|
| |
|
(b) | after sub-paragraph (1) insert— |
| |
“(1A) | If the Adjudicator considers (on reasonable grounds) that |
| |
it would be of assistance to it, in dealing with any |
| |
proceedings before it, for there to be an assessment of the |
| |
standard of professional performance of the person to |
| 5 |
whom the proceedings relate— |
| |
(a) | the Adjudicator may request the Registrar to |
| |
arrange for an assessment to be carried out; and |
| |
(b) | on receipt of the request, the Registrar shall arrange |
| |
for such an assessment to be carried out.”, |
| 10 |
(c) | in sub-paragraph (2)— |
| |
(i) | for “by virtue of this paragraph” substitute “by virtue of sub- |
| |
paragraph (1) or (1A)”, and |
| |
(ii) | after “in accordance with rules” insert “made by the General |
| |
| 15 |
(d) | in sub-paragraph (3) for “a Fitness to Practise Panel” substitute “the |
| |
| |
(e) | in sub-paragraph (3A)— |
| |
(i) | for “a Fitness to Practise Panel” substitute “the Adjudicator”, |
| |
| 20 |
(ii) | for “that Panel” substitute “the Adjudicator”, and |
| |
(f) | in sub-paragraph (5)- |
| |
(i) | for “a Fitness to Practise Panel” (where first occurring) |
| |
substitute “the Adjudicator”, |
| |
(ii) | in paragraph (b) for “Panel” substitute “Adjudicator”, and |
| 25 |
(iii) | in paragraph (c) for “a Fitness to Practise Panel” substitute |
| |
| |
(9) | In paragraph 5B, in sub-paragraph (1), for “rules made under paragraph 5A |
| |
above” substitute “sub-paragraph (1) or (1A) of paragraph 5A”. |
| |
| 30 |
(a) | in sub-paragraph (1)— |
| |
(i) | omit paragraphs (b) and (c), |
| |
(ii) | for “them” substitute “the Committee”, and |
| |
(iii) | for “the Panel” substitute “the Committee”, and |
| |
(b) | in sub-paragraph (4)— |
| 35 |
(i) | omit “, an Interim Orders Panel or a Fitness to Practise Panel”, |
| |
(ii) | in paragraph (a) omit “or a Panel”, |
| |
(iii) | in paragraph (a)(ii) omit “or the Panel”, and |
| |
(iv) | in paragraph (b) omit “or the Panel”. |
| |
(11) | In paragraph 8, in sub-paragraph (1), after “39(2),” insert “40A(9),”. |
| 40 |
(12) | In paragraph 10, in sub-paragraph (1), for “a Fitness to Practise Panel” (in |
| |
both places) substitute “the Adjudicator”. |
| |
(13) | In paragraph 13 omit “, an Interim Orders Panel or Fitness to Practise Panel”. |
| |
|
| |
|
| |
|
| |
Amendments of Opticians Act 1989 |
| |
23 | In this Part of this Schedule “the 1989 Act” means the Opticians Act 1989 |
| |
| |
24 | In section 3 of the 1989 Act (the Companies Committee), in subsection (1), for |
| 5 |
“, the Registration Appeals Committee or the Fitness to Practise Committee” |
| |
substitute “or the Registration Appeals Committee”. |
| |
25 | In section 4 of the 1989 Act (the Investigation Committee), in subsection (2), |
| |
for “Fitness to Practise Committee” substitute “Adjudicator”. |
| |
26 | In section 5A of the 1989 Act (the Registration Appeals Committee), in |
| 10 |
subsection (1), for the words from “any decision of the registrar” to the end |
| |
substitute “any decision which is an appealable registration decision for the |
| |
purposes of Schedule 1A”. |
| |
27 | Omit section 5C of the 1989 Act (the Fitness to Practise Committee). |
| |
28 | In section 5D of the 1989 Act (the Hearings Panel), in subsection (1), omit |
| 15 |
“the Fitness to Practise Committee and”. |
| |
29 | After section 13A of the 1989 Act insert— |
| |
“13AA | Fitness to practise findings: guidance |
| |
(1) | The Council may publish guidance about factors which they |
| |
consider to indicate that— |
| 20 |
(a) | a registrant (“R”) whose fitness to practise, fitness to carry on |
| |
business or (as the case may be) fitness to undertake training |
| |
is found to be impaired should or should not have— |
| |
(i) | R’s name erased from the appropriate register; |
| |
(ii) | R’s registration suspended; |
| 25 |
(iii) | R’s registration suspended forthwith in accordance |
| |
| |
(iv) | R’s registration made conditional; |
| |
