2 INTRODUCTION: URBAN POVERTY
Urbanisation and poverty
7. The world's population is projected to grow from
6.8 billion today to over 10 billion by 2050, with almost all
the growth taking place in urban areas.[4]
Whilst it is predicted that Asia will retain the majority of the
world's urban population (63% by 2050), Africa is the fastest-urbanising
region and will host around a quarter of the global urban population
by the middle of the century.[5]
8. The trend and pace of urbanisation is the result
of a combination of factors and is marked by regional disparities.
Natural population growth is the primary factor in Africa's urban
expansion, whilst rural-to-urban migration, infrastructure development,
national policies, private sector forces, and other powerful socio-economic
and political processes, including globalisation, drive urbanisation
across the wider developing world.[6]
There is an emerging trend in Asia of metropolitan expansion,
whereby urban populations relocate to suburban locations or satellite
towns linked to the main city though commuter networks (as seen
in cities such as New Delhi and Mumbai). In Africa, the trend
is one of "urban primacy": approximately half of the
54 countries in Africa host more than 10% of their urban populations
in one single "primate" city, as we saw during our visit
to Lagos in Nigeria.
9. Rapidly urbanising countries are spread across
the world, and represent a wide range of social, economic and
geographical contexts, from Uganda, Nigeria and Egypt to Afghanistan
and Pakistan.[7] Latin
America is currently the most urbanised region in the developing
world, with one-fifth of the region's urban residents living in
cities with populations of 5 million or more. A number of Asian
countries, such as the Philippines and Indonesia, also have very
high rates of urbanisation; by 2020, Indonesia is expected to
have five "megacities" and 23 cities with a population
of more than 1 million people, and by 2025, its level of urbanisation
will reach 68%.[8]
THE GROWTH OF SLUMS
10. Many countries are struggling to cope with their
exponential urban growth rates. Where resources and political
will are lacking to provide for new urban residents, informal
settlements and slums proliferate.[9]
Although slums have developed over the course of the last two
centuries, their growth increased during the second half of the
20th century as the developing world became more urbanised. Africa
has the highest rate of slum growth, at over 4% annually.[10]
It now has almost twice the proportion of slum dwellers as Asia
(62% of its urban population compared to 33% in Asia). However,
more than half of the world's slum dwellers (515 million people)
remain in Asia. Latin America has 120 million slum dwellers (27%
of its urban population).[11]
11. It was pointed out to us that the term "slum"
is contentious. Some argue that it is an over-generalised term
that promotes a negative universal image of poor urban dwellers.[12]
However, the term is in general use within international development
debates, and is used by UN-Habitat. The agency told us that they
use it "because it is a term that is not ambiguous; it catches
people's attention and it accurately reflects the conditions that
many poor people live in."[13]
UN-Habitat also told us that slum dwellers themselves are largely
"very happy" with the term: "they are happy to
be known as [...] a group of people that can themselves strive
towards bettering their own conditions."[14]
POSITIVE AND NEGATIVE ASPECTS OF
URBANISATION
12. Over the course of the inquiry, we heard about
both the positive and negative development outcomes associated
with urbanisation. Population density can help ensure lower per
capita costs for delivery of basic services and easy access to
information (including the internet). Citizens may find it easier
to mobilise around shared problems and pool resources to find
solutions.[15] Urban
centres provide economic advantages (including "economies
of agglomeration", the benefits that firms obtain when being
situated near each other) and job opportunities. Urbanised countries
tend to have higher incomes, more stable economies and institutions
and are better able to withstand external economic shocks and
volatility.[16]
13. However, urban population growth does not always
ensure urban economic growth. The urban poor are often dependent
on the informal sector for jobs and therefore undertake casual
or unskilled labour, or even unregistered and illegal work. This
weakens their rights and benefits, and constrains their ability
to escape poverty.[17]
The global economic downturn is likely to increase the number
of job losses amongst the urban poor, who have little defence
against economic shocks such as sudden unemployment.[18]
There are also pressing environmental concerns associated with
urbanisation, given that urban areas consume most of the world's
energy and generate the bulk of the waste.
14. DFID emphasises that:
There is no clear-cut definition of urban and
rural but a continuum from the "very rural" to the "very
urban" [...] In developed countries, many urban-rural distinctions
have been discarded, recognising the dependencies between them
[...] These realities determine the need for integrated planning
and governance arrangements.[19]
Urban and rural linkages include interdependent economic
and employment interests. For instance, a strongmainly
rurally-drivendomestic agricultural sector is likely to
affect urban food prices.[20]
Climate change is another issue where rural and urban concerns
clearly coincide. As a recent Overseas Development Institute
paper emphasised, it is important not to stereotype poor people
living in either rural or urban contexts.[21]
By no means all slum dwellers participate, or fully participate,
in urban labour markets; many people who live in slums and on
the outskirts of cities keep livestock, which, together with limited
crop-growing, can provide vital food.[22]
We saw this for ourselves during our visit to Nigeria,
where goats were roaming freely in a very built-up district of
Lagos.
