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Make provision about treaties relating to the European Union and decisions |
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made under them, including provision implementing the Protocol signed at |
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Brussels on 23 June 2010 amending the Protocol (No. 36) on transitional |
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provisions annexed to the Treaty on European Union, to the Treaty on the |
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Functioning of the European Union and to the Treaty establishing the |
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European Atomic Energy Community; and to make provision about the |
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means by which directly applicable or directly effective European Union law |
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has effect in the United Kingdom. |
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Be it enacted by the Queen’s most Excellent Majesty, by and with the advice and |
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consent of the Lords Spiritual and Temporal, and Commons, in this present |
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Parliament assembled, and by the authority of the same, as follows:— |
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Restrictions on treaties and decisions relating to EU |
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1 | Interpretation of Part 1 |
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(1) | This section has effect for the interpretation of this Part. |
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(2) | “TEU” means the Treaty on European Union. |
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(3) | “TFEU” means the Treaty on the Functioning of the European Union. |
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(4) | A reference to a treaty which amends TEU or TFEU includes a reference to— |
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(a) | a treaty resulting from the application of Article 48(2) to (5) of TEU |
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(ordinary revision procedure); |
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(b) | an agreement under Article 49 of TEU (admission of new members). |
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(5) | An “Article 48(6) decision” means a decision under Article 48(6) of TEU |
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(simplified revision procedure). |
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(6) | Except in a reference to “the European Council”, “the Council” means the |
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Council of the European Union. |
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(7) | A reference to a Minister of the Crown voting in favour of or otherwise |
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supporting a decision is a reference to a Minister of the Crown voting in favour |
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of or otherwise supporting the decision in the European Council or the |
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Restrictions relating to amendments of TEU or TFEU |
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2 | Treaties amending or replacing TEU or TFEU |
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(1) | A treaty which amends or replaces TEU or TFEU is not to be ratified unless— |
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(a) | a statement relating to the treaty was laid before Parliament in |
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accordance with section 5, |
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(b) | the treaty is approved by Act of Parliament, and |
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(c) | the referendum condition or the exemption condition is met. |
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(2) | The referendum condition is that— |
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(a) | the Act providing for the approval of the treaty provides that the |
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provision approving the treaty is not to come into force until a |
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referendum about whether the treaty should be ratified has been held |
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throughout the United Kingdom or, where the treaty affects Gibraltar, |
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throughout the United Kingdom and Gibraltar, |
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(b) | the referendum has been held, and |
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(c) | the majority of those voting in the referendum are in favour of the |
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ratification of the treaty. |
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(3) | The exemption condition is that the Act providing for the approval of the treaty |
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states that the treaty does not fall within section 4. |
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3 | Amendment of TFEU under simplified revision procedure |
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(1) | Where the European Council has adopted an Article 48(6) decision subject to |
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its approval by the member States, a Minister of the Crown may not confirm |
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the approval of the decision by the United Kingdom unless— |
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(a) | a statement relating to the decision was laid before Parliament in |
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accordance with section 5, |
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(b) | the decision is approved by Act of Parliament, and |
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(c) | the referendum condition, the exemption condition or the significance |
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(2) | The referendum condition is that— |
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(a) | the Act providing for the approval of the decision provides that the |
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provision approving the decision is not to come into force until a |
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referendum about whether the decision should be approved has been |
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held throughout the United Kingdom or, where the decision affects |
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Gibraltar, throughout the United Kingdom and Gibraltar, |
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(b) | the referendum has been held, and |
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(c) | the majority of those voting in the referendum are in favour of the |
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approval of the decision. |
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(3) | The exemption condition is that the Act providing for the approval of the |
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decision states that the decision does not fall within section 4. |
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(4) | The significance condition is that the Act providing for the approval of the |
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(a) | the decision falls within section 4 only because of provision of the kind |
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mentioned in subsection (1)(i) or (j) of that section, and |
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(b) | the effect of that provision in relation to the United Kingdom is not |
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4 | Cases where treaty or Article 48(6) decision attracts a referendum |
