Sixteen Report of Session 2009-10 - European Scrutiny Committee Contents


Documents cleared

4 Forest protection and information
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+ ADD 1

COM(10) 66

Green Paper on Forest Protection and Information in the EU: Preparing forests for climate change
Legal base
Document originated1 March 2010
Deposited in Parliament4 March 2010
DepartmentForestry Commission
Basis of considerationEM of 15 March 2010
Previous Committee ReportNone, but see footnotes 13 and 14
To be discussed in CouncilJune 2010
Committee's assessmentPolitically important
Committee's decisionCleared

Background

4.1  Competence for forestry policy lies primarily with Member States, the role of the EU being intended primarily to add value to national programmes by monitoring the state of EU forests, anticipating global trends (and drawing these to the attention of Member States), and proposing options for early action at EU level. Notwithstanding this, the EU's Forestry Strategy sets out common principles for forestry, whilst its Forest Action Plan[13] builds upon that Strategy by coordinating forest related activities and policies at EU level. According to the Commission, the importance of protecting forests and managing them sustainably has also been acknowledged globally since the United Nations adopted in 1992 the "Rio forest principles", in addition to which the United Nations Framework Convention on Climate Change (UNFCCC) recognises the importance of forests in the greenhouse gas balance, whilst forest diversity is addressed through the Convention on Biological Diversity (CBD).

4.2  As foreshadowed in its White Paper[14] "Adapting to Climate Change: towards a European Framework for Action", it has now produced this Green Paper in order to launch a debate on the options for an EU approach to forest protection and information, aimed at ensuring that forests continue to perform their various functions.

The current document

4.3  The Green Paper identifies briefly the general situation and global relevance of forests; describes the characteristics and functions of EU forests; identifies the main challenges they face; and presents on overview of the means available to protect forests and of the various related information systems.

FOREST FUNCTIONS

4.4  The Commission notes that forests now cover less than 30% of the Earth's land surface, that they are steadily decreasing in area, and that current deforestation, mostly in developing countries, causes about 12-15% of global emissions of carbon dioxide. However, although EU forests account for only 5% of the world's forests, they have been expanding, and, together with other wooded land, cover some 175 million hectares, equivalent to some 42% of the total EU land area.

4.5  It adds that forests are among the most biodiverse of the terrestrial ecosystems, and that they serve multiple and inter-related social, economic and environmental functions. In particular, they:

  • provide jobs, income and raw materials for renewable energy, and for a large number of industries, their economic importance being especially high in rural areas;
  • are a key component of the European landscape, and, by preventing landslides and avalanches, make many mountain areas habitable;
  • help to preserve soil fertility, and to prevent erosion;
  • play a major role in the storage, purification and release of freshwater supplies;
  • have a key role in conserving biodiversity.

The Commission also highlights the role of forests in climate regulation, in that they remove carbon dioxide from the atmosphere (and subsequently act as a "sink"), are an important source of raw materials for the production of renewable energy, and have a direct impact on wind and weather patterns. At the same time, however, it notes that deforestation can cause substantial greenhouse gas emissions, due to fires and biomass decay.

IMPACTS OF CLIMATE CHANGE ON FORESTS

4.6  The Commission observes that, although forests have in the past developed together with a naturally changing climate, the rate of human-induced climate change is now overcoming the natural ability of ecosystems to adapt. In particular, it suggests that the increase in temperatures now forecast by 2100 would alter the suitability of whole regions for certain forest types, particularly in southern Europe, forcing a shift in species distribution, and increasing the risk of storms and forest fires, thus making it likely that increased human intervention as regards species choice and management techniques will be required in order to maintain viable forest cover and functions.

FOREST PROTECTION

4.7  The rest of the Green Paper looks at ways in which forests within the Community can be protected. It notes that all Member States have national (and sometimes regional) legislation on forest use and management, some of it — including National Forest Programmes — being sector-specific, and some deriving from other legislation: likewise, the mechanisms available at EU level include both the Forestry Strategy and Action Plan and a range of other related policies, the latter including measures in relation to climate change, agriculture and rural development, sustainable production and consumption, Cohesion Policy and the EU Solidarity Fund, and the Seventh Research Framework Programme.

4.8  In particular, it suggests that sustainable forest management, based on the principles defined by the Ministerial Conference on the Protection on Forests in Europe in 1993, should include afforestation, fire prevention, planning the adaptation of forest species, the sustainable harvesting of wood, encouraging those trees likely to be better adapted to future climatic growing conditions, preserving endemic genetic resources likely to be best adapted to future growing conditions, and preventing the introduction of new pests and diseases by international trade. In the case of forest information, it notes that the EU has reporting obligations under the UNFCCC and CBD, but that information on forests is held at several different levels. These include national inventories; the integrated administration and control system (IACS) used under the Common Agricultural Policy and rural development fund; the monitoring of forest fires; the monitoring of forest conditions under the LIFE+ programme; and the forest classification developed by the European Forest Data Centre.

THE NEXT STEPS

4.9  In the light of the information set out in the Green Paper, the Commission has invited interested parties to comment by 31 July 2010, and in particular has posed a number of specific questions (see Annex A).

The Government's view

4.10  In his Explanatory Memorandum of 15 March 2010, the Minister for Marine and Natural Environment at the Department for Environment, Food and Rural Affairs (Mr Huw Irranca-Davies) says that the Green Paper offers a fair assessment of the general situation for forests, addresses key challenges facing them in the future in relation to climate change, and rightly recognises the need for improved data and information in order to increase understanding of climate change and inform policy decision making. However, he also observes that it fails to address the diverse nature of forests and forestry across the EU, including ownership and governance structures.

4.11  He adds that the UK welcomes the opportunity to continue working with the EU on forests through its continued delivery of the Forest Action Plan, and the fact that the Green Paper recognises the role of forests in providing a major contribution to climate change. However, he warns that the forestry community and Member States are conscious that, whilst the role of the EU is at present limited to adding value to national forest policies and programmes, this debate could open the door for the Commission to take a step further and propose an EU Directive on Forests. In particular, he comments that an increased role on forest policy for the EU would create competency issues, including in external relations on the global forest dialogue, and could potentially undermine national strategies, policies and action. He says that the UK does not wish to see a "Common Forest Policy" or other approach which would infringe on responsibilities at national or devolved level.

4.12  The Minister also refers to a recent report "Contributing to Climate Change: A Role for UK Forests", which he says provides a useful assessment of the potential of forests to adapt to climate change, and will inform the development of policy in the UK. He adds that EU Member States are mindful that the Green Paper may also have a considerable impact on other relevant work ongoing under the FOREST EUROPE (Ministerial Conference on the Protection of Forest in Europe) process, which covers the whole of Europe, including Russia and involves 46 countries, to explore the possibility of a legally binding agreement on forests in Europe.

Conclusion

4.13  As this Green Paper makes clear, the main responsibility for forestry policy within the EU currently rests with Member States, and, to the extent that the document seeks to draw attention to the various issues which need to be considered in relation to climate change and other matters, it does not in itself appear to raise any issues requiring further consideration by the House. We are therefore content to clear it. Having said that, the Government has drawn attention to the possibility that the discussion generated by the Green Paper could lead the Commission to seek a greater role in future for the EU in this area, and we therefore think it right to draw it to the attention of the House.

Annex A: Questions Posed by the Green Paper ~

Question 1:

Do you think maintaining, balancing and enhancing forest functions should be given more attention? If so, on what level should action be taken, EU, National and/or other?
How should it be done?

Question 2:

To what extent are EU forests and the forest sector ready to address the nature and magnitude of the challenges posed by climate change?

Do you consider particular regions, certain countries more exposed/vulnerable to the effects of climate change? What sources of information would you base your answer on?

Would you see the need for EU-level early action to ensure all forest functions are maintained?

How could the EU contribute to add value to the respective efforts of Member States?

Question 3:

Do you consider that EU and Member States policies are sufficient to ensure that the EU contributes to forest protection, including preparing forests for climate change and conserving biodiversity in forests?

In what areas, if any, do you think further action may be necessary?

How might this be organised, under the given policy framework or beyond?

Question 4:

How could the practical implementation of sustainable forest management be updated in order to upkeep the productive and protective functions of forests and overall viability of forestry, as well as enhance the resilience of EU forests in view of climate change and biodiversity loss?

What steps are required to ensure that the gene pool in forest reproductive material can be successfully conserved in its diversity and adapted to climate change?

Question 5:

Taking into account the various relevant policy levels, is available forest information today sufficient to assess with sufficient accuracy and consistency the health and condition of EU forests; their productive potential; their carbon balance; their protective functions (soils, water, weather regulation, biodiversity); the provision of services to society and their social function; overall viability of forestry?

