Communities and Local Government's Departmental Annual Report 2009, and the performance of the Department in 2008-09 - Communities and Local Government Committee Contents


Memorandum from CIH (DAR 09-10)

INTRODUCTION

  CIH is a membership organisation with extensive reach across all English regions, covering rural and urban communities, and every local authority area. We have a membership base of 20,000 individuals and every year we provide professional training and services to a total of 30,000 housing sector professionals.

  We are unique in housing in that we have a "domain" approach to our work—reaching out not just to a particular sector, but to everyone who works in or is involved with housing, communities and regeneration. This includes housing associations, local authorities, ALMOs, private sector landlords, umbrella organisations, tenants' organisations, academics, funders, developers and members of the wider third sector (for example refugee community organisations, housing advice centres, credit unions, BME community organisations etc).

  We are also clear in recognising that housing does not exist in isolation and so are committed to supporting our members in developing neighbourhood and community activities beyond their core landlord or development functions. In this we see real synergy with CLG's remit around housing and local government and its place in the wider sustainable communities/place-making agenda. In looking at the department's strategic objectives we are clear that CIH is well placed to support CLG in making contributions across DS01, DS02, DS03, DS04 and DS05.

  We believe that these factors—together with and our established expertise, sector-wide reach and track-record (particularly in relation to dissemination) mean that we have been particularly well placed to support Communities and Local Government as a strategically operating partner in relation to its housing objectives.

CIH VIEWS OF COMMUNITIES AND LOCAL GOVERNMENT

  The Committee has asked for CIH's views on the "institutional capability" of the department. In particular it has asked for our perspective on a number of questions:

    1. How good is the Department at consulting its main stakeholders on policy issues?

    2. Does it take reasonable account of responses to consultation?

    3. Is its policy formulation sound and evidence-based?

    4. Does it deliver what it says it will deliver?

    5. How influential is it within, and outside, Government, when pressing the claims of its main stakeholders, and its own policy agenda?

  Our response is framed around these questions and we welcome this exercise by the Communities and Local Government select committee. We are clear that as well as enquiring about stakeholder views that the Committee should be open to ideas about how links with partners could be further improved. Accordingly, we also put forward some suggestions as to how we believe CIH's relationship with the department could move to a more strategic footing.

OVERALL VIEW

  The CIH has a positive and productive relationship with Communities and Local Government. We work closely with the department at all levels, from Ministers through senior and junior civil servants, through seconded specialisists and project teams, as well as their sponsored agencies.

Our relationship is well established and we believe both organisations are proactive in looking for opportunities to collaborate to improve the delivery of shared housing ambitions across communities.

  Commenting on the department at this time has to consider the unique challenges presented by unprecedented external environment. We would note that the current financial and housing turmoil appears to have placed significant pressures on CLG. It has been noticeable that staff have been moved from existing work to deliver new emergency programmes (the range of mortgage rescue activities, the Housing Pledge). This is in addition to an important and ongoing core programme (local government reform, an ambitious housing development programme anchored in the 2007 Housing Green Paper, planning reforms, and significant institutional change internally and externally with the creation of the TSA, HCA, IPC, NTV).

  The re-prioritisation of department resources (both capital and staffing) is not unwelcome, reflecting as it does decisions that are being made across the economy to respond to troubling times. However it has meant that there has been a period of unusual fluidity. This has impacted on continuity of some work. Perhaps most notable for CIH has been the shift of focus from what we believe are some fundamental and important long term questions (such as rental housing reform and the "parking" of the green paper on this) to more immediate responses. While we recognise that resources need to be best allocated, the long term vision should not be lost. In this, chopping and changing of priorities within the department has had an impact externally—as people contributing their ideas and time to specific areas of work see their contributions marginalised (albeit understanding the wider pressures).

  Perhaps most notable has been the revolving door of Ministers. Delivering a coherent programme of work and policy in these times would be difficult enough with strong leadership and direction, let alone with frequent changes to the Secretary of State and their ministers of state. Each new minister takes time to get up to speed with existing priorities and also brings with them fresh thinking. Despite the professionalism of the civil service this would appear to consume senior officials time and energy in a way that could be more productively employed.

  The movement of the department to a more strategic, policy-focused footing is welcome. With the creation of the HCA (and TSA to a lesser extent) it has been clear that CLG has looked to create strong delivery bodies to take forward the government priorities it shapes and7 articulates. The policy-delivery split is however one that always blurs. Those delivering on the ground (with significant resources) are often well placed to pick up on key issues and wish to be more responsive and progressive in their thinking. The department finds itself increasingly reliant on its delivery bodies for this information and evidence. It is important that a strong relationship between the department and its institutions is in place so that these energies and ideas are developed mutually and with a strong sense of openness and transparency. The framework created by the Housing and Regeneration act is relatively embryonic but drawing on the strengths of the respective organisations to improve policy making should remain a priority going forwards.

