Themes and Trends in Regulatory Reform - Regulatory Reform Committee Contents


APPENDIX THREE

RESEARCH INTO BUSINESS UNDERSTANDING/PERCEPTIONS

HEALTH AND SAFETY RESEARCH

  In response to concerns over irrational and "nannying" approach to health and safety, HSE started a research and consultation exercise in 2005 to better understand the issue. The exercise included a "sensible risk debate" which included a range of events and an open web forum, discussions with a range of stakeholder organisations, a contracted piece of research into the scope and causes of apparently disproportionate health and safety decisions. They also drew upon existing research reports and the results of their annual MORI survey of attitudes to health and safety amongst workers, managers, chief executives and citizens.

Drawing together the results of these strands of research led the HSE to the following broad conclusions:

    Myths and understanding—the majority of popular stories about health and safety "requirements" are based on a misunderstanding of true legal requirements, either having no basis in fact or, more often stemming from the over-interpretation of legal requirements by an individual.

    Excessive paperwork—many expressed concern about health and safety becoming seen about paperwork and box ticking.

    Perceptions of a compensation culture—there was a fairly widely held belief in the existence of a "compensation culture".

  More recently (2007), the BRE, with support from the HSE, launched a review of health and safety for low risk places of work, focusing in particular on smaller businesses. The aim was to find way to reduce unnecessary burden on these businesses whilst reducing injury and ill health. As part of the research, they commissioned Vanilla Research to better understand the perceptions of the health and safety regime amongst SME's.

  The relevant findings from the both the main review and the commissioned perceptions work cover:

    Confusion around the scope of health and safety—many firms use the term "health and safety" to cover a wide range of regulations for which HSE is not responsible.

    Growth in the influences on workplace health and safety—there is now a complex network of sources of health and safety support to which businesses can turn. These are often outside the control of HSE or local authorities.

    Media influence—the tone of much of media coverage of health and safety is negative, especially in national press.

    Confidence in grasp of legal requirements—the perceptions study indicated that few businesses felt completely confident in their understanding of what was legally required of them.

EMPLOYMENT LAW RESEARCH

  In June 2008 Employment Law Guidance team within BERR commissioned ORC International, an independent research agency, to conduct a piece of research into the departments progress against its objective to reduce the administrative burden on business associated with meeting key employment law obligations. While the first section of this report focused solely on progress against the PWC baseline, the second section considered business behaviour and the business process of meeting regulatory requirements.

The latter half of this report therefore gave the employment law guidance team some interesting feedback from business on their perceptions of regulatory requirements:

    Clarity over requirements—businesses perceive employment law as changing and open to interpretation.

    Knowledge—respondents lack confidence in their knowledge of the legal requirements associated with specific information obligations.

ANDERSON REVIEW RESEARCH

  The independent Anderson Review was established to examine how the Government could provide more certainty to businesses using its guidance. The review conducted focus groups with 90 small and medium enterprises and commissioned research by Ipsos MORI in which 759 SMEs from England and Wales were interviewed to establish their views on the challenges presented by regulation and how well equipped they feel to comply.

The majority of SMEs surveyed saw complying with regulation as an important responsibility, with Health and Safety and Employment Law being the most time consuming and costly areas. They reported being better equipped to deal with Health and Safety than with Employment Law although a significant proportion did not seek guidance on compliance, an approach much more likely for the smallest organisations.

CROSS-CUTTING RESEARCH AND DISSEMINATION OF KNOWLEDGE BY THE BETTER REGULATION EXECUTIVE

  The Better Regulation Executive has been active in seeking to understand perceptions of regulation and what influences them, and has taken steps to share knowledge about this across Government. In addition to the Health and Safety and Anderson Review research (above), the BRE:

    — undertakes an extensive programme of visits and meetings with business representatives which provides evidence about attitudes;

    — has commissioned qualitative research into businesses and citizens general attitudes to regulation in 2005 from IpsosMori. This involved 20 focus groups. It found that businesses believed Government should treat information and advice provision as a priority, and identified some signs of over-compliance partly linked to lack of awareness especially around health and safety electrical testing rules; and

    — in March 2009, the BRE commissioned the independent research agency FreshMinds to conduct research into the attitudes of business people and the public to regulation and its benefits. This involved qualitative interviews with 25 business people and 25 members of the public, the purpose of which was to allow researchers to get beyond people's initial feelings about regulations to gain a deeper understanding of how regulation impacts on and is perceived by people, in particular the benefits it delivers. The initial findings of the research were presented to a stakeholder event including business representatives in May 2009, and a final report is due in the summer of 2009.

  The Better Regulation Executive has also undertaken work internally to gather and synthesise the wider available research about business perceptions of regulation, and to fully understand the NAO survey. The BRE has shared key products across Government via the Better Regulation Units network. Findings on perceptions have also been discussed at a Heads of Regulators meeting, in one-to-one discussions with interested officials, and at an OECD workshop on Indicators of Regulatory Management Systems in April 2009.







 
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