Select Committee on Scottish Affairs Minutes of Evidence


Examination of Witnesses (Questions 140-159)

DAVID CAIRNS MP, MR GERALD MCHUGH AND MS SHEILA SCOBIE

13 NOVEMBER 2007

  Q140  Mr Wallace: Oh, it is their fault.

  David Cairns: I am simply telling you the sequence of events. Because the elections are combined elections, in other words the Scottish Parliament election takes place on the same day as Scottish local council elections, the way in which that works is the order for the Scottish local government elections has to be got through and be passed and receive assent through the Scottish Parliament before we can make progress publicly on our order. That is simply the way it has to work. There were delays in producing the Scottish local government order because there was a great deal of to-ing and fro-ing about the way in which the local government ballot paper was going to be designed. We were patiently waiting for all of that to be resolved before we could begin our own processes. That is simply a fact. Is there a way in which we can make all of that shorter? Yes, we should make all of that shorter. I will point to one of the recommendations I said at the beginning, that we will not introduce anything new six months before an election and we will extend the length of time between close of nominations to polling day. All of that will mean that the circumstances that happened on 3 May will never happen again. All of us took too long to produce the draft and we have to look at ways of collapsing that. Secondly, the final format of the ballot paper impacted on postal voting, that is undoubtedly true, and that is addressed by the fact that when you extend the length of time between polling day and close of nominations that will give returning officers much more time to prepare the ballot papers. If you do not have electronic counting you can revert to manual counting which means you do not need to have a centralised system for printing and distributing these, that can be returned to returning officers doing it locally which was the old tried and tested system. When you accept the decision to decouple and go back to a manual account, those issues that arose around postal voting which were as a result of having the elections on the same day as a result of having electronic counting disappear. The third thing on ignoring advice, I simply do not accept that. I would point to one area, and one area alone, where we did reject the advice, and it is the only example you can come up with, which was on the issue of the overnight count. The issue of the overnight count is very clear, there is just simply a difference of opinion between the returning officers who do not want to do an overnight count and myself and other politicians we consulted with, and there was a criticism that we should not have consulted just with politicians, but the general public as well that we have a tradition in this county where we begin a count at ten o'clock when the polls close and we count and make our announcements in the early hours of the morning and everybody wakes up in the morning and knows who the new government is going to be. That is the tradition that we have in this country and it is one that I approve of. What we have said looking to the future is that we are open to other voices and other points of view. In none of this has anybody been able to explain how having an overnight count was in the partisan interests of the Labour Party or how having an overnight count changed the ballot papers which were already in the box. All the spoiled ballot papers had already been spoiled and if you count them overnight or the next day they are not going to become unspoiled. That is an example of where the electoral officers and electoral administrators wanted us to do one thing and we chose to do another thing, but I think you would be really hard-pushed to say how that was in the partisan interests of my party.

  Q141  Mr Wallace: There were other times when advice was put forward about whether you use one or two ballot boxes in the polling station and advice where the Electoral Commission said you should take further consultation on the design of the ballot paper in August 2006 and that advice was not taken up.

  David Cairns: Can I just read out what the advice was. Let me just read out the advice that came back to me from Sir Neil McIntosh. Let me tell you what Sir Neil McIntosh, the Scottish Commissioner, said to me. When he sent back in August 2006 the Cragg Ross Dawson findings, which was commissioned by the Electoral Commission to look at what voters thought of these ballot papers, let me tell you what he said to me. He is giving me the report, and he said: "The conclusions point to the interests of the voter being best served by a design of ballot paper that incorporates both the regional and constituency ballot papers alongside each other on a single sheet of paper", which we did, "the voting boxes for each contest being placed immediately to the right of the parties, not down the middle", which we did, "the use of two colours on the ballot paper", which we did, and "alphabetical ordering of political parties on the regional ballot paper". Here is an interesting point: his recommendation is that we had what was called corresponding order, in other words you put the party down one side and then rather than put the candidates and the constituencies alphabetically down the other side you align them in corresponding order. Not here but on a television programme Mr Mundell said that this was an example of us trying to put the Labour Party's interests first, but actually it came from that Cragg Ross Dawson thing. I think you will find that in this communication from the Electoral Commission to myself we did not reject their advice, that on these great big issues of having a single ballot paper, having the region on one side and the constituency on the other side, having two colours of paper, we took their advice, and we continued to take their advice all the way through the process and at every stage in the process. I would ask you to bring forward examples where we did not take their advice and where this had a material effect on the problems that were experienced on 3 May, unlike the example of having an overnight count where I do not actually see how that materially altered what happened on 3 May to any degree.

