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Establish and make provision in connection with a Care Quality Commission; |
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to make provision about health care (including provision about the National |
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Health Service) and about social care; to make provision about reviews and |
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investigations under the Mental Health Act 1983; to establish and make |
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provision in connection with an Office of the Health Professions Adjudicator |
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and make other provision about the regulation of the health care professions; |
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to confer power to modify the regulation of social care workers; to amend the |
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Public Health (Control of Disease) Act 1984; to provide for the payment of a |
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grant to women in connection with pregnancy; to amend the functions of the |
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Health Protection Agency; and for connected purposes. |
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Be it enacted by the Queen’s most Excellent Majesty, by and with the advice and |
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consent of the Lords Spiritual and Temporal, and Commons, in this present |
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Parliament assembled, and by the authority of the same, as follows:— |
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The Care Quality Commission |
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1 | The Care Quality Commission |
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(1) | There is to be a body corporate known as the Care Quality Commission |
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(referred to in this Part as “the Commission”). |
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(2) | The Commission for Healthcare Audit and Inspection, the Commission for |
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Social Care Inspection and the Mental Health Act Commission are dissolved. |
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(3) | Schedule 1 (which makes further provision about the Care Quality |
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2 | The Commission’s functions |
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(1) | The Commission has the functions conferred on it by or under any enactment. |
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(2) | Those functions include— |
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(a) | registration functions under Chapter 2, |
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(b) | review and investigation functions under Chapter 3, and |
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(c) | functions under the Mental Health Act 1983 (c. 20). |
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(3) | In performing its functions the Commission must have regard to— |
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(a) | views expressed by members of the public about activities to which the |
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(b) | levels of satisfaction with such activities amongst members of the |
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(c) | the need to ensure that action by the Commission in relation to such |
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activities is proportionate to the risks against which it would afford |
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safeguards and is targeted only where it is needed, |
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(d) | the need to safeguard and promote the rights and welfare of children |
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(e) | any developments in approaches to regulatory action, and |
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(f) | best practice amongst persons performing functions comparable to |
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those of the Commission (including the principles under which |
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regulatory action should be transparent, accountable and consistent). |
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(4) | In performing its functions the Commission must also have regard to such |
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aspects of government policy as the Secretary of State may direct. |
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(5) | The Commission is to perform its functions for the general purpose of |
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(a) | the improvement of activities to which its functions relate, |
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(b) | the carrying on of such activities in a way that focuses on the needs of |
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those for whose benefit the activities are carried on, and |
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(c) | the efficient and effective use of resources in the carrying on of such |
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3 | Transfers of property, rights and liabilities |
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Schedule 2 (which makes provision for the transfer of property, rights and |
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Registration in respect of provision of health or social care |
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(1) | In this Part “regulated activity” means an activity of a prescribed kind. |
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(2) | An activity may be prescribed for the purposes of subsection (1) only if— |
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(a) | the activity involves, or is connected with, the provision of health or |
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social care in, or in relation to, England, and |
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(b) | the activity does not involve the carrying on of any establishment or |
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agency, within the meaning of the Care Standards Act 2000 (c. 14), for |
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which Her Majesty’s Chief Inspector of Education, Children’s Services |
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and Skills is the registration authority under that Act. |
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(3) | For the purposes of subsection (2), activities connected with the provision of |
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health or social care include, in particular— |
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(a) | the supply of staff who are to provide such care; |
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(b) | the provision of transport or accommodation for those who require |
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(c) | the provision of advice in respect of such care. |
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5 | “Health or social care” |
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(1) | This section has effect for the interpretation of this Part. |
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(2) | “Health care” includes all forms of health care provided for individuals, |
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whether relating to physical or mental health, and also includes procedures |
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that are similar to forms of medical or surgical care but are not provided in |
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connection with a medical condition. |
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(3) | “Social care” includes all forms of personal care and other practical assistance |
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provided for individuals who by reason of age, illness, disability, pregnancy, |
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childbirth, dependence on alcohol or drugs, or any other similar |
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circumstances, are in need of such care or other assistance. |
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(4) | “Health or social care” means health care or social care. |
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Registration of persons carrying on regulated activities |
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6 | Requirement to register as a service provider |
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(1) | Any person who carries on a regulated activity without being registered under |
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this Chapter in respect of the carrying on of that activity is guilty of an offence. |
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(2) | The Secretary of State may by regulations make provision for the purposes of |
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this Chapter for determining, in relation to a regulated activity carried on by |
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two or more persons acting in different capacities, which of those persons is to |
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be regarded as the person who carries on the activity. |
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(3) | In the following provisions of this Part, the registration of a person under this |
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Chapter in respect of the carrying on of a regulated activity by that person is |
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referred to as registration “as a service provider” in respect of that activity. |
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(4) | A person guilty of an offence under this section is liable— |
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(a) | on summary conviction, to a fine not exceeding £50,000, or to |
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imprisonment for a term not exceeding 12 months, or to both; |
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(b) | on conviction on indictment, to a fine, or to imprisonment for a term not |
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exceeding 12 months, or to both. |
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(5) | In relation to an offence committed before the commencement of section 154(1) |
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of the Criminal Justice Act 2003 (c. 44), the reference in subsection (4)(a) to 12 |
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months is to be read as a reference to 6 months. |
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7 | Applications for registration as a service provider |
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(1) | A person seeking to be registered under this Chapter as a service provider |
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must make an application to the Commission. |
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(2) | The application must be made in such form, and contain or be accompanied by |
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such information, as the Commission requires. |
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(3) | In such cases as the Commission may determine, a person seeking to be |
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registered as a service provider in respect of two or more regulated activities |
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may make a single application in respect of them. |
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8 | Grant or refusal of registration as a service provider |
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(1) | Subsections (2) to (4) apply where an application under section 7 has been |
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made in accordance with the provisions of this Chapter with respect to a |
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(2) | If the Commission is satisfied that— |
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(a) | the requirements of regulations under section 16, and |
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(b) | the requirements of any other enactment which appears to the |
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Commission to be relevant, |
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| are being and will continue to be complied with (so far as applicable) in |
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relation to the carrying on of the regulated activity, it must grant the |
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application; otherwise it must refuse it. |
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(3) | The application may be granted either unconditionally or subject to such |
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conditions as the Commission thinks fit. |
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(4) | On granting the application, the Commission must issue a certificate of |
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registration to the applicant. |
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(5) | The Commission may at any time— |
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(a) | vary or remove any condition for the time being in force in relation to a |
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person’s registration as a service provider, or |
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(b) | impose any additional condition. |
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(6) | Subsections (3) and (5) have effect subject to section 9. |
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9 | Condition requiring registered manager |
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(1) | The registration under this Chapter of a person (“S”) as a service provider in |
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respect of a regulated activity must in prescribed cases be subject to a |
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registered manager condition. |
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(2) | In deciding whether to impose a registered manager condition under section |
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8(3) or (5), in a case where subsection (1) does not require such a condition to |
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be imposed, the Commission must have regard to prescribed matters. |
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(3) | For the purposes of this Chapter, a registered manager condition is a condition |
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that the activity as carried on by S, or the activity as carried on by S at or from |
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particular premises, must be managed by an individual who is registered |
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under this Chapter as a manager in respect of the activity, or the activity as |
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carried on at or from those premises. |
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