Select Committee on European Scrutiny Twenty-Third Report


8 Interoperability for Pan-European eGovernment Services

(27974)

14645/06

COM(06) 611

Commission Communication: Evaluation of the implementation of the IDABC programme

Legal baseArticle 156(1) EC, followed by Decision 2004/387/EC
DepartmentCabinet Office
Basis of considerationMinister's letter of 17 May 2007
Previous Committee ReportHC 41-xii (2006-07), para 2 (7 March 2007) and HC 41-iv (2006-07), para 1 (14 December 2006)
To be discussed in CouncilTo be determined
Committee's assessmentPolitically important
Committee's decisionCleared

Background

8.1 The IDABC Programme continues on from the work done under the IDA (Interchange of Data between Administrations) and IDA II programmes, which have established a number of data exchange networks between Member States, as required by European legislation, in areas such as employment, health, agriculture, fisheries, statistics and competition. The IDABC Programme is divided into two areas — Projects of Common Interest and Horizontal Measures. Projects of Common Interest aim to help implement Community legislation and improve inter-institutional cooperation and Horizontal Measures aim to establish pan-European eGovernment and infrastructure services, particularly those promoting interoperability.

Commission Communication

8.2 The Communication details the mid-term Evaluation of the programme and sets out recommendations on how the programme should be taken forward. The evaluation was carried out by the Commission with the assistance of a consultancy company[25] and in cooperation with various stakeholders including officials from Member States. It focused on five main issues:

  • Relevance: the extent to which the objectives and aims of the programme are pertinent to the evolving needs and priorities at both national and EU level, first and foremost in relation to the i2010 programme and more generally to those established by the Lisbon objectives;
  • Efficiency: how economically the inputs and actions were converted into outputs and results;
  • Effectiveness: whether the results and outputs of the programme achieved their objectives;
  • Utility: whether the results of the programmes compared with the needs of the target population, and what improvements might be made; and
  • Coherence: the extent to which the actions formed part of a "holistic" approach within the programme and how well synergies were achieved between IDABC action and other Community activities in the area of pan-European eGovernment and infrastructure services.

8.3 Three cross-cutting issues were also raised during the Evaluation, relating to:

  • the state of progress of actions funded by the programme;
  • the coordination and involvement of Member States; and
  • the extent to which the recommendations from the evaluation of the IDA II programme had been met in the implementation of the IDABC programme.

8.4 The Evaluation's recommendations are:

  • Greater attention must be paid to the timing of the evaluations;
  • The Commission must ensure that all stakeholders know their part in the implementation process;
  • Efforts should be made at the strategic level of the programme to gather and disseminate specific and up-to-date information about users' needs;
  • The extent to which IDABC actions are able to comply with agreed milestones should be closely monitored during the implementation of the programme in particular to Horizontal Measures; and
  • A strategic appraisal of the links between the various EU programmes with which the EC develops interoperable eGovernment initiatives should be carried out.

8.5 All in all, the Commission said that "while highlighting a few shortcomings", the report was "largely positive" at a time when detailed appraisal was "rather premature", and said that it would "pay the utmost attention" to the recommendations.

8.6 We considered the Communication on 14 December 2006, together with an Explanatory Memorandum from the Parliamentary Secretary at the Cabinet Office (Mr Pat McFadden), whose brief comments were largely restricted to saying how well the UK was doing, and without suggesting that this had much to do with the IDABC.

8.7 As the Commission and the Minister rightly said, the IDABC is at an early stage. Nevertheless, it seemed to us that this evaluation had identified more than "a few shortcomings". It was unable to evaluate efficiency or effectiveness at all. As regards utility, there seemed to be no agreement on who the target, or targets, should be: whether European public administrations at all levels, or "whether efforts to satisfy needs of businesses and citizens should be increased".[26] The Commission expressed no view. Nor did the Minister. We felt that we should have had at least his views on what seemed to be a fundamental consideration.

8.8 In the section on coherence, the Commission talked of "a global level of dissatisfaction as regards the ability to coordinate opinions between Member States' representatives in the PEGSCO and in the sectoral Committees". Given that the IDABC is all about Member State cooperation with the Commission and among themselves, this did not sound encouraging. We therefore asked for the Minister's comments, and for an explanation of what PEGSCO is and how it operates.