If it is insufficient, how should forest information be improved?

Are efforts towards harmonised data collection of forests sufficient?

What can the EU do to further develop and/or enhance forest information systems?

5 EU Relations with Fiji
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COM(10) 63

Draft Council Decision amending and extending the period of application of the measures in Decision 2007/641/EC concluding consultations with the Republic of Fiji Islands under Article 96 of the ACP-EC Partnership Agreement and Article 37 of the Development Cooperation Instrument
Legal baseArticle 96 of the Cotonou Agreement and Article 37 of Regulation (EC) No 1905/2006 establishing a financing instrument for development cooperation; QMV
Document originated26 February 2010
Deposited in Parliament3 March 2010
DepartmentForeign and Commonwealth Office
Basis of considerationEM of 17 March 2010
Previous Committee ReportNone; but see (30874) 12744/09: HC 19-xxvii (2008-09), chapter 25 (14 October 2009); also see (28857) 12379/07: HC 41-xxxiii (2006-07), chapter 17 (2 October 2007)
To be discussed in Council29 March 2010
Committee's assessmentPolitically important
Committee's decisionCleared

Background

5.1  Fiji is a signatory of the African Caribbean and Pacific-European Community (ACP-EC) Partnership Agreement, signed in Cotonou on 23 June 2000 (and known as the Cotonou Agreement). This provides a framework for relations between the EU and 77 countries of the African Caribbean and Pacific group of states (ACP). Article 96 of the Cotonou Agreement allows for consultations between the EU and an ACP state where a breach of any of Cotonou's "essential elements" — respect for human rights, democratic principles or the rule of law — is perceived to have taken place.

5.2  Article 3(1) of the Development Cooperation Instrument (DCI) confirms these same elements as general principles of the EU that it will seek to promote in partner countries through dialogue and cooperation. Article 37 of the DCI details the process where a breach of these principles is deemed to have taken place.

5.3  Fiji has been allocated €60 million under the DCI thematic programme for ACP sugar protocol countries for the period 2007-2010, which money was directed at reforming Fiji's sugar sector.

Council Decision 2007/641/EC

5.4  On 2 October 2007, the Committee cleared the Council Decision in question. It was adopted in the face of adverse political developments in Fiji, which are set out in detail in our earlier Report. In sum, on 5 December 2006, members of the Fiji Military Forces staged a coup, led by Commander Frank Bainimarama, which removed the democratically elected government, and the Commander appointed himself briefly as President and later as Prime Minister. In the following months the Commander sacked many key figures, including the Chief Justice. He appointed military figures to key positions in government ministries and put an interim Cabinet in place. In April, the Commander suspended the Great Council of Chiefs after they refused to accept the President's (effectively, the Commander's) nomination for the role of Vice-President. Many people speaking out against the coup, including those in the media, were detained by the military and intimidated. There were numerous accounts of human rights abuses, including two deaths in military custody. The independence of the judiciary was also compromised.

5.5  Against this background, the EU considered the coup in Fiji constituted a violation of Cotonou's essential elements and the DCI's general principles and on 27 February 2007 accordingly opened consultations with Fiji. During these consultations, representatives of Fiji's Interim Government agreed to a number of commitments designed to return Fiji to democracy and the rule of law — the key commitment being to hold free and fair elections by March 2009.

5.6  The Council accordingly agreed to conclude consultations and adopt appropriate measures under Article 96 of the Cotonou Agreement and Article 37 of the DCI. These included:

— making the finalisation, signing and implementation of the 2008-2013 Country Strategy Paper, for which funding would be made available under the 10th European Development Fund (EDF), subject to the interim government meeting agreed commitments in respect of human rights and rule of law;

— making Fiji's 2007 allocation under the DCI thematic programme for ACP sugar protocol countries zero and tying the provision of assistance under this programme in 2008, 2009 and 2010 to the return to democratic government;

— certain cooperation activities already underway or in preparation for funding under the 8th and 9th EDFs were to continue, likewise implementation of the 2006 sugar assistance provided under the Regulation establishing accompanying measures for Sugar Protocol countries affected by the reform of the EU sugar regime (Regulation 266/2006);

— support for activities which would help the return to democracy and improve governance would also be permitted, as would humanitarian aid and direct support to civil society; Fiji would also continue to be able to participate in regional cooperation activities;

— cooperation with the European Investment Bank and the Centre for Development Enterprise would continue, subject to the timely fulfilment of commitments;

— the EU would follow the situation closely, and enhanced political dialogue with the interim Fijian authorities would be conducted to ensure respect for human rights, restoration of democracy and respect for the rule of law.

Our assessment

5.7  In clearing the document, the Committee noted that its interest in the application and effectiveness of the "Article 96" process had now been amplified by the addition of similar "governance" provisions in the new Development Cooperation Instrument. Given the widespread interest in the House in EU development assistance policy and activity, and the importance these provisions now had therein, we considered that the stage now reached in the EU and the Government's endeavours to return Fiji to the path of democracy and the rule of law warranted a Report to the House.[15]

The most recent extension to Council Decision 2007/641/EC

5.8  In his Explanatory Memorandum of 24 September 2009, the Minister of State at the Foreign and Commonwealth Office (Mr Ivan Lewis) said that the situation worsened again in April 2009, when the Fiji Court of Appeal declared Bainimarama's regime illegal: the following day the President, at Bainimarama's behest, had abrogated the constitution, suspended the courts and re-appointed Bainimarama Prime Minister; since then, the military had restricted public gatherings, severely censored the media and ensured impunity for abuses by military personnel; and Bainimarama had announced that no elections will be held until 2014 after fundamental land and electoral reform.

5.9  The Council Decision noted that:

— the review of the current Decision, which was due to expire on 1 October 2009, coincided with an ongoing joint initiative by the United Nations and the Commonwealth to mediate, to which the EU had given its full support, but which was stalled;

— the interim Prime Minister had recently presented a roadmap for reforms and elections; while insufficient as it stood, it might be worthwhile to engage in dialogue regarding it and to consider whether it might serve as a basis for new consultations;

and said that, taking into account the above considerations, the Commission could only, at this stage, propose an extension of the current policy.

5.10  Referring to the commitment to hold free and fair elections by March 2009, the Minister continued as follows:

"As a result of Fiji's failure to meet these commitments the EC announced on 18 May that it had taken the decision to cancel the 2009 sugar allocation for Fiji (totalling EUR 24 million). This action will have serious impact on Fiji's failing economy. The UK fully supported the EC's decision.

"The Government supports the Commission's approach to Fiji. The Article 96 consultations have offered the opportunity to promote a return to democratic government and rule of law in Fiji and to demonstrate the importance that the EU attaches to upholding the essential elements of the Cotonou Agreement and the general principles in the Development Cooperation Instrument."

5.11  The Minister also notes that the UK currently holds the local EU Presidency in Suva and, he says, plays an important role in monitoring progress:

"The UK will continue to use every opportunity to press the Fiji authorities to behave transparently, respect human rights and the rule of law and return the country to democratic rule as soon as possible. The measures outlined in this Council Decision will aid these efforts. We strongly believe tangible 'next steps' are necessary to avoid the current agreement continually being extended. The discussions on what these next steps should be will take place in Brussels over the next 6 months, with a view to having a decision in place before the end of the extended period."

Our further assessment

5.12   We reported these latest unfortunate developments to the House for the same reasons as two years previously.

5.13  In clearing the document, we also asked the Minister would write to us when he knew what the "next steps" were likely to be.[16]

The proposed amendment and extension to Council Decision 2007/641/EC

5.14  The Commission says that:

— taking into account the above considerations, it can only, at this stage, propose an extension of the current policy and appropriate measures, and is therefore proposing to the Council to extend the current Decision for a further six months ending on 1 October 2010;

— the Decision should continue to be reviewed in a way that allows the EU to keep a regular dialogue and permanent political engagement with Fiji, and therefore should be kept under constant review.

5.15  The Commission also proposes that this Decision should be notified to the interim Government of Fiji, on the basis of the draft letter to President Iloilo annexed to the draft Decision, informing him

"(a) that the EU remains committed to pursuing the enhanced political dialogue under Article 8 of the Cotonou Agreement, (b) that the assessment of progress made towards return to constitutional rule will guide the EU in the upcoming decisions on Accompanying Measures for Sugar Protocol Countries and 10th EDF National Indicative Programme with respect to Fiji and, finally, (c) that new consultations under Article 96 of the ACP-EC Partnership Agreement and Article 37 of the Development Cooperation Instrument are a distinct possibility at the disposal of Fiji."