  Our final general observation would be that at times the department remains locked in to some particular silos—notably those working on local government and those focusing on housing. This has been most noticeable to CIH in discussions around issues that affect both local government and housing—such as the Housing Revenue Account reforms and the domain regulation order (extending social housing regulation by the Tenant Services Authority to local authorities). Different positions within the department have taken time to reconcile, at times impacting detrimentally on the speedy progress of important decisions—again arguably exacerbated by Ministerial movement.

SPECIFIC QUESTIONS

1.  How good is the Department at consulting its main stakeholders on policy issues?

  While we cant comment on the department's links with other stakeholders, we believe that CLG is good at consulting with CIH. In addition to the opportunities to respond to formal consultation documents (which are clearly and proactively signposted to us as an organisation), we also have strong relationships, which enable us to support the development of thinking during the policy process. This can take the form of involvement in project boards or steering groups alongside other sector organisations or activities that focus on what CIH can offer directly. For example, CLG is active in looking for CIH to facilitate access to frontline professionals and practitioners to support and test ideas. We believe this is an important contribution to the development of a sound evidence base, and practically implementable policy and practice.

2.  Does it take reasonable account of responses to consultation?

The department does appear to have a culture of openness and a willingness to listen to new ideas and respond positively to criticism. We believe on the back of this that they do take in to account responses to their ideas. One area of improvement however would be stronger feedback on ideas that are not supported.

3.  Is its policy formulation sound and evidence-based?

  Our experience of working with CLG suggests that the department works hard to develop a sound evidence base for its policy formulation. In recent years it has made extensive use of external expertise to bring increased robustness to this process. For example, the Hills and Cave reviews. As an organisation we have welcomed their focus and commitment to seeking the views of front line practitioners to support and compliment their statistical analysis. As noted earlier, with the increased separation of some previously internal or delivery functions to organisations like the HCA, NHPAU and TSA close working relationships with these bodies (who have greater specialised knowledge and immediacy of operational aspects of policy delivery) will be key to maintaining and strengthening this facet of the department's work.

4.  Does it deliver what it says it will deliver?

  CLG generally does a good job of delivering on its commitments. There have been some instances where work has changed midstream (for example the work on third sector partnerships or the rented housing reform green paper). In this it is important to distinguish between political drivers, which may mean a direction changes (the green paper) and what would appear to be departmental decisions (the third sector work). Ministerial changes have become something that the sector has unfortunately had to accommodate and get used in recent years and does not reflect on the department in particular. Where the department pulls a piece of work after time and energy has been committed by stakeholders this is obviously frustrating. Our experience has however been that this is the exception rather than the norm.

5.  How influential is it within, and outside, Government, when pressing the claims of its main stakeholders, and its own policy agenda?

  In recent years a number of key housing pieces of work have involved a number of departments beyond CLG. While it is difficult to comment on the impact that CLG has with colleagues across Whitehall there are a couple of observations that provide insight in to CIH's perspective on this.

First, there was the positive news from the Housing Pledge that funding was coming in to CLG from other parts of Whitehall. This reflects well on the department in attracting (scarce) public funding to housing as a government priority. Obviously, what is not clear from this is how much of this was informed by CLG work and how much was a simple political/cabinet decision and therefore in effect little directly to do with the department per se.

  Second, we have been involved in work involving other departments where CLG has had little direct notable presence despite that work being fundamentally important to the wider housing portfolio (for example DWP reform working on housing benefit). Again, it is also not clear what links were established outside of our knowledge as a stakeholder (one would hope that these were strong).

  Third, on the recent issues of housing association rents (the deflation question) and HRA reform (moving to self financing and distributing debt), it would appear that important discussions with HMT around key financial issues have not progressed in the manner that those involved in housing would have hoped.

  Finally, for many people working in the housing profession we remain frustrated with the lack of joined up thinking around the role that housing (and in particular social housing providers) can play in supporting the realisation of other key government ambitions. We continue to largely think around housing as linked to "housing" PSA and LAA targets rather than fully exploring at both the national and local level the impact that housing can have on other key areas such as health and education.

THE CIH-CLG RELATIONSHIP

  CIH has strong, well-established communications systems for engaging with our constituency base and in this we have been particularly well placed to work with CLG.

