Rights and Freedoms. The Minister must report any inconsistency to the House of Commons.

    (d)  Policy responsibilities: In addition to his functions in relation to criminal justice policy (see above), the Minister of Justice is also responsible for human rights, family and youth law, administrative law, Aboriginal justice, general public law and private international law.

  18.   Website: http://justice.gc.ca/en/index.html

Hong Kong

  19.   Establishment: The Attorney General of Hong Kong (currently Wong Lan Yung) was renamed Secretary for Justice after transfer of sovereignty in 1997. The Secretary for Justice heads the Department of Justice.

  20.   Appointment: The Secretary for Justice is appointed by the Central People's Government in Beijing on the advice of the Chief Executive. The position is normally held by a lawyer.

  21.   Link to Government: Before July 2002, the post was a civil service position. The Secretary for Justice is now ex-officio member of the Executive Council.

  22.   Role in relation to prosecutions: The decision to prosecute criminal offences is the sole responsibility of the Secretary for Justice. In this capacity, the Secretary for Justice operates independently, free from any political interference.

  23.   Role in relation to criminal justice policy: No direct role.

  24.   Other functions:

    (a)  Legal advice: The Secretary for Justice is the principal legal adviser to the Chief Executive, to the government and to individual government departments and agencies.

    (b)  Litigation: The Secretary for Justice is the defendant in all civil actions brought against the government.

    (c)  Public interest functions: The Secretary for Justice may also apply for judicial review to enforce public legal rights. The Secretary has a right to intervene in any case involving a matter of great public interest. The Secretary represents the public interest as counsel to tribunals of inquiry. The Secretary is the Protector of Charities and must be joined as a party in all actions to enforce charitable or public trusts. He is also responsible for bringing alleged contempts of court to the notice of the courts.

  25.  Website: http://www.doj.gov.hk/eng/new/index.htm

India

  26.   Establishment: The post of Attorney General of India (currently held by Milon Banerjee) pre-dated independence. It is now governed by the Constitution of India. The Attorney General is assisted by the Solicitor General.

  27.   Appointment: The Attorney General is appointed by the President. The appointee must be eligible to become a judge in the Supreme Court of India.

  28.   Link to the Government: The Attorney General does not have any executive authority. While he is said not to be a political appointee, it is usual for the Attorney General to change when there is a change in government.

  29.   Role in relation to prosecutions and criminal justice policy: It is not clear that the Attorney General has any role in relation to prosecutions or criminal justice policy.

  30.   Other functions:

    (a)  Legal advice: The Attorney General is the government's chief legal adviser.

    (b)  Litigation: The Attorney General is the government's primary lawyer in the Supreme Court of India.

    (c)  Parliament: The Attorney General has the right to participate in the proceedings of the Parliament, though not to vote.

Ireland

  31.   Establishment: The post of Attorney General (currently held by Rory Brady) predated independence but is now enshrined in Article 30 of the Constitution.

  32.   Appointment: The Attorney General is appointed by the President on the nomination of the Taoiseach.

  33.   Link to Government: Article 30 of the Constitution provides that the Attorney General shall not be a member of the Government. He attends cabinet meetings in his capacity as adviser to the Government on matters of law and legal opinion.

  34.   Role in relation to prosecutions: Article 30.3 of the Constitution provides that the prosecution of offences (other than summary offences) is a function of the Attorney General, or of some other person authorised in accordance with law to do so. However, following the enactment of the Prosecution of Offences Act 1974 responsibility for the great majority of such prosecutions has been transferred to the Director of Public Prosecutions. The DPP is wholly independent of Government. The Attorney General retains certain prosecution functions, for example, under the Fisheries (Amendment) Act 1978. The Attorney General has a function in deciding whether warrants under the Extradition Acts 1965 to 2001 should be endorsed or not and to advise in extradition cases.

  35.   Role in relation to criminal justice policy: No direct role.

  36.   Other functions:

    (a)  Provision of legal advice: The Attorney General advises the Government on the constitutional and legal issues which arise prior to or at Government meetings, including whether proposed legislation complies with the provisions of the Constitution, acts and treaties of the European Union or other international treaties to which Ireland has acceded. The Attorney General also advises as to whether the State can ratify international treaties and conventions.

