The Defence contribution to UK national security and resilience - Defence Committee Contents


2  The Defence contribution

The role of the Ministry of Defence

13.  The Ministry of Defence and its assets play a vital supporting role in the Government's current conception of national security. The MoD's memorandum to the Committee explained that

"Defence [supports] the civil authorities who lead the response to disruptive natural challenges […] in addition to playing its part in co-ordinating cross-Government effort and contributing to others' evolving plans, the MoD does of course keep its policy in this area under constant review."[10]

14.  The MoD's involvement in the development and implementation of security and resilience strategy has several different aspects. As well as the Armed Forces providing the 'last resort' for emergencies within the UK, the MoD is represented on the JIC by the Chief of Defence Intelligence (CDI). Moreover, scientists and analysts from the Defence Science and Technology Laboratory (DSTL) co-operate with a number of other departments and agencies to develop and deploy military technology to counter threats to security and resilience. The United Kingdom faces many disparate threats, now rightly recognised as needing a combined response. The Armed Forces make a vital and unique contribution to national security and resilience. It is for this reason that this contribution must be appropriately understood, directed, and resourced.

DEFENCE CAPABILITIES

15.  The Minister for the Armed Forces gave an outline of the capabilities that the Armed Forces provide, when he explained that

"There are two broad categories of capabilities which we [the MoD] maintain and one, I would say, is niche capabilities which other people generally cannot provide, and that is a full range from the air component through to maritime counterterrorism, Special Forces capabilities, things that we cannot go into in detail, but they are there and the MoD is the provider, and then there is augmentation capability as well."[11]

16.  The MoD set out the capabilities it provides in its written evidence.Table 2: Defence capabilities
  • A quick reaction capability to deter and defend against serious threats to the integrity of UK airspace, including air defence radar.
  • A maritime capability to deter and defend against serious threats to the integrity of UK territorial waters.
  • Counter-terrorist capabilities in support of the police on land or sea.
  • Public order support in extremis to the Police Service of Northern Ireland.
  • Fishery protection vessels in support of DEFRA.
  • A maritime search and rescue capability in support of the Maritime and Coastguard Agency.
  • An Explosive Ordnance Disposal 'render-safe' capability.
  • Scientific support to police operations including a Technical Response Force with access to a wide range of relevant scientific expertise.
  • Ministry of Defence Police support to the protection of key points in the critical national infrastructure.
  • A regional command and control capability to provide an ability to co-ordinate larger scale defence contributions.
  • Civil Contingency Reaction Forces, drawn from the reserve forces, which are potentially available if required to support the responsible authorities for dealing with civil contingencies.

Source: Ministry of Defence[12]

17.  The MoD notes that "These capabilities are part of the MoD's planned force structure and, as such, effectively guaranteed to the lead authority".[13] They are included in Defence Planning Assumptions. The other sorts of support (such as that deployed during or after flooding events) are "held principally for the purposes of standing or contingent operations overseas and are not planned for regular use on behalf of the civil authorities".[14]

RESERVE FORCES

18.  Civil Contingency Reaction Forces were established under the Strategic Defence Review 'New Chapter' of 2002. They are

"drawn from the Reserve Forces and are capable of providing general duties support, which may be used to supplement the local civil emergency response. However, their mobilisation means drawing upon personnel, who have civilian careers, and requires ministerial approval under the 1996 Reserve Forces Act."[15]

CCRFs are

"formed around a TA Infantry Battalion with its command structure, integral communications, logistic support and sub units. CCRFs are commanded by the Regional Brigade and may include volunteers from all arms of the Royal Naval Reserve, Royal Marines Reserve the TA and the Royal Auxiliary Air Force. Likely CCRF tasking (for which specific training may be required) includes reconnaissance, access control, assistance with mass casualties and displaced people, site search and clearance, transport and communications, provision of water and feeding points and command and control."[16]

19.  In a Ministerial statement on 28 April, the Minister of State for the Armed Forces (Rt Hon Bob Ainsworth) announced the publication of a Strategic Review of Reserve Forces, led by Major General Nicholas Cottam.[17] The review redefined the 'purpose' of the UK's reserves as providing a cost effective way of retaining niche capabilities and supporting national resilience. Of direct relevance to the UK's national security and resilience are the proposed rationalisation of the Civil Contingency Reaction Force and the abolition of elements of 2 (National Communications) Signal Brigade. Under the proposals, Headquarters 12 Signals Group, 33, 34 and 35 Signals Regiments will be wound down and obsolete equipment taken out of service. The former arises from the review itself; the decision on the latter was taken separately.

