CORRECTED TRANSCRIPT OF ORAL EVIDENCE To be published as HC 443-i
House of COMMONS
MINUTES OF EVIDENCE
TAKEN BEFORE
INNOVATION, universities, SCIENCE AND SKILLS COMMITTEE
THE USE OF government STATISTICS
IN evidence-BASED POLICY-MAKING
WEDNESday 19 MARCH 2008
MS KAREN DUNNELL and
MR MIKE HUGHES
Evidence heard in Public Questions 1- 67
USE OF THE TRANSCRIPT
1.
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This is an uncorrected transcript of evidence taken in
public and reported to the House. The transcript has been placed on the
internet on the authority of the Committee, and copies have been made
available by the Vote Office for the use of Members and others.
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2.
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The transcript is an approved formal record of these
proceedings. It will be printed in due course.
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Oral Evidence
Taken before the
Innovation, Universities, Science and Skills Committee
on Wednesday 19 March
2008
Members present
Mr Tim Boswell
Mr Ian Cawsey
Dr Evan Harris
Dr Brian Iddon
Graham Stringer
Dr Desmond Turner
In the absence of the Chairman, Dr Ian Gibson was called to
the Chair
________________
Witnesses: Ms Karen
Dunnell, National Statistician, and Mr Mike Hughes, Director of the
National Statistics and Policy Group, Office for National Statistics, gave
evidence.
Q1 Dr
Gibson: Thank you for coming and
helping us in what we hope will be an interesting inquiry about Government
statistics and policy-making. We are very aware that this change is taking place
in structures and we do not want to get into that, but we would like some
advice from you to carry it forward. I
will ask you the first question, and then other Members of the Committee will
pile in. We want to try and get it over
in an hour. Tell us about the different
types of statistics that you record, the national statistics and official
statistics and the differentiation between them. What are the differences, and are they important?
Ms Dunnell: The Government and
its agencies of course produce a very wide range of statistics; probably about
half of these are badged as national statistics; and we refer to the whole lot
as official statistics. National
statistics are characterised by the kind of quality badge that represents the
fact that they adhere to the statistics produced under proper professional
mechanisms, and adhere to the code of practice, which means they are fit for
purpose, they are relevant, they are high quality, they are accessible in terms
of being on the website and so on, and they are produced with integrity - a
whole series of things like that. The
Government's statistical surveys work to a very clear code of practice. They were badged in 2000, when the last
reform of government statistics took place; and at that time all statistics
produced by ONS, which represents about a fifth of all national statistics,
were going to be national statistics, and the rest were decided by Ministers in
departments. Since then, some extra
statistics have come into the fold, if you like; and basically that is
something that Ministers advise on; and then I and my colleagues
rubber-stamp. We would do an assessment
and decide -----
Q2 Dr Gibson:
Do you know which class of statistics you are handling?
Ms Dunnell: Yes.
Q3 Dr Gibson:
How is that decision made? You say
Ministers, but statistics are statistics are statistics, are they not?
Ms Dunnell: Yes, but this is one
of the very interesting things about statistics; that in the UK, in 1999, when
the last reforms were decided upon and consulted on, and indeed in the debate
that has taken place more recently in Parliament, everyone decided that this
should remain in the gift of Ministers, so it is a parliamentary decision, the
latest one.
Q4 Dr Gibson:
Could you hazard a guess why Ministers want to keep control of this?
Ms Dunnell: Well, I could hazard
a guess about it, yes. It is partly of
course that many of the statistics that are produced, which we refer to as
official statistics, are those figures which emanate from administrative and
management systems, for example in the health service, the prison service or
the police service, and they are used very intensively for management and
administrative purposes and may not ever in some senses fulfil the very strict
codes of practice that we work to, particularly on things like publication
processes.
Q5 Dr Gibson:
Do you think the words "statistically proven" are just used in a loose kind of
way by politicians? I assume if the
Prime Minister will say to me "statistics have proven that we are not as poor
as we used to be" and all this kind of stuff - the word "statistically" gets
thrown into the hat somewhere! Is that
your feeling?
Ms Dunnell: It may do, but on
the other hand we do produce a large number of series, the whole intention
being to demonstrate how our economy and society are developing; so in many
cases, for example child poverty, we do have in the Government statistical
survey methods of working out whether it has gone up or down. That is entirely statistically good
practice.
Q6 Dr Gibson:
Do you feel you are ever compromised in different positions and different
committees you are on? Is that a
possibility; or can you sit back and be quite neutral about everything?
Ms Dunnell: Yes, my job, partly
as a statistician, and as a senior civil servant, is to be impartial and to
give advice based on the statistics that I am there to talk about.
Q7 Dr Iddon:
Who decides the boundaries between national and official statistics, and are
there statistics that are produced as official statistics that you feel ought
to be national?
Ms Dunnell: Yes, there probably
are some of those. I think that the new
UK Statistics Authority is planning to take a pretty systematic look at the
whole of official statistics and give some advice about whether the boundaries
are right.
Q8 Mr Boswell:
Will that require a re-definition of the criteria, to see what they are; or at
least a fresh look at that?
Ms Dunnell: One of the things
that the UK SA will do is review the existing code of practice, which we have
had in place for more than ten years now; and then they will apply those new
criteria, which I do not suppose will be very different because there is an international
set of codes of practice for statistics, which are pretty similar across the
world.