    (b)  Litigation: The Attorney General is representative of the public in all legal proceedings for the enforcement of law and the assertion or protection of public rights. He represents the State in all legal proceedings involving the State. The Attorney General defends the constitutionality of Bills referred to the Supreme Court under Article 26 of the Constitution. In addition, under the Attorney General's Scheme the Attorney General funds certain legal proceedings which are not covered by legal aid. The Attorney General may also institute relator actions in the public interest.

    (c)  Legislation: The Office of the Parliamentary Counsel is a constituent part of the Attorney General's Office. The Attorney General also has functions in relation to the Law Reform Commission under the Law Reform Commission Act 1975, in respect of legislative programming as a member of the Legislation Committee which is chaired by the Government Chief Whip.

  37.   Website: http://www.attorneygeneral.ie/index—en.html

Israel

  38.   Establishment: The post of Attorney General (currently held by Menachem Mazuz) has not been the subject of a Basic Law or major legislation. However, the traditional rules and customs associated with the post were set out by a committee convened in 1962 and chaired by Shimon Agranat, then a Supreme Court Justice.

  39.   Appointment: The Attorney General is appointed by the Government on the recommendation of the Minister for Justice.

  40.   Link to Government: The Attorney General is not a Minister. It is a civil service post. Since the Agranat Committee reported in the 1960s, there has been an understanding that a person who possesses a strong political identity or who is known for his political activism should not be appointed to the post. The person appointed Attorney General should be free of political party influences so that his decisions may be arrived at independently and without concessions to instructions or policy of the Government or the Minister of Justice.

  41.   Role in relation to prosecutions: The Attorney General is authorized to decide whether or not to submit an indictment. He may also rule with respect to the decision of the police or the State Attorney to investigate or close a file. His other functions include the power to request that the extension of an arrested person's detention by a court for a time period longer than 30 days; to request that the immunity of a particular Member of Knesset be waived; and to stay criminal proceedings after an indictment has been submitted.

  42.   Role in relation to criminal justice policy: No direct role.

  43.   Other functions:

    (a)  Legal advice: The Attorney General is the government's chief legal advisor. He provides counsel directly or indirectly through the government legal service. The Attorney General is also responsible for issuing guidelines to the Government on the interpretation of law and appropriate legal procedures. The Attorney General may attend government meetings in his capacity as legal adviser.

    (b)  Litigation: The Attorney General represents the State in all civil and criminal legal proceedings. In practice, much of this responsibility is delegated to the State Attorney. If legal actions are taken against the State, the Attorney General may choose to defend, or not to defend, the State and its public bodies in court. The Government may not hire a private attorney without the consent of the Attorney General's office, regardless of whether or not the Attorney General and his staff are prepared to represent the Government in a particular case.

    (c)  Legislation: The Attorney General advises the Division of Legislation in the Ministry of Justice in the preparation of bills to be presented by the Government and in supervising the promulgation of regulations by all government ministries.

    (d)  Public interest functions: The Attorney General is authorized to provide representation and to argue in any legal procedure which, in his view, involves an issue of public interest.

Malaysia

  44.   Establishment: The post of Attorney General (known as Peguam Negara, currently Tan Sri Abdul Gani Patail) is enshrined in Article 145 of the Federal Constitution. The Attorney General is assisted by the Solicitor General.

  45.   Appointment: Under the Constitution, the monarch appoints the Attorney General on the advice on the Prime Minister. The appointee must be qualified to be a judge of the Federal Court.

  46.   Link to Government: Under the Constitution, the Attorney General may be, but need not be, a member of Cabinet. The current postholder formerly worked in the Attorney General's Chambers and has not previously held any Ministerial office.

  47.   Role in relation to prosecutions: Under the Constitution, the Attorney General has the power to institute, conduct or discontinue any proceedings for an offence, other than proceedings before a Syariah court, a native court or a court-martial.

  48.   Role in relation to criminal justice policy: No direct role.

  49.   Other functions:

    (a)  Legal advice: Under the Constitution, it is the duty of the Attorney General to advise the monarch or the Cabinet or any Minister upon legal matters.

    (b)  Legislation: The Attorney General is responsible for the drafting of all federal legislation.

    (c)  Litigation: The Attorney General represents the government in civil cases. He has rights of audience any court or tribunal in the Federation.

  50.   Website: http://www.agc.gov.my/agc/index.html

New Zealand

  51.   Establishment: The post of Attorney General (currently held by Michael Cullen) existed before independence. The existence of the office is recognised by the Constitution Act 1986. The Attorney General is supported by the Solicitor General. The Solicitor General is a non-partisan official who is not a member of the Government.