(v) | R’s registration made conditional forthwith in |
| |
accordance with section 13I; |
| 30 |
(vi) | a financial penalty order made against R; |
| |
(b) | a registrant (“R”) whose fitness to practise is found to be |
| |
impaired on the ground of deficient professional |
| |
performance should or should not have— |
| |
(i) | an entry relating to a speciality or proficiency to the |
| 35 |
performance of which the deficiency relates removed |
| |
from the appropriate register; |
| |
(ii) | the entry relating to that speciality or proficiency |
| |
removed from the appropriate register temporarily; |
| |
(iii) | the entry relating to that speciality or proficiency |
| 40 |
removed forthwith in accordance with section 13I; |
| |
(iv) | the entry relating to that speciality or proficiency |
| |
| |
(v) | the entry relating to that speciality or proficiency |
| |
made conditional forthwith in accordance with |
| 45 |
| |
|
| |
|
| |
|
(c) | a registrant whose fitness to practise, fitness to carry on |
| |
business or (as the case may be) fitness to undertake training |
| |
is found not to be impaired should or should not be given a |
| |
warning regarding the registrant’s future conduct or |
| |
| 5 |
(d) | a person the entry of whose name in a register is found to |
| |
have been fraudulently procured or incorrectly made should |
| |
or should not have the person’s name removed; |
| |
(e) | a person in respect of whom an entry relating to a speciality |
| |
or proficiency is found to have been fraudulently procured or |
| 10 |
incorrectly made in a register should or should not have the |
| |
| |
(f) | a person whose name has been erased from a register should |
| |
or should not have the person’s name restored to the |
| |
| 15 |
(g) | a person who has had an entry relating to a speciality or |
| |
proficiency removed from a register should or should not |
| |
have the entry restored to the appropriate register. |
| |
(2) | The Council may also publish guidance about factors which they |
| |
| 20 |
(a) | that requirements of a particular type should be imposed as |
| |
conditions in the case of a registrant whose registration is to |
| |
be made conditional or a registrant in respect of whom an |
| |
entry relating to a speciality or proficiency is to be made |
| |
| 25 |
(b) | the period of time for which a registrant’s registration should |
| |
be suspended or made conditional or an entry relating to a |
| |
speciality or proficiency of a registrant should be removed |
| |
from the appropriate register or made conditional. |
| |
(3) | The Adjudicator must take account of guidance published under |
| 30 |
subsection (1) or (2) in exercising its functions under sections 13F, |
| |
| |
30 (1) | Section 13D of the 1989 Act (allegations) is amended as follows. |
| |
(2) | In subsection (2)(g) after “social care profession” insert “, or by the |
| |
| 35 |
(3) | In subsection (3)(g) after “social care profession” insert “, or by the |
| |
| |
(4) | In subsection (5) for “Fitness to Practise Committee” substitute |
| |
| |
(5) | In subsection (6) for “Fitness to Practise Committee” (in both places) |
| 40 |
substitute “Adjudicator”. |
| |
(6) | In subsections (7) and (8) for “Fitness to Practise Committee” substitute |
| |
| |
| |
(a) | for “Fitness to Practise Committee” (where first occurring) substitute |
| 45 |
| |
(b) | in paragraph (b) for “Fitness to Practise Committee for the |
| |
Committee” substitute “Adjudicator for the Adjudicator”. |
| |
|
| |
|
| |
|
31 (1) | Section 13F of the 1989 Act (powers of the Fitness to Practise Committee) is |
| |
| |
(2) | In the heading for “Fitness to Practise Committee” substitute “Adjudicator”. |
| |
(3) | In subsection (1) for “Fitness to Practise Committee” substitute |
| |
| 5 |
| |
(a) | for “Fitness to Practise Committee find” substitute “Adjudicator |
| |
| |
(b) | for “they may if they think” substitute “the Adjudicator may if it |
| |
| 10 |
(5) | In subsection (3)(c)— |
| |
