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| Clause 89, page 84, line 13, at end insert— |
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| | ‘( ) | Monitor must not exercise a function to which this section applies in a way which |
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| | it considers would result in a particular licence holder or holders of licences of a |
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| | particular description being put at an unfair advantage or disadvantage in |
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| | competing with others in the provision of health care services for the purposes of |
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| | (a) | being in public or (as the case may be) private ownership, or |
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| | (b) | some other aspect of its or their status.’. |
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| Schedule 8, page 288, line 19, leave out ‘and (6)’ and insert ‘, (6) and (8) to (11)’. |
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| Schedule 8, page 288, line 34, after ‘(7)’ insert ‘to (11)’. |
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| Clause 113, page 102, line 4, after ‘of’ insert ‘, and Schedule 9 to,’. |
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| Clause 113, page 102, line 39, at end insert— |
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| | ‘( ) | In section 57 of that Act (mergers etc: supplementary) (as amended by section |
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| | |
| | (a) | in subsection (3)(a), for “the persons mentioned in section 54(4)” |
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| | substitute “another NHS foundation trust, an NHS trust or the Secretary |
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| | |
| | (b) | omit subsection (3)(b), and |
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| | (c) | in subsection (4), for “any of the bodies mentioned in section 54(4)(a) or |
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| | (c)” substitute “another NHS foundation trust or an NHS trust”. |
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| | ( ) | In section 64 of that Act (procedure for orders and regulations under Chapter 5 of |
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| | Part 2 of that Act) (as amended by section 157 of this Act), in subsection (4), omit |
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| Clause 113, page 102, line 43, leave out subsection (4). |
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| Clause 136, page 118, line 11, at end insert— |
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| | ‘( ) | In paragraph 23(4) of that Schedule (persons eligible for appointment as auditor |
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| | by governors), in sub-paragraph (c), for “the regulator” substitute “the Secretary |
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| Clause 136, page 118, line 17, after ‘33(4)(a)’ insert ‘(in each place it appears)’. |
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| Clause 136, page 118, line 19, after ‘in’ insert ‘section 60(2) and (3) and’. |
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| Clause 148, page 126, line 20, after ‘capital)’ insert ‘— |
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| | (a) | in subsection (2), at the end insert “; and the reference to section 40 is a |
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| | reference to that section as it had effect until the commencement of |
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| | section 148(2) of the Health and Social Care Act 2011 (which repealed |
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| | subsection (2) of that section)”, and |
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| Clause 150, page 128, line 25, at end insert— |
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| | ‘( ) | In consequence of subsection (1)(b) and (c), omit section 33 of the Health Act |
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| Clause 156, page 130, line 39, at end insert— |
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| | ‘( ) | An application under this section may be made only with the approval of more |
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| | than half of the members of the council of governors of the applicant.’ |
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| Clause 157, page 131, line 17, at end insert ‘, and |
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| | (c) | in paragraph (b), at the end insert “or trusts”.’. |
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| Clause 162, page 135, line 38, leave out paragraph (d) and insert— |
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| | ‘(d) | for “(5)” substitute “(7)”.’. |
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| Clause 162, page 136, line 5, leave out paragraph (d) and insert— |
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| | ‘(d) | for “(4)” substitute “(7)”.’. |
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| Clause 163, page 136, line 29, leave out ‘(m)’ and insert ‘(n)’. |
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| Clause 163, page 136, line 30, after ‘(ab)’ insert ‘, (6ZA)’. |
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| Clause 163, page 136, line 30, at end insert— |
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| | ‘( ) | in paragraph 28(3) of Schedule 4 to that Act, the words from “or where” |
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| | ( ) | paragraph 22(1)(g) to (n) of Schedule 7 to that Act, |
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| | ( ) | in the definition of “NHS trust” in section 206(1) of the National Health |
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| | Service (Wales) Act 2006, the words from “(including” to the end, |
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| | ( ) | section 18(9), (10) and (12) of the Health Act 2009, and’. |
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| Schedule 12, page 301, line 18, omit paragraph 4. |
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| Schedule 12, page 302, line 8, after ‘trusts)’ insert ‘— |
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| | (a) | in subsection (3)(a), omit “, an NHS trust”, |
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| | (b) | in subsection (4), omit “or an NHS trust”, and |
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| Schedule 12, page 302, line 16, at end insert— |
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| | ‘ | In section 66 (intervention orders) (as amended by paragraph 8(1) of Schedule |
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| | 20 to this Act), in subsection (1), omit paragraph (a) and the “and” following |
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| Schedule 12, page 302, line 19, at end insert— |
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| | ‘() | For the title to section 70 substitute “Transfer of residual liabilities of Special |
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| Schedule 12, page 302, line 22, at end insert ‘, and |