Mr Hughes: One of the things
that the Act did was to give the Statistics Authority the powers to oversee the
whole of the UK official statistics system, rather than focusing just on
national statistics. It gives the
Authority the power to raise questions with Ministers in Parliament about their
treatment of official statistics and whether they should be national statistics.
Q9 Mr Boswell:
Will that be a public dialogue do you anticipate; or will it be a matter of
private advice to Ministers who, if their official statistics are controlling
them rather than -----
Mr Hughes: I think the answer to
that is still not clear. The Authority
is currently looking at its policy on transparency, and will seek to be as open
and transparent as possible; but in the context of dealing with Ministers, you
will have to respect that dialogue.
Q10 Graham Stringer:
You have said that you want to improve the public perception of statistics, and
that the SA will help you to do that.
How will you do that? Is that
just an aspiration? Can you put some
flesh on the bones to convince us that you have a real plan that will improve?
Ms Dunnell: It is aspirational
but of course we believe it is very important that this work we do, which is
extensively used across Government, is much better regarded by the public. The UK SA will have plans, and indeed we
always have things that we are trying to do to improve trust. I think the main one will be what the UK SA
has already decided, which is to set up a web hub, a single place on the
Internet, where all official statistics will be published together. That will be very separate, and seen to be
very separate from the ministerial statements about those statistics. The intention is to for that to come into
place on 1 April. That will make,
hopefully, quite a big difference. The
other things are down to quite a lot of things that I can try to do in my
position as National Statistician, which is to raise the standards of what we
do across the Government's Statistical Service, particularly in terms of things
like making the statistics we produce understandable, interesting, and used in
a relevant way, because the more people who can understand what we do and use
them in their work or, for example, at local level in helping to get the kind
of things they want at local level, then gradually we will build up respect and
regard for these very important statistics.
Those are the kinds of things we try to do.
Q11 Graham Stringer:
Do you think that will be sufficient when less than a fifth of people currently
believe official statistics? Do you
think your website and making your work technically superior will change
people's perception? Is there
reliability in statistics?
Ms Dunnell: That is the
intention. I agree that it is probably
quite a long, slow process; but the real secret is widening the community of
people who understand statistics and what they are useful for and get some
benefit out of using them. That is
really the challenge.
Mr Hughes: One of the other
major planks with trying to improve trust - and it is very much a perception
problem - is reducing both the time and the number of people who would see the
statistics in advance. That is
something that the Government, during the passage of the Bill, made a clear
commitment to do. I think there is a
perception by those outside that because Ministers and their senior officials
may see the figures in advance it gives them the opportunity to present their arguments
in a way that is more helpful for Government.
I think that is a major plank in all of this as well. As you probably know, the Government has
just gone out to consultation on that very issue.
Q12 Graham Stringer:
Have you read the transcript of the Public Accounts Committee session with your
predecessor, Mr Cook, about the last census?
Ms Dunnell: Yes - not very
recently.
Q13 Graham Stringer:
What have you learned from that, because Mr Cook, following that session,
became a fairly major national figure - and I certainly did not think it was
fit for purpose and most people in Manchester did not think it was fit for
purpose. What have you learnt not just
from the transcript of that but from that whole sorry episode about the last
census?
Ms Dunnell: We have learnt an
enormous amount from the last census, which, as we know, had a few
failings. Of course, we are now deeply
into planning for the next census in 2011.
The key things that we learnt about what went wrong with the last
census, or one of the things anyway, was that we did not have a proper
up-to-date and fully comprehensive address register. In Manchester, for example, some streets were entirely missing
because the address register that we were using had been checked something up
to two years before, so one of the lessons is that we must create a single
address register from the existing address registers, and we must do that
ourselves and have it up-to-date as close to census date as possible. That was a very important one. The other was that actually the response to
the census was very good: 94 per cent of households returned their
forms. Then the statistical challenge
of course is to do the follow-up survey and to use that information to estimate
the remaining part of the population.
What happened last time was that some areas, the difficult areas -
mainly inner‑city areas - had a much lower response than that - because
that was the average. This time, we are
having a different approach to collecting the information, which means we are
going to focus the enumerators, that is the people on the ground, in the
difficult places, and have a much more immediate management system that tells
us where we are not getting a response so that we can move people in to the
more difficult areas. Those are the key
things that we are planning to do differently, which will have a big impact on
the quality of the census.
Q14 Graham Stringer:
Statistics are collected by departments in a decentralised way. Is there any way that you think you can
improve the communication and the quality of those statistics collected in a
decentralised way into a centralised set of statistics?
Ms Dunnell: As I said, all the
1,200 or so people who work in the Government Statistics Service all do work to
the code of practice, and so that is part of this continuous process of
ensuring that what they do adheres to that; and of course 27 of the Government
departments and agencies have somebody whom we call the statistics head of
profession, and they meet regularly with me and my senior colleagues and work
on things like education, training, career development, standards and all of
that type of thing. That is all in
place.
Mr Hughes: One of the major
planks once again of the Act is this new concept of an assessment, where the UK
Statistics Authority will be developing work programmes to look across the
whole of the official statistics to make sure they are fit for purpose. It will be the major element of their
responsibility to ensure quality of the statistics not only in the ONS but
across the GSS as a whole.