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(1) | Subject to subsection (4), a treaty or an Article 48(6) decision falls within this |
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section if it involves one or more of the following— |
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(a) | the extension of the objectives of the EU as set out in Article 3 of TEU; |
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(b) | the conferring on the EU of a new exclusive competence; |
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(c) | the extension of an exclusive competence of the EU; |
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(d) | the conferring on the EU of a new competence shared with the member |
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(e) | the extension of any competence of the EU that is shared with the |
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(f) | the extension of the competence of the EU in relation to— |
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(i) | the co-ordination of economic and employment policies, or |
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(ii) | common foreign and security policy; |
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(g) | the conferring on the EU of a new competence to carry out actions to |
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support, co-ordinate or supplement the actions of member States; |
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(h) | the extension of a supporting, co-ordinating or supplementing |
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(i) | the conferring on an EU institution or body of power to impose a |
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requirement or obligation on the United Kingdom, or the removal of |
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any limitation on any such power of an EU institution or body; |
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(j) | the conferring on an EU institution or body of new or extended power |
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to impose sanctions on the United Kingdom; |
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(k) | any amendment of a provision listed in Schedule 1 that removes a |
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requirement that anything should be done unanimously, by consensus |
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(l) | any amendment of Article 31(2) of TEU (decisions relating to common |
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foreign and security policy to which qualified majority voting applies) |
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that removes or amends the provision enabling a member of the |
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Council to oppose the adoption of a decision to be taken by qualified |
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(m) | any amendment of any of the provisions specified in subsection (3) that |
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removes or amends the provision enabling a member of the Council, in |
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relation to a draft legislative act, to ensure the suspension of the |
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ordinary legislative procedure. |
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(2) | Any reference in subsection (1) to the extension of a competence includes a |
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reference to the removal of a limitation on a competence. |
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(3) | The provisions referred to in subsection (1)(m) are— |
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(a) | Article 48 of TFEU (social security), |
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(b) | Article 82(3) of TFEU (judicial co-operation in criminal matters), and |
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(c) | Article 83(3) of TFEU (particularly serious crime with a cross-border |
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(4) | A treaty or Article 48(6) decision does not fall within this section merely |
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because it involves one or more of the following— |
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(a) | the codification of practice under TEU or TFEU in relation to the |
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previous exercise of an existing competence; |
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(b) | the making of any provision that applies only to member States other |
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(c) | in the case of a treaty, the accession of a new member State. |
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5 | Statement to be laid before Parliament |
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(1) | If a treaty amending TEU or TFEU is agreed in an inter-governmental |
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conference, a Minister of the Crown must lay the required statement before |
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Parliament before the end of the 2 months beginning with the date on which |
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(2) | If an Article 48(6) decision is adopted by the European Council subject to its |
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approval by the member States, a Minister of the Crown must lay the required |
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statement before Parliament before the end of the 2 months beginning with the |
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date on which the decision is adopted. |
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(3) | The required statement is a statement as to whether, in the Minister’s opinion, |
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the treaty or Article 48(6) decision falls within section 4. |
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(4) | If the Minister is of the opinion that an Article 48(6) decision falls within section |
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4 only because of provision of the kind mentioned in subsection (1)(i) or (j) of |
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that section, the statement must indicate whether in the Minister’s opinion the |
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effect of that provision in relation to the United Kingdom is significant. |
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(5) | The statement must give reasons for the Minister’s opinion under subsection |
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(3) and, if relevant, subsection (4). |
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Restrictions relating to other decisions under TEU or TFEU |
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6 | Decisions requiring approval by Act and by referendum |
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(1) | A Minister of the Crown may not vote in favour of or otherwise support a |
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decision to which this subsection applies unless— |
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(a) | the draft decision is approved by Act of Parliament, and |
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(b) | the referendum condition is met. |
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(2) | Where the European Council has recommended to the member States the |
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adoption of a decision under Article 42(2) of TEU in relation to a common EU |
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defence, a Minister of the Crown may not notify the European Council that the |
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decision is adopted by the United Kingdom unless— |
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(a) | the decision is approved by Act of Parliament, and |