  Q142  Mr Hamilton: It seems to me that one of the main problems is that you have been taking advice from everybody and you have consulted with everybody including the next-door neighbour and his dog. Has part of the problem not been that you have been consulting with too many people? The question I have really got for you is: what do you think would have happened if you had rejected the advice and the comments that were being made by all other parties before you came to your conclusion?

  David Cairns: If we had rejected Arbuthnott's commendation to have a single ballot paper; if we had rejected the findings of the focus group in terms of where the positioning of the lists was; if we had rejected the recommendations to have them on coloured ballot papers; if we had rejected the soundings out that I did with the disability lobbies on what colours and fonts would have worked; if we had rejected all of that, then I think we would be bang to rights, but actually at every stage of the process, beginning with Arbuthnott's commendation all the way through at every stage, we consult, we go out to consultation, we talk to people, we seek advice from the Electoral Commission, from the returning officers, from the political parties and all the rest of it. There is a valid criticism—and I think it is a valid criticism—that at some point before we did we should have pulled stumps and we should gave said "that's it, this is what we are going to do" although I think we probably would have been criticised if we had done that as well. What we are saying is by not introducing any novelty into the system six months before an election we can deal with some of these things. For example, two ballot papers would obviously be a novelty and we would have to make sure that we were getting all of this detail done much, much earlier. The second point of course is if you have not got combined papers you do not need to have this really prolonged process of consultation where the Scottish Parliament has to do all of its consultation on local councils and we have to do all our consultation on the back of that. There is a valid criticism that the process of consultation took too long, dragged on, was too deliberative in a sense, and that meant that the actual implementation stage got telescoped. I think that is a valid criticism and I think we have set out steps whereby we can ensure that does not happen again.

  Mr Hamilton: If you were acting in a partisan way, do you not think you should resign, after all, you did not deliver the goods for Labour? That was a joke!

  Mr MacNeil: See how badly you would have done without it!

  Q143  Chairman: Do you accept that slogans on the ballot paper like "Alex Salmond for First Minister" were misleading and confusing? Do you agree that Ron Gould is right that it should be the registered party names which appear on the ballot papers, not slogans like this?

  David Cairns: I think Mr Gould deals with this in some depth where he says that he believes that the law should be changed to stop phrases like "Alex Salmond for First Minister" being used. I think that has got to be a sensible thing. We have put it in the category of things we will discuss to make sure that we do not inadvertently stop people who are independents accurately describing themselves. We do not want to create unintended consequences, but I think it is incumbent on those who say they accept the whole report—and all the recommendations, which I understand Mr Salmond does, that means he therefore accepts the criticism of "Alex Salmond for First Minister", so it is up to them to reflect on that.

  Q144  David Mundell: On that point we have just heard you, Minister, set out that you do not accept that you did virtually anything wrong at all, yet on previous statements you have said you completely accept the report—

  David Cairns: No, that is a complete misrepresentation of what I said. I have said it repeatedly, I said it a moment ago to Mr Hamilton, I have said it to the Chairman, I said it to your own colleague Mr Wallace, that we should have taken decisions more quickly. We allowed the consultation process to go on too long which meant the implementation phase was very narrow. I have not said we did nothing wrong; that is a complete and absolute mischaracterisation of what I said.

  Q145  David Mundell: But you accept the report in full?