5.16  The draft letter recalls the abrogation of the Constitution, the very substantial delay in holding the parliamentary elections, and human rights violations; reminds the Fijian authorities of the commitments that it originally gave but whose implementation has been substantially delayed, and of the consequential losses for Fiji in terms of development funds. But in "the spirit of partnership forming the cornerstone of the Cotonou Agreement" the EU expresses its readiness to engage in new formal consultations as soon as there is a reasonable prospect for a positive conclusion to such consultations, noting that the Interim Prime Minister has "declared that a roadmap for reforms and for a return to democratic order is under preparation" and that "the EU stands ready to engage in dialogue regarding this coming roadmap, and is prepared to consider whether it may serve as a basis for new consultations." Extending the existing appropriate measures will "create a window of opportunity for new consultations … rather than update them unilaterally the EU prefers to further explore possibilities for new consultations with Fiji [regarding it] …. of particular importance that the Interim Government commits to an inclusive domestic political dialogue and to flexibility concerning the time-frame for the coming roadmap." While the EU's position "is and always will be guided by the essential elements of the revised Cotonou Agreement as well as its fundamental principles, notably regarding the pivotal role of dialogue and the fulfilment of mutual obligations, it is stressed that there are no foregone conclusions on the EU's side regarding the outcome of future consultations." If new consultations result in substantial commitments from Fiji, the EU is committed to an early, positive review of these appropriate measures:

"Conversely, if the situation in Fiji does not improve, then further losses of development funds for Fiji are set to continue. In particular, the assessment of progress made towards return to constitutional rule will guide the EU in the upcoming decisions on Accompanying Measures for Sugar Protocol Countries and 10th EDF National Indicative Programme with respect to Fiji. Until new consultations have taken place the EU invites Fiji to continue and intensify the enhanced political dialogue."

The Government's view

5.17  In his Explanatory Memorandum of 17 March 2009, the Minister for Europe at the Foreign and Commonwealth Office (Chris Bryant) recalls the decision to cancel the 2009 sugar allocation for Fiji, and the serious impact on Fiji's failing economy, along with the UK's full support for the cancellation; and says that the decision on the 2010 allocation is due by 31 March: "as there has been no improvement in Fiji's situation this is also likely to be withheld."

5.18  The Minister also says that the Government supports the Commission's approach to Fiji, describing the Article 96 consultations as having "offered the opportunity to promote a return to democratic government and rule of law in Fiji and to demonstrate the importance that the EU attaches to upholding the essential elements of the Cotonou Agreement and the general principles in the Development Cooperation Instrument."

5.19  He notes that the UK representatives in Suva will continue to use every opportunity to press the Fiji authorities to behave transparently, respect human rights and the rule of law and return the country to democratic rule as soon as possible, and says that the measures outlined in this Council Decision will aid these efforts.

5.20  With regard to the "next steps" envisaged last September, the Minister says:

"The last 6 months have not provided conditions suitable for further negotiations. We hope that continued contact between the Fiji regime and the EU on the conditions which would allow a restoration of normal EU development assistance will persuade the regime of the need for change. A further review of the Cotonou arrangements in 6 months' time will ensure that these intractable issues remain on the EU's agenda."

Conclusion

5.21  The door is open to the regime in Fiji to do the right things, and to benefit from doing so; we can but hope that, in six months' time, the Minister will have some positive developments to report.

5.22  In the meantime, we clear the document, which we are drawing to the attention of the House because of the continuing importance of EU development assistance policy and activity and the role of these "good governance" provisions in it.


6 The Nuclear Non-Proliferation Treaty
(31422)
Council Decision relating to the position of the European Union for the 2010 Review Conference of the Parties to the Treaty on the Non-Proliferation of Nuclear Weapons
Legal baseArticle 29 TEU; unanimity
DepartmentForeign and Commonwealth Office
Basis of considerationEM of 18 March 2010
Previous Committee ReportNone
To be discussed in Council29 March 2010 Agriculture Council
Committee's assessmentPolitically important
Committee's decisionCleared

Background

6.1  The NPT (Treaty on the Non-Proliferation of Nuclear Weapons) is described by the UN as "a landmark international treaty whose objective is to prevent the spread of nuclear weapons and weapons technology, to promote co-operation in the peaceful uses of nuclear energy and to further the goal of achieving nuclear disarmament and general and complete disarmament" and "the only binding commitment in a multilateral treaty to the goal of disarmament by the nuclear-weapon States." Opened for signature in 1968, the Treaty entered into force in 1970. A total of 187 parties have joined the Treaty, including the five nuclear-weapon States. "More countries have ratified the NPT than any other arms limitation and disarmament agreement, a testament to the Treaty's significance." 

6.2  To further the goal of non-proliferation and as a confidence-building measure between States Parties, the Treaty establishes a safeguards system under the responsibility of the International Atomic Energy Agency (IAEA). Safeguards are used to verify compliance with the Treaty through inspections conducted by the IAEA. The Treaty promotes co-operation in the field of peaceful nuclear technology and equal access to this technology for all States parties, while safeguards prevent the diversion of fissile material for weapons use.[17

6.3  The provisions of the Treaty, particularly Article VIII, paragraph 3, envisage a review of the operation of the Treaty every five years. The next such Review Conference (RevCon) will take place in New York on 3 May 2010 and is scheduled to last four weeks.

6.4  On the basis of the principles and objectives set out in Article 21 TEU, the EU's Common Foreign and Security Policy is to be conducted, inter alia, by the adoption of decisions defining the approach of the Union to a particular matter of a geographical or thematic nature; Member States shall ensure that their national policies conform to such Union positions.

The Council Decision

6.5  The EU has prepared such an approach to the main issues which the Review Conference is expected to consider. As well as reaffirming the Union's regard for the NPT as "the cornerstone of the global nuclear non-proliferation regime, the essential foundation for the pursuit of nuclear disarmament in accordance with Article VI of the NPT and an important element in the further development of nuclear energy applications for peaceful purposes", the preamble also recalls that:

— on 12 December 2003, the European Council adopted a Strategy against proliferation of Weapons of Mass Destruction, in order to steer its action in this field;

— on 8 December 2008, the Council adopted a document on "New lines for action by the European Union in combating the proliferation of weapons of mass destruction and their delivery systems";

— on 12 December 2008, the European Council adopted the "Statement on strengthening international security", reaffirming its determination to combat the proliferation of weapons of mass destruction and their means of delivery and promoting concrete and realistic disarmament initiatives which the EU submitted at the United Nations General Assembly; and

— the United Nations Security Council, meeting at the level of Heads of State and Government, unanimously adopted Resolution 1887 (2009), resolving to seek a safer world for all and to create the conditions for a world without nuclear weapons, in accordance with the goals of the Treaty on Non-Proliferation of Nuclear Weapons (NPT), in a way that promotes international stability, and based on the principle of undiminished security for all, calling upon all States that are not party to the NPT to accede to the Treaty as non-nuclear-weapon States, and calling upon States Parties to the NPT to comply fully with all their obligations and fulfil their commitments under the Treaty and to cooperate so that the 2010 NPT Review Conference can successfully strengthen the Treaty and set realistic and achievable goals in all the Treaty's three pillars: non-proliferation, the peaceful uses of nuclear energy, and disarmament.

6.6  In his Explanatory Memorandum of 19 March 2010, the Minister for Europe at the Foreign and Commonwealth Office (Chris Bryant) says that, based on the three "pillars", the EU approach will include universalisation of safeguards arrangements, strengthening the Treaty so that it deters further proliferation challenges and non-compliance, how to respond efficiently to a State's withdrawal from the NPT, progress towards a Middle East Zone Free from Weapons of Mass Destruction, concrete steps towards nuclear disarmament and facilitating the development of civil nuclear energy within a culture of transparency, confidence and high safety, security and non-proliferation standards.

The Government's view

6.7   The Minister characterises the three pillars, of non-proliferation, disarmament and the peaceful use of nuclear energy, as a "grand bargain" of three pillars, and describes it thus:

"Under the bargain the (then) five nuclear powers (China, France, UK, Russia/USSR and USA) are recognised as nuclear-weapon States. All other signatories agreed not to develop or acquire nuclear weapons. In return these non-nuclear-weapon States have the right to develop nuclear energy for peaceful purposes and a commitment by the nuclear-weapon States to end the nuclear arms race as soon as possible and enter into negotiations for nuclear disarmament (without any timeframe)."

6.8  He regards the Treaty as having served the international community well:

"However in recent years the nuclear non-proliferation and disarmament regime, and the NPT which is its cornerstone, have come under unprecedented pressure. There are several stressors. DPRK and Iran continue to pursue their nuclear ambitions in defiance of international opinion. The need to combat climate change and concern over the longer term availability of fossil fuels are likely to spark a civil nuclear renaissance, which could in turn see the dissemination of highly sensitive nuclear technology. Al-Qaida has made clear its intention to acquire weapons of mass destruction capacity at a time when nuclear know-how is increasingly available on-line and there is evidence of an active black market in nuclear equipment and materials. It is also clear that the international consensus that must underpin the non-proliferation regime if it is to be effective has frayed. The last NPT Review Conference in 2005 failed to reach agreement."