20.  We have been informed of the frustration felt by many in the Territorial Army, and by District Commanders, that the Territorials are rarely—if ever—called upon in civil emergencies, even though it would be practical and good for their morale to do so. Following publication of the Strategic Review of Reserve Forces, we request that the Government investigate how District Commanders could more easily make use of willing and available local TA volunteers, rather than always resorting to regular troops.

UNDERSTANDING THE DEFENCE CONTRIBUTION

21.  As set out above, the Minister for the Armed Forces divided the relevant capabilities of the Armed Forces into niche capabilities and an augmentation capability. The Armed Forces maintain niche capabilities for the simple reason that they are not provided for elsewhere. The use of niche capabilities is broadly understood,[18] and whilst it may sometimes cause alarm in the media, it is seldom cast as a failure of the civilian authorities. The augmentation capability is, however, somewhat different in that it can give the impression of 'calling in the cavalry'. We put this to General Sir David Richards (Commander in Chief, HQ Land and Standing Joint Commander (UK)), and he responded that "dealing with the emergency is what we should all focus on and worry about reputations later", but admitted that "maybe some people are rather over-focused on the former".[19]

22.  The contribution made by the Armed Forces during the foot-and-mouth epidemic of 2001 in terms of manpower and leadership undoubtedly informed the development of procedures in operation today. The Lessons to be Learned Inquiry Report commented on the contribution made by the Armed Forces, stating that,

"The military's role in the Joint Co-ordination Committee [sic] […] proved to be a critical factor in achieving a more co-ordinated, applied and disciplined approach to tackling a wide range of logistical issues on the ground."[20]

23.  A letter from the then Minister of Agriculture (Rt Hon Nick Brown MP) to the Prime Minister (Rt Hon Tony Blair MP) dated 22 February 2001 revealed his Ministry's first contact with the Ministry of Defence, and MAFF's proposal for military support.

"If the disease spreads substantially, we may need to think in terms of extreme measures such as support by the military. My department has made initial contact with MoD to explore the kind of skills and resource which might be needed and—subject of course to collective decision—available."[21]

24.  The Appendices to the Lessons Learned report compare the 1967-68 outbreak and the 2001 outbreak. In 1967-68, it was 12 days before the military were deployed, with a peak involvement of 400. In 2001, 25 days passed before the Armed Forces were deployed (peaking at over 2,000 troops), despite having liaised with MAFF from day one.[22] In 2007, following a much smaller outbreak, the military was not deployed. In the more recent case of the Gloucestershire floods, Brigadier Chip Chapman explained the assistance which had been given by the Armed Forces,

"For example, in the Gloucestershire floods last year when we provided 1,026 people to help the civil community in that circumstance, that was force-generated from SJC Land [Standing Joint Commander] from the Regular and Reserve Force structure without any need to caveat defence outputs elsewhere in the world or in the UK."[23]

25.  This improved response was made possible by the guidance now in place for other government departments wishing to understand what Defence can provide. Nevertheless, General Richards conceded that even now, the current framework for providing military aid could be improved, when he identified

"an inevitable gap between what other government departments expect and what Defence is mandated to, and can, deliver, and this carries, I think amongst other things, significant potential reputational risk. Clarity, I think, is critical, as in all things, and I am of the opinion that we should place defence support on a more secure and transparent footing. We should look at establishing clear statements of requirement with lead government departments underpinned by, what we might call, service-level agreements".[24]

26.  This is a key issue. The General's concerns about managing expectations and reputational risk directly impact upon two of the elements of the MoD's balanced scorecard, namely 'Defence in the Wider Community' and 'Reputation'. Any room for misunderstanding has serious consequences for the MoD, the Armed Forces, and the department or agency to which assistance is being provided. It is worth noting that there are opportunities as well as risks: for example, the contribution led by Brigadier Birtwistle in 2001 was greatly appreciated by Cumbrian farmers.[25]

Co-ordination, liaison and funding

27.  The basis on which the Armed Forces provide aid to the civil authorities is described in the Developments, Concepts and Doctrine Centre publication, Operations in the UK: The Defence Contribution to Resilience (known as JDP 02) and are reproduced here.Table 3: Military Aid
203. Military operations in the UK, under Military Task (MT) 2.1, are placed under the overarching title of MACA. This section examines the principles, procedures and essential features of providing military assistance.

204. MACA is sub-divided into Military Aid to other Government Departments (MAGD), Military Aid to the Civil Power (MACP) and Military Aid to the Civil Community (MACC). These operations are distinct from one another legally and politically, as well as in terms of military implications. More detailed information on MAGD, MACP and MACC is provided in Chapters 3, 4, and 5 respectively.