THE RESPONSES OF DEVELOPING COUNTRY
GOVERNMENTS TO URBAN POVERTY
15. Witnesses provided us with examples of countries
which are dealing effectively with urban poverty, including Brazil,
Chile, Mexico, Thailand and India.[23]
However, it struck us that there were very few examples of success
in sub-Saharan Africa which is a cause for concern given that,
by 2030, 700 million of Africa's population will be in cities
and towns, some 72% of these in slum conditions.[24]
We witnessed high levels of overcrowding and the strain this places
on services such as housing and transport during our visit to
Nigeria; we heard that the city of Lagos may soon have a population
of 25 million, rising from a current estimate of 19 million.
16. It seems likely that an "anti-urban bias"
persists in a number of countries, particularly in Africa. Cities
are still regarded as places for the elite in some countries,
and governments worry that increasing access to land, housing
and services in urban areas will only serve to encourage rural-urban
migration that could jeopardise rural and agricultural development.[25]
A 2005 survey by the UN Population Fund indicated that more than
half the countries surveyed wanted to reduce internal migration
to limit urban population growth.[26]
Egypt has sought to divert people from its overcrowded capital,
Cairo, by building new cities.[27]
Ethiopia discourages movement into urban centres by limiting social
security for migrants, due to concerns about rural food security
and for political reasons.[28]
The poverty reduction strategy papers (PRSPs) produced by developing
country governments tend not to include long-term strategic planning
for urban development and dealing with pressures on access to
land.[29]
17. We were concerned to hear that few governments
in sub-Saharan Africa have effective urban poverty reduction programmes,
despite Africa's status as the world's fastest-urbanising region
and the fact that it has the highest proportion of slum dwellers.
We encourage DFID and other donors to advocate for increased attention
to urban poverty by all partner governments, especially those
in Africa. This will necessitate greater prioritisation of urban
development within national poverty reduction strategies. We
will return to this issue in Chapter 4.
MEASURING URBAN POVERTY
18. Evidence suggests that the scale and depth of
urban poverty is under-estimated within many low-income and middle-income
countries. It struck us that rural dwellers could potentially
find it easier to eke out a living from the land, and obtain even
very basic locally-grown food, than urban dwellers who may be
geographically distant from agricultural opportunities.
19. Poverty is calculated across countries but is
not disaggregated for cities, making it difficult to isolate urban
poverty from national averages.[30]
The International Institute for the Environment and Development
(IIED) told us that this is because poverty is usually measured
by setting an income-based poverty line, often based on the cost
of a minimum daily food selection. This fails to take account
of the high costs paid by the urban poor for housing (which can
take 10-20% of income) and water (5-10%) and other services such
as sanitation, health care, education and transport.[31]
It also takes no account of the economic and other shocks to which
the poor are particularly vulnerable, such as recent food price
increases.[32]
20. The "dollar a day" poverty linerecently
upgraded to a $1.50 per day threshold by the institution that
measures international poverty, the World Bankis also problematic,
as living costs vary widely. As David Satterthwaite of the IIED
told us, "A dollar a day in rural Malawi will get you quite
a lot; a dollar a day in Mumbai or Buenos Aires will not get you
anything at all".[33]
He suggested that the World Bank should look again at how urban
poverty is measured.[34]
Ensuring that policies and programmes are based on accurate
measurements of urban poverty is vital. We recommend that DFID
encourage the World Bank and other key international institutions
to explore new forms of measuring urban poverty that move beyond
the use of crude poverty lines to take proper account of the high
costs for housing and basic services paid by many of the urban
poor.
MILLENNIUM DEVELOPMENT GOAL 7, TARGET
11
21. Millennium Development Goal (MDG) 7, Target 11
aims "By 2020, to have achieved a significant improvement
in the lives of at least 100 million slum dwellers". Sub-Saharan
Africa and several parts of Asia and the Pacific Islands are all
currently showing insufficient progress to meet this target by
2020.[35]
22. We heard throughout our inquiry that the conceptualisation
of this target has inherent flaws. It is likely that 100 million
slum dwellers have already been assisted, possibly through the
efforts of India and China alone, so the Target has effectively
been achieved.[36] However,
since the target was set in 2000 the number of slum dwellers has
grown to one billion people worldwide; a mere 10% of this population
is included in the Target's initial specifications. As UN-Habitat
told us, "The numbers are overtaking whatever governments
are doing."[37]
The inadequacy of the 100 million figure is clear: it is predicted
that, if no effective action is taken, the population of slum
dwellers will double from one to two billion by 2050. That means
that almost one-fifth of the world's population could be living
in slums by that date.[38]
Thus, the international community finds itself in a situation
where MDG 7 Target 11 has probably already been achieved in aggregate
terms but this only demonstrates that the target was deficient
in the first place.