6.9  The Minister then outlines the basis of UK policy as follows:

"The UK's analysis of the challenges facing the NPT and our policy response were set out by then Foreign Secretary Margaret Beckett in a landmark speech to the Carnegie Endowment in Washington on 25 June 2007.[18] Drawing on analysis from four eminent former US officials (Kissinger, Shultz, Perry and Nunn), Mrs Beckett argued the case for re-energising international consensus by renewing and strengthening the grand bargain and for a reinvigorated approach to nuclear disarmament.

"At the heart of 'Carnegie' is the recognition that DPRK and Iran have attempted to muddy the waters by claiming that the nuclear-weapon States have gone cold on their nuclear disarmament obligations. Hence to get more on non-proliferation, the nuclear-weapon States would need to give more, and be seen to give more, on nuclear disarmament."

6.10  Turning to the present, the Minister then says:

"There is clear evidence that the Government's approach, championed in a series of speeches by the Prime Minister, Foreign Secretary and other Ministers has gained traction. And the priority President Obama has given to nuclear non-proliferation and disarmament has had a powerful impact on the international mood music ahead of May's five-yearly NPT RevCon. For the first time in fifteen years States party [sic] have agreed an agenda and rules of procedure. But there is no room for complacency. In particular we need to bridge the gap between the Non-Aligned Movement and other States Party. NAM wants much faster progress on nuclear disarmament and largely unrestricted access to nuclear technology. Elsewhere the concern is responding to the proliferation challenges, a gradualist approach to disarmament and ensuring the expected nuclear renaissance doesn't sire widespread dissemination of highly sensitive nuclear fuel cycle technology.

"The UK (and latterly the US) have been active in engaging the NAM mainstream, and particularly heavyweight multipliers like South Africa, Brazil and Indonesia, behind support for a mandate from the RevCon for balanced strengthening of the Non-Proliferation Treaty's three pillars. We want to see an outward-looking EU put its shoulder to that wheel. However after a mention in despatches at the 2007 NPT Preparatory Committee, when the EU played a central role in thwarting Iranian mischief-making, the European Union failed to make any impact at the 2008 and 2009 PrepComs. This was chiefly, but not entirely, because of friction between France and Germany over the pace and extent of nuclear disarmament."

6.11  Finally, the Minister comments on the proposed Council Decision as follows:

"In the autumn the UK proposed a new Council Decision which would highlight areas of convergence between Member States and serve as a platform for EU cohesion and outreach towards key partners in support of a successful RevCon. The draft Council Decision produced by the Spanish Presidency and agreed by Member States on 9 March is a helpful manifesto of practical and pragmatic proposals on non-proliferation, disarmament and peaceful uses, which reflect the UK's objectives and offer a credible basis for agreement at the RevCon."

Conclusion

6.12   All the questions that may arise from this Council Decision — for example, the illustration of the limitations of any common approach when differing national interests are engaged, in this instance those of France and Germany — are for others to contemplate.

6.13  We clear the Council Decision, which we are reporting to the House, and also drawing to the attention of the Foreign Affairs Committee, because of the widespread interest in nuclear non-proliferation issues.


7 EU Special Representative for Afghanistan
(31425)

Council Decision appointing the European Union Special Representative for Afghanistan
Legal baseArticles 28, 31(2) and 33 TEU; QMV
DepartmentForeign and Commonwealth Office
Basis of considerationEM of 22 March 2010
Previous Committee ReportNone; but see (30674) —: HC 19-xix (2008-09), chapter 14 (10 June 2009) and HC 19-xxiii (2008-09), chapter 7 (8 July 2009); and (31296) —: HC 5-x (2009-10), chapter 8 (9 February 2010)
Discussed in Council22 March 2010 Foreign Affairs Council
Committee's assessmentPolitically important
Committee's decisionCleared; further information requested

Background

7.1  EU Special Representatives (EUSRs) are appointed to represent Common Foreign and Security Policy where the Council agrees that an additional EU presence on the ground is needed to deliver the political objectives of the Union. They were established under Article 18 of the 1997 Amsterdam Treaty and are appointed by the Council. The aim of the EUSRs is to represent the EU in troubled regions and countries and to play an active part in promoting the interests and the policies of the EU.

7.2  An EUSR is appointed by Council through the legal act of a Council Decision (formerly a Joint Action). The substance of his or her mandate depends on the political context of the deployment. Some provide, inter alia, a political backing to an ESDP operation, others focus on carrying out or contribute to developing an EU policy. All EUSRs carry out their duties under the authority and operational direction of the High Representative of the Union for Foreign Affairs and Security Policy (HR (Baroness Ashton)). Each is financed out of the CFSP budget implemented by the Commission. Member States contribute regularly e.g. through seconding some of the EUSR's staff members.

7.3  In June 2005 the Political and Security Committee decided that EUSR mandates should in principle be extended for 12 months rather than the previous arrangement of six months. This was put into effect in February 2006. The UK supported this proposal, as it enables extensions to be based on a more thorough reporting cycle. The renewed mandates now also ask EUSRs to prepare progress reports in mid-June and mandate implementation reports in mid-November.

7.4  The European Union currently has 12 Special Representatives (EUSRs) dealing with: Afghanistan, the African Great Lakes Region, the African Union, Bosnia and Herzegovina, Central Asia, Georgia, the former Yugoslav Republic of Macedonia, Kosovo, the Middle East, Moldova, the South Caucasus and Sudan.

7.5  Some EUSRs are resident in their country or region of activity, while others work on a travelling basis from Brussels.

Our earlier consideration

7.6  On 9 February 2010 we considered a number of draft Council Decisions extending their mandates. In his accompanying Explanatory Memorandum, the Minister for Europe at the Foreign and Commonwealth Office (Chris Bryant) explained that, the earlier decision of the PSC notwithstanding, on this occasion the mandates were to be extended, not for the usual twelve months, but only until 31 August 2010, or until the establishment of the European External Action Service (EEAS), whichever was the earlier; and that the HR intended to revert to the matter in the light of further work on the EEAS.

Afghanistan

7.7  The Council Decision that we considered then extended the appointment of Mr Ettore Sequi as the EUSR in Afghanistan. That mandate encompassed support to the government of Afghanistan, in particular in the implementation of the EU-Afghanistan Joint Declaration, support to the United Nations in Afghanistan, liaison with regional countries in support of EU policy, supporting the EU's work on human rights and coordination of EU work in Afghanistan.

7.8  In her accompanying Explanatory Memorandum of 25 January 2009, the then Minister for Europe at the Foreign and Commonwealth Office (Caroline Flint) said:

the EU and Afghanistan's partnership is defined by the Strasbourg Declaration of 16 November 2005, with the joint commitments in this Declaration being kept under review by periodic meetings between the Afghan government and the EU;

— the EU (specifically, the European Commission and member states) is a major donor to Afghanistan, having disbursed or pledged $7.5 billion between 2002 and 2011, including over $5 billion of pledges in support of the Afghan National Development Strategy at the Paris conference in June 2008;

— EU Member States provide approximately 16,000 troops to International Security Assistance Force;

— the EU launched its Police Mission to Afghanistan (EUPOL) in June 2007;

— the EU Special Representative would continue to play an important role in focusing the EU effort, and ensuring that it dovetailed with the work of other bilateral and multilateral partners;

— the Afghan government and international partners, particularly the UN, continued to insist upon the need for greater international coordination in Afghanistan;

— in view of the many challenges facing the country in 2009, particularly the Presidential elections and the difficult security situation in the south and east of the country, the need for effective international engagement was even greater.

7.9  Then, in June and July 2009, we considered a further proposal to amend the mandate to include Pakistan. In her Explanatory Memorandum of 3 June 2009, the then Minister for Europe said that the decision to extend EUSR Sequi's mandate to include Pakistan "reflects the direction of international debate on Afghanistan and broader regional challenges, particularly on Pakistan", and "also chimes with a message that the UK has been consistently delivering in the EU, that we need to be better equipped to address the regional dimension of policy on Afghanistan, particularly Pakistan." The Minister continued as follows:

"The UK Government supports the extension of the mandate to include Pakistan as we have been pushing the EU to increase its engagement in both Afghanistan and Pakistan and to see the problems in both countries as interlinked. On 29 April, the Prime Minister made a statement to the House outlining the UK's Afghanistan-Pakistan strategy. This was designed to reinforce and be consistent with the new US strategy, which has similarly refocused its Afghanistan policy to include Pakistan. This followed the 22 January appointment of Richard Holbrooke as US Special Envoy to Afghanistan and Pakistan, and subsequent appointments of various other 'Af/Pak' Special Envoys, all of which highlight the international communities [sic] focus on the links between instability in both countries."