We can disseminate information about relevant issues both through our existing resources and through bespoke instruments as required. We also use these bespoke in-house systems to reach out to our constituency base to seek their views to help shape our contribution to CLG's policy priorities.

    — CIH's weekly e-news is read by 20,000 members (and more than twice this many people unofficially as a result of it being forwarded by members) and is acknowledged as the "must read" housing email bulletin by practitioners—mixing up-to-date information about policy developments, advice about best practice and events and opportunities to feedback on latest thinking and consultations.

    — Housing Practice, our bi-monthly glossy insert in Inside Housing has a wide reach and provides a key route for informing our membership around current issues.

    — Housing magazine is published every two months and is an in-depth publication that reaches both practitioners and key decision makers—it is also distributed via Inside Housing.

    — Our internet site and membership portal also provide comprehensive information and services to members and non-members alike.

    — We use "expert" groups to debate particular topics—sometimes at policy lunches and sometimes in a "virtual" way via e-mail.

    — Our "Moodle" website-based discussion forums allow individuals to debate and share information across the sector and for example was successfully used to support CIH's debates around the John Hills' Review

    — In addition to paper and electronic communications, the CIH also runs its annual conference at Harrogate, widely acknowledged as the housing event of the year (with the Secretary of State or Housing Minister traditionally speaking and 10,000 participants attending during the week). This conference is highly valued by housing professionals across the sector and is used by CIH to disseminate and discuss new ideas and good practice ideas.

    — We also run a suite of extremely successful regional events and conferences throughout the year—organised by our regional committee network of senior officers and practitioners.

    — We also run events on particular themes—such as the "Lettings and Homelessness" Conference, the national Leaseholders conference, as well as one off events on topical areas of interest (eg: the future of regulation, the changing role of local authorities in housing) etc.

    — Our comprehensive national education and training work is the cornerstone of much of CIH's activities. It provides a direct link into the ongoing professional development of the sector—from Board members, Chief Executives and Directors through housing officers and neighbourhood wardens. Work ranges from open access courses on specific issues such as housing law, our provision and maintenance of the definitive on-line Housing Manual, through specialist workshops on environmental sustainability, to our regeneration master-classes and leadership development programme (run with Warwick University 's Business School.

    — We run the annual "Oscars" for housing—the UK Housing Awards—which enables us to collect hundreds of examples of the latest good practice and promote new ideas across the whole sector.

    — Finally, CIH is also the majority owner of "HouseMark"—the well respected benchmarking and performance improvement organisation that supports the dissemination of good practice and promotes continuous improvement.

  All of these resources provide a two-way flow of information—enabling the CIH to not only help inform the sector but also to consult widely on particular policy and practice initiatives. It is our unique ability to undertake this two-way exchange of ideas and information that is the cornerstone of our relationship with the department. We see ourselves as having a partnership role in both contributing to policy development and to policy implementation.

A STRATEGIC PARTNERSHIP?

  While our existing relationship with CLG is positive,—particularly in relation to policy development and events—we would be supportive of a more strategic partnership. There is scope to develop an even more comprehensive way of working with the department. This could be achieved in a number of ways including the following:

    — Looking at our publication suite (in particular "Housing" magazine) we would offer scope for features, interviews, in-depth articles etc in these from CLG ministers and officials on topical issues.

    — Similarly, we could support CLG in ensuring that news around latest announcements, consultations and developments is promoted through these in order to reach as wide a possible audience.

    — We also believe that a closer strategic relationship would be mutually beneficial in supporting the swift and effective translation of CLG policy into practice through our seminar, education and training programmes. This would help to improve the sector's effectiveness not just in the short term, but also over a longer time frame by contributing to its overall capacity building. Much of this work now involves using an "e-learning", "action learning" or "communities of practice" approach—encouraging practitioners to support one another to learn in an on-going rather than one-off way—using web-based discussion forums and visits as well as more traditional forms of learning.

    — Finally, we would like to build on the strength of recent working to run bespoke local, regional and national stakeholder events with the department on particularly topical issues. We would hope to be able to support the department in moving away from traditional consultation exercises which can focus overwhelmingly on problems, to an approach that emphasises solutions. Such workshops can be organised in a number of different ways depending on needs. In some cases we have organised "policy lunch" discussions where CLG officials have "observed" discussions without contributing directly. The added value CIH offers in running such events is firstly our ability to bring together people from across the sector and secondly our ability to use our policy knowledge to pull together the contributions made into coherent messages and ideas.

