Annex A Legal Background to the Inquests
1. The obligation to protect the right to life under
ECHR Article 2[158]
includes a procedural obligation to conduct some form of effective
official investigation when individuals have been killed as a
result of the use of force.[159]
The essential purpose of the investigation is to secure the effective
implementation of the domestic laws which protect the right to
life and, in the cases involving state agents or bodies, to ensure
their accountability for death occurring under their responsibility.
What form of investigation will achieve those purposes may vary
in different circumstances, but it has been the general approach
of the authorities in the UK to meet this procedural obligation
by conducting inquests.
2. The conduct of inquests in Northern Ireland is
governed by the Coroners Act (Northern Ireland) 1959 (the 1959
Act) and the Coroners Practice and Procedures Rules (Northern
Ireland) 1963 (the 1963 Rules). These provide the framework for
a procedure within which deaths by violence or in suspicious circumstances
are notified to the coroner, who then has the power to hold an
inquest, with or without a jury. The purpose of the inquest is
to establish, with the assistance of the evidence of witnesses,
post mortem and medical reports and forensic examinations, who
the deceased was and how, when and where he died. The Coroners
Service in Northern Ireland is headed by a High Court Judge. The
coroner decides how widely the inquiry should range to establish
the facts relevant to the circumstances of the death and responsibility
for it and the inquiry may range more widely than the verdict
or findings. Where the circumstances of a death investigated or
being investigated by a coroner appear to disclose that a criminal
offence may have been committed, the coroner is required to submit
a report to the Director of Public Prosecutions.[160]
3. A number of inquests into contentious deaths occurring
during the Troubles have been the subject of significant judgments
by the European Court of Human Rights. The seminal decision of
the European Court of Human Rights is Jordan et al v UK
(2001),[161] where
the Court found that the inquest regime fell short of the requirements
of ECHR Article 2.[162]
As a result, the court concluded that there had been a violation
of the procedural obligation imposed by ECHR Article 2. In response
to the judgment, the UK presented a package of proposals to the
Committee of Ministers of the Council of Europe[163]
setting out the practicable steps that it would take to implement
the judgment to ensure that future investigations complied with
ECHR Article 2.
4. As a result of domestic and European litigation
and the instigation of a major review by Government,[164]
the inquest system in Northern Ireland has been substantially
remodelled in the last five years. In its Interim Resolution of
February 2005,[165]
the Committee of Ministers closed its examination of several aspects
of the UK's package of measures relating to inquests.[166]
Nevertheless, The Committee of Ministers in its second Interim
Resolution of June 2007 urged the Government to implement all
outstanding general and individual measures and take all necessary
investigative steps without further delay in order to achieve
concrete and visible progress in complying with the Court's judgment.[167]
The Committee also decided to pursue the examination of the execution
of the 2001 judgments until it has satisfied itself that all necessary
individual measures have been taken to erase the consequences
of the violations found for the individual applicants in those
cases.
5. The Government was subsequently challenged in
the domestic courts following the introduction of the Human Rights
Act 1998 in an attempt to compel it to conduct an effective investigation
into a number of historic deaths caused by police and/or security
forces.[168] Declarations
were sought that the Government's continuing failure to
provide an Article 2 compliant investigation was unlawful and
in breach of s.6 of the Human Rights Act 1998 and ECHR Article
2. The decision of the House of Lords however made clear that
the Human Rights Act 1998 is not retrospective. Thus, domestic
rights created by the Human Rights Act which are available to
individuals against specific public authorities cannot be applied
retrospectively.[169]
The Human Rights Act 1998 does not therefore apply to unlawful
killings which took place before the coming into effect of the
Act on 2 October 2000. The obligation to hold an investigation
is an obligation triggered by the occurrence of a violent death.
If the death itself is not within the reach of the Act because
it occurred before the Act came into force, nor is the procedural
obligation to investigate which, the Lords held, is necessarily
consequential on the death. This does not, however, displace the
obligations under ECHR Article 2, which continue to bind the UK
under international law.
6. In two recent cases (heard together in 2007) concerning
inquests into deaths in Northern Ireland which occurred in the
1990s,[170] the House
of Lords was asked to consider two further questions: (a) what
findings or verdict the inquest jury was allowed to return under
the 1959 Act and the 1963 Rules; and (b) the extent of the Chief
Constable's duty of disclosure under the 1959 Act. The Court found
that an inquest jury in Northern Ireland may not return a verdict
of unlawful or lawful killing (unlike inquest juries in England
or Wales). However, nothing in the 1959 Act or the 1963 Rules
prevents a jury finding facts directly relevant to the cause of
death which may point very strongly towards a conclusion that
criminal liability exists or does not exist. The Court also held
that s.8 of the 1959 Act requires the PSNI to furnish to a coroner
(to whom notice under s.8 is given) such information as it then
has or is thereafter able to obtain (subject to any relevant privilege
or public interest immunity claim) concerning the finding of the
body or concerning the death, noting that "[i]t would so
plainly frustrate the public interest in a full and effective
investigation if the police were legally entitled, after giving
the initial s.8 notice, to withhold relevant and perhaps crucial
information coming to their notice thereafter." A number
of inquests[171] which
were abandoned in the early 1990s have now been re-opened or re-commenced
by the Senior Coroner in Northern Ireland in light of the House
of Lords decision in Jordan.
Jane Gordon
Specialist Adviser
158 Read in conjunction with the State's general duty
under article 1 to "secure to everyone within [its] jurisdiction
the rights and freedoms defined in [the] Convention" Back
159
McCann v UK (1995) EHRR 97. Back
160
Justice (Northern Ireland) Act 2002 s.35(3) Back
161
The proceedings before the European Court of Human Rights in this
case were conducted simultaneously with proceedings in the cases
of Kelly and Others v UK (No. 30054/96); McKerr v UK
(No. 28883/95) and Shanaghan v UK (No. 37715/97). Back
162
On a number of grounds including (i) the non-disclosure of witness
statements prejudiced the ability of the deceased's family to
participate in the inquest; (ii) the PII certificates had the
effect of preventing the inquest examining matters relevant to
the outstanding issues in the case; (iii) the police officers
who shot the deceased could not be compelled to attend the inquest;
and (iv) the inquest procedure did not allow for any verdict or
findings which might play an effective role in securing a prosecution
in respect of any criminal offence. Back
163
Under article 46(2) of the Convention, the Committee of Ministers
has responsibility for supervising execution of the judgment of
the court. Back
164
Death Certification and Investigation in England, Wales and
Northern Ireland - The Report of a Fundamental Review 2003
(Cm 5831) and Death Certification and the Investigation of
Deaths by Coroners - Third Report of the Shipman Inquiry,
2003 (Cm 5854). Back
165
Interim Resolution ResDH(2005)20. Back
166
Including the role of the inquest procedure in securing a prosecution
in respect of any criminal offence; the scope of examination of
inquests; the compellability of witnesses at inquests; the disclosure
of witness statements prior to the appearance of a witness at
the inquest and legal aid for the representation of the victim's
family. Back
167
Interim Resolution ResDH(2007)73. Back
168
In re McKerr [2004] UKHL 12 Back
169
These should be distinguished from the obligations under international
law which the UK (as a State) accepted by accession to the ECHR
in 1950. Back
170
Jordan v Lord Chancellor; McCaughey v Chief Constable
of the PSNI [2007] UKHL 14, Back
171
Inquests into the deaths of Eugene Toman, James Gervaise McKerr,
John Frederick Burns, Michael Justin Tighe, Peter James Martin
Grew and Roderick Martin Carroll. Back
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