Q15 Dr Gibson:
Are there some good departments and some bad departments so far as statistics
are concerned? I am not going to name
them, but there must be a differentiation between professionalism - or do you
think they are all good?
Ms Dunnell: I do not think we
would be able to say which were good and which were bad. There is a variation in every department,
probably including ONS.
Mr Hughes: Given the huge number
of statistics produced across Government, there will always be the odd slip-up;
and Andrew Dilnot's book exemplified some of those; but every one of those
heads of profession who is accountable to Karen will be seeking to ensure that
standards are met. I have been in the
GSS thirty years, and I have never been able to see that sort of
distinction.
Q16 Dr Gibson:
Oh, dear - it is all good - okay, fine!
Mr Hughes: I did not say it was
perfect.
Q17 Mr Boswell:
Do you make use of reality checks with statisticians outside, either in
overseas administrations, which might, as it were, come and inspect you, or
indeed in the private sector where private sector companies also need to -----
Mr Hughes: We have very, very
strong links with academe and we have methodology committees where we have a
wide sprinkling of academics in different areas of statistics so that we engage
very closely with them on our methodologies and techniques. That is one area. We also work in a very strong international network and we are
continually looking at best practice there.
To pick up your specific point, as part of the European statistical
system, all of the statistical systems of the EU have just gone through a major
peer-review process where we contributed in assessing some of their offices and
they in turn assessed us. There is that
continual check and balance in the system.
We, if you do not mind me saying so, did very well in that process.
Dr Gibson: People can be proud
of their work occasionally!
Q18 Dr Turner:
Karen, you, as National Statistician - and I quote you - said: "It is my responsibility to ensure we
deliver statistics that are of high quality and integrity", which is obviously
a very worthy aim, and we would expect nothing less; but you have just quoted
one example where the statistics were not of the highest integrity. It was not necessarily the fault of the
statisticians, but of the actual integrity of the data collection process
itself in the last national census. I
am fairly confident that is not the only area of statistics that gets published
where there are question marks about the quality of the data collection. What steps do you have in mind to try to
ensure that you can improve on the quality of data collection?
Ms Dunnell: Data collection is
very important. What we have to
remember about the census that makes it different from many of the other
statistics that we produce is that we only do it every ten years. This is something that we are thinking about
very actively for 2011, because, as we know, society changes an enormous amount
in a ten-year period, and each subsequent ten-year period seems to change even
faster. Getting the arrangements on the
ground absolutely perfect for a situation that has moved on considerably is
quite challenging. That is one of the
particular issues of the census, which is why this time - and in answer to your
question this is another of the lessons we learned - we will work much, much
more closely with local authorities in the planning process, to use the
information and intelligence they have about their areas and how they have
changed in order to make sure that the practical arrangements are as good as
they can be. That does not mean that at
the end of the day something that involves getting quite a complex form back
from every single household in the UK is not a risky business. It would be really silly to say that you can
put your hand on your heart at any point and say "this is going to work 100 per
cent"! It is the only statistical
activity in social statistics where people have by law to fill the form in,
which is a big advantage. Even so,
there are many risks to the process.
Those are the kinds of things we try to manage.
Q19 Dr Turner: The definitions are another problem because
you often find the press comparing sets of statistics, but they are not
actually like for like because there are subtle differences in the collection
bases. That then helps undermine public
confidence in statistics or certainly in what the Government uses those
statistics for. Do you have quality control
mechanisms to review your statistical processes before they are published?
Ms Dunnell: For many of them we
do. The census is a very good example
of what you have just mentioned about changing classification. When you do something ten years apart you
have a real conflict between doing it exactly the same so that you get a very
good measure of change, which is often at small area and local authority level
and constituency level, which is what people are interested in; but on the
other hand you have to make sure that the statistics are relevant for the time
on which they are collected. For
example, in 2001 we revised the ethnicity classification, which had been used
for the first time in 1991, because the whole nature of the ethnic groups
living in the UK had changed quite considerably in that ten-year period, so we
changed it. This time we are trying
very hard to keep it the same because we have had different kinds of
changes. We have had a lot of migration
from the EU; therefore, for the first time we are asking questions about
citizenship and country of birth, which will help identify those people from
Europe and other parts of the world that come into the white ethnicity
category. So you have all the time to
balance keeping things the same so you can measure change over time and reflect
what is on the ground. That is one example. I can think of other things.
Mr Hughes: As part of the
National Statistics, when it was introduced in 2000, one of the planks was a
quality review process. All the
Government departments were obliged to go through this process of statistics,
and something like 75 to 80 major reviews have been undertaken in that time
period. Many of those reviews have
included external representatives - academics and users - to peer-review
the statistics produced.
Q20 Dr Turner:
To what extent does the UK Statistical Service sample surveys rather than
conducting national registers, as most countries do - national databases?
Ms Dunnell: For some purposes we
need registers, and we have registers.
For example, we have in ONS, and maintain for use across Government, a
register of businesses in the UK, which we use to produce statistics and also
of course to use as a sampling frame for all the business surveys that feed
into the national accounts and balance of payments and things like that. Very often, because one of the great
advances in the 20th century was the development of sampling, the
statistical theories about sampling, it is much more cost-effective to carry
out a sample, take the sample and collect the information from them, and then
make an estimate. You could then say
quite precisely within which boundaries your estimate is likely to fall. For many, many purposes, this is what we do,
because it is cost-effective and quicker, and it is often higher quality
because you are collecting the information for a statistical purpose, whereas
with quite a lot of registers and administrative registers, for example, the
information is collected for administrative purposes and may not be of
sufficient quality for the kind of statistics that we produce.
