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| Clause 158 , page 104, line 17, at end insert— |
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| Clause 160, page 105, line 36, at end insert— |
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| | ‘( ) | Before making a commencement order relating to— |
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| | (a) | paragraph 12A, 13(za), (a)(i) or (ab), 14A, 14B, 15, 15A, 15B, 16A, 16B, |
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| | 17(b) or (c), 17A, 17B, 22A or 22B of Schedule 5, |
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| | (b) | section 89 so far as relating to those paragraphs, or |
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| | (c) | Part 1 of Schedule 15 so far as relating to those paragraphs (or section 154 |
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| | so far as relating to that Part of that Schedule), |
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| | | the Secretary of State must consult the Welsh Ministers.’. |
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| | Powers and duties of Council for Healthcare Regulatory Excellence |
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| To move the following Clause:— |
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| | ‘In section 26 of the 2002 Act (powers and duties of the Council: general), for |
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| | subsection (4) substitute— |
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| | “(4) | Subsection (3) does not prevent the Council from— |
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| | (a) | taking action under section 28, |
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5 | | (b) | taking action under section 29 after the regulatory body’s |
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| | proceedings have ended, or |
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| | (c) | investigating particular cases with a view to making general |
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| | reports on the performance by the regulatory body of its |
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| | functions or making general recommendations affecting future |
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| | As an Amendment to Mr Ben Bradshaw’s proposed New Clause (Powers and duties of |
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| | Council for Healthcare Regulatory Excellence) (NC6):— |
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| Line 7, leave out ‘investigating particular cases’ and insert ‘reviewing cases for |
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| | Fees payable by General Medical Council and General Optical Council |
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| To move the following Clause:— |
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| | ‘(1) | The Secretary of State must with the approval of the Treasury make regulations |
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| | requiring each of the regulatory bodies to pay to the OHPA periodic fees in |
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| | respect of the discharge by the OHPA of its functions. |
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| | (2) | The regulations must provide for the amount of the fees to be determined by the |
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| | OHPA in accordance with the regulations. |
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| | (3) | The regulations must require the OHPA to exercise its powers under the |
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| | regulations with a view to ensuring that its chargeable costs are met by fees |
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| | payable under the regulations and, accordingly, that the fees payable by each |
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| | (a) | so much of the OHPA’s chargeable costs as are treated by the regulations |
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| | as being attributable to the OHPA’s functions under the relevant |
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| | (b) | an apportionment between the regulatory bodies of so much of the |
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| | OHPA’s chargeable costs as are not treated by the regulations as being |
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| | attributable to the OHPA’s functions under that Act or the other relevant |
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| | (4) | For the purposes of subsection (3), the OHPA’s “chargeable costs” are the costs |
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| | incurred by the OHPA under or for the purposes of this Act or any other |
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| | enactment, other than costs— |
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| | (a) | incurred before such day as may be specified in the regulations, or |
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| | (b) | incurred for a purpose specified in the regulations. |
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| | (5) | The regulations must provide that no fee is to be payable unless the OHPA has— |
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| | (a) | notified the regulatory bodies of its proposed determination as to the |
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| | amount of the fees payable by them, |
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| | (b) | considered any representations made by the regulatory bodies in relation |
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| | to the proposed determination, and |
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| | (c) | notified each of the regulatory bodies of the OHPA’s determination of the |
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| | amount payable by that body (which may be more or less than the amount |
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| | (6) | The regulations may require the OHPA to obtain the approval of the Treasury in |
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| | relation to the amount of any fee. |
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| | (a) | make provision as to the times at which fees are to be paid; |
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| | (b) | enable a determination to be varied, replaced or revoked; |
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| | (c) | provide that if the whole or any part of a fee payable under the regulations |
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| | is not paid by the time when it is required to be paid under the regulations, |
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| | the unpaid balance from that time carries interest at the rate determined |
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| | by or in accordance with the regulations; |
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| | (d) | make provision as to the recovery of fees. |
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| | (8) | Before making regulations under this section, the Secretary of State must consult |
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| | the regulatory bodies and such other persons as the Secretary of State considers |
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| | “regulatory body” means the General Medical Council or the General |
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| | “relevant regulatory Act” means— |
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| | (a) | in relation to the General Medical Council, the Medical Act 1983 |
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| | (b) | in relation to the General Optical Council, the Opticians Act |
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| | Avoidance of unreasonable burdens in exercise of regulatory powers |
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| To move the following Clause:— |
