The
Committee consisted of the following
Members:
Binley,
Mr. Brian
(Northampton, South)
(Con)
Cooper,
Rosie
(West Lancashire)
(Lab)
Cryer,
Mrs. Ann
(Keighley)
(Lab)
Gidley,
Sandra
(Romsey) (LD)
Grogan,
Mr. John
(Selby)
(Lab)
Hepburn,
Mr. Stephen
(Jarrow)
(Lab)
Lewis,
Mr. Ivan
(Parliamentary Under-Secretary of State for
Health)
McCabe,
Steve
(Lord Commissioner of Her Majesty's
Treasury)
Milton,
Anne
(Guildford)
(Con)
Morgan,
Julie
(Cardiff, North)
(Lab)
Mudie,
Mr. George
(Leeds, East)
(Lab)
Pugh,
Dr. John
(Southport)
(LD)
Soulsby,
Sir Peter
(Leicester, South)
(Lab)
Stanley,
Sir John
(Tonbridge and Malling)
(Con)
Stuart,
Mr. Graham
(Beverley and Holderness)
(Con)
Wright,
Jeremy
(Rugby and Kenilworth)
(Con)
Sarah Hartwell-Naguib,
Committee Clerk
attended
the Committee
Sixth
Delegated Legislation
Committee
Tuesday 24
June
2008
[Mr.
Joe Benton in the
Chair]
Draft Mental Capacity (Deprivation of Liberty: Standard Authorisations, Assessments and Ordinary Residence) Regulations 2008
4.36
pm
The
Parliamentary Under-Secretary of State for Health (Mr. Ivan
Lewis): I beg to move
that,
The
Committee has considered the draft Mental Capacity (Deprivation of
Liberty: Standard Authorisations, Assessments and Ordinary Residence)
Regulations
2008.
The
regulations are made under new schedule A1 of the Mental Capacity Act
2005, which was inserted into that Act by the Mental Health Act 2007.
They form part of a wider package of measures to implement the
deprivation of liberty safeguards, which provide for the lawful
deprivation of liberty of those people who lack capacity to consent to
arrangements made for their care or treatment in either hospitals or
care homes, but who need to be deprived of liberty in their own best
interests.
It
is important to make it clear that the deprivation of liberty
safeguards are about protective care, not about giving health and
social care professionals arbitrary powers of detention. In fact, quite
the opposite: they put in place legal safeguards to ensure that people
are not deprived of their liberty in hospital or care home settings
unless it is absolutely necessary to do so in their own best interests.
I cannot stress enough that the regulations are to be used as a last
resort, where it is only possible to provide care or treatment for
people who lack capacity in circumstances that amount to deprivation of
liberty. They are not to be used as a form of punishment or for the
convenience of professionals, carers, or anyone
else.
The
safeguards are a response to the decision of the European Court of
Human Rights in the well-known case of HL v. UK, more commonly
referred to as the Bournewood judgment. As many Committee members know,
that case involved an autistic man who was admitted to Bournewood
hospital on an informal basis and remained for several weeks. He was
prevented from leaving the hospital and denied access to his carers,
despite the fact that he was not detained under the Mental Health Act
1983 or any other legislation. The European Court found that he had
been unlawfully deprived of his liberty in violation of article 5 of
the European convention on human
rights.
I
have met the carer of the young man in those circumstances. It is quite
horrendous for a person to be admitted to hospital, for a long period,
with the family being denied any access to them without any legal or
moral justification. When meeting a family member or carer who has been
in that a position, it is possible to understand why it is so important
to get the balance right in such circumstances.
Specifically,
the safeguards put in place mechanisms to prevent an unlawful
deprivation of liberty from occurring. They include a requirement for
hospitals and care homes to seek authorisation from their primary care
trust or local authority if they believe that they can only care for a
person in circumstances that amount to a deprivation of liberty. That
will prevent health or social care practitioners from making arbitrary
decisions about depriving someone of their liberty, as was the case in
HL v. UK. The safeguards also include a provision for people who
are deprived of liberty to challenge their deprivation in a court of
law, as well as requiring a robust assessment process to be undertaken
to determine whether it is appropriate to deprive a person of their
liberty under a standard
authorisation.