Our assessment

7.10  We had no wish to hold up this amendment, and accordingly cleared the document, which we reported to the House because of the widespread interest in the subject matter. But we had a number of questions for the then Minister, to which she responded in a letter of 30 June 2009. We reported that to the House in our Report of 8 July 2009.[19]

7.11  Returning to the present Minister for Europe's Explanatory Memorandum of 3 February 2010, in commenting on this latest extension of EUSR Sequi's mandate, the Minister noted that there might be a change in the candidate for this role. He then commented as follows:

"The Government supports the extension of this mandate because of the important role of the EU in Afghanistan. The EU and Afghanistan's partnership, defined by the Strasbourg Declaration of 16 November 2005, means that EU commitments are kept under review by periodic meetings between the Afghan government and the EU. The EU is a major partner in Afghanistan, having disbursed or pledged $7.5bn between 2002 and 2011. EU member states also provide approximately 16,000 troops to the International Security Assistance Force and the EU has launched an ongoing Police Mission to Afghanistan (EUPOL) since June 2007.

"The EUSR will continue to play an important role in focusing the EU efforts described above, and ensuring that it dovetails with the work of other bilateral and multilateral partners. The Afghan government and international partners, particularly the UN, continue to place an emphasis upon the need for greater international coordination in Afghanistan, the EUSR is a key part of fostering this cooperation."

7.12  We noted that the Minister was unable to provide any financial information on this occasion. We also understood that, Afghanistan being a major UK priority, the Minister was pushing for a decision at the 22 February 2010 Foreign Affairs Council, and that, as well as there being a possible new EUSR, it was expected that the mandate would be significantly upgraded.

7.13  We understood, too, that, these lacunae notwithstanding, the Minister had submitted what information was presently available in order to take account of the impending parliamentary recess, which, regrettably, meant that there was insufficient time between then and the 22 February FAC for the Minister to provide this additional information.

7.14  No other questions arose, and we had no wish to hold up the process. We accordingly cleared the documents. But in so doing we asked the Minister to provide a Supplementary Explanatory Memorandum as soon as possible with the sort of financial information that he had provided on previous occasions and full information about the candidate and mandate of the EUSR for Afghanistan.

7.15  Looking further ahead, we reminded the Minister that we would expect full and timely financial and other relevant information when all the mandates next came up for renewal, particularly about the way in which the EUSRs would interact with the prospective EEAS.[20]

7.16  It was announced on 22 February 2010 that Vygaudas Ušackas — the foreign minister of Lithuania until his resignation in January — had been appointed as the European Union's next special representative for Afghanistan and head of its delegation in Kabul.

The further draft Council Decision

7.17  In his Explanatory Memorandum of 22 March 2010, the Minister for Europe at the Foreign and Commonwealth Office (Chris Bryant) says that the Foreign Affairs Council on 22 March will confirm the appointment of Mr Ušackas as EUSR for Afghanistan from 1 April 2010. He also notes that the mandate for the current EUSR, Ettore Sequi, expires on 31 March 2010.

7.18  In the draft Council Decision, it says that the financial reference amount intended to cover the expenditure related to the mandate of the EUSR in the period from the date of entry into force of this Decision to 31 August 2010 shall be €2,500,000. The Minister says that the cost of the new appointment will be met from existing EU budgets; and that there will be no call for Member State contributions.

The Government's view

7.19  After briefly rehearsing some of the context, the Minister says:

"The Government supports the appointment of Vygaudas Ušackas. As a senior political figure, his appointment as EUSR is a demonstration of the EU's enhanced engagement in Afghanistan. It is also the last piece in the jigsaw to up the international civilian effort, following the appointment of heavyweight figures for the role of NATO Senior Civilian Representative and the new UN Special Representative for the Secretary General. Key to the civilian effort in Afghanistan will be enhanced co-ordination between theses three roles."

Conclusion

7.20  Although Mr Ušackas' appointment was announced by the High Representative on 22 February, there is no mention of it in the Foreign Affairs Council Conclusions of that same day. Indeed there is no mention of Afghanistan at all. [21] Moreover, the HR's letter to the Council of 22 February mentions, en passant, the prolongation of the mandate of a further EUSR, to Burma/Myanmar, on the same basis as the others, i.e., until 31 August 2010, or until the establishment of the European External Action Service (EEAS), whichever is the earlier; we should like to know when this will be submitted for scrutiny.

7.21  We ask the Minister to explain more about this present process. Under Article 33 TEU, it is for the HR to propose and for the Council to decide; here, however, it would seem that an appointment has been made, and announced to the world, with no sign of discussion in the Council; and that the Council — and thus this Committee's role — is now to rubber stamp it.

7.22  Contrary to what he said in his 3 February Explanatory Memorandum, the Minister now says that Mr Sequi's mandate was extended only until 31 March, but says nothing about how and when this decision was taken. We ask the Minister to clarify this. Nor does the Minister tell us anything about Mr Sequi's successor; we should like to know more about his qualifications for this crucially important job.

7.23  We should also like to know more about the job itself. The Minister does not mention that it is to be "double-hatted", i.e., that he is to be not only the voice of the Council but also the head of the Commission's technical assistance operations. What will this entail? What is the annual budget that he will control? What are the main programmes that he will be in charge of implementing? And how do they relate to other bilateral and international activities?

7.24  In his EUSR capacity, he will have a budget of €2,500,000 from 1 April to 31 August 2010. What will this be spent on?

7.25  Although our understanding was that the EUSR's mandate was to be significantly upgraded, it seems instead to have been diminished, in that there is no mention of his predecessor's role regarding Pakistan. We ask the Minister to explain this.

7.26  In addition to be asked to clear a fait accompli, the Committee is also being asked to do so after a further administrative error by the Minister's Department — this despite several assurances that this type of administrative oversight would be a thing of the past. We ask the Minister to explain, in detail, the nature of this oversight and how, despite his assurances, it came to pass. The problem of administrative oversights exists across government departments; we will therefore be writing to the Cabinet Secretary and Head of the Home Civil Service to ask him to give evidence to the Committee.

7.27  We now clear the document.


8 CSDP: Piracy off the coast of Somalia
(31426)

Draft Council Decision on a European Union military mission to contribute to the training of Somali Security Forces

  
Legal baseArticles 28 and 43(2) TEU; unanimity
DepartmentForeign and Commonwealth Office
Basis of considerationEM of 22 March 2010
Previous Committee ReportsNone; but see (31259) —: HC 5-vii (2009-10), chapter 2 (20 January 2010); also see (31174) 16450/09: HC 5-iii (2009-10), chapter 19 (9 December 2009); (30982) —: HC 19-xxvii (2008-09), chapter 29 (14 October 2009); (30724) — and (30728)—: HC 19 xxiii (2008-09), chapter 9 (8 July 2009) and (30341) —, (30348) — and (30349) —: HC 19-iv (2008-09) chapter 17 (21 January 2009); (30400) 13989/08: HC 16-xxxvi (2007-08), chapter 17 (26 November 2008) and HC 16-xxxii (2007-08), chapter 10 (22 October 2008); and (29953)—: HC 16-xxx (2007-08), chapter 19 (8 October 2008)
To be discussed in Council31 March 2010
Committee's assessmentPolitically important
Committee's decisionCleared

Background

8.1  In response to growing international concern over the problem of piracy off the coast of Somalia, the United Nations Security Council adopted Resolution (UNSCR) 1816 (2008) in June which encouraged "States interested in the use of commercial maritime routes off the coast of Somalia, to increase and coordinate their efforts to deter acts of piracy and armed robbery at sea". Then, on 7 October 2008, the Security Council unanimously adopted UNSCR 1838, which was initiated by France and co-sponsored by 19 countries (Belgium, Croatia, the US, the UK, Italy, Panama, Canada, Denmark, Spain, Greece, Japan, Lithuania, Malaysia, Norway, the Netherlands, Portugal, Korea and Singapore).

8.2  Our previous reports set out the history of the European Union's endeavours to address this problem, leading to the creation of the first ESDP naval operation, Operation ATALANTA, and subsequent developments.[22]

8.3  These include a Council Decision extending Operation ATALANTA for a further 12 months until 12 December 2010 and to include:

  • monitoring of fishing activities off the coast in Somalia;
  • the need for Operation ATALANTA to liaise and cooperate with international bodies working in the region;
  • assisting the Somali authorities by sharing information on fishing activities;

8.4  In his accompanying Explanatory Memorandum of 25 November 2009 on that Council Decision, the Minister for Europe at the Foreign and Commonwealth Office (Chris Bryant) went on to note that, although 2009 had witnessed an increase in the number of pirate attacks, the actual number of successful attacks has been reduced significantly, especially in the critical Gulf of Aden transit artery; but also that the threat of piracy had not diminished, continued to pose a threat to international shipping, and had resulted in an increase in pirate attacks in the much broader Somali basin. The Minister also illustrated ways in which the UK continued to provide a direct contribution to a number of international efforts to counter piracy.