WORKING WITH LOCAL PEOPLE

  CIH is fully committed to the department's commitment to engaging local people in setting and delivering local priorities. We work closely with tenants and residents and their representative organisations to ensure that our work is shaped by the people using and affected by services. For example, our work on resident-led self inspection has been at the forefront of new thinking around community empowerment and we have been proactive in our support of Community Land Trusts—a community ownership model supported in the Quirk Review. In addition, our "Active Learning for Residents" programme is ground-breaking in accrediting the learning undertaken by tenants and residents as part of their engagement in housing and community projects.

In this we also believe that our relationship also provides CLG with an opportunity to be active in meeting its obligations under the Third Sector Compact.

ADVOCATE IN POLICY DESIGN, DEVELOPMENT AND IMPLEMENTATION

  One of the key roles of CIH is its policy and practice function—indeed we exist to help housing professionals provide the best services they can to their customers. This enables us to act as a key advocate for our constituency, providing a well evidenced, respected and influential voice in our dealings with CLG and other key stakeholders.

  This is a role that we have developed over a number of years. It is supported by a strong communications infrastructure (as outlined above) that enables us to not only provide up-to-date information outwards, but also allows us to work with our constituency to gather their views and represent them at the highest level. It also enables us to facilitate access for the department to an extensive range of practitioners—from operational specialists in fields like supported housing, through to the most senior tiers of management and leadership—across the public and private sectors.

  CIH has been at the forefront of housing policy and practice thinking for many years and we are already established as an important departmental stakeholder on housing issues. It was CIH that first called for a decent homes standard and target, we worked closely with ODPM on the Communities Plan development and we have been supportive of the departments recent policy thinking around new housing and existing communities.

  The CIH has been involved in many of the key steering groups shaping this work helping to provide a strong, independent sectoral-wide voice to both support and challenge departmental thinking. CIH has worked with the department on the housing and regeneration review, Martin Cave's review of social housing regulation, John Hill's work on the role and purpose of social housing, the LA self-financing pilots, PPS3 reforms, Digital Switchover, current work on local housing strategies, the Leading Places of Change initiative, the housing and regeneration act, the HRA review, the recent Housing Pledge and many other specific policy initiatives. Many of these have involved policy in development and we are well versed in the importance of maintaining confidentiality during (and indeed after) this process.

  Our involvement with CLG is multi-faceted. It encompasses supporting the department with policy design and development, as well as using our skills and expertise in improving delivery and implementation. Where we have been involved in improving practice, we have a strong track-record of success, with feedback from the department recognising the impact and value that CIH is able to realise.

UNDER A MORE STRATEGIC APPROACH

  We do, however, believe that, as part of a more strategic approach to partnership there is scope to do more:

    — We will look to continue to provide the voice of the CIH on key groups and committees on specific issues.

    — We will look to draw on a wider membership base to bring senior specialists to working groups (for example, local authority performance specialists on to the HRA working groups).

    — As noted above, we are well placed to run tailored events for CLG on specific national policy initiatives in order to support and improve consultation with the sector.

    — We would also look to provide greater access to existing national, regional and local platforms for CLG to engage with sector.

    — We would also look to draw on our overseas networks to support CLG in accessing innovative ideas and practice from the international housing community.

IMPROVING OUR WAY OF WORKING

  We believe this area provides the most significant scope to capitalise on the existing strengths of the CIH-CLG relationship and we welcome the openness of CLG's thinking in wishing to develop its own capacity as well as more openly engage with constituents.

  There are a number of areas where we believe the CIH could support CLG's ambitions.

    — Membership of CIH for CLG housing staff—membership conveys a wide range of benefits, including exclusive access to online resource materials.

    — We could also work with CLG to establish housing-based personal development plans for individuals who wanted to develop their housing knowledge.

    — Access to the CIH on-line Practice Online for all staff.

    — CIH runs around 60 one and two day events each year on specific subjects and topics. We would be pleased to offer CLG access to these.

    — In-house training. We could also offer in-house training for CLG staff.

    — Consultation Events. We would be willing to run tailored quarterly consultation events for the department. As noted, we would want to focus these events on positive outcomes and targeting high level participants.

    — We would host online discussion forums (with password access for agreed individuals) that would provide CLG with secure access to key practitioners.

    — We also offer to work with CLG in identifying and securing secondment opportunities both for sectoral specialists coming in to the department (mirroring the success of the Homelessness special advisors), and for department staff seeking to spend time in the sector.

Richard Capie

Director of Policy and Practice





 
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