THE DECLINE OF DONOR URBAN PROGRAMMING
23. Despite modest gains, the international community
has struggled to secure substantial progress on preventing slum
formation or significantly improving the lives of slum dwellers
since 2000. DFID told us:
Target 11 is one of the least known and least
understood of the MDG targets. It is rarely prioritised and often
overlooked in national government planning and donor programmes,
despite rising urban poverty.[39]
Overall donor financing for achieving the MDG 7 slum
upgrading target is very low: in 2007 it was estimated that current
development assistance met only 5-10% of the financing required.[40]
24. This lack of financial resources reflects a lack
of staff capacity to work on urban development within bilateral
donor agencies.[41] We
heard from witnesses that the Swedish international development
agency's (SIDA's) position as one of the key agencies working
on urban development over the last two decades had recently "gone
backwards" and that it no longer has a dedicated section
focusing on urban development.[42]
German government support to urban development has reduced in
recent years, although DFID says it is reviving.[43]
The Swiss development agency's urban focus has diminished in recent
years.[44] Japan and
Australia's aid agencies tend to focus their urban development
work primarily on infrastructure.[45]
However, France has signalled its intention gradually to increase
its support to urban development and DFID notes a new focus on
the sector from Spain.[46]
25. Witnesses highlighted that DFID too has reduced
its support for urban development and had withdrawn from its role
as "the leading agency" in this field.[47]
This is despite a 2001 commitment, made in what witnesses termed
an "excellent" and "progressive" Strategy
Paper,[48] Meeting
the Challenge of Poverty in Urban Areas, to make "a full
and substantial contribution to meeting the urban challenge".[49]
The document stated that "Country and Institutional Strategy
Papers will increasingly focus on the urban challenge and its
relevance for their work".[50]
It committed DFID to five Actions:
- enabling the poor to participate in and benefit
from urban development;
- developing local capacity to manage pro-poor
urban development;
- supporting governments to strengthen the legislative
and regulatory framework for city development;
- strengthening international efforts to support
urban development; and
- improving DFID's and others' provision of information
and research on urban development.[51]
26. Despite these pledges, Caren Levy, Director of
University College London's Development Planning Unit, said that
since 2001, "much of DFID's expertise has been dismantled
and fragmented".[52]
No further policy or strategy on urban poverty has been produced
since 2001 and DFID closed its Infrastructure and Urban Development
Department following its 2003-04 organisational restructuring.[53]
Thus no unit or team dedicated to urban development now exists
within DFID.
27. We were concerned to hear that overall donor
financing for achieving the Millennium Development Goal 7 slum
upgrading target is very low. We are also concerned about the
level of staffing capacity within donor agencies to meet the target.
DFID is one of a number of bilateral donors that have withdrawn
their dedicated urban poverty teams or units. It seems counter-intuitive
to us that, as the process of urbanisation and levels of urban
poverty have increased, staff capacity to work on these issues
has been reduced. We will return to this issue, and recommend
how DFID should address it, in Chapter 5.
Links between urban poverty and
wider development issues
28. It is clear that "urban" refers to
a context, not a specific sector; urban issues are multi-sectoral
and require integrated approaches that address a wide range of
human needs for people living in urban settlements.[54]
This section will look at the close inter-relationship between
urban poverty and four particular aspects of development: unemployment
and crime; social exclusion; population growth; and climate change
and the environment.
UNEMPLOYMENT AND CRIME
Employment in poor urban centres
29. Cities make a disproportionate contribution to
national economies. We heard during our visit to Nigeria that
Lagos state provided 20% of the country's gross domestic product
whilst hosting only 13% of the country's population and covering
just 0.4% of the landmass. Yet the huge numbers of people drawn
to urban centres to find work are often disappointed. Unemployment
in the large cities of developing countries is often rife, especially
amongst young people. Around 80% of workers in developing countries,
including a high proportion within urban areas, operate within
the informal sector (for example, rickshaw-pulling or factory
work), which often entails casual or unregulated labour that can
be illegal or even dangerous. Employees' rights and benefits are
weak in these situations.[55]
30. The global economic downturn is increasing the
number of job losses worldwidesome 30 to 50 million more
people worldwide could lose their jobs in 2009and the urban
poor are likely to be badly affected.[56]
Women and young people are particularly vulnerable.[57]
Women have to balance work and domestic duties and are less likely
to have the education, skills and empowerment to find decent work.[58]
Many women end up undertaking exploitative work such as prostitution.
Girls are even more at risk from exploitation, whether through
sex work or child labour in unsafe conditions. Children from female-headed
households are those most likely to have to work, as well as those
from households where adults are ill. Hazardous jobs performed
by children in poor urban areas include garbage-picking and begging.[59]
31. Youth unemployment is a major problem in many
cities, with rates at their highest in the Middle East and North
Africa (26%) and sub-Saharan Africa (21%).[60]
UN-Habitat notes that frustrations accompanying long-term unemployment
among groups of urban young men "may feed political and ideological
unrest and provoke violence." The report highlights that
many countries have experienced "youth bulges" (when
young people comprise at least 40% of the population) that, when
accompanied by unemployment and poverty, may challenge the authority
of governments and lead to social unrest.[61]
32. The international community has pledged to assist
those seeking employment by committing to achieve MDG Target 1b,
which seeks to "Achieve full and productive employment and
decent work for all, including women and young people." In
its new White Paper, published in July 2009, DFID has pledged
directly to address "the underlying causes of conflict and
fragility", including high numbers of unemployed young men.[62]
It states that "short-term employment generation schemes
can provide immediate relief, offering alternatives to violence
for former combatants or young men." It highlights the importance
of developing women's skills, stating that "the best support
is for productive activities and decent work".[63]
Yet DFID does not relate either of these points to the specific
challenges of the urban context. We welcome the pledge made
in DFID's White Paper to address a key driver of conflict and
crimeunemployment amongst young men. We also welcome DFID's
recognition of the importance of developing women's skills. However,
we were disappointed that neither point was linked to urban contexts
specifically. In slum settlements, where large numbers of young,
poor and unemployed people may be concentrated, the risks of internal
conflict, crime and extremism are heightened. Women and children
are at particular risk to exploitative and dangerous work. We
recommend that DFID ensure that urban settings are given a specific
focus for its crime reduction, employment generation and skills
development schemes.