  52.   Appointment: The Attorney General is appointed by the Governor-General on the recommendation of the Prime Minister. While traditionally the post has always been held by a lawyer, recent appointees have not been legally qualified.

  53.   Link to Government: Historically, the post of Attorney General could be held either by a politician or by a senior jurist. However today, it is invariably held by a member of Parliament. The Attorney General is a Minister of the Crown. It is common for the Attorney General to have other policy portfolio responsibilities. The Attorney General is usually a member of Cabinet. At times, the Attorney General has also been the Minister of Justice.

  54.  In exercising his functions as Attorney General, the Attorney General is expected to disregard any political interest or partisan advantage to the Government.

  55.   Role in relation to prosecutions: The Attorney General heads the justice system and supervises criminal prosecutions. He has statutory powers to decide whether to stay prosecutions, give a witness or other person immunity from prosecution and to deal with requests for extradition and mutual criminal assistance. There are a number of offences for which the consent of the Attorney General is required to bring a prosecution. The Solicitor General (not the Attorney General) has the right to appeal against inadequate sentences.

  56.  The Attorney General has departmental responsibility for the Serious Fraud Office.

  57.  By tradition, successive Attorney Generals have preferred not to become directly involved in the areas of prosecution or Law Officer decisions by the Solicitor General (who as noted above is an official as opposed to a politician) in relation to criminal proceedings. The reason for this convention is said to be to prevent the administration of criminal law becoming, or appearing to become, a matter of political decision-making. The Solicitor General remains accountable to the Attorney General for the overall supervision of criminal prosecutions.

  58.   Role in relation to criminal justice policy: No direct role as Attorney General though particular Attorney Generals may have wider policy responsibilities.

  59.   Other functions:

    (a)  Legal advice: The Attorney General is the principal legal adviser to the Government. In practice, it is the Solicitor General who gives legal advice, subject to the opinion of the Attorney General.

    (b)  Litigation: The Attorney General has overall responsibility for the conduct of all legal proceedings involving the Crown. He is the principal plaintiff or defendant on behalf of the Government in the courts. Most litigation involving Ministers or departments is handled by the Crown Law Office, for which the Attorney General is responsible. The Solicitor General or Crown Counsel act as counsel in such proceedings. The Attorney General has occasionally appeared personally on behalf of the Government.

    (c)  Public interest functions: In addition, the Attorney General may instigate, or intervene in proceedings, which affect the public interest He may also instigate relator actions to assert public rights. He is the Protector of Charities.

    (d)  Legislation: The Attorney General has Ministerial responsibility for the Parliamentary Counsel Office who draft all government Bills. Under the Bill of Rights Act 1990, the Attorney General must report to the House of Representatives any provision in a Bill which he considers is inconsistent with the Bill of Rights.

    (e)  Judiciary: The Attorney General is responsible for the relationship between the executive and the judiciary. The Attorney General appoints members of the senior courts. He is also responsible for protecting the judiciary from improper and unfair criticism. In that capacity, he will answer attacks on their decisions. The Attorney General is also responsible for bringing proceedings for contempt of court.

    (f)  Miscellaneous: The Attorney General has a range of other functions including making recommendations to the Governor-General on the appointment of Senior Counsel (formerly Queen's Counsel); being a member of the Rules Committee (charged with responsibility for developing rules of court).

  60.   Website: Website of the New Zealand Government: http://www.beehive.govt.nz/. Crown Law Office Briefing Paper for the Attorney General (August 2002) found at http://www.beehive.govt.nz/briefings/justice/attorney—general/home.cfm

Scotland

  61.   Establishment: The post of Lord Advocate (currently held by Elish Angiolini) dates back to the fifteenth century. Post devolution, the Scotland Act 1998 makes provision in relation to the appointment and status of the post. The Lord Advocate is supported by the Solicitor General.

  62.   Appointment: Under the Scotland Act 1998, Her Majesty appoints the Lord Advocate on the recommendation of the First Minister. The First Minister must obtain the agreement of the Scottish Parliament for his recommendation.

  63.   Link to Government: The Scotland Act 1998 provides that the Lord Advocate is a member of the Scottish Executive. Under the Scotland Act 1998, the Lord Advocate must resign if the Parliament resolves that the Scottish Executive no longer enjoys the confidence of the Parliament.