Q21 Dr Turner:
Where do consultants fit in to the government's statistical work; to what
extent do you employ them; and, when you do employ them, who determines the
methodology and reviews their work?
Ms Dunnell: We do not use consultants very much for the
actual statistical work. Where we do
use consultants is for quite a lot of the IT side of things. We are often trying to develop things when
we have not got the right skills. On
the other hand, we do have contracts with academics quite often to do things
like peer reviews, as Mike has mentioned, but also to carry out a particular
type of analysis or to help us carry out development work. For example, we are working at the moment on
planning a new major survey of disability in the community, and we are using an
academic on a contract to help us develop that, partly because he used to work
for us and has a lot of expertise in this field, but partly because we do not
have that particular skill ourselves.
Also, of course, we work extensively with organisations like ESRC and
will often put out to contract pieces of work, for example, in relation to the
census, when we usually get a university contract in collaboration with the
ESRC to provide services to academic users on the census. Similarly, we have a contract with
Southampton University to run an MSc, which many people in the GSS go on. So there are a wide variety of those
things. We also use contracts for some
of our data collection on occasion.
Q22 Dr Turner:
It occurs to me that you obviously must make fairly heavy use of IT.
Ms Dunnell: Yes.
Q23 Dr Turner:
You know, of course, the disastrous history of governments of all colours in
promoting large national IT schemes. Do
you get involved by the Government, or do you have any input to Government
considerations of large-scale IT schemes, because they must be relevant to you
as presumably you would want to access information from them from time to time;
so are you consulted?
Ms Dunnell: Yes. In fact, every Government department has
something called a chief information officer, which is a bit of a misnomer, but
basically head of IT, as I call them.
The head of the whole Government - there is a head of profession, rather
like myself - who works in the Cabinet Office, and he runs a council of all the
heads across Government, in the same way that I run my head of profession
department meetings and so on for statistics; so we are very plugged in to
that. In fact, one of the things that
the CIO council has done is to create a shared service for basic IT
infrastructure in Government departments, and we were one of the pilots for
that; and indeed just signed up to it.
Our basic infrastructure is actually moving to this service called Flex
at the end of this month. We do get
very involved in that. It is for
providing all our basic telephony and equipment and storage and security and so
on. The thing that we keep very much to
ourselves, and will continue to do, is all the work we do on statistical
computing, which involves this worldwide sharing of good practice and expertise
and development about how to best take that forward. On things like data access, we are very plugged in, and I am a
member of Gus O'Donnell's security advisory team, which is advising the whole
of government - and Mike is my substitute on it - about how to do much, much
better with data security. Of course,
we have all had to do audits of our security arrangements and so on. Given that keeping personal data
confidential is absolutely at the fundamental core of our business, we are
quite active in advising and helping to get the standards across Government
right.
Q24 Dr Turner:
You have not lost any disks?
Ms Dunnell: We have not, no.
Dr Gibson: How would they know?
Q25 Mr Boswell:
While we are thinking about IT, presumably this means that you or collectors
working for you make increasing use of direct inputting of electronic
information on site. Perhaps you can
comment on that, and, if so, does that lead to improvements in accuracy as well
as timeliness, and also on the security side is that equally satisfactory?
Ms Dunnell: Doing data
collection using electronic methods has many, many advantages, one of which is
that as you enter the data you can do all kinds of checks on it and the
signposting to the next question is all automatic; so you tend to get much
better quality data. We have very, very
strict security arrangements for the transferring of data into the office. One of the reasons why we are going quite
slowly with Internet collection is because of the security side of things; we
have to be absolutely sure that data coming down the line cannot be interfered
with or looked at in any way.
Q26 Mr Cawsey:
I would like to ask about how Government policy should be more evidence-based,
and the role that you can play in that.
You are probably aware of Michael Blastland and Andrew Dilnot's piece on
the tiger that is not, where they argue that the tendency to ignore the need
for statistical verification is only now beginning to change in the UK. Do you agree that this verification has not
until now played a part in the formulation of Government policy?
Ms Dunnell: I do not necessarily
agree with them, no, because the Government's statistical service produces an
enormous range of statistics, which are used across the piece every day in
Government departments, local authorities and all kinds of bodies for planning,
evaluation and all kinds of parts of the policy process. I am a great admirer of Andrew Dilnot, I
have to say, and he has picked out some examples from a very, very wide range
of statistics to make some very important points. I think that some of the stuff he has written in there about
variability and so on will get everybody to read it because it is very, very
important. However, I think it is very,
very obvious now that statistics are absolutely vital for government policy at
all stages. We see many examples, and
most recently in the budget speech in the work that has just come from the
prime Minister's Delivery Unit, looking at the future of policy. That is a statistical picture about what is
going on in society and the economy and is at the forefront of thinking about
policy development. This does not mean,
however, that this is perfect in every case and in every department, because a
lot of policy-making is highly political and often happens at great speed. Our role, and one of my ambitions, is to
make sure that we can improve the impact and influence of statistics and
statisticians in all sorts of Government policy-making at both national and
local level.