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| | ‘(1) | The Secretary of State may publish guidance about steps which regulatory |
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| | authorities may take in exercising relevant powers with a view to avoiding the |
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| | imposition of unreasonable burdens on those in respect of whom the powers are |
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| | (2) | “Regulatory authorities” means— |
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| | (b) | such other bodies as may be prescribed. |
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| | (3) | A body may not be prescribed under subsection (2)(b) unless it has functions |
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| | relating to the provision of health or social care. |
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| | (4) | “Relevant powers” means powers conferred by or under an enactment to— |
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| | (a) | carry out inspections, or |
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| | (b) | require the provision of information, |
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| | | but, in relation to a body prescribed under subsection (2)(b), such powers are |
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| | “relevant powers” only so far as they are exercisable in respect of a person in |
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| | respect of whom the Commission has relevant powers. |
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| | (5) | The steps mentioned in subsection (1) might include for example— |
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| | (a) | co-operating with other regulatory authorities and co-ordinating the |
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| | exercise of relevant powers, |
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| | (b) | sharing information or the results of inspections, and |
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| | (c) | seeking to obtain information from other sources before exercising a |
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| | relevant power to require the provision of that information. |
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| | (6) | In exercising relevant powers, regulatory authorities must have regard to any |
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| | guidance published under subsection (1). |
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| | (7) | Nothing in this section is intended to limit the scope of a relevant power or affect |
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| | a person’s obligation to comply with a requirement imposed in the exercise of |
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| | (a) | “inspections” includes inspections of persons, premises or the carrying |
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| | (b) | a reference to a power to carry out inspections includes a reference to any |
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| | power which is ancillary to that power (such as a power to enter premises |
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| | or to require assistance), and |
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| | (c) | a reference to a power to require the provision of information includes a |
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| | reference to a power to require the production of documents, records or |
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| | other items, a power to require the making of reports and a power to |
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| | Provision of information by Auditor General for Wales |
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| To move the following Clause:— |
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| | ‘(1) | The Auditor General for Wales must, on request, provide the Commission with |
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| | any information it may reasonably require for the purpose of making |
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| | comparisons, in the exercise of its functions under section 50 so far as relating to |
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| | health care or English NHS bodies, between English NHS bodies and Welsh NHS |
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| | (2) | In this section “Welsh NHS body” has the same meaning as in Part 3 of the Public |
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| | Audit (Wales) Act 2004 (c. 23).’. |
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| To move the following Clause:— |
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| | ‘(1) | Notwithstanding the provisions of section 2(4), the principal duty of the |
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| | Commission in carrying out its functions shall be to protect and further the |
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| | interests of patients, service users and the public in relation to the quality and |
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| | (2) | In carrying out its duty under subsection (1) the Commission shall encourage: |
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| | (a) | the continual improvement of the quality of the activities to which its |
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| | (b) | the carrying out of such activities in a way that focuses on the needs and |
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| | experience of those for whose benefit the activities are carried on, |
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| | (c) | the involvement of patients and service users in the work of the |
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| | Commission wherever the Commission considers this appropriate |
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| | including, in particular, in the processes of review and inspection, and |
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| | (d) | the efficient use of resources in the carrying out of the activities to which |
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| | Duty to establish and maintain service user panel |
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| To move the following Clause:— |
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| | ‘(1) | It shall be the duty of the Commission to establish and maintain an advisory panel |
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| | to be known as “the service user panel”. |
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| | (2) | The service user panel shall be comprised of such members as appear to the |
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| | Commission to represent the views and interests of patients, service users and the |
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| | (3) | The service user panel shall have such functions as determined by the |
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| | (4) | The functions of the service user panel as determined under subsection (2) must |
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| | include contributing to and advising the Commission upon: |
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| | (a) | the annual plans of the Commission for inspections, reviews and special |
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| | (b) | guidance on compliance with registration requirements, |
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| | (c) | indicators to measure the compliance of registered organisations with the |
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| | registration requirements, |
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| | (d) | methodologies for performance measurement, and |
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| | (e) | methodologies for inspection. |
