The
Committee consisted of the following
Members:
Abbott,
Ms Diane
(Hackney, North and Stoke Newington)
(Lab)
Bellingham,
Mr. Henry
(North-West Norfolk)
(Con)
Beresford,
Sir Paul
(Mole Valley)
(Con)
Fisher,
Mark
(Stoke-on-Trent, Central)
(Lab)
Hall,
Mr. Mike
(Weaver Vale)
(Lab)
Hesford,
Stephen
(Wirral, West)
(Lab)
Howarth,
David
(Cambridge)
(LD)
Lucas,
Ian
(Wrexham) (Lab)
Oaten,
Mr. Mark
(Winchester)
(LD)
Prentice,
Bridget
(Parliamentary Under-Secretary of State for
Justice)
Slaughter,
Mr. Andy
(Ealing, Acton and Shepherd's Bush)
(Lab)
Southworth,
Helen
(Warrington, South)
(Lab)
Stuart,
Mr. Graham
(Beverley and Holderness)
(Con)
Walter,
Mr. Robert
(North Dorset)
(Con)
Williams,
Mrs. Betty
(Conwy)
(Lab)
Wright,
Jeremy
(Rugby and Kenilworth)
(Con)
Gosia McBride, Committee
Clerk
attended the
Committee
Sixth
Delegated Legislation
Committee
Wednesday
25 March
2009
[John
Cummings in the
Chair]
Draft
Access to Justice Act 1999 (Destination of Appeals) (Family
Proceedings) Order
2009
2.30
pm
The
Parliamentary Under-Secretary of State for Justice (Bridget
Prentice): I beg to
move,
That
the Committee has considered the draft Access to Justice Act 1999
(Destination of Appeals) (Family Proceedings) Order
2009.
It
is a pleasure to serve under your chairmanship, Mr.
Cummings.
The
statutory instrument was laid before Parliament on 25 February 2009 and
applies to appeals from decisions of magistrates courts in relation to
family proceedings. The proceedings affected are, or may be treated as,
family proceedings under section 65 of the Magistrates Courts
Act 1980 and proceedings under the Child Support Act 1991. The
instrument will change the current destination of appeals from
decisions of magistrates family proceedings courts by providing that
appeals from such courts shall lie to a county court instead of the
High Court. It will also disapply appeals by way of case stated from
family proceedings to provide a single process of appeal from decisions
of family proceedings
courts.
The
reform has two main objectives. The first is to clarify and simplify
the appeals process by removing the different processes and providing a
single process of appeal from decisions of family proceedings courts.
That will make the appeal process from such courts more user-friendly
and easier to understand. The second objective is to optimise the use
of available judicial resources by ensuring that cases are determined
at the lowest appropriate level of the court system, which will enable
the High Court to focus on matters that genuinely require its
expertise.
The
present appeals processes from family proceedings courts are complex,
having been developed piecemeal over the years in a number of different
statutes. There are, for example, statutory provisions giving rights of
appeal from decisions of magistrates courts, which are referred to in
articles 2 and 3 and 6 to 9 of the instrument. There are different
statutory provisions for different types of
proceedings.
There
are also different ways of starting appeals. For example, some
statutory appeals under the Children Act 1989 from family proceedings
courts are started by filing a notice of appeal. Others, such as
appeals under section 29 of the Domestic Proceedings and
Magistrates Courts Act 1978, are started by lodging a notice of
motion. Where there are no statutory rights of appeal, the means to
challenge a family proceeding courts decision, other than by
judicial review, is by applying to have a case stated for the opinion
of the High Court. That process falls under section 111 of the
Magistrates Courts Act 1980.
In practice,
all those different processes can be complicated and difficult to
understand, particularly for a litigant in person. The most complicated
of those processes is an appeal by way of case stated for the opinion
of the High Court, which, as I have said, is made under section 111 of
the 1980 Act. That method of appealing against the decision of
magistrates courts applies to criminal, civil, and family proceedings.
At present, once an application has been made to a magistrates court to
have a case stated, and that application questions the proceeding on
the grounds that it is wrong in law or in excess of jurisdiction, the
procedure is as follows: the magistrates draw up a document that
records the facts that they have found, the submissions of the parties
and the magistrates opinion that led to the decision; that is
then submitted to the High Court for its
opinion.