Q27 Mr Cawsey:
What I am interested in is a bit chicken-and-egg really. Is it that the Minister or the department
will say to you, "We have got this whiz of an idea for a policy, so give us all
the statistics to back it up"; or do you go with a load of statistics and say,
"This policy needs to be changed"?
Ms Dunnell: Do you want to try
that one, Mike!
Mr Hughes: I think the syndrome
that you outline probably did prevail fifteen or twenty years ago, but, as
Karen has said, we try extremely hard to get involved in the policy process as
early as possible.
Q28 Mr Cawsey:
Do you ever create it, is what I am asking; do you ever start the process and
say, "Look at these statistics; we are highlighting ...."
Ms Dunnell: Yes.
Mr Hughes: Yes. When I was head of profession in transport,
we were producing a range of statistics for the board and actually chose to
challenge some of the things that were happening on transport policy at the
time. Is it right to be spending so
much money on rail safety when probably there are five people killed a year,
and yet eighty people a day die on the roads?
It is that kind of dichotomy.
Q29 Graham Stringer:
It did not change the policy, did it?
Mr Hughes: No, it did not, I
would agree with you; but at the end of the day we were putting those points up
to the top of the office.
Q30 Mr Boswell:
I am often saying privately that I do not think social trends arise and hit us
in the face until it is too late. Are
you really in the forefront, in your advice to Ministers, in being able to spot
social trends that previously perhaps had not been anticipated, and then
actually drawing their attention to it hopefully getting them to do something
about it before it is too late?
Ms Dunnell: I think it is a very
important part of our role. For
example, something that the ONS is responsible for on behalf of all other Government
departments is the monitoring and estimating the size and structure of
population. For example, the aging of
the population is a very important phenomenon, which needs to be taken into
account in every bit of policy that happens both nationally and locally. I think that actually statisticians have
done a great deal to make sure that everybody does not forget about the aging
of the population, because it is very, very important. That is a very good example. Similarly, on issues like the situation with
family status, the whole evolving, monitoring system for looking at, for
example, the big changes that we have had in marriage and cohabitation patterns
came very much from the statisticians attempting to measure a rapidly changing
situation, and then making those new statistics part of what everybody now
accepts as something that we update all the time. There are similar things on the economy, which is much more
difficult in some ways because it changes quite rapidly; but again we feel very
strongly that it is up to us to draw attention to things that are happening in
the economy, which people may not be putting enough emphasis on.
Q31 Dr Gibson:
Do you have an input into the growth percentages of the economy?
Ms Dunnell: Yes - well, we
produce all that every quarter, yes - all of the national accounts, yes.
Q32 Mr Cawsey:
If a statistician finds a piece of information and passes it on to the
Government and then finds it is ignored, what can they do to correct that?
Ms Dunnell: That is very similar
to the thing that Mike said: if you are a statistician in a department, or in
my case in ONS, and you feel that policy is not making enough or taking enough
account of some change or something which you think is quite important, then it
is one of our professional responsibilities to keep putting that piece of
information in place.
Q33 Mr Cawsey:
But if you keep putting it into a red box, but it never gets any further, would
you put it into a red to eventually?
Ms Dunnell: We try to get all of
our statistics, to be honest, into every kind of newspaper - that goes back to
my answers to some of your earlier questions: in my view, the more that
everybody in our community understands and appreciates statistics and their
usefulness, the better. We would not do a special press release, particularly
aimed at any particular newspaper; but we would take every opportunity, within
our normal publication process, to draw attention to those changes that we feel
are important.
Q34 Mr Cawsey:
What if it was the other way round?
What if a journalist approached you and said: "The Government has just announced this, this and this; what is
the statistical evidence for it?" and you knew there was none, would you say
that there is none?
Ms Dunnell: I am trying to think
of an example. We give all kinds of
advice to people all the time over the telephone. Personally I do not think - and I do not think most statisticians
in the Government's Statistical Service, would make a judgment like that
because it would be quite dangerous.
What they would try to do is say, "Here is the statistical picture of
something as we see it" and present the thing afresh.
Q35 Dr Harris: Dangerous to health, dangerous to career -
what do you mean by "dangerous" - to give an honest, open view?
Ms Dunnell: Because we try not
to comment particularly, and one of the statistician's basic codes of practice
is not to comment about things political.
Sometimes, if you have made a comment about a particular policy, it can
be interpreted as political. Our task
is to be objective, full of integrity, and apolitical.
Q36 Graham Stringer:
Can we come back to the point about the large amount of money that the previous
Deputy Prime Minister wanted to spend on transportation warning systems all
over the rail system. It was very high
profile. John Prescott was very keen on
it. How, as a real example, did you
deal with the information you had which said, "spend this money on road
improvement schemes or whatever and it would save more lives"? How did you deal with that?
Mr Hughes: It is going back
quite a way now, so I have to think about it more in the abstract than
remembering the detail.
Graham Stringer: I think the
detail would be much more fun.
Q37 Dr Gibson:
Could you send us the detail?
Mr Hughes: The way that we were
dealing with these sorts of things was to put together a regular briefing note,
a package of material called "transport trends" that would go out regularly to
the management board for them to look at.
In that particular case the decision was very much swayed by political
imperatives and that was why it ended up the way it did.
