Documents considered by the Committee on 21 January 2009 - European Scrutiny Committee Contents


14 Joint programming of research

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11935/08

COM(08) 468

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Commission Communication: Towards joint programming of research — working together to tackle common challenges more effectively

Commission staff working document: impact assessment

Commission staff working document: summary of impact assessment

Legal base
DepartmentInnovation, Universities and Skills
Basis of considerationLetter of 14 January 2009 from the Chairman of the Innovation, Universities, Science and Skills Committee
Previous Committee ReportHC 16-xxxiii (2007-08), chapter 2 (29 October 2008)
Discussed in Council2 December 2008
Committee's assessmentPolitically important
Committee's decisionCleared

Previous scrutiny of the Communication

14.1 When we considered the Commission's Communication on 29 October 2008,[72] we noted that, in 2007, the Competitiveness Council invited Member States to:

    "encourage Research Councils and National Funding Agencies in Member States, as well as intergovernmental European Research Organisations, to expand their collaboration and to devise innovative forms of pooling together their expertise and resources on a mutual voluntary basis for joint objectives."[73]

In March 2008, the European Council concluded that:

    "particular attention should be given to further initiatives for joint programming of research".[74]

14.2 We also noted that Article 165(1) of the EC Treaty requires the Community and Member States to coordinate their research and development activities so as to ensure that national policies and Community policy are mutually consistent; it also requires the Commission, in close cooperation with Member States, to "take any useful initiative" to promote coordination.

14.3 Article 166 of the EC Treaty requires the Council to adopt a multiannual Framework Programme for Research and Development funded from the EU budget. The 7th EC Framework Programme runs from 2007 to 2013 and has a total budget of €50.5 billion.

14.4 The Communication observes that 85% of public R&D in the EC is programmed and funded by Member States. In the Commission's view, the fragmented way in which this research is currently programmed leads to sub-optimal returns. National programmes sometimes unnecessarily duplicate each other. The differences between Member States' grant rules discourage researchers from seeking funds for cross-border projects. And the lack of joint programming complicates the pooling of data, scatters expertise, hinders the training and mobility of researchers and slows down the international dissemination of research results.

14.5 The Commission advocates joint programming. Each Member State would be free to decide whether and to what extent it should take part. Joint programming would entail the definition, development and implementation of common strategic research agendas based on a common vision of how to address major societal challenges. It would include both collaboration between existing national programmes and the joint planning and creation of new ones.

14.6 The Commission suggests that joint programming might have three stages: development and political endorsement of a common vision of the programme and definition of its long-term objectives; translation of the vision into a Strategic Research Agenda, with specific, measurable, achievable, realistic and time-based objectives; and implementation.

14.7 The Commission emphasises that Member States would own the process and be responsible for it. The Commission would be a facilitator and would keep the Council of Ministers informed of developments.

14.8 The then Minister of State for Science and Innovation at the Department for Innovation, Universities and Skills (Ian Pearson) told us that the Government supports the principles underlying the Communication and would work with the Commission, Member States and the UK research funding community on the development of the mechanisms proposed in the Communication.

14.9 We concluded that the Communication appeared to be consistent with the requirements of Article 165 EC. Because the Communication raised questions about the desirability and practicability of the Commission's proposals, we decided, in exercise of the power given to us by paragraph 12 of Standing Order No. 143, to ask the Innovation, Universities, Science and Skills Committee for its Opinion on the Communication.

The Competitiveness Council on 2 December2008

14.10 At its meeting on 2 December 2008, the Competitiveness Council agreed that there should be a pilot study to learn more about joint programming by applying it to research on neurodegenerative diseases and to Alzheimer's Disease in particular.

The Opinion of the Innovation, Universities, Science and Skills Committee

14.11 In response to our request, the Chairman of the Innovation, Universities, Science and Skills Committee (Mr Phil Willis) wrote to us on 14 January to set out his Committee's Opinion on the Communication. His letter says that his Committee believes that:

    "the introduction of Joint Programming represents a logical extension of current initiatives designed to support the development of a common European research agenda. For example, with a focus on the pooling of Member States' public research funds, future Joint Programming actions will complement Joint Technology Initiatives (programmes of industry relevant research conducted by long-term public-private partnerships that combine national, EU and private financial resources within one legal framework). The focus on the co-ordination of national research programmes, however, makes widespread political commitment an imperative if the initiative is to succeed. The need for collective political support is only increased by the fact that a Member State's participation in any programming activity will be voluntary.

    "To generate commitment to the establishment of Joint Programming a 'bottom-up' approach is to be taken, with Member States being asked to propose research areas for co-ordinated action. In adopting the Commission's communication, the [Competitiveness Council] … recommended that a pilot scheme be launched with a focus on combating neurodegenerative diseases, in particular Alzheimer's. We would advocate that a watching brief be kept as to the progress of this scheme in order to ascertain the level of engagement with this initiative by Member States, and to assess the potential impact of this initiative in changing the structure of the European research landscape.

    "The UK has a world-class science base and many researchers already benefit from funds awarded under EU Framework Programme 7. Like the Framework Programme, funds available under Joint Programming initiatives will be awarded on the basis of excellence, and there is every reason to believe that UK researchers will benefit from this new source of financial support. However, as research funding available under Joint Programming activities will constitute the co-ordination and pooling of finance that might otherwise have been allocated via national research funding mechanisms, we are not convinced that the amount of financial resource ultimately available to support UK research will increase as a result of Joint Programming.

    "Overall, we believe Joint Programming represents a valuable step in efforts to reinvigorate the European Research Area, and maximise the strategic impact of European research, and that the UK should be supportive of this initiative."

Conclusion

14.12 We are grateful to the Innovation, Universities, Science and Skills Committee for its clear and cogent Opinion on the Communication. We draw it to the attention of the House. In the light of the Opinion, we are now content to clear the document from scrutiny.


72   See headnote. Back

73   Meeting of the Competitiveness Council on 22-23 November 2007. Back

74   European Council of 13-14 March 2008, Presidency Conclusions, page 5, fifth bullet-point. Back


 
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