  David Cairns: No, I do not accept all the analysis in the report. I do not think some of the analysis is robust enough to progress the recommendations based upon that analysis of the report. I said right away at the start of my evidence that the suggestion of moving from an alphabetical ballot paper to a randomised one is one that I have not seen any evidence that the voters would welcome. I am not saying I am agin it but what I think we need to do with all of these recommendations is to progress them, so we are progressing all of the recommendations in the report—

  Q146  Mr MacNeil: Given the problems you have highlighted with the consultation link between the Scottish Parliament and yourselves, will you therefore accept the sensible suggestion by Gould that this be transferred to the Scottish Parliament? You have made the argument for it; I am just wondering if you would follow that through?

  David Cairns: What I said was when you accept the key recommendation to the Scottish Parliament to decouple the elections, a lot of the reasoning for that case simply falls away. The main allegation here—

  Q147  Mr MacNeil: So you want to hold on to the power?

  David Cairns: The main allegation here is that you have a very cluttered landscape, to use the current buzz word.

  Q148  Mr MacNeil: So declutter it and leave it.

  David Cairns: You declutter that by decoupling the elections, so you do not need a steering group which involves Scottish Executive officials, Scotland Office officials, COSLA officials, all those people round the table. You do not need that if the elections are on the same date. It declutters it immediately by decluttering the elections. My view, as the Secretary of State said during the response to his statement, is that the analysis that Mr Gould puts forward does not support that recommendation if you decouple the elections. However, what Mr Gould's actual recommendation was was that exploratory discussions take place on that, and the Secretary of State has said that he is more than willing to initiate those discussions, and I have repeated that today.

  Q149  Mr MacNeil: Why do you not think it should be moved into Scotland? Why should Westminster keep its locus in this?

  David Cairns: Because we have responsibility for the constitution as set out in the Scotland Act.

  Q150  Mr MacNeil: Can we not move that responsibility?

  David Cairns: Mr MacNeil, you are beginning from a place where you think that Westminster should not have any responsibility for anything at all that happens in Scotland.

  Q151  Mr MacNeil: Correct, absolutely.

  David Cairns: So let us be clear where you are coming from. I am coming from the position of two-thirds of the people of Scotland at the very least and I still believe in the United Kingdom and I still believe that this Parliament has significant legislative authority for things that happen in Scotland. I believe that the constitution is part of that. I believe that the current arrangements, which are cluttered when you have joint elections, become decluttered and much clearer and much simpler and much less prone to error when you have the elections on separate days.

  Q152  Mr MacNeil: But you yourself have shown with the mish-mash of consultation that surely logically the argument is made that it should be for Scotland?

  David Cairns: I am not convinced by the logic of your argument.

  Q153  Mr Davidson: I think it is only fair to say that a man who wants a new Scottish alphabet, as was indicated in a previous hearing, is hardly in a position to argue against clutter! I think this is very helpful because it confirms my view that Scotland Office ministers have been listening to the wrong people for quite some considerable time on these matters! Is there not a danger if the entire Scottish political and bureaucratic establishment is at fault then effectively nobody is at fault and that many of us will find some difficulty, in a sense, with that? I have some sympathy for the difficulties arising from mass and involved consultation and I understand the problems from the delay that was caused by trying to get everybody on board, but at the end of the day that muddle resulted in a position where nobody is accountable for anything and that that does actually cause some difficulties in that we must overcome that for the future by having a clear chain of responsibility, and if that is a political chain then ministers at some level have got to take political responsibility for these things, and if there are accusations that they are doing it in a partisan fashion, we have just got to take that on the chin rather than this constant search for consensus which results in the enormous muddle that we have seen happening.