Crime and violence
33. Governance, security and justice are crucial
sectors for governments and donors seeking to address urban poverty.
DFID's new White Paper states that, "As the world becomes
more urbanised, we have to pay even more attention to crime and
violence in cities and the growing problem of international organised
crime."[64] DFID
said that it attempts to address the links between urban poverty,
unemployment and crime within "a country context."[65]
The Minister of State for International Development, Gareth Thomas
MP, gave the example of a community security initiative in Jamaica,
supported by £1 million from DFID, that aims to improve social
services in six violent communities where organised criminals
and gang leaders have been removed. DFID has helped to restore
services such as security, refuse collection and sanitation, power,
water and health clinics within these communities.[66]
34. Ruth McLeod of University College London's Development
Planning Unit emphasised the importance of community-based approaches
to addressing crime in urban settings.[67]
DFID is supporting implementation of community policing in 18
of Nigeria's 36 states, an initiative that has now been adopted
as policy both by the Nigerian Police Force and by the Ministry
of Police Affairs. We heard about the benefits of the scheme during
our visit to the country; in Kano over a 12-month period fear
of crime went down by 20%, 56% of respondents reported less corruption
and 93% reported improved police behaviour.[68]
Local and community responses to urban crime have been proven
to be highly effective. We credit DFID's support to community
security and policing initiatives in Jamaica and Nigeria and urge
the Department to look at other contexts where these approaches
can be applied.
SOCIAL EXCLUSION
35. Poor urban residents face social exclusion on
many levels. The marginalisation stemming from status as a slum
or shack dweller may be compounded by discrimination based on
gender, ethnicity, race, caste, religion, sexual orientation,
age, disability, HIV status or migrant status.
Street children
36. The world's estimated 100 million street children
represent a particularly marginalised group. Children who are
homeless or work on the streets tend to have different needs from
other children living in urban contexts. Whether or not they have
contact with their families, they are vulnerable to violence (including
sexual abuse), exploitation and poor living conditions, including
a lack of food. They tend to live transitory lifestyles, unsupervised
by adults, with little access to health, education and other services.[69]
The Consortium for Street Children (CSC) expressed concern about
the lack of attention given to street children by DFID and other
large donors, especially UNICEF (the UN Children's Fund), to which
DFID allocated £26 million in 2007-08:
There is an assumption amongst many donors,
including DFID, that funding to UNICEF benefits street children.
However [...] DFID does not record expenditure to particular groups
and are therefore unable to evidence their assumption that the
funding given to UNICEF benefits street children.[70]
37. CSC believed that DFID's new Institutional Strategy
with UNICEF (2009/10-20011/12), due to be published imminently,
should adopt indicators specific to street children.[71]
When we put this suggestion to the DFID Minister, he accepted
that there were "some discrete challenges around street children"
but appeared to be content for indicators within the Institutional
Strategy to focus on "vulnerable children" rather than
street children specifically.[72]
Street children have different needs from other children living
in urban contexts. We urge DFID to ensure that both the
Department and its key partners include tailored policies and
programmes for street children within their approach to urban
development. We are concerned that indicators based on reaching
vulnerable children more generally may not ensure that street
children receive the discrete and targeted assistance they require.
We recommend that DFID adopt indicators specific to street children
within its new Institutional Strategy with UNICEF.
Property rights
38. In many developing countries, only a small proportion
(often around 30%) of land and property is formally registered.[73]
Without a legal address, residents may find it difficult to access
essential services. Because many slum households do not have secure
property rights, local authorities are reluctant to provide essential
infrastructure services, such as water and electricity, due partly
to concerns that the provision of services may turn informal settlements
into permanent arrangements.[74]
39. Insecure property rights also lead to the risk
of forced eviction. The Development Planning Unit (DPU) told us
that over the last three years, forced evictions have increased
dramatically in frequency, number, level of violence and often
in scale, involving hundreds of thousands and even millions of
people in at least 60 countries.[75]
The DPU stated:
[Forced evictions] are gradually becoming an
insidious common practice in lieu of progressive long-term urban
planning and inclusive social policies. Each year they affect
the lives of millions of children, women, men and the elderly,
most of them poor, destroying homes, livelihoods, social networks
and political capital. They also jeopardise the attainment of
the Millennium Development Goals.[76]
We heard about the effects of forced eviction on
urban dwellers in Indonesia, where evictees often return to the
same location but must start again, with no shelter or services
available to them.[77]
40. When we visited the Lagos State Land Registry
in Nigeria, we saw how DFID-supported improvementsnotably
digitisation of registry documentshad catalysed the process
of establishing land tenure in Lagos. The registry was also mapping
the entire city. We heard how establishing tenure allowed residents
to raise capital by applying for a loan using their property as
collateral. The project was being used as a model for other states.