  64.   Role in relation to prosecutions: The Lord Advocate is the chief public prosecutor for Scotland and all prosecutions on indictment are nominally done in her name. She is the Ministerial head of the Crown Office and Procurator Fiscal Service. Local prosecutors—Procurators Fiscal—prosecute on her authority. The Scotland Act 1998 specifically provides that the decisions of the Lord Advocate, in her capacity as head of the systems of criminal prosecution and investigation of deaths in Scotland, must be taken by her independently of any other person.

  65.   Role in relation to criminal justice policy: No direct role.

  66.   Other functions:

    (a)  Legal advice: The Lord Advocate is the chief legal adviser to the Scottish Executive and the Crown in Scotland for both civil and criminal matters that fall within the devolved powers of the Scottish Parliament.

    (b)  Parliament: The Scotland Act 1998 provides that even if the Lord Advocate is not a member of the Scottish Parliament, she may participate in the proceedings of the Parliament to the extent permitted by standing orders but may not vote. The Lord Advocate must register her interests as if she were a member of Parliament.

    (c)  Devolution settlement Under the Scotland Act 1998, the Lord Advocate may initiate litigation in connection with devolution issues.

    (d)  Legislation: The Lord Advocate is a member of the Cabinet Sub-Committee on Legislation and involved in the planning, management and delivery of the legislative programme.

    (e)  Litigation: The Lord Advocate oversees the handling of litigation involving the Scottish Ministers. On occasion, she may appear in person to represent the Scottish Ministers. In addition, the Lords Advocate has a general "public interest" role in litigation and may intervene in litigation in the public interest.

    (f)  Investigation of deaths: The Lord Advocate is also responsible for the system of investigation of sudden or suspicious deaths in Scotland. Her functions in this capacity are largely exercised by Procurators Fiscal, who may, on her instructions or as required by statute, conduct public inquiries into deaths in some cases. This role is analogous to the functions of the coroner in England and Wales.

United States of America

  67.   Establishment: The Office of the Attorney General (currently held by Alberto Gonzales) was created by the Judiciary Act of 1789. The Attorney's remit was "to prosecute and conduct all suits in the Supreme Court in which the United States shall be concerned, and to give his advice and opinion upon questions of law when required by the President of the United States, or when requested by the heads of any of the departments, touching any matters that may concern their departments." Over the years, this has evolved into the Department of Justice which was formally created by statute in 1870. To assist the Attorney General, the 1870 Act created the Office of the Solicitor General.

  68.  The Solicitor General also works within the Department of Justice. He is appointed to argue for the Government in front of the Supreme Court, when the government is party to a case. He is nominated by the President and confirmed by the Senate.

  69.   Appointment: The Attorney General is appointed by the President. The appointment must be confirmed by the Senate. The Attorney General must be "learned in law".

  70.   Link to Government: The Attorney General is a member of the President's Cabinet.

  71.   Role in relation to prosecutions: The Department of Justice develops, enforces, and supervises the application of all federal criminal laws in the United States. Department of Justice attorneys prosecute many nationally significant cases and formulate and implement criminal enforcement policy. In addition to its direct litigation responsibilities, the Department of Justice formulates and implements criminal enforcement policy and provides advice and assistance. For example, the Department of Justice approves or monitors sensitive areas of law enforcement such as participation in the Witness Security Program and the use of electronic surveillance; provides legal advice and assistance to federal prosecutors and investigative agencies; and provides leadership for coordinating international as well as federal, state, and local law enforcement matters.

  72.   Role in relation to criminal justice policy: No direct role.

  73.   Other functions: The Attorney General and the Department of Justice have a range of other functions including:

    (a)  Legal advice: The Attorney General represents the United States in legal matters generally and gives advice and opinions to the President and to the heads of the executive departments of the Government when so requested.

    (b)  Litigation: Under the 1870 legislation which established the Department of Justice, the Department has control over all criminal prosecutions and civil suits in which the United States had an interest. In addition, the Act gave the Attorney General and the Department control over federal law enforcement. In matters of exceptional gravity or importance the Attorney General appears in person before the Supreme Court though in most cases, the Solicitor General represents the Government.

    (c)  Law enforcement/prisons: A number of law enforcement agencies, including the FBI and DEA, are Department of Justice agencies. Similarly, the Federal Bureau of Prisons and the Marshall Service are part of the Department of Justice.

  74.   Website: http://www.usdoj.gov/ag/

February 2007





 
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