  David Cairns: I agree with all of that. We have said where we have clearly got responsibility we accept that and we have apologised for that. It was Mr Gould who said "all other stakeholders put their interests ... " it was not me, and again you will have to ask him what was in his mind when he wrote that. It was he in his letter when he said "all the other political parties". I have apologised for our role in this. The Secretary of State for Scotland has apologised for our role in this. The previous Secretary of State for Scotland has apologised. I have not heard any apologies coming from any other quarters from anybody on that. It is up to them to decide how they wish to respond to Mr Gould but they quite clearly have no intention of apologising for that. We have accepted our responsibility and taken it on the chin. In terms of where we go from here, there is another significant recommendation in here which is certainly worthy of consideration and that is of having a chief returning officer, which is a central recommendation from Mr Gould, so within the administration you would have that very clear line of command. At the moment you have returning officers across Scotland who are in a slightly unusual position which is that they are local council employees but they are operating legislation that actually initiates in Westminster. They are unlike the rest of local councils where the social work department has got the Social Work Inspectorate, you have got HMI, you have got the Audit Commission, and all the rest of it. There are no current performance standards and there is no body which holds these to account for their variation in performance. I think all of us would like to see returning officers across Scotland supported in that way. There is a document which has just gone out on developing performance indicators for elections and referenda from the Electoral Commission. I think you are right to say that we need clearer lines of accountability in how these elections are administered. Politically speaking of course those lines of accountability become much clearer when you decouple the elections.

  Q154  Mr Davidson: Could I ask a couple of points following on from that. You mentioned the Electoral Commission there. Is there not a difficulty about the fact that the Electoral Commission has been established with no knowledge of elections, on the basis that none of them has ever stood for election, none of them has ever been a candidate, none of them has been an agent, and indeed they pride themselves on that. It is a classic position of armchair generals. It is a bit like being lectured on sex by virgins. They have no experience of—

  David Cairns: I do not know if you have anybody particularly in mind!

  Mr Davidson: I will leave you to try and get that image out of your head and because they have no experience, they come to innocent, naive and well-meaning conclusions which are exceedingly impractical. Ought the Electoral Commission itself to be reformed in some way to allow a degree of inside knowledge from previous either election agents or candidates not to dominate but to inform their discussions?

  Q155  Mr Devine: Can I just add to that. We have had the Chief Executive telling us half an hour ago that we could challenge any papers on an e-count system and we had to explain to him how could we challenge a paper that we do not get a chance to see, and it was clearly news to him.

  David Cairns: There was a dilemma at the time that the Electoral Commission was set up. You are trying to establish a body which is free from undue political influence in the administering of elections, for the reasons which I have set out earlier—politicians do not administer elections in this country—and therefore hardwired into its DNA is this distance from the nitty-gritty of the political process. They have set up their own political panel with representatives from the political parties, including I think in Scotland the Chief Executive of the SNP, Labour Party officials and Conservative Party officials, in order that they may take direct political soundings. Whether that is an adequate way of informing them on politics is something they will need to reflect upon as part of their reflection on this process. There is this tension about to what degree should politicians be involved in this. If you read the Gould report, Mr Gould takes a very clear point of view that he thinks that the role of politicians should diminish in this process and that the role of politicians is essentially to legislate recommendations from the chief returning officer, rather like Law Society reports that we simply take and put through. I think that is a discussion we would all have to have in the context of the recommendation of a chief returning officer because there is a debate about to what extent should politicians be running these things and to what extent should politicians be distanced from these things.

  Q156  Mr Davidson: The same goes for a debate about whether people who are accountable and elected should be responsible for anything because the fact that Mr Gould had to write a letter clarifying what he said in the first place (because I think we were told earlier on that he had not expected it to be interpreted it the way that it was) displays a touching naivete which is perhaps not entirely appropriate in these circumstances and perhaps there needs to be someone who is involved, or a number of people who are involved, in the hurly-burly. Could I particularly pick up the question that Jim alluded to about what is to be done next because as part of the exchange with the Electoral Commission we were explaining that many of the ballots which were ruled out were then never examined by a human being and the electoral officers refused to let candidates or their agents see them. This was news to the Electoral Commission and, as far as I could clarify, they have no plans to examine whether or not those ballots were correctly ruled out. I am not seeking to re-open the election but I can see that there would be a case for the Electoral Commission going back either itself or commissioning research, or if not them then somebody else, clarifying whether or not mistakes were made by the machines in ruling out so many of the papers. I have been in previous elections where people have done big crosses across the whole paper and there is an argument about whether that is saying no to you all or is it the centre point of the cross that counts. It seems to me that these are not subjects that ought to be determined by machine. Is that not something that ought still to be pursued either by yourselves at the Scotland Office, by the Scottish Executive or by the Electoral Commission to clarify exactly whether the scale of papers being ruled out was genuinely the fault of electors who made mistakes or whether it was the fault of the machines who made mistakes?