DFID recently announced £20 million of support for a nationwide
land registration scheme in Rwanda, where disputes over land rights
contributed to the conflict that sparked the genocide of 1994.[78]
41. A case for expanding this approach of freeing
"dead" capital has been made by the economist Hernando
de Soto, who contends that large-scale land titling programmes
could be an important tool for poverty reduction.[79]
However, critics have argued that the approach favoured by de
Soto is simplistic, that it does not always lead to the provision
of credit, that it attempts to export the Western legal system
and that titled ownership is not in itself the answer to solving
urban poverty.[80] The
Development Planning Unit has highlighted that outright titled
ownership is not the only secure form of tenure, and that right
of use, leasehold and collective forms of tenure can also protect
the rights of the poor to housing and land.[81]
Geoffrey Payne, an urban development consultant, told us that
security of tenure should be one among a number of policy options
for governments and donors looking to support urban development.[82]
DFID says that its support to the Community-Led Infrastructure
Finance Facility (CLIFF) has helped improve security of tenure
for over 5,000 households in India, Kenya and the Philippines.[83]
It also says that it is "considering support" to a pilot
programme in Punjab, India to strengthen land tenancy rights for
the poor. The Punjab Economic Opportunities Programme is seeking
£4.4 million from donors.[84]
42. A lack of secure property rights is a major
barrier to poor urban dwellers' inclusion in city-wide service
provision. It also exposes poor residents to the risk of forced
eviction. During our visit to Nigeria we witnessed the benefits
emerging from a DFID-supported project to establish secure land
tenure and property rights in Lagos. Establishing tenure can help
residents improve their living conditions, access basic services
and raise capital. We recommend that DFID disseminate lessons
from and build on their support to the Lagos State Land Registry,
and actively support other programmes supporting secure tenure.
However, we would caution that land and property titling may
not always be the most appropriate form of providing secure tenure
for poor urban dwellers and we would encourage DFID to use the
approach judiciously.
Exclusion based on gender and migrant status
43. Women, and poor women especially, face particular
challenges in securing land tenure. In many parts of Africa and
Asia especially, customary rules and the legal system deny women
their human rights to access, own, control or inherit land and
property. [85]
At the same time, millions of women rely on land for their livelihoods
and to feed their families.[86]
Women face many other forms of gender inequality within urban
contexts, ranging from employment and political participation
to access to education and healthcare. Women's self-help, microcredit
and other community groups have proliferated in many developing
country cities.[87] We
will explore community-led initiatives further in Chapter 4.
44. Rural-urban migrants are another particularly
vulnerable group within slum populations, because they move around
frequently, are away from their families and may not have access
to state social welfare programmes or services. DFID-funded research
by Sussex and Oxford Universities showed that families who had
migrated from the countryside to a slum settlement in Rajasthan,
India were more likely to get ill and more likely to suffer the
death of a child than longer-term residents.[88]
Policies for inclusive urban development
45. One World Action, a UK-based NGO, told us that
one route to ensuring inclusive urban development that targets
women, migrants and other marginalised groups was to carry out
a physical mapping process of where the most vulnerable urban
populations are located, and what access they have to services.[89]
DFID-supported geographic information system (GIS) mapping in
Faisalabad, Pakistan has improved the targeting of poor communities
by providing accurate information as a basis for decisions on
city planning, budgeting and for land and property registration.[90]
The provincial government has committed to replicating this approach
across nine districts in Punjab.[91]
46. One World Action said that participatory urban
planning processes such as mapping should form part of wider approaches
to support marginalised groups to be active citizensparticularly
within urban governance and justice systems.[92]
It said that the urban context has "remained relatively
ignored" within DFID's work on governance and exclusion.[93]
Slum dwellers face multiple levels of social exclusion,
and their marginalisation may be exacerbated by other forms of
discrimination based on, for example, gender, ethnicity, age and
migrant status. We believe that DFID should allocate resources
towards urban programmes that strengthen inclusive governance,
transparency and accountability. This should include support to
community groups working for urban development, including women's
organisations. We will return to this issue in Chapter 4.
Social protection
47. DFID's recent White Paper highlights the role
of social protection schemes in assisting vulnerable groups and
protecting poor households from economic shocks such as the recent
global economic crisis and the food price rises in 2008-09. The
UK is now the largest bilateral funder of social protection schemes,
which provide a safety net for poor households through cash transfers,
stipends (given, for example, in exchange for school attendance)
and targeted funds for vulnerable groups such as disabled and
elderly people. Other forms of social protection include "in
kind" transfers such as free school meals or the provision
of social services.[94]
DFID is aiming is reach 50 million people through social protection
schemes over the next three years. [95]
48. DFID told us that there is evidence that the
urban poor are less well covered by social protection programmes
than their rural counterparts in countries such as Indonesia and
China.[96] Yet the White
Paper chiefly links social protection to rural contexts, as part
of a response to agriculture and food security.[97]
The Consortium for Street Children believed that if DFID is to
expand social protection as a way of dealing with urban poverty,
it must adopt a broad approach as cash transfers to households
do not necessarily reach the vulnerable groups at which they are
targeted (especially street children who may not have family contact).[98]
Social protection schemes provide an important safety net for
households at risk from poverty and economic shocks. We urge DFID
to ensure that its expansion of social protection schemes over
the next three years is focused as much on urban as rural contexts.