Q38 Graham Stringer:
I think what Ian was asking about - in that situation where the statistics
pointed in a different policy direction, would you have gone to the Sun
or the Mirror and said: "Here
are the statistics; look them up yourself; this policy will cost lives"?
Mr Hughes: We are civil
servants; we work for Ministers in departments, and that is the process by
which we work. I do not think it would
comply with the kinds of principles that Karen has just outlined that any of us
would do that sort of thing. That
information is not buried in the depths of departments. That is analysis that anybody outside can
equally do.
Dr Gibson: You must forgive us
if we are slightly jaundiced about getting information! We spend a lot of our time trying to get
information from people in Government departments.
Q39 Dr Iddon:
I want to move on to targets. Do you
have any role in the formulation and measurement of targets the Government
sets?
Ms Dunnell: Again, it is quite
varied between departments whether or not statisticians get involved. One of the things that we are trying quite
hard to do now is to ensure that statisticians do get involved and that they
get involved at the early stages of the formulation of targets. One of the particular problems of course is
that people set targets that are quite difficult to measure, and then quite a
lot of short-term and sometimes not very well thought-through things happen in
order to measure the progress of targets, and these are the kinds of things
where, if statisticians do get involved early on, they can be avoided. It is very important.
Q40 Dr Gibson:
Do you do CO2 and greenhouse gas emissions?
Ms Dunnell: We do not in ONS, but the GSS does them,
yes.
Q41 Dr Iddon:
So things can only get better! Is it
possible, using statistics, to measure the quality and output of public
services?
Ms Dunnell: Yes, in many
ways. As you probably know, we have a
unit in ONS that has been set up to try to measure the productivity of public
services, partly because the traditional method in the national accounts is to
say that output for example of the NHS is equal to the financial input, and a
big review was done several years ago which recommended that we should use
statistics and research methods much more effectively to look at other ways of
doing it. Therefore, a unit has been
set up, which has looked quite thoroughly now at education and health and the
administration of social security and so on.
It is developing this with the departments in question, which also
extensively use academic colleagues and help them to devise much better ways of
measuring the output of health or education services and the quality of them;
but it is quite challenging.
Q42 Dr Iddon:
The Statistics Commissioner has suggested that the emphasis on the use of
statistics as performance indicators and targets has politicised your
professional area, and also suggested that we are trying to push the boundaries
too far. What would you say to that?
Ms Dunnell: I certainly do not
believe that it has politicised statistics.
I think it has led to the development of statistics that may not be
national statistics, and the use of statistical information about what is
actually happening in public services, which is sometimes quite difficult to
interpret - I am not quite sure what your question about boundaries meant, to
be honest.
Q43 Dr Iddon:
It is about putting statistics beyond their own capabilities.
Ms Dunnell: Yes, I think that
there possibly are some examples of that.
I think much more likely, however, is that administrative systems are
set up that produce answers about things, and they are not set up in a proper
scientific and statistical way. We
would prefer to get involved in the process and set up proper systems to
produce statistics that everybody can trust and that are based on proper
methodology and codes of practice and so on.
Q44 Mr Boswell:
I think we are familiar with the fact that targets, or statistics are used as
proxies for an outcome that inevitably has happened.
Ms Dunnell: Yes.
Q45 Mr Boswell:
Do you have any evidence that when a particular statistic or variables are also
targets as proxies for some kind of quality measurement of public service, they
get abused? I am thinking rather of the
Goodhart's law about a monetary aggregate: once it becomes the objective
breaking down because people gain it.
Is there any element of this?
Ms Dunnell: I think that is part
of the danger with it. For example, if
you take hospital waiting lists, you can see from a political point of view that
it is something that the population truly understands, because it is one of the
things that everybody who goes into hospital experiences and it has a great
meaning for people. I do think that it
is one of those targets where it is possible for people to work extra hard in
one sense or another in order to meet a target, and that of course may be the
right way to propel different organisational units into higher levels of
activity; but it may not be. That is
why it is very, very important from a national statistics point of view to make
sure that these statistics are produced properly - as Mike was saying, form
some kind of portfolio of statistics about what is going on in hospitals so
that people can make a wider judgment about it.
Q46 Dr Harris: You just said that you thought hospital
waiting list statistics were widely understood because everyone experienced
waiting lists.
Ms Dunnell: I am sorry, I did
not mean to imply that waiting list statistics were widely understood, but I
think that the notion of being on a waiting list is widely understood. It has a lot of political meaning.
Q47 Dr Harris: If you take someone on a waiting list, what
relevance is it to how long they wait how many other people are waiting? They can wait one day and there could be 2
million people also waiting one day.
That would be 2 million people waiting for one day, which would show a
fantastically high-capacity, excellent service. One hundred thousand people waiting for five years - much lower
numbers - a bit of a disaster! The waiting
list numbers coming down was what the target was - or what about maximum
waiting time? What relevance is a
maximum waiting time to a non-urgent operation if I have an urgent cardiac
complaint?
Ms Dunnell: I am sorry, I did
not really mean to get into a big debate about it; I am just using it as an
illustration that some targets - I am trying to think of one at the moment
-----
Q48 Dr Harris: You are not going to find waiting list ones,
are you?
Ms Dunnell: They do not have
meaning to the population to whom they apply.
Q49 Dr Harris: A waiting list is actually probably the worst
thing you could think about for an individual patient experience.