205. The provision of MACA is guided by 3 criteria:

a. Military aid should always be the last resort. The use of mutual aid, other agencies, and the private sector must be otherwise considered as insufficient or be unsuitable.

b. The Civil Authority lacks the required level of capability to fulfil the task and it is unreasonable or prohibitively expensive to expect it to develop one.

c. The Civil Authority has a capability, but the need to act is urgent and it lacks readily available resources.

Source: Developments, Concepts and Doctrine Centre, Operations in the UK: The Defence Contribution to Resilience, Joint Doctrine Publication 02 (2nd edition), September 2007

28.  Military Aid to other Government Departments is "assistance provided by the Armed Forces on urgent work of national importance or in maintaining supplies and services essential to the life, health and safety of the community".[26] It requires emergency powers in response to a specific request.[27] Support provided in cases of industrial disputes and animal disease outbreaks fall under MAGD. Military Aid to the Civil Power covers "the provision of military assistance (armed if appropriate) to the Civil Power in its maintenance of law, order and public safety, using specialist capabilities or equipment, in situations beyond the capability of the Civil Power".[28] Requests for such assistance are made by the Home Office via the MoD. Prior ministerial approval is not required in the case of Category A Military Aid to the Civil Community or delegated cases, such as Explosive Ordnance Disposal and Search and Rescue operations. Military Aid to the Civil Community is unarmed assistance given in times of natural disaster or major emergency (Category A), special projects or events of significant value (Category B), or attachment of volunteers to appropriate organizations (Category C).[29] High-readiness Civil Contingency Reaction Forces (formed of Reserve units) exist to provide assistance at a day's notice.[30] However, the Government is now intending to abandon that structure.[31]

29.  The Armed Forces are actively engaged in the cross-government programme of resilience exercises. In addition to table-top exercises,[32] seven 'major regional exercises' were undertaken by the units below.Table 4: Major regional exercises conducted in 2008
Date UnitDescription
April 2008 38 (Irish) Brigade UK A major flooding exercise
June 2008 51 (Scottish) Brigade An adverse weather exercise
October 2008 2 (South East) Brigade A Counter Terrorism exercise
September 2008 160 (Wales) Brigade and Royal Air Force An aircraft crash consequence management exercise
October 2008 15 (North East) Brigade An adverse weather and widespread coastal flooding exercise
November 2008 51 (Scottish) Brigade An adverse weather exercise
November 2008 43 Brigade (Guernsey) An infectious disease exercise

Source: Supplementary evidence from MoD (Annex A), Ev 89

FUNDING

30.  JDP 02 states that, subject to certain exceptions (detailed below), "MACA activity is […] not funded within the Ministry of Defence budget and is, therefore, conducted on a repayment basis" and further, that "no matter how valid a request or assistance may appear, Defence funds are granted for Defence purposes".[33] The four principles governing military assistance are laid down in the next paragraph.Table 5: Financial principles for military aid
267. Financial Principles. There are 4 financial principles governing military assistance:

a. Defence funds are granted for Defence purposes. Where work is done by the Armed Forces for other purposes, the MOD is required by Treasury rules to secure reimbursement for the costs incurred.

b. Defence assistance must be safeguarded against risks through appropriate insurance and indemnity arrangements.

c. Service personnel must not be used as cheap labour or in competition with commercial firms.

d. The basis of any financial charge may vary according to the nature of the assistance to which it relates. Adherence to the charging levels at paragraph 269 generally requires the MOD to recover the full costs of assistance provided to any outside body. Charging full costs avoids subsidising non-defence tasks. It also acts as a useful mechanism to limit the amount of assistance requested to the minimum necessary. However, where there is imminent danger to life (MACC C Cat A), charges are waived.

Source: Operations in the UK: The Defence Contribution to Resilience

Waiving costs

31.  We asked General Richards about the consequences of the charging regime. He explained that the principle of recovering costs reflected the view that "as far as the Government is concerned, it [homeland security] is not our job primarily anymore".[34] The priority for Defence had become deployed operations outside the UK, even if removing the expense of any operations where there was "imminent danger to life" from the Defence budget meant that OGDs might be reluctant to call upon otherwise dormant capability and if capacity building within Defence was being inhibited.[35] General Richards described the process by which assistance was agreed as "a little bit murky at the moment", saying twice that having 'statements of requirement' would add clarity.[36]

32.  Brigadier Everard, Director Commitments, HQ Land Commitments, elaborated on the issue of cost recovery, saying that

"[We] would expect the MoD to waive costs in the event of a maxi Cat A saving-life venture. Intermediate costs, if there was a training benefit to us, again we probably would not seek recovery of costs, but again we are, I think, constrained by the envelope we work in and that says that, for those tasks you are not formally mandated to do in Defence Strategic Guidance, you seek recovery of the money in the charging regime as set out by the Treasury […]"[37]