We encourage DFID to look beyond cash transfers alone to broader
measures of protection that will ensure all vulnerable groups
are reached.
POPULATION GROWTH
49. The world's population is likely to grow from
6.8 billion today to over 10 billion by 2050, with 95% of the
growth taking place in urban areas.[99]
The UN estimates that natural population increase accounts for
some 60% of urban growth. As the urban base grows, natural population
increase becomes responsible for a higher proportion of urban
growth.[100] In regions
such as Africa, natural population expansion is playing a powerful
role in urbanisation, although other factors such as economic
growth and the forced movements of people as a result of natural
disasters and conflict have also been influential factors.[101]
Africa's population is increasing three times faster than the
world average, with the number of poorest people310 millionstill
increasing (albeit mostly in rural areas).[102]
50. We were struck by the lack of evidence we received
in the inquiry relating to the links between urbanisation and
population growth and how population control might play a part
in tackling urban poverty. One reason for this may be that population
control is a sensitive area. We heard during our visit to Nigeria
thatpartly due to political sensitivitiesthere was
no population strategy in place, despite the high rates of population
growth.
51. Geoffrey Payne, an urban development consultant,
told us simply that "the best contraceptive is development."
He said that expanding access to clean water and education, and
improving women's rights, would help reduce fertility rates.[103]
In our report on DFID's 2008 Departmental Annual Report, we highlighted
that one in five girls of primary school age are not in school,
and noted the positive development impacts that result from educating
girls.[104] These include
reduced fertility: a World Bank study found that for each four
years of extra education, fertility per woman drops by roughly
one birth.[105]
52. UN-Habitat did not provide a clear answer when
we asked them if they had a population strategy in place.[106]
DFID did not comment on linking the two issues of urbanisation
and population growth. Neither organisation commented on co-operation
with the lead UN agency on population growth, the UN Population
Fund (UNFPA). We were struck by the paucity of evidence received
in this inquiry addressing the links between urbanisation and
population growth. Natural population increase accounts for some
60% of urban growth. We understand that population control is
a sensitive issue but it seems surprising to us that neither UN-Habitat
nor DFID provided us with information on linking their support
to urban development with a population strategy or with co-operation
with the UN Population Fund. We suggest that both agencies look
more closely at how such linkages could be achieved.
CLIMATE CHANGE AND THE ENVIRONMENT
53. Improving the lives of slum dwellers depends
on governments' and communities' ability to improve the physical
environment of poor urban settlements. This will entail efforts
to control pollution and address the impact of climate change,
as well as the implementation of planning policies, urban design,
provision of green space and effective disaster planning.[107]
54. Climate change is already affecting coastal cities
in particular, both in terms of higher incidence of natural disasters
and rising sea levels. During the 20th century, sea levels rose
by an estimated 17 centimetres globally. Global projections for
sea level rise between 1990 and 2080 range from 22 to 34 centimetres.
The low elevation coastal zone (the area along coastlines that
is less than 10 metres above sea level) represents 2% of the world's
land area but contains 10% of its total population and 13% of
its urban population.[108]
During our visit to Nigeria, we heard that Lagos is just three
feet above sea level and yet is home to a population that is expanding
by around one million every year.
55. Poor people living in cities in developing countries
often live in flood-prone or water-logged areas, especially within
coastal cities, and are vulnerable to losing their homes due to
rising sea levels or natural disasters. For example, an estimated
17% of Mombasa in Kenya (4600 hectares) could be submerged by
a sea level rise of 0.3 metres. Even a slight rise in sea level
is likely to engulf large areas of Dhaka in Bangladesh.[109]
Poverty limits urban dwellers' ability to insure and protect
themselves against rising sea levels, climate impacts and disasters
such as floods and storms.[110]
56. Climate change is thought to offer both opportunities
and challenges for urban areas. Given that urban areas consume
most of the world's energy and generate the bulk of the waste,
climate change offers the chance for greater focus on the urban
context. This could lead to more money being allocated to the
urban sectorincluding from organisations not previously
involved in development (for example, the European Investment
Bank, which now has an EU mandate to invest in climate change
strategies in developing countries). The Development Planning
Unit told us that "embryonic" work on the integration
of three separate sectorsurban planning, disaster risk
reduction and climate change adaptationat urban level needs
to be strengthened.[111]
57. There is, however, a risk that such investments
are likely to be targeted at "climate proofing" cities
(for instance, through providing 'greener' public transport),
which may divert attention and funds from targeted programmes
for urban poverty reduction and slum upgrading.[112]
This risk is heightened by the fact that adequate responses
to climate change impacts are likely to depend on strong and committed
local governments and communities.[113]
Education, awareness-raising and community participation at the
local level are thus of primary importance. UN-Habitat told us
it was important to ensure that:
[...] whatever we do in the way of addressing
climate change also addresses poverty issues as well. Things could
be done in such a way whereby those who are the most vulnerable
could actually be left out if processes go as they have done in
many cities in the past, where the poor, frankly, tend to get
neglected.[114]
58. The DFID Minister told us that:
Part of our response [...] to climate change
as well as part of our response to urbanisation has got to be
to bring those two agendas together, to think through how you
better manage or how you get better training systems, better flood
alleviation systems in place, better disaster management programmes
in place.