8.9 The Recommendations strengthened the sense that, while the IDABC may be working well internally, its external aspects — which would seem to be central to its purpose — were not. In particular, we wondered:

  • why the IDABC Decision was not amended accordingly, since an evaluation carried out now would clearly be half-baked (Recommendation 1)?
  • why those involved in the IDABC still needed to become "fully aware [of] their roles" and to be "aware of their roles and responsibilities in the implementation process" (Recommendations 1 and 2)?
  • on what basis IDABC had been operating if strategic level information still needed to be gathered and disseminated about users' needs (Recommendation 3)?
  • if a better balance was required between Horizontal Measures and staff resources, why the Commission thought it preferable to move the goalposts — the milestones and deadlines — rather than the staff resources (Recommendation 4)?
  • what action the Commission proposed to take and over what time scale to improve the coherence of IDABC with other Community pan-European eGovernment programmes and infrastructure services (Recommendation 4)?
  • And if so, how this is related to the strategic appraisal "of the links between the various EU programmes within which the EC develops interoperable eGovernment initiatives" (Recommendation 5, which was drafted in such a way that its purpose and scope was incomprehensible to the lay reader)? and
  • above all, how it was possible to evaluate a programme without at any stage saying what its budget is, how much has been disbursed and upon what activities?

8.10 In the meantime, we kept the document under scrutiny.[27]

The Minister's letter of 20 February 2007

8.11 The Minister described the IDABC Programme as "complex", attempting to coordinate the demands and priorities of 27 Member States on highly complicated IT infrastructure systems and studies covering a wide range of areas from agriculture to statistics — an environment whose scope is "ever changing", with the IDABC programme needing "to adapt quickly and pragmatically within the boundaries of the Decision which often results in delays to projects".

8.12 He then sought to answer the specific points raised by us as set out in our Report of 7 March 2007.[28] He explained that PEGSCO is the Pan-eGovernment Services Committee: a Member State committee designed to assist the European Commission with the management of the IDABC Programme (following the Decision of the European Parliament on 28 April 2004), which meets approximately three times a year and primarily gives opinion on funding and relevance of the IDABC programme. He felt that work in the PEGSCO was "positive"; "on the whole" Member States were extremely cooperative in the negotiation process with the Commission; we were asked to bear in mind "the complex issues surrounding differing environments of ICT application across Member States. "Technical architectures, semantics and processes" varied from administration to administration, which was part of the challenge faced when agreeing on unilateral understanding of ICT projects, and a challenge the UK faced internally, where the Cabinet Office had "begun the task of improving the network of UK stakeholders in the IDABC programme, albeit with limited [resources]".

8.13 The Minister then turned to questions concerning the Conclusions from the Evaluation, which are set out in detail in our immediately previous Report.[29]

8.14 The Minister concluded by noting that detailed information on the budget for the IDABC programme was to be found in the full Evaluation and referred us to the IDABC website.[30]

OUR ASSESSMENT

8.15 Though the Minister's comments were now more extensive, they were no more reassuring. We looked to him to provide us with financial information about the programme, not refer us to a report that we do not have and a website where we may find it. We also expected an Explanatory Memorandum on an evaluation of the implementation of this (or any) programme to contain an assessment of whether the programme at least looked as though it was on course to deliver its objectives and in a way that provides value for money.

8.16 Instead, references to the programme being in its early stages, being "complex" and in an "ever-changing" environment seemed to be laying the ground for delay. Definite examples of benefits to all customers could not yet be measured — nor were there examples of any benefits to any customers. Indeed, the Minister seemed to suggest that his and other Member State officials could not even agree on "what pan-European eGovernment services to Citizens and Businesses" actually were. He asserted that they did provide the indirect benefit to the taxpayer of efficient and effective procedures across European borders — but gave no examples. Though in its early stages, the IDABC programme had already undergone three revisions. We assumed that this was all meant to be reassuring: instead, it served only to call to mind an ill-starred domestic track record of Government ICT projects over many years.

8.17 Nor were his remarks about the Commission's response thus far — examined in detail in our immediately previous Report — at all reassuring. Member States now had "confidence" that the different bodies of the Commission were "aware of their ongoing eGovernment work". If so, we wondered what the situation was hitherto — were they unaware, and instead operating in unconnected "silos"? Other changes by the Commission seemed to inspire nothing more than "hope" that they would "ultimately" show benefit.[31]

8.18 We also noted that there was still no information about what the Strategic Appraisal would seek to do, when it would take place and what timescale it would have.