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(b) | the referendum condition is met. |
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(3) | The referendum condition is that set out in section 3(2), with references to a |
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decision being read for the purposes of subsection (1) as references to a draft |
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(4) | The decisions to which subsection (1) applies are— |
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(a) | a decision under the provision of Article 31(3) of TEU that permits the |
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adoption of qualified majority voting; |
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(b) | a decision under Article 48(7) of TEU which in relation to any provision |
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(i) | adopts qualified majority voting, or |
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(ii) | applies the ordinary legislative procedure in place of a special |
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legislative procedure requiring the Council to act unanimously; |
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(c) | a decision under Article 86(1) of TFEU involving participation by the |
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United Kingdom in a European Public Prosecutor’s Office; |
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(d) | where the United Kingdom has become a participant in a European |
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Public Prosecutor’s Office, a decision under Article 86(4) of TFEU to |
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extend the powers of that Office; |
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(e) | a decision under Article 140(3) of TFEU which would make the euro the |
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currency of the United Kingdom; |
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(f) | a decision under the provision of Article 153(2) of TFEU (social policy) |
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that permits the application of the ordinary legislative procedure in |
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place of a special legislative procedure; |
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(g) | a decision under the provision of Article 192(2) of TFEU (environment) |
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that permits the application of the ordinary legislative procedure in |
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place of a special legislative procedure; |
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(h) | a decision under the provision of Article 312(2) of TFEU (EU finance) |
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that permits the adoption of qualified majority voting; |
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(i) | a decision under the provision of Article 333(1) of TFEU (enhanced co- |
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operation) that permits the adoption of qualified majority voting, |
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where the decision relates to a provision listed in Schedule 1 and the |
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United Kingdom is a participant in the enhanced co-operation to which |
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(j) | a decision under the provision of Article 333(2) of TFEU (enhanced co- |
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operation) that permits the adoption of the ordinary legislative |
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procedure in place of a special legislative procedure, where— |
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(i) | the decision relates to a provision listed in Schedule 1, |
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(ii) | the special legislative procedure requires the Council to act |
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(iii) | the United Kingdom is a participant in the enhanced co- |
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operation to which the decision relates; |
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(k) | a decision under Article 4 of the Schengen Protocol that removes any |
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border control of the United Kingdom. |
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(5) | In subsection (4)(k) “the Schengen Protocol” means the Protocol (No. 19) on the |
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Schengen acquis integrated into the framework of the European Union, |
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7 | Decisions requiring approval by Act |
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(1) | A Minister of the Crown may not confirm the approval by the United Kingdom |
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of a decision to which this subsection applies unless the decision is approved |
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(2) | The decisions to which subsection (1) applies are— |
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(a) | a decision under the provision of Article 25 of TFEU that permits the |
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adoption of provisions to strengthen or add to the rights listed in |
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Article 20(2) of that Treaty (rights of citizens of the European Union); |
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(b) | a decision under the provision of Article 223(1) of TFEU that permits |
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the laying down of the provisions necessary for the election of the |
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members of the European Parliament in accordance with that Article; |
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(c) | a decision under the provision of Article 262 of TFEU that permits the |
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conferring of jurisdiction on the Court of Justice of the European Union |
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in disputes relating to the application of acts adopted on the basis of the |
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EU Treaties which create European intellectual property rights; |
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(d) | a decision under the third paragraph of Article 311 of TFEU to adopt a |
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decision laying down provisions relating to the system of own |
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resources of the European Union. |
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(3) | A Minister of the Crown may not vote in favour of or otherwise support a |
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decision to which this subsection applies unless the draft decision is approved |
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(4) | The decisions to which subsection (3) applies are— |
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(a) | a decision under the provision of Article 17(5) of TEU that permits the |
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alteration of the number of members of the European Commission; |
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(b) | a decision under Article 48(7) of TEU which in relation to any decision |
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not listed in Schedule 1— |
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(i) | adopts qualified majority voting, or |
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(ii) | applies the ordinary legislative procedure in place of a special |
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legislative procedure requiring the Council to act unanimously; |
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(c) | a decision under the provision of Article 64(3) of TFEU that permits the |
