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9 | Local flood risk management strategies: England |
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(1) | A lead local flood authority for an area in England must develop, maintain, |
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apply and monitor a strategy for local flood risk management in its area (a |
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“local flood risk management strategy”). |
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(2) | In subsection (1) “local flood risk” means flood risk from— |
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(c) | ordinary watercourses. |
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(3) | In subsection (2)(c) the reference to an ordinary watercourse includes a |
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reference to a lake, pond or other area of water which flows into an ordinary |
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(4) | The strategy must specify— |
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(a) | the risk management authorities in the authority’s area, |
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(b) | the flood and coastal erosion risk management functions that may be |
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exercised by those authorities in relation to the area, |
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(c) | the objectives for managing local flood risk (including any objectives |
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included in the authority’s flood risk management plan prepared in |
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accordance with the Flood Risk Regulations 2009), |
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(d) | the measures proposed to achieve those objectives, |
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(e) | how and when the measures are expected to be implemented, |
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(f) | the costs and benefits of those measures, and how they are to be paid |
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(g) | the assessment of local flood risk for the purpose of the strategy, |
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(h) | how and when the strategy is to be reviewed, and |
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(i) | how the strategy contributes to the achievement of wider |
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environmental objectives. |
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(5) | The strategy must be consistent with the national flood and coastal erosion risk |
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management strategy for England under section 7. |
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(6) | A lead local flood authority must consult the following about its local flood risk |
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(a) | risk management authorities that may be affected by the strategy |
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(including risk management authorities in Wales), and |
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(7) | A lead local flood authority must publish a summary of its local flood risk |
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management strategy (including guidance about the availability of relevant |
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(8) | A lead local flood authority may issue guidance about the application of the |
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local flood risk management strategy in its area. |
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(9) | A lead local flood authority must have regard to any guidance issued by the |
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Secretary of State about— |
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(a) | the local flood risk management strategy, and |
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(b) | guidance under subsection (8). |
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10 | Local flood risk management strategies: Wales |
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(1) | A lead local flood authority for an area in Wales must develop, maintain, apply |
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and monitor a strategy for local flood risk management its area (a “local flood |
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risk management strategy”). |
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(2) | In subsection (1) “local flood risk” means flood risk from— |
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(c) | ordinary watercourses. |
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(3) | In subsection (2)(c) the reference to an ordinary watercourse includes a |
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reference to a lake, pond or other area of water which flows into an ordinary |
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(4) | The strategy must specify— |
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(a) | the risk management authorities in the authority’s area, |
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(b) | the flood and coastal erosion risk management functions that may be |
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exercised by those authorities in relation to the area, |
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(c) | the objectives for managing local flood risk (including any objectives |
| |
included in the authority’s flood risk management plan prepared in |
| |
accordance with the Flood Risk Regulations 2009), |
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(d) | the measures proposed to achieve those objectives, |
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(e) | how and when the measures are expected to be implemented, |
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(f) | the costs and benefits of those measures, and how they are to be paid |
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(g) | the assessment of local flood risk for the purpose of the strategy, |
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(h) | how and when the strategy is to be reviewed, and |
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(i) | how the strategy contributes to the achievement of wider |
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environmental objectives. |
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(5) | The strategy must be consistent with the national flood and coastal erosion risk |
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management strategy for Wales under section 8. |
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(6) | A lead local flood authority must consult the following about its local flood risk |
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(a) | risk management authorities that may be affected by the strategy |
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(including risk management authorities in England), and |
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(7) | A lead local flood authority must publish a summary of its local flood risk |
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management strategy (including guidance about the availability of relevant |
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(8) | A lead local flood authority may issue guidance about the application of the |
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local flood risk management strategy in its area. |
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(9) | A lead local flood authority must submit a draft of the strategy and any |
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guidance under this section to the Welsh Ministers for review. |
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(10) | On a review, the Welsh Ministers may— |
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(a) | approve the draft strategy or guidance, with or without modification, |
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11 | Effect of national and local strategies: England |
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(1) | In exercising its flood and coastal erosion risk management functions, an |