(a) | for “Committee see” substitute “Adjudicator sees”, and |
| |
(b) | for “his or its interests” substitute “the registrant’s interests”. |
| |
| |
(a) | for “Fitness to Practise Committee find” substitute “Adjudicator |
| 15 |
| |
(b) | for “Committee may” substitute “Adjudicator may”, and |
| |
| |
(i) | for “Committee see” substitute “Adjudicator sees”, and |
| |
(ii) | for “his interests” substitute “the registrant’s interests”. |
| 20 |
| |
(a) | for “Fitness to Practise Committee find” substitute “Adjudicator |
| |
| |
(b) | for “they” substitute “the Adjudicator”. |
| |
(8) | In subsection (6) for “Fitness to Practise Committee have” substitute |
| 25 |
| |
| |
(a) | for “Fitness to Practise Committee may, if they think” substitute |
| |
“Adjudicator may (whether or not of its own motion), if it thinks”, |
| |
| 30 |
(i) | for “Committee think” substitute “Adjudicator thinks”, and |
| |
(ii) | for “his or its interests” substitute “the registrant’s interests”, |
| |
| |
(c) | for “Committee shall” substitute “Adjudicator shall”. |
| |
| 35 |
(a) | in paragraph (a) for “Fitness to Practise Committee find” substitute |
| |
| |
(b) | for “they” substitute “the Adjudicator”. |
| |
| |
(a) | for “Fitness to Practise Committee have” substitute “Adjudicator |
| 40 |
| |
(b) | for “Fitness to Practise Committee must” substitute “Adjudicator |
| |
| |
(c) | in paragraph (a) for “them” substitute “the Adjudicator”. |
| |
|
| |
|
| |
|
| |
(a) | for “Fitness to Practise Committee” substitute “Adjudicator”, and |
| |
| |
(i) | for “Committee see” substitute “Adjudicator sees”, and |
| |
(ii) | for “his or its interests” substitute “the registrant’s interests”. |
| 5 |
| |
(a) | for the words from “Fitness to Practise Committee” to “they think” |
| |
substitute “Adjudicator may (whether or not of its own motion), if it |
| |
| |
(b) | for “Committee must” substitute “Adjudicator must”. |
| 10 |
32 (1) | Section 13G of the 1989 Act (provisions supplementary to section 13F) is |
| |
| |
| |
(a) | for “Fitness to Practise Committee” substitute “Adjudicator”, |
| |
(b) | in paragraph (a) for “give” substitute “gives”, and |
| 15 |
(c) | in paragraph (b) for “vary” substitute “varies”. |
| |
(3) | In subsection (6) for “Fitness to Practise Committee” substitute |
| |
| |
33 | In section 13H of the 1989 Act (financial penalty order), in subsection (1)— |
| |
(a) | for “Fitness to Practise Committee have” substitute “Adjudicator |
| 20 |
| |
(b) | for “they” substitute “the Adjudicator”. |
| |
34 (1) | Section 13I of the 1989 Act (power to order immediate suspension etc after a |
| |
finding of impairment of fitness to practise) is amended as follows. |
| |
(2) | In subsections (1) and (2) for “Fitness to Practise Committee” substitute |
| 25 |
| |
(3) | In subsection (4) for “Fitness to Practise Committee make” substitute |
| |
| |
35 (1) | Section 13J of the 1989 Act (removal from a register on grounds of fraud or |
| |
error) is amended as follows. |
| 30 |
| |
(a) | for “Fitness to Practise Committee” substitute “Adjudicator”, and |
| |
(b) | for “Committee may, if they think” substitute “Adjudicator may, if it |
| |
| |
(3) | In subsection (2) for “Fitness to Practise Committee direct” substitute |
| 35 |
| |
36 (1) | Section 13K of the 1989 Act (restoration of names to a register) is amended |
| |
| |
(2) | In subsections (2) and (3) for “Registration Appeals Committee” substitute |
| |
| 40 |
| |
(a) | for “Registration Appeals Committee may, if they think” substitute |
| |
“Adjudicator may, if it thinks”, |
| |
|
| |
|
| |
|
(b) | for “direct the registrar to restore” substitute “direct that”, and |
| |
(c) | after “proficiency,” insert “be restored”. |
| |
| |
(a) | for “Registration Appeals Committee” substitute “Adjudicator”, |
| |
(b) | for “they consider” substitute “the Adjudicator considers”, |
| 5 |
(c) | for “they must” substitute “the Adjudicator must”, and |
| |
(d) | for “them” substitute “it”. |
| |
(5) | In subsection (8) for “Registration Appeals Committee” substitute |