8.5  The Minister also subsequently sent the Committee two letters, of 27 November and 7 December 2009, which in various ways sought to respond to the Committee's request for information on what action was being taken to deal with the circumstances that had led to the piracy problem, and both of which are set out in detail in our most recent Report.

Our assessment

8.6  Against this background, we drew the Minister's attention to a relevant letter published by "The Times" newspaper on 5 December 2009 from the Prime Minister of the Transitional Federal Government of Somalia (which is reproduced at Annex 1 to our most recent Report). Though it seemed that a response to his first point — "The help we need is first in the restoration of both effective government and the training of national security forces required to secure peace and enforce laws" — was under discussion, it was not clear to what extent the other two — restoring and enforcing Somalia's economic exclusion zone and a large scale civil affairs programme — were being addressed.

8.7  We therefore asked that, in his promised further letter, the Minister included his assessment of the extent to which:

— the activity to which he had referred in his letter of 7 December;

— the proposals under discussion within the EU to train Somali security forces; and

— what was contained in the Council Decision, particularly with regard to fishing activities

8.8  In the meantime, we cleared the document, which we drew to the attention of the House because of the widespread interest in the situation that it was endeavouring to tackle and the UK role in it.

8.9  For the same reasons we also drew it to the attention of the Foreign Affairs and Defence Committees.[23]

The Minister's letter of 9 December 2009

8.10  In his letter, the Minister said that Member States had been discussing how the EU could increase its commitment to Somalia in a variety of areas, including reinforcement of Somalia's capacity to manage security challenges; this, he said, was reflected at the General Affairs and External Relations Council on 17 November 2009 where a crisis management concept was adopted concerning a possible CSDP training mission for the Somali security forces. Closer analysis was, he said, currently being undertaken with research and planning expected to continue into next month. He continued as follows:

"A CSDP mission could make a useful contribution to increased international action on Somalia. We believe that the UK should work with the international community and regional partners and welcome further planning of this possible EU mission. However, we have been clear that our agreement to continue planning should not prejudice any future decisions regarding whether or not to agree to the Mission. We need to be fully convinced that, if launched, it will be workable and contribute to progress in Somalia."

8.11  The Minister then went on to note that:

"Somalia is a failed state and has been for nearly two decades. A protracted conflict has been caused by a breakdown in the rule of law and frequent conflicts at national and local level. This has resulted in an humanitarian crises [sic], increased migration, and the growth of terrorism and piracy. There is no "easy fix" and no state can deliver progress in Somalia alone. The UK Government therefore believes that the international community (including regional actors) needs to engage effectively and develop a common approach. A CSDP mission could make a useful contribution to increased international action on Somalia."

8.12   Finally, the Minister said that the Government, the EU as a whole and the UN fully supported the UN-led Djibouti process,[24] which he believed must provide the basis for a lasting and stable political settlement:

"We support the efforts of the Transitional Federal Government of Somalia (TFG) and welcome signs of progress made to achieve peace and stability. Progress towards peace and security in Somalia must be a Somali-led process, but the UK coordinates closely with the UN and the rest of the international community."

The most recent Council Decision

8.13  Against this background, we then considered a draft Council Decision outlining the proposed EU military mission. In his accompanying Explanatory Memorandum of 19 January 2010, the Minister for Europe said that, since the decision to adopt a crisis management concept, planning work had been undertaken, including the development of a military strategic option and a reconnaissance mission to Uganda. He then went on to outline, analyse and comment on the proposal in detail (all of which is set out in our most recent Report).

Our assessment

8.14  We had no wish to stand in the way of this process. But a number of questions arose:

— in his 9 December 2009 letter, the Minister said that he would need to be fully convinced that, if launched, a CSDP mission will be workable and contribute to progress in Somalia. Given the general impression that the TFG does not control the whole of Mogadishu, let alone the country, the question inevitably arises as to whether it is possible to be thus convinced;

— there were already hints that this mission would not be ended in 12 months time, given that the draft text said that the Mission "shall terminate when 2000 Somali recruits are trained up to and including platoon level, including appropriate modular specialised and training for officers and non-commissioned officers" — the feasibility of which in 12 months, in all the circumstances, we felt must be open to question;

— when the Minister said that the Mission "would need partners (including the US) to assist the EU by providing (in particular lethal) equipment and pay", what did he mean? What lethal equipment? And pay to whom for what?

— as well as contributing to strengthening the Somali Security Forces through the provision of military training, the draft text says that the Mission's other objective will be "to contribute to a holistic and sustainable perspective for the development of the Somali Security Sector". It was by no means clear what "a holistic and sustainable perspective" was. Nor what was meant in practice by the requirement to fulfil these objectives "without prejudice to other security-related actions, and the other actors in the international community, in particular, the United Nations, the African Union and the United States."

— in his most recent letter, the Minister said that he believed "that the international community (including regional actors) needs to engage effectively and develop a common approach." Were they so engaging? If so, who, and in what ways? What common approach was being developed?

8.15  We noted that this proposal was to be discussed at the Foreign Affairs Council on 25 January, and no doubt the Minister would not wish to delay progress. We also noted that a further Council Decision would be required in order to launch the Mission following approval of the Mission plan.

8.16  We recommended that, the forthcoming Foreign Affairs Council discussion notwithstanding, this Council Decision should be debated in the European Committee, to give the House an opportunity to pursue these and other questions that interested Members may wish to raise, and the Minister to respond to those of our earlier questions that remain unanswered. We asked that this debate be arranged before any further related Council Decision was put forward for scrutiny.

8.17  As before, we are also drew this chapter of our Report to the attention of the Foreign Affairs and Defence Committees.[25]

8.18  That debate took place on 8 March 2010, at the end of which the European Committee welcomed the Council Decision as a positive contribution to building peace and stability in Somalia.[26]

The Council Decision

8.19  This further Council Decision authorises the mission plan that has been developed in the meantime, a launch date of 7 April 2010 and the mission commander to release the activation order to execute the deployment of the forces and start the execution of the mission.

8.20  In his accompanying Explanatory Memorandum of 22 March 2010, the Minister for Europe at the Foreign and Commonwealth Office (Chris Bryant) says that sets out the legal basis for this EU action, explains why he feels that the Committee's previous concerns have been satisfactorily addressed on a continuing basis, including before mission launch, and why he regards the mission — which has been renamed, from EUTRA Somalia, to EUTM Somalia — as a positive contribution to the Somali peace process..

8.21  He then describes the mission as follows:

"The political objective of the mission would be to contribute to the strengthening of the Transitional Federal Government (TFG) as a functioning government serving Somali citizens. The military strategic objective would be to make a comprehensive and sustainable contribution towards the development of the Somali Security Sector through the provision of specialist military training to some 2,000 Somali trainees up to platoon level. The mission would contribute to the existing African Union mission in Somalia (AMISOM) training programme for the Somali Security Forces, currently being carried out by Uganda with the objective of ensuring that the enhanced training programme can be sustained without EU support.

"The mission would be time-limited (at least one year). Two consecutive training periods of six months would train 2,000 Somali soldiers up to platoon level. Of these, 670 trainees would receive recruits basic training whilst 330 would receive NCOs basic training. Trainees would have acquired basic techniques and would be able to fulfil trained tasks at the appropriate level.

"EU provided instructors for specialist training would come from several Member States and rotate over a period of one year.

"Training modules would include: junior officers training session; NCOs basic training session; infantry section leaders module; communications module; combat life saving module; mine and C-IED awareness modules; and fighting in built up areas (FIBUA).

"The mission Commander is Colonel Ricardo Gonzalez Elul (Spain). He will exercise the functions of EU Operation Commander and EU Force Commander. The EU Mission Headquarters, intended to perform the functions of both Operational Headquarters and Force Headquarters, would be based in Uganda. It would perform the functions of both Operational Headquarters and Force Headquarters. A Liaison Office would be established in Nairobi, Kenya, and a Support Cell will be established in Brussels.

"The next training programme of Somali Security Forces in Uganda begins on 1 May. The EU hopes to reach Initial Operational Capability (IOC) by 23 April 2010 (the Mission Headquarters will be at full strength in Kampala, Bihanga (the training location), Brussels and Nairobi and critical infrastructure projects for the training will be completed). Full Operational Capability (FOC) would be reached by 1 May 2010 -when training would begin."