Before
outlining the provisions, I shall explain some of the processes in the
1983 Act and some of the key terms that I have used, as I think that
that will help the debate as it progresses. I say gently that it is sad
that the Liberal Democrats have sent no representatives to participate
in a Committee of such importance and where such fundamental issues are
at stake.
It is
important that we understand the specific terms. The 1983 Act refers to
care homes and hospitals, the two settings in which the safeguards
apply, as managing authorities. Primary care trusts and local
authorities are termed supervisory bodies. To deprive someone of
liberty, managing authorities must apply to supervisory bodies for a
deprivation of liberty authorisation. There are two types of
authorisation: urgent and standard. A standard authorisation can be
issued only if a series of six robust assessments indicates the need to
do so.
We envisage
the standard authorisation to be the most common type, applied for
before a person is deprived of liberty and after careful care planning
methods have indicated that less restrictive measures are no longer
possible. The alternative, an urgent authorisation, will be issued only
in rare circumstances where it has become apparent that it is necessary
to deprive someone of their liberty immediately in their own best
interests.
The six
assessments are the age assessment, the no refusals assessment, the
mental capacity assessment, the mental health assessment, the
eligibility assessment and the best interests assessment. The
regulations underpin the assessment process and provide the eligibility
requirements and selection criteria for deprivation of liberty
assessors. That is important, as it will ensure that assessors have the
skills and experience needed to undertake each of the six
assessments.
The
regulations also set out the time scales within which assessments must
be completed and specify the information to be submitted with a request
for an authorisation of deprivation of liberty. Finally, they establish
arrangements for when there are disputes about the place of ordinary
residence of a person who is to be deprived of liberty, providing that
the local authority that receives the request for a deprivation of
liberty authorisation must act as the supervisory body until any
dispute is resolved. That is essential, as it will ensure that such
disputes do not cause delays in providing authorisation for deprivation
of
liberty.
It
is our intention that the safeguards will go live next April, but it is
important that the regulations are in place now in order to enable us
to work with training providers to implement training for assessors and
allow those who will implement the safeguards to become
familiar with the legal framework in which they will be operating. It is
essential that we have a trained work force in place in sufficient
numbers to deliver the safeguards in a safe and managed
way.
The
deprivation of liberty safeguards are an important measure to guard
against further human rights violations. They add to the raft of
measures that we have put in place recently to raise standards and
improve quality of care. They ensure fundamentally that some of the
most vulnerable people in our society will receive better care and
protection. We have consulted widely with stakeholders and have
received widespread support for the measures. I commend the regulations
to the
Committee.
4.43
pm
Anne
Milton (Guildford) (Con): As the Minister pointed out, the
regulations deal with the deprivation of liberty for treatment or care
or to protect people from harm. They arose from the Bournewood case of
2005, which highlighted the need for additional safeguards. I join the
Minister in being disappointed that the Liberal Democrat spokesman
could not be here. Deprivation of liberty is a matter that we should
all take
seriously.
According
to current figures, about 500,000 people have a mental disorder and
lack capacity. That 500,000 includes about 190,000 with severe learning
difficulties and about 230,000 older people with dementia. As we are
all awareI know that the Minister isthe figure for
people with dementia is growing and
ever-worrying.
A
Department of Health study in 2000 concluded that one in 10 of that
number, approximately 50,000, would receive additional restrictions for
their protection, including those that deprived them of their liberty.
Possibly, the Government believe that the numbers will be lower; they
are all estimates. One particular estimate for a local authority
suggests that 17,000 people in residential care may be subject to an
assessment in 2009-10 and a further 25,000 may be in hospital. The
total number for England and Wales might be as high as 21,000. However,
the estimates rightly conclude that there will be additional costs at
start-up£13.6 million in the first yearand that
those costs will reach a plateau of £4.3 million by around 2015.
The implementation costs are estimated at about £2.6 million.