8.19 All in all, we continued to be left with a strong impression of drift and wishful thinking, and of a general lack of a firm grip by Member States or the Commission; with no clear idea, beyond generalities, of what the programme was supposed to achieve, or what it might have achieved so far; nor any idea of what resources had been devoted to it. So, in the hope of being corrected, we again asked the Minister to provide the sort of information, assessment and clear forward vision that would set our minds at rest, and continued to keep the document under scrutiny.

The Minister's letter of 17 May 2007

8.20 In his further letter, the Minister begins by noting that at present there are 19 Projects of Common Interest (PCIs) and 24 Horizontal Measures (HMs), a selection of which he sets out in the Annex to his letter, and which he says "demonstrate evidence that IDABC delivers on its fundamental objective to improve efficiencies between Member States' administrations and bring practical benefits to European citizens and businesses".[32] IDABC is, he says, "demonstrating that it delivers on the objectives of "encouraging and supporting cross-border public sector services to citizens and businesses", "improving the efficiency and collaboration between European administrations", and "contributing in making Europe an attractive place to live, work and invest". He then lists "the recent highlights of 2006-07 that were reported to my officials at a recent PEGSCO meeting:

—  The launch of the HEALTH-EU portal in May. The EU public health portal creates mechanisms and systems for the sharing and transfer of data information and experience on health, enabling data transfer between international organisations, MS, experts and citizens;

—  Your Europe release 2 launched in July. Your Europe is a multilingual public information service portal for citizens and enterprises intending to carry out cross-border activities within the EU. Examples of the services provided for citizens include moving to a new country, information on schooling, social security and finding employment. For enterprises it provides details on accounting regulations, public procurement opportunities, taxation laws, etc;

—  sTESTA contract signed in September. sTESTA, which stands for 'secured Trans-European Services for Telematics between Administrations', is dedicated to inter-administrative requirements and providing guaranteed performance levels and security. The Commission has recently signed a contract with the consortium Equant/Hewlett-Packard for the provision of the infrastructure, replacing several existing data communication infrastructures at EU level;

—  EUlisses portal (social security rights) launched in December. EUlisses constitutes a multilingual web portal, which gives easy access to EU and national information on the social security rights and obligations of citizens on the move in Europe and consolidates national and European information sources in one place. The development of this portal has taken considerable time and effort by MS and the Commission. The progress of EUlisses is supported and monitored by the DWP in the UK;

—  AMIS-QUOTA first phase launched January 07. The system is intended to improve the management of tariff quotas as laid down in EU regulations. The current management system is based mainly on fax communications and manual management. AMIS-QUOTA will build a structured IT system to support the management of DG AGRI tariff quotas and public information on the Europa website; and

—  EUPL adopted by the European Commission in January 07. The European Union Public Licence means that for the first time, the European Union has published a free/open source licence to use it in order to distribute some of its own software".

8.21 He then answers other points raised by us as follows:

FINANCIAL INFORMATION

    "Since the last update to the work programme, the grand total budget for the IDABC programme is currently at €78,931,597 (rounded to the nearest Euro), broken down into:
  • 2005 = €13,899, 915 (€4,400,545 for PCIs & €9,499,370 for HMs)
  • 2006 = €29,187,682 (€3,865,699 for PCIs & €25,321,982 for HMs)
  • 2007 = €12,579,000 (€3,610,000 for PCIs & €8,969,000 for HMs)
  • 2008 = €15,620,000 (€1,775,000 for PCIs & €13,845,000)
  • 2009 = €7,645,000 (€0 for PCIs & €7,645,000)

CHANGES TO THE WORK PROGRAMME

    "As the Committee noted, the rolling work programme has undergone a number of revisions. If the IDABC programme is to remain relevant, then there will need to be regular changes to the work programme as priorities change over time.

    "My officials are fully involved in the PEGSCO where decisions on funding and direction of the work programme are made.

"In November 2005, the European Commission adopted the first IDABC work programme for the period 2005 — 2009.

    "On 28 February 2006, the European Commission adopted the second revision of the work programme, and included —
  • Minor revisions focusing on updated actions of a number of projects (Protectus, Open Source Software Repository, Quality Management and the Study into the financing and management options for cross-border eGovernment).