He gave the example of low-lying areas of Bangladesh,
where DFID is supporting interventions that simultaneously address
hygiene and waste concerns (blocked drains) and extreme weather
events (flooding).[115]
We were pleased to hear that DFID is seeking to bring the climate
change and urbanisation agendas closer together. However, we urge
DFID and other international agencies to ensure that attempts
to address the impacts of climate change in cities do not divert
resources from targeted programmes for urban poverty reduction,
including basic service provision and slum upgrading. We
recommend that, as well as ensuring its own programmes avoid this
outcome, DFID advocate for UN-Habitat, in conjunction with the
UN Framework Convention on Climate Change, to lead efforts to
boost the capacity of cities to address climate change impacts
without neglecting vital urban poverty reduction strategies.
Building capacity at local government and community level is
central to managing this tension.
4 These figures assume that global fertility levels
remain at or near present levels and that longevity will increase. Back
5
Ev 72 and UN-Habitat, State of the World's Cities 2008-09, p.xi Back
6
UN-Habitat, State of the World's Cities 2008-09, p. xi Back
7
Ev 72 Back
8
Ev 122. A megacity is usually defined as a metropolitan area with
a total population in excess of 10 million people. Some definitions
also set a minimum level for population density (at least 2,000
persons/square km). Back
9
UN-Habitat defines a slum as a co-habiting group lacking one
or more of the following conditions, together classified as basic
shelter deprivations:
- Durable housing comprising a permanent
structure giving adequate protection from the weather
- Access to improved water
- Access to improved sanitation facilities
- Sufficient living space, with three
or more people sharing the same room (see Ev 75) Back
10
UN-Habitat, State of the World's Cities 2008/09, p.xi Back
11
UN-Habitat, State of the World's Cities 2008/09, p.91 Back
12
Ev 110 and Alan Gilbert, "The return of the slum: does language
matter?", International Journal of Urban and Regional Research
vol 31.4 (2007) Back
13
Q 3 [Paul Taylor] Back
14
Q 3 [Michael Mutter] Back
15
ODI Briefing Paper No.44, "Opportunity and exploitation in
urban labour markets" (November 2008) Back
16
Ev 73 Back
17
ODI Briefing Paper No.44, "Opportunity and exploitation in
urban labour markets" (November 2008) Back
18
Ev 133 and Ev 80 Back
19
Ev 74 Back
20
ODI Briefing Paper, "Opportunity and exploitation in urban
labour markets" (November 2008), p.2 Back
21
ODI Briefing Paper, "Opportunity and exploitation in urban
labour markets" (November 2008), p.2 Back
22
Ev 109 Back
23
Q 139 and Q 161 Back
24
Ev 73 Back
25
Q 162 and Q 99 Back
26
Ev 74 Back
27
"Cities and growth: Lump together and like it", The
Economist (8 November 2008) Back
28
Ev 74 Back
29
PRSPs describe countries' macroeconomic, structural and social
approaches to growth and poverty reduction, and highlight financing
needs to external lenders. Ev 167 Back
30
Q 151 [Larry English} Back
31
Ev 134 and Q 149 Back
32
Ev 105-106 Back
33
Q 149 Back
34
Q 150 Back
35
MDGs: 2008 Progress Chart, online at http://mdgs.un.org
Back
36
Q 6 Back
37
Q 8 Back
38
UN-Habitat Policy and Strategy Paper, "Access to Land and
Housing for All" and Q 100 Back
39
Ev 75 Back
40
DFID, "Urban poverty and slum dwellers" (November 2007),
p.3 Back
41
We will assess multilateral agencies' programmes and policies
for urban development separately in Chapter 4. Back
42
Qq 101-102, Q 147 and Ev 85 Back
43
Ev 85 Back
44
Ev 85 Back
45
Ev 85 Back
46
Ev 85 Back
47
Q 102 Back
48
Q 75 and Ev 151 Back
49
DFID Strategy Paper, 'Meeting the Challenge of Poverty in Urban
Areas' (2001), paras 5.2.3 Back
50
DFID Strategy Paper, 'Meeting the Challenge of Poverty in Urban
Areas' (2001), paras 5.2.3 and 5.3.2 Back
51
DFID Strategy Paper, 'Meeting the Challenge of Poverty in Urban
Areas' (2001) Back
52
Q 75 Back
53
Ev 71 Back
54
Q 136 [Larry English] Back
55
International Labour Organisation, quoted in "Underground
economy workers vital to Nigeria's development", University
of Ilorin, Usmanu Danfodiyo University, Nigeria, id21 Research
Highlight (21 November 2008), online at www.id21.org
Back
56
DFID, Eliminating World Poverty: Building our Common Future, Cm