Article
4(2) of the statutory instrument adds to section 111 of the
1980 Act a new subsection, which provides that an application to have a
case stated for the opinion of the High Court cannot be made in family
proceedings. Article 4(3) of the instrument inserts into the 1980 Act
new section 111A, which changes the application to have a case stated
for the opinion of the High Court into a regular appeal to a county
court on restricted grounds that the decision was wrong in law or in
excess of jurisdiction. Now, a county court will decide whether or not
the decision of the magistrates court is wrong in law or in excess of
jurisdiction.
The
present two-stage process, whereby an application is first made to the
magistrates court, which then submits the document to the High Court,
will be replaced by one notice of appeal outlining the restricted
grounds of the appeal to the county court. We believe that that will
streamline and simplify the processes for court users and remove
unnecessary complexity, enabling easier access to justice.
One of the
benefits of case stated appeals is that the reasons for the decision of
the FPCs are outlined for the consideration of the High Court. To
ensure that a county court hearing an appeal from the FPC has
sufficient information about the FPCs decision, the president
of the family division will issue a practice direction stating that
written reasons must be given by the FPCs for their decisions
in all family proceedings. The Lord Chief Justice is also being invited
to make a practice direction to that effect in relation to proceedings
such as those in the magistrates court under the Child Support Act
1991other than under section 20 of that Actbecause
those are technically outside the presidents
jurisdiction.
We believe
that that will assist the county court in determining the appeals from
the FPC until the new family procedure rules are implemented, which
will put FPCs under an obligation to provide written reasons. Those
rules will not be implemented before 2010, and the practice direction
is scheduled to come into effect at the same time as this statutory
instrument.
Mr.
Mark Oaten (Winchester) (LD): Will the Minister bring the
subject to life for me by giving a couple of real-life examples of the
kind of cases we are talking about? I am not entirely familiar with the
type of child or family cases that could be affected by the
proposed change.
Bridget
Prentice: The types of case affected are those heard at
the very basic level in the magistrates court, rather than those that
already go to the higher courts. I will come back to the hon. Gentleman
with some specific examples in a moment, as my mind has gone blank and
I am trying to think of
one.
Mr.
Oaten: Would it be, for example, cases involving arguments
over child custody, access and similar
issues?
Bridget
Prentice: It could be arguments over access, but it is
more likely to be child support cases, which to some extent will tread
on access issues, but it is more likely to be about funding for child
care. They will be the most common cases, but access can occasionally
be part of those.
The Family
Proceedings (Amendment) Rules 2009, which were made by the Family
Proceedings Rule Committee, amends the Family Proceedings Rules 1999;
we laid that instrument before Parliament on 12 March this year. It
contains adjustments to the court rules relating to appeals to ensure
that those rules will be able to accommodate the appeals coming to a
county court from decisions of FPCs as a result of the draft order
before us today coming into effect. All the appeals from FPCs to a
county court will be started by a notice of appeal, and the rule
amendments, together with the practice direction, are designed to
enable appeals from the decisions of FPCs to county courts to operate
effectively in practice.
The power to
prescribe alternative routes of appeal is provided in section 56 of the
Access to Justice Act 1999. It allows the Lord Chancellor to provide,
by order, that appeals that lie to a county court, the High Court or
the Court of Appeal shall lie instead to another of those courts, as
specified in the order. The Lord Chancellor makes that change after
consulting the heads of judicial divisions: the Lord Chief Justice, the
Master of the Rolls, the president of the Queens bench
division, the president of the family division and the chancellor of
the High Court. They have all been consulted, as required, and have
indicated that they are content with the provisions of the statutory
instrument.
Under
section 56(7) of the 1999 Act, an application to have a case stated for
the opinion of the High Court constitutes an appeal. The Government
consider that the reference to an application to have a case stated in
subsection (7) is to the whole case stated procedure and not only to
the application to the magistrates court. It is therefore open the Lord
Chancellor to make an order providing that appeals by way of case
stated from the magistrates court lie to a county court instead of the
High
Court.
Appeals
by way of case stated are an example of the supervisory jurisdiction of
the High Court over inferior courts. The county court is an inferior
court and it would not, therefore, be appropriate for an appeal to a
county court to be by way of case stated. As section 56 of the 1999 Act
specifically permits appeals by way of case stated to be moved from the
High Court to a county court, the Governments view is that it
is a proper exercise of the section 56 power to provide that the
application to have a case stated should be a regular appeal, but on
the restricted grounds of appeals on point of law and fact referred to
in new section 111A of
the Magistrates Courts Act 1980, inserted by article 4(3) of
the statutory instrument. Re-routing of appeals by way of case stated
to the next tier of courta county courtwould not
otherwise be possible.