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| | (5) | The Commission may request the service user panel to help it to ascertain, from |
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| | time to time, the opinions and level of satisfaction of patients, service users and |
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| | the public with regard to the activities to which the Commission’s functions |
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| | (6) | The service user panel may establish and maintain such arrangements for |
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| | consultation with patients and members of the public as agreed with the |
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| | Commission as relevant and appropriate to the carrying out of the functions |
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| | conferred on it by the Commission.’. |
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| | Application of Human Rights Act 1998 |
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| To move the following Clause:— |
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| | ‘Any person providing health and social care within the meaning of section 5(2) |
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| | and section 5(3) is deemed to be a public authority in relation to the performance |
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| | of those functions for the purpose of section 6(3)(b) of the Human Rights Act |
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| | 1998 (c. 42) (acts of public authorities).’. |
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| To move the following Clause:— |
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| | ‘(1) | In any case where a complainant is not satisfied with the result of an investigation |
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| | by an independent provider, he may request the Commission to consider the |
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| | (2) | On receipt of a complaint under subsection (1) the Commission must assess the |
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| | nature and substance of the complaint and decide how it should be handled, |
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| | (a) | the views of the complainant; |
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| | (b) | the views of the body complained about; |
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| | (c) | any other relevant circumstances; |
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| | and as soon as reasonably practicable the Commission must notify the |
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| | complainant as to its decision. |
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| | (3) | The Commission may conduct its investigation in any manner which seems to it |
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| | appropriate, may take such advice as appears to it to be required and, having |
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| | regard in particular to the views of the complainant and any person who or body |
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| | which is the subject of the complaint, may appoint a panel to hear and consider |
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| | (4) | The Commission may request any person or body to produce such information |
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| | and documents as it considers necessary to enable a complaint to be considered |
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| | (5) | Where the Commission investigates a complaint it must, as soon as reasonably |
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| | practicable, prepare a written report of its investigation which— |
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| | (a) | summarises the nature and substance of the complaint; |
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| | (b) | describes the investigation and summarises its conclusions, including |
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| | any findings of fact, the Commission’s opinion of those findings and its |
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| | (c) | recommends what action should be taken and by whom to resolve the |
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| | (d) | identifies what other action, if any, should be taken and by whom.’. |
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| | Independent Complaints Body |
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| To move the following Clause:— |
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| | ‘(1) | The Commission shall establish and maintain a committee to be known as ‘The |
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| | Independent Complaints Body’. |
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| | (2) | In any case where a complainant is not satisfied with the result of an investigation |
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| | by an independent provider, he may request the Independent Complaints Body to |
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| | (3) | On receipt of a complaint under subsection (1) the Independent Complaints Body |
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| | must assess the nature and substance of the complaint and decide how it should |
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| | be handled having regard to— |
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| | (a) | the views of the complainant; |
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| | (b) | the views of the body complained about; and |
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| | (c) | any other relevant circumstances; |
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| | and as soon as reasonably practicable the Independent Complaints Body must |
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| | notify the complainant as to its decision. |
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| | (4) | The Independent Complaints Body may conduct its investigation in any manner |
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| | which seems to it appropriate, may take such advice as appears to it to be required |
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| | and, having regard in particular to the views of the complainant and any person |
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| | who or body which is the subject of the complaint, may appoint a panel to hear |
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| | (5) | The Independent Complaints Body may request any person or body to produce |
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| | such information and documents as it considers necessary to enable a complaint |
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| | to be considered properly. |
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| | (6) | Where the Independent Complaints Body investigates a complaint it must, as |
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| | soon as reasonably practicable, prepare a written report of its investigation |
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| | (a) | summarises the nature and substance of the complaint; |
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| | (b) | describes the investigation and summarises its conclusions, including |
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| | any findings of fact, the Independent Complaints Body’s opinion of those |
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| | findings and its reasons for its opinion; |
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| | (c) | recommends what action should be taken and by whom to resolve the |
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| | (d) | identifies what other action, if any, should be taken and by whom.’. |
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