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English risk management authority must— |
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(a) | act in a manner which is consistent with the national strategy and |
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(b) | except in the case of a water company, act in a manner which is |
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consistent with the local strategies and guidance. |
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(a) | subsection (1) does not apply in relation to the function of the |
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Environment Agency under section 7(1); |
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(b) | the Agency must have regard to the national and local strategies and |
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guidance in exercising that function. |
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(3) | In exercising a flood or coastal erosion risk management function in relation to |
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an area in England, a water company must have regard to the local strategies |
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(4) | In exercising any other function in a manner which may affect a flood risk or |
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coastal erosion risk, an English risk management authority must have regard |
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to the national and local strategies and guidance. |
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(5) | A cross-border internal drainage board for an internal drainage district that is |
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(a) | act in a manner which is consistent with the local strategies and |
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(b) | have regard to the national strategy and guidance. |
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(6) | Subsection (5) does not affect the duties of a cross-border internal drainage |
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(7) | The Secretary of State may by order require a specified person to have regard |
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to the national and local strategies and guidance in exercising a statutory |
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function which may affect a flood risk or coastal erosion risk in England. |
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(a) | references to the national strategy and guidance are references to (i) the |
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national flood and coastal erosion risk management strategy under |
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section 7, and (ii) any guidance on the national strategy issued by the |
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(b) | references to the local strategies and guidance are references to (i) any |
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local flood risk management strategy under section 9 for the relevant |
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area, and (ii) any guidance on a local strategy issued by a lead local |
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(9) | In subsection (7) “statutory function” means a function conferred by or under |
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12 | Effect of national and local strategies: Wales |
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(1) | In exercising its flood and coastal erosion risk management functions, a Welsh |
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risk management authority must— |
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(a) | act in a manner which is consistent with the national strategy and |
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(b) | except in the case of a water company, act in a manner which is |
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consistent with the local strategies and guidance. |
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(2) | In exercising a flood or coastal erosion risk management function in relation to |
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an area in Wales, a water company must have regard to the local strategies and |
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(3) | In exercising any other function in a manner which may affect a flood risk or |
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coastal erosion risk, a Welsh risk management authority must have regard to |
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the national and local strategies and guidance. |
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(4) | A cross-border internal drainage board for an internal drainage district that is |
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(a) | act in a manner which is consistent with the local strategies and |
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(b) | have regard to the national strategy and guidance. |
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(5) | Subsection (4) does not affect the duties of a cross-border internal drainage |
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(6) | The Welsh Ministers may by order require a specified person to have regard to |
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the national and local strategies and guidance in exercising a statutory function |
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which may affect a flood risk or coastal erosion risk in Wales. |
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(a) | references to the national strategy and guidance are references to (i) the |
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national flood and coastal erosion risk management strategy under |
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section 8, and (ii) any guidance on the national strategy issued by the |
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(b) | references to the local strategies and guidance are references to (i) any |
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local flood risk management strategy under section 10 for the relevant |
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area, and (ii) any guidance on a local strategy issued by a lead local |
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(8) | In subsection (6) “statutory function” means a function conferred by or under |
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13 | Co-operation and arrangements |
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(1) | A relevant authority must co-operate with other relevant authorities in the |
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exercise of their flood and coastal erosion risk management functions. |
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(2) | A relevant authority may share information with another relevant authority |
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for the purpose of discharging its duty under subsection (1). |
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(3) | In subsections (1) and (2) “relevant authority” means— |
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(a) | a risk management authority, and |
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(4) | A risk management authority may arrange for a flood risk management |
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function to be exercised on its behalf by— |
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(a) | another risk management authority, or |
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(b) | a navigation authority (within the meaning given by section 219 of the |
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Water Industry Act 1991). |
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(5) | But subsection (4) does not apply in relation to— |
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(a) | the function of the Environment Agency under section 7(1), or |
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(b) | the function of a lead local flood authority under section 9(1) or 10(1). |
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(6) | A coast protection authority may, with the appropriate consent, arrange for a |