Costs will be split between the NHS and local authorities, and will be
about 20 and 80 per cent.
respectively.
There
is considerable speculation in those estimates and considerable
assumptions are made. With the growing number of people suffering from
dementia, it is difficult to count the cost this far ahead, in
particular the cost to local authorities. As the Mental Health Act was
progressing through Parliament, Age Concern
commented:
at
present, many older people without capacity are effectively detained
(for example in care homes or hospitals) without consenting. Some, by
their behaviour, could not be described as compliant, and as yet have
no safeguards. Assessment and care review are key to ensuring that
their human rights are not infringed, and it is vital that all those
who are effectively deprived of their liberty have adequate safeguards
and processes to enable them (or a representative) to challenge
detention.
I
share that view, and the views of the many organisations that have been
consulted. For the reasons outlined by Age Concern, I welcome the
regulations.
There
are five key principles of the Act. The first is a presumption of
capacity. The second is the right of individuals to be supported to
make their own decisions. That is quite a tricky area. The line is very
fine between
allowing people autonomyrespecting their right to make choices
about themselvesand protecting them.
The third
principle is that individuals must retain the right to make what might
be seen as eccentric or unwise decisions. That brought a certain smile
to my face, because many people in this place might be accused at times
of making eccentric or unwise decisions. It is important that people
should be allowed to do so. At times, we all make what others might
consider eccentric decisions, just because they do not agree with those
decisions or because they themselves would not make them. Everybody has
a right to be eccentric and, as someone over 50, I will guard that
right fiercely.
The fourth
principle is that action taken must be in the best interests of the
person, and the fifth is that an intervention for the deprivation of
liberty should be the least restrictive possible. We need to ensure
that the minimum intervention is
incurred.
There
are several areas of concern I would like to flag up to the Minister.
One is that the objective of the regulations is to ensure that people
are deprived of their liberty only when there is no other or lesser way
of ensuring that they get the treatment and care that they need. My
only concern is to ensure that that is uppermost in the minds of those
involved and that at no time must the deprivation of liberty to ensure
that people have care or treatment be for the convenience of the care
providers rather than for the person involved. All too often, we see
the convenience of staff, and sometimes the convenience of family,
taking precedence over what is right for the person who needs
care.
There is also
concern about the additional workload for local authorities. If a care
home seeks authorisation, the local authority will be involved and,
quite rightly, considerable and extensive assessment will be needed. We
hope there would be extensive and considerable assessment, but that
will come at a cost. There is a lot of concern among local authorities
about whether those costs will be adequately funded. They are concerned
about how such costs are sometimes reimbursed to local authorities and
about the formulae used.
My local
authority, for instance, has been a net loser to the tune of
£300,000 on concessionary bus fares. It is a feature of the
formula that we have done very badly, because people use a lot of
buses. Such considerations are particularly important in this case,
because we are keen for local authorities never to cut short or hasten
their assessments because their work loads are too great, as they do
not have enough staff because they do not feel that the funds are
available.
There
will also be additional training needed so that staff can make
assessments. Again, I would not like to feel that local authorities
will skimp on those in any way. As I have said, we are talking about
depriving people of their liberty. The time frame for assessments is
very tight, so the pressure will very much be on local
authorities.
I
wish to raise two more issues with the Minister, one of which is
advocacy. There is a lot of concern that people have adequate advocacy
and that it is in place prior to the regulations coming into effect.
The other issue, which I raised in the debates on the Health and
Social Care Bill, is people who are detained who
have infectious or contagious diseases. Although I am not one to
collect numbers unnecessarily, there must be
accurate reporting, auditing and collection of numbers. When we are
considering depriving people of their liberties, it is importantly to
examine retrospectively who has been detained and why. In the early
stages, we must look very closely to ensure that regulations are being
enacted in the right
way.
Otherwise,
I welcome the regulations. I am sure that the Minister will confirm
that there will be ongoing discussion with local authorities, the NHS
and all those involved in the implementation of the regulations, to
ensure that when they are enacted they will work smoothly and in the
interests of the people who will be deprived of their
liberty.
4.52
pm