  David Cairns: Let me say two things about that. Firstly, I am advised by Sheila that the Electoral Commission were represented on the E-Counting User Group, who were the people who drew the specifications which included DRS, the company, so I am unclear as to why the Electoral Commission believe that they did not know about what is called auto adjudication, but, as I said, I did not hear the evidence so I will just have to move on from that. Auto adjudication, which in the aftermath of the election was the subject of intense speculation, was overwhelmingly—and I think Mr Gould's analysis of the ballot papers he has looked at would support this—where there was nothing to adjudicate; it was where people left one half of the ballot paper completely blank. The single most prevalent feature of the spoiled ballot papers is where people left the constituency side completely blank. In the instance that you are talking about where somebody put a big x over it, that should have not been auto adjudicated; that would have gone out to adjudication on the screen. It is my understanding that these adjudications took place on the screen as they would have taken place in the normal way. So it is not that every disputed ballot paper was auto adjudicated; it was that it was simply a blank piece of paper, or a blank half of a piece of paper, if you get my drift, and that even a manual examination of all that would not actually tell you anything because there was nothing to adjudicate. That was where auto adjudication was overwhelmingly used.

  Q157  Mr Davidson: There might have been something written on one side of the paper which made it clear what the elector's intention was for both sides of the paper. If they had said "all Labour" it would have been clear what they wanted to vote on the other side or at least it would have been the subject of debate.

  David Cairns: That would not have been auto adjudicated, that would have shown up on the screen.

  Q158  Mr Davidson: In Glasgow there was a whole chunk of papers ruled out, as we understand it, that we were not allowed to see. Those ought at some stage to be examined and it seems to me that the Scotland Office, the Scottish Executive or the local authority has to examine it. We need to have satisfaction.

  David Cairns: They have been examined. They were examined by Mr Gould. He went round and looked at the ballot papers, and we changed the law so that he could do it. He has looked at the ballot papers and he has come to the conclusion that the single most prevalent feature was where papers were being left blank, and that was what was being auto adjudicated. Anything that had writing or crosses that were a wee bit outside the box and all the rest of it should have been thrown up for a visual adjudication on a computer screen and that did happen in counts. The reason why there were all these issues of auto adjudication is because there were all these people who left the paper blank. There is speculation as to why people left the constituency side blank—did they make a mistake because they were confused by having two votes or did they knowingly leave it blank because the party that they would have voted for (the Scottish Socialist Party or the Greens) were not standing in a constituency. It is difficult to get inside the heads of voters to know why they left that blank, but overwhelmingly that was the substance of the papers that were auto adjudicated. Just to be absolutely clear, we did not insist on auto adjudication. Auto adjudication came out of this E-Counting User Group. The auto adjudication provision was in the user agreement that every single returning officer signed, so every single returning officer knew or should have known that auto adjudication was going to be used in these circumstances that I have outlined so it should not have come as a surprise to the administrators at all.

  Q159  Mr Devine: We lost the council seat by one vote, the consequence of which was we lost the council. We asked for a recount and we were told that we could not get that.

  David Cairns: I know that there had been concerns and Ms Clark has expressed her own concerns about the difference between the lack of a recount in Ayrshire and the existence of a recount in Aberdeen. Some of the thinking behind the idea of a chief returning officer might be that the chief returning officer in a sense could make some of these calls. Again, it comes back to the point I was making earlier, it is an important and fundamental principle of our democracy that politicians do not administer these elections, and we have all had that experience of saying surely this is a vote or surely we should have a recount and that it is the returning officers who make these calls, they have to take these decisions.



 
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