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person to exercise a coastal erosion risk management function on its behalf. |
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(7) | In subsection (6) the “appropriate consent” means— |
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(a) | in relation to a coast protection authority in England, the consent of the |
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(b) | in relation to a coast protection authority in Wales, the consent of the |
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(8) | The Environment Agency may arrange for a coastal erosion risk management |
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function to be exercised on its behalf by— |
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(a) | a coast protection authority, |
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(b) | a lead local flood authority, or |
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(c) | an internal drainage board. |
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(9) | In subsections (4), (6) and (8) a reference to a flood risk management function |
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or a coastal erosion risk management function includes a reference to anything |
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that may be done by a risk management authority for a purpose connected |
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with the exercise of that function. |
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(10) | In this section “coast protection authority” has the meaning given by section 1 |
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of the Coast Protection Act 1949. |
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14 | Power to request information |
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(1) | An authority listed in subsection (2) may request a person to provide |
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information in connection with the authority’s flood and coastal erosion risk |
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(a) | the Environment Agency, and |
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(b) | lead local flood authorities. |
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(3) | The Welsh Ministers may request a person to provide information in |
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connection with the function under section 8. |
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(4) | Information requested under subsection (1) or (3) must be provided— |
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(a) | in the form or manner specified in the request, and |
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(b) | within the period specified in the request. |
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(1) | An authority that requests a person (P) to provide information under section |
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14(1) or (3) may give P an enforcement notice if P fails to comply with the |
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(2) | An enforcement notice must— |
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(a) | specify the information requested, |
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(b) | state that the authority may impose a penalty if P fails to provide the |
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information within a specified period, which must be at least 28 days |
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beginning with the date of issue of the notice, and |
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(c) | state that P may make representations to the authority about the notice |
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(3) | The authority may by penalty notice impose a penalty on P if P fails to provide |
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the specified information in the specified period. |
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(4) | The amount of the penalty— |
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(a) | is to be determined by the authority, but |
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(b) | must not exceed £1000. |
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(5) | In deciding whether to impose a penalty and in determining the amount of a |
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penalty the authority must have regard to— |
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(a) | any representations under subsection (2)(c), and |
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(b) | any partial compliance with the initial request under section 14. |
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(6) | The penalty notice must— |
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(a) | specify the reasons for the decision to impose a penalty, |
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(b) | state a period within which payment must be made, which must be at |
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least 14 days beginning with the date of issue of the notice, and |
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(c) | notify P of the right of appeal under subsection (8). |
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(7) | A penalty is recoverable as a debt. |
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(8) | The Minister must by regulations provide a right of appeal against penalties; |
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and the regulations must— |
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(a) | confer jurisdiction on the Minister, a court or a tribunal, and |
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(b) | make provision about procedure. |
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(9) | The Minister may by order substitute a different amount for the amount |
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specified in subsection (4)(b). |
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(10) | In this section “the Minister” means— |
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(a) | the Secretary of State in relation to penalties issued by— |
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(i) | lead local flood authorities for areas in England, and |
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(ii) | the Environment Agency in respect of a failure to comply with |
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a request in connection with a flood or coastal erosion risk |
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management function in relation to England, and |
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(b) | the Welsh Ministers in relation to penalties issued by— |
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(i) | lead local flood authorities for areas in Wales, |
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(ii) | the Environment Agency in respect of a failure to comply with |
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a request in connection with a flood or coastal erosion risk |
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management function in relation to Wales, and |
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(iii) | the Welsh Ministers. |
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(11) | A reference in this section to an authority includes a reference to the Welsh |
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(1) | The Environment Agency may make grants in respect of expenditure incurred |
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or expected to be incurred in connection with flood or coastal erosion risk |
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(2) | The Welsh Ministers may make grants in respect of expenditure incurred or |
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expected to be incurred in connection with flood or coastal erosion risk |
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(3) | A grant may be subject to conditions (including conditions as to repayment |
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