8.22  The Minister concludes by saying that, although the Decision is in draft form and is still being discussed by the External Relations DG RELEX, he does not expect any significant changes to be made to the draft text.

Subsidiarity

8.23  The Minister again says that the EU, working with the wider international community, is seeking to contribute to the strengthening of the Transitional Federal Government (TFG) as a functioning government able to deliver basic services to the population. He notes that the EU provides support to Somalia — through humanitarian aid and EUNAVFOR to tackle piracy — and continues to discuss further ways to promote peace and stability in Somalia; and that the wider international community, despite some differences of emphasis, shares a broad analysis of Somalia's problems and possible solutions (for example, the need for the process to be Somali-led, the need for political outreach, support for the TFG and the African Union's peacekeeping force: AMISOM). EU Member States, with a significant Somali diaspora, are increasingly interested in Somalia and are looking for ways in which to positively engage with the peace process.

8.24  This CSDP Mission, he says, presents EU Member States with the opportunity to share costs and to work together to create a mission with a greater effort and enhanced result than if each country was working towards the same goal individually:

"For the UK the ability to leverage international resources for an area we are interested in has benefits for our foreign and security policy. We have worked with the international community and regional partners to influence and shape this mission, ensuring that it is a well-organised initiative delivering positive results."

8.25  The Minister also sees this CSDP mission as "an example of how the Lisbon Treaty will allow the EU to be a more effective international player", and describes this approach as:

"fully in line with the intentions behind the European External Action Service to have a foreign policy structure which is more coherent and able to develop policy on a more consistent basis — getting the collective voice of the EU heard throughout the world — and supports the UK objective to develop effective international organisations, above all the UN and EU."

The Government's view

8.26   The Minister then comments further, as follows:

"Somalia is a high priority for the UK. We have concerns about migration, terrorism and piracy and there is a large Somali diaspora living in the UK. Instability in Somalia exacerbates the suffering of its people and is a severe threat to regional and international peace, security and development. The UK already contributes to EUNAVFOR, the operation to tackle piracy off the coast of Somalia, including the provision of the Operational Headquarters.

"During previous scrutiny by both Houses pre-requisites for this mission were set out. A commitment was made to the House of Lords Scrutiny Committee to ensure that these were fully addressed before the final decision to launch:

i. A force structure to incorporate newly trained Platoons, and a mentoring process to develop TFG security forces.

ii. A structure, process and funds to ensure regular payment to returning trainees for at least one year.

iii. Logistical arrangements to house, feed and supply such forces.

"These pre-requisites were included in the formal Conclusions from January's Foreign Affairs Council: these issues should be 'satisfactorily addressed on a continuing basis, including before the mission launch'.

"These issues have been gripped. Key partners, the EU institutions, EU Member States (France), the US, the UN and Uganda (key AMISOM partners in the training effort), are convinced of the importance of these requirements.

"All partners are fully seized of the need to have funds in place to pay the newly trained recruits. UNPOS (UN Political Office of Somalia) and the African Union (AU) have stressed the need to ensure funds are available for salaries for at least one year. The Secretariat (Brussels) has designated a lead person, working to the High Representative, Baroness Ashton, to coordinate these contributions and manage donors to ensure the right level and mechanisms for salaries are in place. A key partner has committed to fund salaries for all troops until January 2011. A mechanism has been identified through which funds can be transmitted to troops in a safe, prompt and accountable way.

"A force structure for TFG security forces has emerged in the past two months and oversight arrangement to incorporate newly trained platoons can be confidently expected to be in place by the end of training.

"Work is underway to secure funds from the European Commission as well as through bilateral donations to improve the infrastructure for troops on return to Mogadishu. An existing base used by AMISOM has been identified and its needs established.

"On balance, taking into account what has been done and what is left to be done, I am satisfied that the right processes are in place to ensure that the required salaries and infrastructure are in place at the point at which they are needed, for example, that the matching mechanism in Brussels will ensure that remaining funds are in place for salaries from January 2011. The UK will continue to work with the Secretariat, EU Member States and the US to push this work through.

"The UK has been working to ensure that the mission should fit with other international security sector reform efforts, led by the UN; be based on political commitment from the Transitional Federal Government; and be acceptable in resource terms. This would mitigate against defections and the loss of equipment provided as part of the mission. I believe that these have been addressed.

"The mission fits with other international security sector reform efforts. The UN takes the lead internationally on Somalia, working with the international community and regional actors, including the EU. UN Security Council Resolution 1872 stressed the importance of the re-establishment, training, equipping and retention of Somali security forces and urged Member States, regional and international organisations to offer technical assistance for the training and equipping of the Somali security forces.

"The Mission would meet the recommendations from the Joint Needs Assessment on Security Sector Reform. The Transitional Federal Government, the UN Political Office of Somalia (UNPOS), the EU, the United States and other international actors were all involved in producing this Needs Assessment. This CSDP mission would involve close EU cooperation and coordination with the African Union (AU), the UN and other relevant partners, in particular the US. This coordination and cooperation has been evident during the planning stages. Troops will be vetted by AMISOM, with support from the US, before training begins, looking at age, health and clan representation. This should ensure that the troops represent 'Somalia' rather than a particular area or clan.

"The TFG is committed to the Security Sector process through the JSC and has expressed its appreciation for EU efforts to carry out the training of the Somali National Forces in letters to the EU. Together with the EU Member States and Key Partners we will continue to engage with the TFG about this mission and to secure further support throughout the TFG. During his Guest of Government visit to the UK (8-11 March 2010) the President of Somalia requested support in the security sector — equipment, pay, infrastructure and training. This mission responds to this request for support.

"The mission is acceptable in resource terms (see below — Financial Implications). The costs of the mission are shared across Member States through Assessed Costs. Member States have been invited to contribute trainers to the mission. Such contributions are optional and there has been a positive response across EU Member States. The UK has secured two positions: Executive Officer, Kampala, Uganda; and the Liaison Officer in the Nairobi Mission Headquarters.

"It has been questioned previously how the Government can be convinced that the CSDP mission will be workable and contribute to progress in Somalia given the general impression that the TFG does not control the whole of Mogadishu, let alone the country.

"The UK approach to Somalia is supportive of the UN-led Djibouti Peace Process which resulted in a new Transitional Federal Government of Somalia in January 2009 and looks to take the peace process forwards towards elections in 2011. A key element of the TFG is that the government is 'transitional'. We ought to support the process and buy-in to the long-term — Somalia's problems will not be solved overnight. We acknowledge the TFG as the current government in power in Somalia, as does the EU and the UN, and we deal with them on that basis. The UK recognises states, not governments. We support the Transitional Federal Institutions, the Transitional Federal Government, the Offices of the President and the Prime Minister and the Independent Commissions (for example Constitutional and Reconciliation Commissions), not the individual incumbents within the institutions. There has been recent fighting in Mogadishu in response to attacks by insurgent groups. The government has the right to defend and control its capital city. EUTM Somalia will develop the ability of the TFG to manage its own security in the longer term, ensuring better standards, and allow the TFG to focus on building up infrastructure and government institutions within a more secure environment.

"The mission's end state will be after two 6 month training periods have been completed and EUTM Somalia personnel and equipment have been recovered. The final agreed text stated: 'The EU military mission shall terminate in 2011 after two consecutive six-month training periods'. This means that the mission's objectives are met whilst ensuring that it has a clear exit strategy.

"The mission is small, designed to support and enhance existing Ugandan-led training. Uganda is currently carrying out basic training of Somali Security Sector Forces. The Ugandans, veterans of Mogadishu, have a clear idea of what will work in Somali culture and are in an excellent position to work alongside EU trainers. The Ugandans have welcomed the CSDP mission. The Mission supports the African Union's peacekeeping mission to Somalia (AMISOM). By focusing on the need to 'train the trainer' the benefits of the training are extended beyond the Mission's timeframe as trainers are given the capability that will endure beyond the end of the mission. The training will take place outside Somalia, taking account of the security situation and its impact on the safety of EU instructors."

Financial Implications

8.27  The Minister says that:

— the initial reference amount for the mission was estimated at €4.8 million for a 12 month period;

— he expects the final budget to be "in the vicinity of" €4.978 million;

— the UK share of the estimated budget, from Assessed Costs, under the Athena mechanism, would be around £700,000 for 2010/11, which would come from the Tri-Departmental Peacekeeping budget;

— a proportion of the infrastructure costs could be covered by the Africa Peace Facility, in which circumstances the UK share from Assessed Costs would be about £550,000 for 2010/11;

— the Peacekeeping budget can meet the UK share of the mission cost if the final figure is, as he expects, slightly above the €4.8 million reference.