The
Government are committed to delivering fair and simple routes to access
to justice. I realise that in outlining the provisions of the draft
statutory instrument, it sounds incredibly dry and technical, but the
outcome should be that it becomes a lot easier for people to have
access to justice. That includes using the available judicial resources
to best effect to provide effective, efficient and speedy civil and
family court processes. The purpose is to promote public confidence in
the court system and provide user-friendly court procedures. That is
the principle underlying the two successful public
consultations.
The first
consultation, Focusing judicial resources appropriately: The
Right Judge for the Right Case, was a joint Government and
judicial initiative aimed at reducing the work load of the High Court
and ensuring that cases are determined at the lowest, most appropriate
level in the system, according to the level of complexity. Parts of
those proposals were implemented in November 2008, with the
introduction of the family law Allocation and Transfer of Proceedings
Order 2008, which sets out the criteria for starting family proceedings
at each level of court. One of the benefits of that allocation order is
that more family cases will be started in the FPCs and transferred from
the county courts to them. That would pave the way for county courts to
have the capacity to hear more cases than are currently heard by the
High Court. If the statutory instrument is approved, that will include
appeals from decisions of FPCs, which are currently heard by the High
Court.
Recent
statistics indicate that the number of appeals from FPCs to the High
Court is low. In 2006, approximately 57 appeals were issued in the High
Court from decisions of FPCs. That number slightly increased to 60 in
2007, but in 2008 the number of appeals from the FPCs to the High Court
dropped back to 45. Those figures do not include appeals issued in the
district registries, but the Government consider that the provisions of
the statutory instrument are unlikely to lead to a significant increase
in the work load of the county
courts.
The
second public consultation, which underpins the statutory instrument,
is the 2006 Family Procedure Rules consultation.
That consultation sought public views on proposals to introduce a
single form of appeal notice, to re-route appeals from FPCs from the
High Court to the county court and to abolish case stated appeals in
family proceedings in order to provide an effective operation of the
family justice system. As in the previous public consultation, a clear
majority of respondents supported the policy proposals underlying the
appeals provisions of the 2006 Family Procedure Rules
consultation. Comments provided by respondents formed the basis of the
initial draft of the statutory instrument.
We consulted
further with more than 200 stakeholders, including the judiciary, legal
professional bodies and the Family Procedure Rule Committee, as well as
consumer and representative bodies, charity organisations and other
Government Departments with an interest in the proposal. That
consultation sought views on the scope, practicalities and aims of the
statutory instrument. The majority of respondents who chose to comment
supported
the provisions of the statutory instrument. Some respondents provided
helpful comments, informing the final draft before us today for
consideration.
The
changes brought by the statutory instrument support an effective and
efficient appeals process in the family justice system. It will clarify
and simplify the process, making it more user-friendly for court users,
and make more efficient use of available judicial resources by reducing
pressures on the High Court and enabling it to concentrate on more
complex cases. The changes will also contribute to our commitment to
deliver fair and simple routes to access to
justice.
2.44
pm
Mr.
Henry Bellingham (North-West Norfolk) (Con): It is a great
pleasure to serve under your chairmanship, Mr.
Cummings.
We broadly
welcome the proposals and will not vote against them. I am sure that
that will come as a relief to my friend the Labour Whip, the hon.
Member for Wrexham, who looked a bit anxious at the start when numbers
were a touch depleted. We have read the 2006 Family Procedure
Rules
paper.
I
should declare an interest. I did some family law when at the Bar and I
know a little about applications to have a case stated on the ground
that it is either wrong in law or in excess of jurisdiction. I agree
with the Minister that that is a two-stage process. The parties make a
submission, the magistrates draw up a document that records the facts
that they have found, and there is then an application in the
magistrates court and then a submission to the High Court. The process
is complex and time-consuming and it always struck me as a convoluted
route. I can see why a certain momentum has built up to replace that
process with a regular appeal to the county courta one-stage
process.
Will the
Minister enlighten me as to what will happen to those cases in which
there is a statutory right of appeal to the High Court? Section 94 of
the Children Act 1989, for example, has that right of appeal built into
it. Will those appeals remain in place or will they be re-routed as set
out in paragraph 8.13 of the explanatory
memorandum?