    "The latest revision of the rolling work programme was adopted on the 14th August 2006, and included:-
  • Up to date descriptions of all IDABC funded projects;
  • Incorporation of Manchester eGovernment Ministerial Declaration;
  • Introduced 5 new actions; and
  • Removed 3 actions which had either been completed or withdrawn from the work programme.

    "Due to a number of changes in the work programme since August 2006, especially with the welcomed realignment (as set out below) and cooperation within the European Commission, the Commission will ask Member States to agree on the fourth revision at the next PEGSCO meeting in May.

ALIGNMENT TO I2010

    "While i2010 outlines the policy objectives of the future of eGovernment in Europe, IDABC provides the practical solutions that support not only the objectives under the Manchester Declaration but other projects under taken by other Services. As referred to in my previous correspondence, the IDABC work programme is increasingly being aligned to the objectives of i2010, and one of the drivers for the changes to the work programme has been this welcome adjustment. Change cannot happen immediately and DGIT and DGINFSO have actively continuously ensured that they are using the optimal use of resources and experience located within the different programmes, creating synergies through work-sharing, co-ordination and co-operation. My officials have raised the concerns regarding this issue with DGIT and DGINFSO and are reassured that alignment is taking place.

    "With the establishment of the ICT Policy Support Programme which is embedded in the Competitiveness and Innovation Programme (CIP), three existing programmes (eContent+, Modinis and eTEN) and the activities of the Commission's eGovernment Unit were merged.

    "This new programme, which runs from 2007 — 2013 aims at bringing an integrated and consistent strategic approach to support the aims of eGovernment in i2010. The CIP programme is not a policy programme and does not attempt to identify actions or solutions which the Commission or MS should implement. It is a support programme which enables MS to test the feasibility of their technology in real world conditions, with an emphasis on incorporating interoperability of services across national borders and between MS.

    "There are a large number of projects that predate i2010 but remain under the IDABC work programme. Most, if not all of the PCIs would not be able to continue if the IDABC programme were to be fully aligned to i2010. IDABC is best placed to run these complex projects due to the level of expertise in DGIT. If the programme was fully aligned with i2010 some valuable PCIs would be taken up by individual DGs who are not as well equipped. By coordinating EU-level IT projects under one work programme, Member States and the European Commission are able to benefit from the IT professionalism and project management that IDABC retains.

    "The Commission is showing evidence of increased synergies (where appropriate) between the two programmes, for example MS and the Commission have already agreed on areas where the IDABC can assist the i2010 programme.

    "The judgement of my officials is that following the reorganisation the situation is improving.

    "The Commission's Communication on the Evaluation of the programme stated that a Strategic Appraisal at this stage of the programme would be premature and therefore any details of such an appraisal are unavailable at this stage. The Commission has carried out a sustainability study that assessed options and possible combinations available for finding a long-term, viable management and financing solution for the operation of infrastructure services currently managed by IDABC. At the last PEGSCO meeting (March 2007), MS representatives were presented with a summary of findings and recommendations of this study.

    "My officials have received assurances from the European Commission that they are paying the utmost attention to the recommendations and are implementing them in the way described in their Communication".

Conclusions

8.22 We are grateful to the Minister for this further information, which explains the rationale and approach of the programme much better than hitherto, and illustrates several of the outcomes so far. With regard to the relationship between the IDABC and the Commission's i2010 Programme, it is gratifying that "the Commission is showing evidence of increased synergies (where appropriate) between the two programmes" and that his officials judge that the situation is improving.

8.23 Time alone will tell if £50 million of European taxpayers' money turns out to have been well spent. Although a Strategic Appraisal at this stage of the programme would, in the view of the Commission, still be premature, some indication of when the Commission thinks this would be appropriate would have provided greater reassurance that this was as important a consideration in its mind as it ought to be.

8.24 We now clear the document.


25   Whose report is available at http//ec.europa.eu/idaabc/en/document/5707/3  Back

26   COM (06) 611, page 5. Back

27   see headnote. Back

28   See headnote. Back

29   See headnote. Back

30   http://ec.europa.eu/idabc/servlets/Doc?id=25302  Back

31   See headnote. Back

32   At Annex to this Report. Back


 
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