Ms Dunnell: I would probably
entirely agree with you. I was just
using it as an example of something which at least the public understands. If you have a target - for example, the
Treasury will have targets probably about the balance of payments, but not too
many people will understand what the figure means or have any understanding. That was the point that I was trying to
illustrate.
Dr Harris: I will come back to this.
Q50 Dr Iddon: In 2003 the Royal Statistical Society
concluded that performance monitoring in public services was poorly conducted,
and it called for a number of changes including reporting of measures of
uncertainty and of random sampling.
Have any changes been made following that report in 2003 and are any
projected to happen in the future?
Mr Hughes: It is not only the
RSS that made those sorts of comments; the NAO was saying very similar things,
and also the Statistical Commission looked at this. There is now a much stronger engagement of analysts in these
sorts of processes. It is a political
decision as to what the target should be.
Quite often those targets have been in areas where traditionally
statistics have not been collected before, so there has been a fairly large
learning process about how you can compile statistics from administrative
sources. Our traditional mechanisms
have been surveys and things of that sort.
There is a far higher level of engagement now by analysts across the
piece. It may not always be a
statistician that is doing it; it could be a researcher. We belong to a large analytical community in
Government where jobs are interchangeable at times. The exemplification for this is that certainly with PSAs in the
latest 2007 CSR there is a hope that there will be a senior analyst on the
boards looking at those indicators to make sure that they do have data
integrity.
Q51 Dr Iddon:
Mike, I think the real question is, was that 2003 RSS report relevant to your
work and did it help you to see things a little more clearly?
Mr Hughes: I think it did, Dr
Iddon, but not just the RSS one; as I say, the Stats Commission's report, and
the NAO saying very similar things at the same time.
Q52 Mr Boswell:
Can we turn to the user end? I must say
that in my limited ministerial career it was useful to have even a rudimentary
knowledge of statistics at least once or twice in particular! I know that your official guidelines for
measuring statistical quality talk about providing the user with sufficient
information to judge whether or not the data are of sufficient quality for
their intended use. That is something
that you might like to expand on briefly, but are most civil servants, and
indeed dare I say Ministers, statistically literate enough to understand the
messages your statistics carry; and do you feel it is important that we should
encourage them to do that?
Ms Dunnell: I would have to say
that I think statistical literacy generally in the UK - and that applies to
civil servants and politicians and most people actually - is very, very
low. Nevertheless, our statistics are
scrutinised not only by the statistically illiterate, but the statistically
literate watch everything we do like hawks, and that is why we have a policy
for national statistics where measures of quality such as competence intervals
and information about sample sizes, et cetera, is placed on the website and is
easily accessible when you are actually using the statistics. We are now trying - we have a goal, without
a target, to make sure that when we produce our key statistics we have
competence intervals or some measure around them in press releases and in the
publications. A huge number of people
still disregard competence intervals, I have to say.
Q53 Mr Boswell:
I think they do. I think you are in two
minds on this: professionally you are bound to be cautious because, like a
scientist, you are making assertions which are constrained by competence
limits, and so a lot of your users will not necessarily understand what you
say, even if you explained it to them; and some of them may have a motive for
trying to pick things off the shelf to justify, say, a policy or a target. How are you going to work at getting those
messages fitter for purpose into the public debate, and into the
decision-making process? How can we
make this a less ill-informed dialogue?
Ms Dunnell: One of the ways we
try to do it when we publish any series is to put it in the context of the
past. For example, every month we
produce a report on what is happening in the labour market, and every month we
include a graph which goes back over a few years, so that you can interpret
what is usually tiny changes in employment rates, for example, and getting a
view on a graph over a period of time does help people to interpret the
importance of this month's blip, which is going to be basically a blip around a
point in time. We do try to do
that. We are doing a lot of work trying
to improve the graphs we use and the words we use to describe them. It is by constantly trying to do that that,
hopefully, people will get used to it.
Q54 Dr Harris: Would you say that one justification for the
fact that the Government Ministers get statistics some time earlier than
everyone else is that it gives them an interval to understand them, and
therefore to not over-interpret them; and that if they do not use that
opportunity there is little merit in them having statistics in advance?
Ms Dunnell: I personally believe
that we should have any pre-release time very short. The proposal at the moment that is being consulted on is that it
is 24 hours. From a purely statistical
integrity point of view I would prefer it to be no time at all. It is very much ingrained in our culture,
the notion of pre-release, and if we can get the time cut down and the number
of people that releases go to cut down, we will make significant progress.
Q55 Dr Harris: I do not blame the Government for this - I
would do exactly the same - put a spin on statistics. Is it the case that you use that interval when you are the
provider of statistics to say, "This is what can be said; that is the limit of
what can be said" and written advice saying, "This is what can be said on the
basis of these statistics"? Otherwise,
what is the point from your point of view?
I know it is not your preference, but given there is this pre-release
period how are you using that to ensure that you counter unreasonable spin?
Ms Dunnell: The labour market is
quite a good example of that, and we will probably have to adapt it when we get
new rules in. Basically, ONS produces
the labour market data and has done for ten or so years now, and we produce the
monthly thing. Then we have a
pre-briefing with the stands and the economists from departments that are
interested in the labour market, which is mainly DWP, Treasury, DBERR and so
on. They will come to a briefing with
our statisticians, so that everybody can discuss the meaning of the latest
trend in the context of the trend over the last year or so, so that they all
have an opportunity to think about what these latest changes may be. Then those people go back and do their own
briefing to their own Minister. That
is the thing that everybody finds very, very useful at the moment, but it does
open up the possibility (a) for leaks and (b) spin. That is why we need to cut the time down.