The
New Order accordingly includes amendments re-routing appeals under
section 4(7) of the Maintenance Orders Act 1958 and sections 10 (1)(a)
and 13 (1) of the Crime and Disorder Act 1998 from the High
Court to a county
court.
Those
are two specific examples of the re-routing of appeals from the High
Court to the county court, but I can think of a dozen other examples
where there is a statutory right of appeal. It would be interesting if
the Minister could enlighten us further on that
matter.
I
obviously take on board what the Minister said about her
Governments commitment to delivering fair and simple routes to
access to justice, but that must not be done at the expense of
historical rights of appeal. We are wary of taking away any historical
rights of appeal. There is certainly an argument regarding costs and an
argument on the ground of simplicity, but the Minister must be made
aware of how Conservative Members feel about the lower court and the
experience of its judges. Dont get me wrongI have
appeared over the years in front of many district and county court
judges and
many are superb. There are many who sit in East Anglia with whom I
maintain good relationsin justice services, for example. They
do a superb job on behalf of the people in my constituency and
neighbouring ones. However, the process will require the same level of
expertise in the county court. Of course the measure will take pressure
off the High Court, and in particular off the family law division, but
is the Minister totally satisfied that there will be the necessary
level of expertise in the county
courts?
Will
the Minister also look at the directions that will be made by the
president of the family division and ensure that a copy of them is put
in the Library? That is important. I gather that the directions will
come out shortly. The explanatory memorandum states that the president
of the family division
will be invited
to make directions under section 9 of the Courts and Legal Services Act
1990 allocating the appeals from the magistrates courts which
are re-routed to a county court by the New Order to a circuit
judge.
It will be useful to
look at those directions when they are
available.
I
wish to ask the Minister about another matter, regarding paragraph 8.10
of the explanatory memorandum. At the moment, the rules of court do not
require written reasons to be prepared in relation to all family
proceedings. This could create a problem, as the Minister has pointed
out. Paragraph 8.10
states:
It
is therefore very unlikely that the county court considering an appeal
from the decision of a magistrates court on the ground that the
decision is wrong in law or in excess of jurisdiction would have to
cope with a situation where there was no information about the reasons
for that
decision.
This
matter is going to be dealt with by a practice direction from the
president of the family division, emphasising the importance of judges
giving
reasons.
The
Minister has said in the explanatory notes that it is
unlikely that there will be a problem. I do not think
that that is good enough. We need to have a categorical assurance that
there will not be a problem as far as this issue is concerned. Even one
or two cases affecting our constituents, in which those written reasons
that have been properly prepared by the magistrates were not in place,
could cause problems. One can think of occasions when the courts are
under a great deal of pressure and when the clerk to the justice is
under pressurefor example, if a clerk is ill and a deputy clerk
takes over. If even one case a year went on appeal without those
written reasons being properly prepared, that would be very serious
indeed. So it is all very well for the Minister to talk about a
practice direction from the president of the division, but surely there
should be an absolute, cast-iron safeguard that there will not be a
problem in this particular respect. Will she have a look at this issue,
and put our minds at
rest?
I
also notice this great new Labour wording: stakeholder
consultation. If we are fortunate enough to win the next
election, we will certainly make a bonfire of some of the jargon that
this Government have put in place. I see from the stakeholder
consultation that a lot of people have been consulted. However,
two key user groups are apparently not on the list of those bodies that
have been consulted, although perhaps they have been consulted. I am
thinking of the associations representing district judges and county
court judges, which will obviously play a pivotal part in the new
appeal process.
Could the
Minister say a few words about the extra costs to the county court
system? Yes, costs in the family division of the High Court might well
be saved, but what about extra costs to the county courts at a time
when they are under a great deal of pressure anyway? Also, could she
just say a word or two about onward appeals? We are taking away an
historical right of appeal, which we should do only when the arguments
for doing so are overwhelming. Presumably, onward appeals from the
county court will be able to go to the High Court, as they can at the
moment, and thence to the Court of Appeal and beyond, if need
be.
Finally,
the Minister mentioned that there were not too many FPC appeals per
year. Can she tell us exactly how many there have been over, say, the
last couple of years, just to give us some idea about the number of
cases that we are talking
about?
In
conclusion, we give the Government our broad support and there is no
doubt that the Minister has consulted properly on this issue, apart
from those two associations of judges that I mentioned, which are
important consultees. I would be grateful if she could answer my
questions before we finally vote this particular order
through.
2.53
pm