| |
| |
(6) | In subsection (9) for “Registration Appeals Committee give” substitute |
| 10 |
| |
(7) | In subsection (10) for “Registration Appeals Committee” substitute |
| |
| |
37 (1) | Section 13L of the 1989 Act (interim orders) is amended as follows. |
| |
| 15 |
(a) | for “Fitness to Practise Committee are” substitute “Adjudicator is”, |
| |
| |
(b) | for “the Committee” substitute “the Adjudicator”. |
| |
(3) | In subsection (2)(b) for “Committee think” substitute “Adjudicator thinks”. |
| |
| 20 |
(a) | for “Fitness to Practise Committee make” substitute “Adjudicator |
| |
| |
(b) | for “the Committee” substitute “the Adjudicator”. |
| |
(5) | In subsections (4) and (6) for “Fitness to Practise Committee” substitute |
| |
| 25 |
(6) | In subsection (9) for “Fitness to Practise Committee” (in both places) |
| |
substitute “Adjudicator”. |
| |
| |
(a) | for “Fitness to Practise Committee” substitute “Adjudicator”, |
| |
(b) | for “the Committee” substitute “the Adjudicator”, and |
| 30 |
(c) | omit “and rules made under section 23C below”. |
| |
38 | After section 23A of the 1989 Act insert— |
| |
“23AA | References to Investigation Committee |
| |
(1) | Where, in the course of any proceedings before the Adjudicator, the |
| |
Adjudicator forms the opinion (on reasonable grounds) that there is |
| 35 |
a matter which ought to be investigated by the Investigation |
| |
| |
(a) | the Adjudicator may notify the registrar of that matter; and |
| |
(b) | on being so notified, the registrar shall refer the matter to the |
| |
Investigation Committee and the Investigation Committee |
| 40 |
shall investigate the matter. |
| |
|
| |
|
| |
|
(2) | Nothing in subsection (1) prevents the Adjudicator from considering |
| |
the matter itself, whether or not it has reached a decision in the |
| |
| |
39 (1) | Section 23B of the 1989 Act (procedure of Fitness to Practise Committee and |
| |
Registration Appeals Committee) is amended as follows. |
| 5 |
(2) | In the heading omit “Fitness to Practise Committee and”. |
| |
(3) | Omit subsection (1)(a) and the word “or” following it. |
| |
40 (1) | Section 23C of the 1989 Act (powers of the Council to make rules) is |
| |
| |
(2) | Omit subsection (1)(a)(i) and the word “and” following it. |
| 10 |
(3) | Omit subsection (2)(e) and (f). |
| |
41 | In section 23D of the 1989 Act (legal advisers) omit subsection (2)(a) and the |
| |
| |
42 | In section 23E of the 1989 Act (other advisers), in subsections (3) and (4), omit |
| |
“the Fitness to Practise Committee and”. |
| 15 |
43 (1) | Section 23G of the 1989 Act (appeals from the Registration Appeals |
| |
Committee and the Fitness to Practise Committee) is amended as follows. |
| |
(2) | In the heading for “Fitness to Practise Committee” substitute “Adjudicator”. |
| |
| |
(a) | in paragraphs (a) and (b) for “Fitness to Practise Committee” |
| 20 |
substitute “Adjudicator”, and |
| |
(b) | in paragraph (d) for “Registration Appeals Committee” substitute |
| |
| |
| |
(a) | for “Fitness to Practise Committee” (where first occurring) substitute |
| 25 |
| |
(b) | in paragraph (b) for “direction or variation or order” substitute |
| |
“direction, variation, order or (as the case may be) determination”, |
| |
(c) | in paragraph (c) for “Fitness to Practise Committee” substitute |
| |
| 30 |
(d) | in paragraph (d) for “registrar for him to refer it to the Fitness to |
| |
Practise Committee” substitute “Adjudicator”. |
| |
44 | After section 23H of the 1989 Act insert— |
| |
“23I | Reference of cases by Council to court |
| |
(1) | This section applies to— |
| 35 |
(a) | a decision of the Adjudicator under section 13F giving— |
| |
(i) | a direction for suspension, including a direction |
| |
extending a period of suspension; |
| |
(ii) | a direction for temporary removal of an entry relating |
| |
to a speciality or proficiency, including a direction |
| 40 |
extending a period of temporary removal; |
| |
|
| |
|