33.  This struck us as entirely appropriate. On the specific question of national security, a footnote in JDP 02 explains that the MoD "will not waive costs on grounds of national security […] A MACA request might be related to national security, but would by definition fall within the responsibilities, and therefore the budget, of the requesting Department or agency".[38]

34.  We do not question the principle of cost recovery; to do so would be to undermine the principle that national security and resilience is not the preserve of the Armed Forces. The headline budget for national security of £3.5bn in the 2007 Comprehensive Spending Review is administered by the Ministerial NSID Committee.[39] It is essential that all activity relating to national security is appropriately funded from an indicative national security budget and that, when a request is made, it is accompanied by a clear statement of requirement.

A GUARANTEED ROLE?

35.  Written evidence from the Morgan Aquila consultancy postulated a 'pull-through' of technologies and tactics from the military to civilian responses to the current asymmetric terrorist threat.[40] Morgan Aquila stated that an "over-committed military has limited resources to bulge backwards", which necessitates a certain duplication of function.[41] This issue arose in another form during our evidence session with a panel of maritime security stakeholders, when Chief Constable Hogan-Howe said that he did not think that the police had "gone too far" in taking on what would previously have been military tasks. He added that "as soon as you get into the counter-terrorism environment we [the Police] are generally falling back on the military".[42] This seems quite sensible; we found no evidence of the military attempting to 'bulge backwards', or of the Police attempting the reverse. The niche capabilities described above will in all likelihood remain with the Armed Forces.

INDUSTRY'S CONTRIBUTION

36.  We took evidence in June 2008 from representatives from the Defence industry on the role played by industry in supporting the Defence contribution to national security and resilience. Two key messages emerged; the first that engaging with the national security and resilience 'market' was more difficult than other areas, and the National Security Strategy made insufficient reference to industry.[43] The second key message was that technological needs within the UK were sometimes different to those overseas. Speed took priority over security, especially in times of immediate crisis.[44]

37.  We understand that the Government is engaging with the UK Security and Resilience Industry Suppliers' Community (RISC) in order to improve the channels of communication between industry and government. We welcome this engagement, but note that if there is a piece missing from the jigsaw, it is a clear connection between the National Security Strategy and industry. We recommend that the Government rectifies this when the time comes to update the NSS.


10   Ev 67 Back

11   Q 105 Back

12   Ev 45 Back

13   ibid. Back

14   ibid.  Back

15   Operations in the UK: The Defence Contribution to Resilience (known as JDP 02), para 2F5 Back

16   JDP 02, para 2F6 Back

17   HC Deb 28 Apr 2008, Col 701 Back

18   Niche capabilities are those capabilities provided by the Armed Forces not readily available in the civilian sector. They include the use of special forces and bomb disposal. Back

19   Q 195 Back

20   Foot and Mouth Disease 2001: Lessons to be Learned Inquiry Report, HC 888, 22 July 2002, para 11.5 Back

21   Letter from Rt Hon Nick Brown MP to the Prime Minister, 22 February 2001 Back

22   Foot and Mouth Disease 2001: Lessons to be Learned Inquiry Report, para 18.5 Back

23   Q 105 Back

24   Q 190 Back

25   'Cumbria's Monty heads for Job Centre', The Times, 28 April 2001, page 12 Back

26   JDP 02, para 301 Back

27   Ibid., para 302 Back

28   Ibid., para 402 Back

29   Ibid., para 501 Back

30   JDP 02, para 503 Back

31   Ministry of Defence, The Strategic Review of Reserves, para 60. All Reservists are now considered available for UK operations and resilience tasks on a command and control basis. Back

32   Ev 89 Back

33   JDP 02, para 266  Back

34   Q 212 Back

35   ibidBack

36   Q 190, Q 214 Back

37   Q 215 Back

38   JDP 02, para 270 Back

39   HM Treasury, Meeting the aspirations of the British people: 2007 pre-budget report and comprehensive spending review, Cm 7227, October 2007, para 6.43 Back

40   Ev 38 Back

41   Ev 37; This is subject to the important caveat that many counter-terrorist functions are reserved (i.e., they cannot be deployed overseas). Back

42   Q 262 Back

43   Q 4, Q 25 Back

44   Q 22 Back


 
previous page contents next page

House of Commons home page Parliament home page House of Lords home page search page enquiries index

© Parliamentary copyright 2009
Prepared 18 May 2009