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adoption of measures which constitute a step backwards in European |
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Union law as regards the liberalisation of the movement of capital to or |
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(d) | a decision under the provision of Article 126(14) of TFEU that permits |
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the adoption of provisions to replace the Protocol (No. 12) on the |
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excessive deficit procedure annexed to TEU and TFEU; |
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(e) | a decision under the provision of Article 333(1) of TFEU (enhanced co- |
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operation) that permits the adoption of qualified majority voting, |
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where the decision relates to a provision not listed in Schedule 1 and the |
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United Kingdom is a participant in the enhanced co-operation to which |
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(f) | a decision under the provision of Article 333(2) of TFEU (enhanced co- |
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operation) that permits the adoption of the ordinary legislative |
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procedure in place of a special legislative procedure, where— |
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(i) | the decision relates to a provision not listed in Schedule 1, |
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(ii) | the special legislative procedure requires the Council to act |
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(iii) | the United Kingdom is a participant in the enhanced co- |
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operation to which the decision relates. |
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8 | Decisions under Article 352 of TFEU |
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(1) | A Minister of the Crown may not vote in favour of or otherwise support an |
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Article 352 decision unless one of subsections (3) to (5) is complied with in |
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relation to the draft decision. |
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(2) | An Article 352 decision is a decision under the provision of Article 352 of TFEU |
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that permits the adoption of measures to attain one of the objectives set out in |
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the EU Treaties (but for which those Treaties have not provided the necessary |
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(3) | This subsection is complied with if a draft decision is approved by Act of |
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(4) | This subsection is complied with if— |
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(a) | in each House of Parliament a Minister of the Crown moves a motion |
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that the House approves Her Majesty’s Government’s intention to |
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support a specified draft decision and is of the opinion that the measure |
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to which it relates is required as a matter of urgency, and |
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(b) | each House agrees to the motion without amendment. |
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(5) | This subsection is complied with if a Minister of the Crown has laid before |
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Parliament a statement specifying a draft decision and stating that in the |
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opinion of the Minister the decision relates only to one or more exempt |
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(6) | The exempt purposes are— |
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(a) | to make provision equivalent to that made by a measure previously |
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adopted under Article 352 of TFEU, other than an excepted measure; |
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(b) | to prolong or renew a measure previously adopted under that Article, |
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other than an excepted measure; |
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(c) | to extend a measure previously adopted under that Article to another |
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member State or other country; |
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(d) | to repeal existing measures adopted under that Article; |
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(e) | to consolidate existing measures adopted under that Article without |
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(7) | In subsection (6)(a) and (b), “excepted measure” means a measure adopted |
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after the commencement of this section and resulting from a decision in |
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relation to which a Minister of the Crown had relied on compliance with |
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9 | Approval required in connection with Title V of Part 3 of TFEU |
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(1) | A Minister of the Crown may not give a notification to which this subsection |
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applies unless Parliamentary approval has been given in accordance with |
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(2) | Subsection (1) applies in relation to a notification under Article 3 of Protocol |
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(No. 21) on the position of the United Kingdom and Ireland in respect of the |
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area of freedom, security and justice annexed to TEU and TFEU (the “AFSJ |
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Protocol”) that the United Kingdom wishes to take part in the adoption and |
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application of a measure proposed under any of the following— |
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(a) | the provision of Article 81(3) of TFEU (family law) that permits the |
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application of the ordinary legislative procedure in place of a special |
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(b) | the provision of Article 82(2)(d) of TFEU (criminal procedure) that |
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permits the identification of further specific aspects of criminal |
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procedure to which directives adopted under the ordinary legislative |
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(c) | the provision of Article 83(1) of TFEU (particularly serious crime with |
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a cross-border dimension) that permits the identification of further |
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areas of crime to which directives adopted under the ordinary |
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legislative procedure may relate. |
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(3) | Parliamentary approval is given if— |
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(a) | in each House of Parliament a Minister of the Crown moves a motion |
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that the House approves Her Majesty’s Government’s intention to give |
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a notification in respect of a specified measure, and |
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