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Index to Financial Services Bill


 

INTRODUCTION

BACKGROUND TO BILL

SUMMARY AND OVERVIEW OF THE STRUCTURE

TERRITORIAL EXTENT

ANNEXES

Council for Financial Stability

Clause 2: Proceedings of the Council

Clause 3: Annual report

Objectives of FSA etc

Clause 6: Enhancing public understanding of financial matters etc

Clause 7: Meeting FSA’s regulatory objectives

Clause 8: Promotion of international regulation and supervision

Remuneration of executives of authorised persons

Clause 10: Executives’ remuneration reports: supplementary

Clause 11: Remuneration rules made by FSA

Recovery and resolution plans (RRPs)

Short selling

FSA’s disciplinary powers

Clause 15: Removal of restriction on imposing a penalty and cancelling authorisation

Clause 16: Performance of controlled function without approval

Clause 17: Approved persons guilty of misconduct

Collective proceedings

Clause 20: Judgments and orders: effect on represented persons in collective proceedings

Clause 21: Meaning of “financial services claim”

Clause 22: Regulations about collective proceedings

Clause 23: Regulations under section 22(1): damages

Other consumer protection measures

Clause 27: Restrictions on provision of credit card cheques

Financial Services Compensation Scheme

Clause 29: Power to require FSCS manager to act in relation to other schemes

Powers to require information

Clause 31: Asset protection scheme etc

Banking Act 2009

Clause 33: Minor amendments of provision made by Banking Act 2009

Director of Savings

General

Clause 36: Minor and consequential amendments

FINANCIAL EFFECTS OF THE BILL

EFFECTS OF THE BILL ON PUBLIC SERVICE MANPOWER

SUMMARY OF THE IMPACT ASSESSMENT

EUROPEAN CONVENTION ON HUMAN RIGHTS

COMMENCEMENT DATES

ANNEX A: LIST OF ABBREVIATIONS

 
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Prepared: 19 November 2009