Conclusion

8.28  We are grateful to the Minister for explaining the nature and purpose of this mission, and for endeavouring to address earlier concerns, so comprehensively.

8.29  We now clear the draft Council Decision.


9 Stability and Growth Pact: excessive deficit procedure
(31407)

7340/10

COM(10) 91

Commission Communication: Follow-up to the Council Decision of 16 February 2010, giving notice to Greece to take measures for the deficit reduction judged necessary in order to remedy the situation of excessive deficit
Legal base
Document originated9 March 2010
Deposited in Parliament11 March 2010
DepartmentHM Treasury
Basis of considerationEM of 18 March 2010
Previous Committee ReportNone
Discussed in Council16 March 2010
Committee's assessmentPolitically important
Committee's decisionCleared

Background

9.1  The Stability and Growth Pact adopted by the Amsterdam European Council in June 1997 emphasised the obligation of Member States to avoid excessive government deficits, defined as the ratio of a planned or actual deficit to gross domestic product (GDP) at market prices in excess of a "reference value" of 3%.[27] Each year the Council of Economic and Finance Ministers (ECOFIN) issues an Opinion on the updated stability or convergence programme of each Member State.[28] These Opinions, which are not binding on Member States, are based on a recommendation from the Commission. The economic content of the programmes is assessed with reference to the Commission's current economic forecasts. If a Member State's programme is found wanting, it may be invited by ECOFIN, in a Recommendation, to make adjustments to its economic policies, though such Recommendations are likewise not binding on Member States. This whole procedure is essentially the Pact's preventative arm.

9.2  On the other hand, the Pact also endorsed a dissuasive or corrective arm involving action in cases of an excessive government deficit — the excessive deficit procedure provided for in Article 126 TFEU (formerly Article 104 EC) and the relevant Protocol. This procedure consists of Commission reports followed by a stepped series of Council Recommendations (the final two steps do not apply to non-members of the eurozone). Failure to comply with the final stage of Recommendations allows ECOFIN to require publication of additional information by the Member State concerned before issuing bonds and securities, to invite the European Investment Bank to reconsider its lending policy for the Member State concerned, to require a non-interest-bearing deposit from the Member State concerned whilst its deficit remains uncorrected, or to impose appropriate fines on the Member State concerned.

9.3  On 16 February 2010 the Council adopted a Decision[29] giving notice to Greece to take measures for a deficit reduction judged necessary in order to remedy the situation of excessive deficit — this followed on from the Council's December 2009 finding on the inadequacy of Greece's earlier responses in relation to the excessive deficit procedure. The adjustment required by the Decision to bring the fiscal deficit to below 3% of GDP by 2012 would include an annual structural adjustment of at least 3.5% of GDP in 2010 and 2011 and of at least 2.5% of GDP in 2012. Towards this end, the Council outlined a number of consolidation measures to be adopted by the Greek authorities, most of which were included in Greece's latest updated Stability Programme.[30]

The document

9.4  At the 16 February 2010 Council meeting, at which decisions related to Greece were adopted, it was agreed that Greece should stand ready to take further action if, by mid-March 2010, a Commission-led technical mission to Athens, assisted by the European Central Bank and IMF staff, assessed that the deficit reduction plan for 2010 was lagging behind targets. On 3 March 2010 the Greek government announced a package of additional measures worth approximately 2% of GDP and which were outlined in a report to the Commission on 8 March 2010.

9.5  This Commission Communication is the report from the Commission-led technical mission, which visited Greece between 22-24 February 2010. The document covers the initial findings of the mission, together with its assessment of the additional measures announced on 3 March 2010 and outlined to the Commission on 8 March 2010 and the next steps that the Greek government will need to take over the near future. The Commission's conclusion is that Greece is implementing the Council Decision on the need for Greece to ensure the reduction of the 2010 government deficit to a target 8.7% of GDP. Although it identifies significant risks to the budgetary outcomes projected in relation to measures outlined in the updated Stability Programme, the Commission assesses that, on balance, the additional measures announced by the Greek government "appear sufficient to safeguard the 2010 budgetary targets provided in the Council Decision of 16 February 2010 and in the stability programme".

9.6  However the Commission notes that its assessment will be an ongoing process that will progressively widen to structural reforms and to the fiscal plans for 2011 and 2012. Accordingly, the next steps that it outlines for Greece include a number of specific planning and reporting requirements. In line with the Council's decision to place Greece under increased surveillance, the Commission asks the Greek authorities to submit to it and to the Council, by 15 May 2010, a report presenting "in full detail":

  • the fiscal consolidation measures to be implemented in 2010, including a detailed calendar of implementation of all measures announced;
  • the preparatory steps to be made for the respective measures to be taken in 2011 and 2012; and
  • data on the monthly state budget execution, infra-annual budget implementation by social security, local government and extra-budgetary funds, debt issuance and reimbursements, public employment, spending arrears and financial situation in public enterprises.

9.7  Thereafter, Greece is requested to submit and make such reports public on a quarterly basis. In line with the Council Decision these quarterly reports will additionally outline the government's planned structural reforms, including a detailed calendar of implementation of all measures announced. And these plans should include measures to increase the competitiveness of the economy in the field of pensions, healthcare, public administration, the functioning of product markets, labour market, absorption of structural funds, supervision of the financial sector, and statistics.

The Government's view

9.8  The Economic Secretary to the Treasury (Ian Pearson) says that there are no direct policy implications for the UK arising from this document. He adds that:

  • the Government supports the appropriate and timely implementation of the Stability and Growth Pact as a means to manage the course of fiscal consolidation in Member States toward a level of sustainable public finances; and
  • there is, furthermore, a clear need to address more specific recommendations in this situation and it supports the process and recommendations that have been applied.

Conclusion

9.9  Although we clear this document from scrutiny, it adds to the information we have about the present situation with Greece and the EU's requirements of the Greek authorities and, as such, we draw it to the attention of the House.





13   (27603) 10448/06: see HC 34-xxxv (2005-06), chapter 12 (12 July 2006). Back

14   (30535) 8526/09: see HC 19-xvii (2008-09), chapter 5 (13 May 2009). Back

15   See headnote: (28857) 12379/07: HC 41-xxxiii (2006-07), chapter 17 (2 October 2007). Back

16   See headnote: (30874) 12744/09: HC 19-xxvii (2008-09), chapter 25 (14 October 2010). Back

17   For full information on the NPT, see http://www.un.org/disarmament/WMD/Nuclear/NPT.shtml.  Back

18   For the full text of this speech, see http://www.carnegieendowment.org/files/keynote.pdf.  Back

19   See headnote: (30674) -: (HC 19-xix (2008-09), chapter 14 (10 June 2009) and HC 19-xxiii (2008-09), chapter 7 (8 July 2009).  Back

20   See headnote: (31296) -: HC 5-x (2009-10), chapter 8 (9 February 2010). Back

21   The Council Conclusions are available at http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/EN/foraff/112999.pdf.  Back

22   See headnote. Back

23   See headnote: (31174) 16450/09: HC 5-iii (2009-10), chapter 19 (9 December 2009). Back

24   According to the Institute for Security Studies , the Djibouti peace process, which began in May 2008, was started following the failure of the Transitional Federal Government (TFG) to consolidate itself into an all-inclusive national government embraced by all Somalis, came in the midst of a deteriorating security and humanitarian situation following the forcible ouster of the Union of Islamic Courts (UIC) by Ethiopia, and was driven by the realization that the Somali crisis would not be resolved without a negotiated settlement involving the Islamist groups, who denied foothold to the TFG in most parts of Somalia. For information on the Djibouti process, see http://www.iss.co.za/index.php?link_id=29&slink_id=7229&link_type=12&slink_type=12&tmpl_id=3.  Back

25   See headnote: (31259) -: HC 5-vii (2009-10), chapter 2 (20 January 2010). Back

26   The record of the debate is at http://www.publications.parliament.uk/pa/cm200910/cmgeneral/euro/100308/100308s01.htm.  Back

27   This obligation does not apply to Member States, including the UK, whilst they remain outside the eurozone, but they are required to endeavour to avoid excessive deficits. Back

28   The 16 Member States (Austria, Belgium, Cyprus, Germany, Greece, Finland, France, Ireland, Italy, Luxembourg, Malta, the Netherlands, Portugal, Slovakia, Slovenia and Spain) that have adopted the euro have Stability Programmes, whereas the other 11 Member States (including the UK) produce Convergence Programmes. Back

29   (31334) 6147/10: see HC 5-xiii (2009-10), chapter 5 (10 March 2010). Back

30   (31331) 6560/10: see HC 5-xiii (2009-10), chapter 5 (10 March 2010). Back


 
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