Q56 Dr Harris: That was not my question, was it? I was suggesting why do you not use the time
to directly talk to the special advisors and the press officers about what you
think should or could or could not be said - could and could not be said about
statistics? Then if it is ignored at
least you have a record for your integrity - you have made a lot about that -
so that you can sleep at night; and if it builds up you can say, "I resign if
this continues". Why do you not do
that?
Ms Dunnell: Because the briefing
mechanism we have, in your words, does that, but it is ONS talking to the
people in departments who do that.
Q57 Mr Boswell:
It cannot be negotiation.
Ms Dunnell: It is not a
negotiation. We are trying to get a
team of statisticians with a lot of experience of understanding the labour
market and policies around the labour market to say, "What do these statistics
tell us this month?" Then we get the
best advice we can about what the statistics are telling us.
Q58 Dr Harris: So you do not have any interaction with the
people who are doing the spinning and the media briefing and -----
Ms Dunnell: Well, I -----
Q59 Dr Harris: ----- Ministers the line to take, you as
statisticians I mean?
Ms Dunnell: In my department,
yes, I have a relationship with my press office. We have a dialogue about the way that we will present statistics
in press releases and so on, and that is exactly the same as the dialogue that
people returning from our labour market briefing to their departments will have
with their press office.
Q60 Dr Harris: I meant, do departmental statistics people
have relationships with the media facing people?
Mr Hughes: Yes. Typically, what would happen is for whatever
set of statistics it was, the Minister and a small group of people around the
Minister will see the statistical release; so it is not a case of saying, "You
cannot say this or you cannot say that" because that is what the public is
going to get - that statistical release and those statistics. Thereafter there may be an engagement
between the private office or the press office and the statisticians about the
meaning of some of those statistics, but I have very rarely seen a situation
where the Minister would then seek to countermand or in any way put a different
argument to the one the statistics are saying.
Dr Harris: Really!
Q61 Dr Gibson:
The media have statisticians attached to them as well; they give them prizes
every year. You -----
Ms Dunnell: I have sat on that
panel.
Dr Gibson: The Times
always wins.
Q62 Dr Harris: You must be talking about different Ministers
than I am because they are always over-hyping data, and I would do the same in
their position; but the question is not whether that happens or not - of course
it happens - it is understandable - the question is what you, the
statisticians, are doing to protect your position by saying that you counselled
against that particular over interpretation being done?
Mr Hughes: At the end of the
day, it is a Minister's prerogative to present which statistics on their policy
he wishes to do. All I was saying was
that I have never encountered a situation where Ministers have sought in any
way to undermine the statistics that have been put into the public domain,
which is what I thought was possibly an issue - well, in any way countermand or
contradict statistics that have been published.
Q63 Dr Harris: I am talking about interpretation, not
contradiction.
Mr Hughes: I am sorry, that was
the point I was seeking to make.
Q64 Dr Harris: Finally, if I may, can I deal with this
question about these fascinating waiting list issues. Your view was that a patient understands the waiting list
targets, but I would like to ask you about this question of targets versus
continual performance monitoring. Are
you arguing that it is more useful for a patient waiting for a procedure to
know whether the hospital has zero or not zero people waiting more than 18
months, or to know what the average waiting time for that procedure is?
Ms Dunnell:
I was not trying to make a comment about that at all
because that is quite a complex question, and different patients will want to
view it in different ways. All I was
trying to say was that at least patients understand what a waiting list
is. Sometimes we come up with targets
that the community cannot relate to.
Q65 Dr Harris: So when they come up with a high-profile
thing like a waiting list, do you provide advice to anyone as to what gains
might take place? It may come as a
surprise to you that when waiting times get political action, suddenly there
develops a waiting list to get on the waiting list, and that rather subverts,
at least for the patient and the public, the whole point of this.
Ms Dunnell: Yes.
Q66 Dr Harris: Do you say that if you are going to go for
that data collection this is what you must guard against happening?
Ms Dunnell: Yes. Part of the statistician role, if you take
something like waiting lists, would be to provide advice about which measure of
waiting list might be most appropriate.
But at the end of the day it will be up to the politicians or the
policy-makers to decide; but it is the job of the statisticians to say, "If you
use the arithmetic means you will get that kind of answer; if you use the
median, you will get that kind of answer; if you use the proportion of people
who have to wait more than six months, you will get that kind of answer" That is the kind of thing that a
statistician would do; they would lay out those options. Actually, Andrew Dilnot's book has a very
good section, I think, on explaining how you can use the same data and turn it
into a range of statistics, which gives you a slightly different story. That would be the job of the statistician in
the department to set that out quite clearly so that the policy-maker and the
Minister understand what difference it makes depending which particular measure
he chooses.
Q67 Dr Gibson:
So the check would come in politicians being sharp enough to scrutinise as
Ministers; in other words it is our job, is what you are saying.
Ms Dunnell: Yes.
Dr Gibson: We have got to get savvy about
it. That is a challenge. Thank you very much for coming along. It is a fascinating world you live in. It is extraordinarily important information
that you have given us and it will help us make a judgment in our report.