7656, July 2009, para 1.14 Back
57
Michael Majale, "Slum improvement should involve local people
and create jobs", iD21 Research Highlight (19 August 2008),
online at www.id21.org
Back
58
Q 83 Back
59
ODI Briefing Paper No.44, "Opportunity and exploitation in
urban labour markets" (November 2008) Back
60
2003 figures. Ev 114 Back
61
UN-Habitat, State of the World's Cities 2008-09, p.89 Back
62
DFID, Eliminating World Poverty: Building our Common Future, Cm
7656, July 2009, para 4.17 Back
63
DFID, Eliminating World Poverty: Building our Common Future, Cm
7656, July 2009, paras 4.30-4.31 Back
64
DFID, Eliminating World Poverty: Building our Common Future, Cm
7656, July 2009, para 4.6 Back
65
Q 210 Back
66
Q 210 and DFID website, "Our work on security and justice",
online at http://www.dfid.gov.uk/Where-we-work/Caribbean/Jamaica/DFID-Jamaica/
Back
67
Q 85 Back
68
DFID, Eliminating World Poverty: Building our Common Future, Cm
7656, July 2009, p. 76 Back
69
Ev 67 Back
70
Ev 68. UNICEF funding statistic from: DFID, Statistics on International
Development 2008 Back
71
Ev 67 Back
72
Q 202 Back
73
"Improving Access to Land and Shelter", Clarissa Augustinus,
UN-Habitat, 2009 http://www.fig.net/pub/fig_wb_2009/papers/nxt/nxt_augustinus.pdf Back
74
Ev 79. Security of tenure is one of the five criteria used for
the UN's definition of a slum household. It is measured by two
components:
- Evidence of documentation that can
be used as proof of secure tenure status; and
- Either de facto or perceived protection
from forced evictions (Ev 79). Back
75
Ev 106 Back
76
Ev 106 Back
77
Ev 132 Back
78
DFID Press release, 5 August 2009, "Land registration project
to help Rwanda recover from conflict" Back
79
Hernando de Soto, "The mystery of capital: why capitalism
triumphs in the West and fails everywhere else" (Basic Books,
2003) Back
80
For example, see Q 108 and "Mysteries and myths: de Soto,
property and poverty in South Africa" (IIED Gatekeeper Series
Paper 124, 2006) Back
81
Ev 104 Back
82
Q 108 Back
83
Ev 77-78 Back
84
Ev 79 Back
85
Ev 162 Back
86
"Women's Rights to Land and Property", Marjolein Benschop
(UN-Habitat, 2004), online at http://www.unhabitat.org/downloads/docs/1556_72513_CSDWomen.pdf Back
87
Microcredit refers to the provision of credit services to low-income
households and clients. Back
88
"Migration affects the health of mothers and children in
Rajasthan's slums", iD21 Research Highlight (November 2008),
online at www.id21.org Back
89
Q 48 and Q 50 Back
90
GIS mapping integrates hardware, software, and data for
capturing, managing, analyzing, and displaying all forms of geographically
referenced information. Back
91
Ev 79-80 Back
92
Ev 149 Back
93
Ev 149-150 Back
94
For further discussion of social protection, see International
Development Committee, Fourth Report of Session 2008-09, Aid Under
Pressure: Support for Development in a Global Economic Downturn,
HC 179-1, paras 25-33 Back
95
DFID, Eliminating World Poverty: Building our Common Future, Cm
7656, July 2009, paras 2.18-2.19 Back
96
Ev 96 Back
97
DFID, Eliminating World Poverty: Building our Common Future,
Cm 7656, July 2009, para 2.71 and para 3.52 Back
98
Q 53 [Louise Meincke] Back
99
Ev 72 and UN-Habitat, State of the World's Cities 2008-09, p.xi.
These figures assume that global fertility levels remain at or
near present levels and that longevity will increase. Back
100
UN-Habitat, State of the World's Cities 2008-09, p.24 Back
101
It should also be noted that the HIV/AIDS epidemic has slowed
population growth or even caused decline in some southern African
towns and cities. UN-Habitat, State of the World's Cities 2008-09,
p.18 Back
102
Ev 73 Back
103
Qq 129-130 Back
104
International Development Committee, Second Report of Session
2008-09, DFID Annual Report 2008, HC 220-1, para 30 Back
105
Stephan Klasen, "Does Gender Inequality Reduce Growth and
Development? Evidence from Cross-Country Regressions." Policy
Research Report on Gender and Development Working Paper No. 7
(World Bank, 1999) Back
106
Qq 27-28 Back
107
Ev 81 Back
108
UN-Habitat Press Release, "Few coastal cities to be spared
by climate change", 24 October 2008 Back
109
UN-Habitat, State of the World's Cities 2008-09, p.151 Back
110
Ev 106 Back
111
Ev 107 Back
112
Ev 82 Back
113
Ev 81 Back
114
Q 44 Back
115
Q 214 Back
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