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| | ( ) | in subsection (5), omit “(c),”.’. |
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| Schedule 12, page 302, line 25, leave out ‘for “NHS trust or” substitute “a”’ and |
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| insert ‘omit “NHS trust or”’. |
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| Schedule 12, page 302, line 25, at end insert— |
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| | ‘ | Omit section 78 (directed partnership arrangements).’ |
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| Schedule 12, page 303, line 2, at end insert— |
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| Schedule 12, page 304, line 35, leave out paragraph 44. |
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| Clause 165, page 137, line 20, after ‘Act’ insert ‘and the preceding cross-heading’. |
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| | Requirements under section 63: undertakings |
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| To move the following Clause:— |
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| | ‘(1) | Regulations under section 63 may confer on Monitor a power to accept an |
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| | undertaking (referred to in this Chapter as a “section (Requirements under section |
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| | 63: undertakings) undertaking”) from the National Health Service |
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| | Commissioning Board or a commissioning consortium to take such action of a |
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| | kind mentioned in subsection (2) as is specified in the undertaking within such |
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| | period as is so specified. |
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| | (2) | The specified action must be— |
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| | (a) | action of a description given in paragraphs (a) to (e) of section 64(6), or |
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| | (b) | action of such a description as may be prescribed. |
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| | (3) | Where Monitor accepts a section (Requirements under section 63: undertakings) |
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| | undertaking then, unless the Board, or (as the case may be) the consortium from |
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| | whom the undertaking is accepted, has failed to comply with the undertaking or |
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| | any part of it, Monitor may not— |
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| | (a) | continue to carry out the investigation in question, |
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| | (b) | make a declaration by virtue of subsection (3) of section 64 in relation to |
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| | the arrangement in question, or |
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| | (c) | give a direction by virtue of subsection (6) of that section in relation to |
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| | (4) | Where the Board, or (as the case may be) the consortium from whom Monitor has |
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| | accepted a section (Requirements under section 63: undertakings) undertaking, |
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| | has failed to comply fully with the undertaking but has complied with part of it, |
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| | Monitor must take the partial compliance into account in deciding whether to do |
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| | something mentioned in paragraphs (a) to (c) of subsection (3). |
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| | (5) | Schedule (Requirements under section 63: undertakings) (which makes further |
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| | provision about section (Requirements under section 63: undertakings) |
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| | undertakings) has effect.’. |
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| To move the following Clause:— |
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| | ‘(1) | Monitor must publish guidance about— |
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| | (a) | compliance with requirements imposed by regulations under section 63; |
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| | (b) | how it intends to exercise powers conferred on it by regulations under |
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| | (2) | Before publishing guidance under subsection (1)(a), Monitor must consult— |
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| | (a) | the National Health Service Commissioning Board, and |
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| | (b) | such other persons as Monitor considers appropriate. |
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| | (3) | Before publishing guidance under subsection (1)(a) or (b), Monitor must obtain |
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| | the approval of the Secretary of State. |
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| | (4) | Monitor may revise guidance under this section and, if it does so, must publish |
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| | the guidance as revised.’. |
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| | Reviews under section 66: powers of investigation |
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| To move the following Clause:— |
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| | ‘(1) | The following provisions of Part 3 of the Enterprise Act 2002 apply, with the |
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| | modifications in subsections (2) to (8), for the purposes of the exercise by the |
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| | Competition Commission of its function under section 66(3) as they apply for the |
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| | purposes of investigations on references under that Part— |
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| | (a) | section 109 (attendance of witnesses and production of documents), |
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| | (b) | section 110 (enforcement of powers under section 109: general), |
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| | (c) | section 111 (penalties), |
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| | (d) | section 112 (penalties: main procedural requirements), |
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| | (e) | section 113 (payments and interest by instalments), |
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| | (f) | section 114 (appeals in relation to penalties), |
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| | (g) | section 115 (recovery of penalties), |
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| | (h) | section 116 (statement of policy), |
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| | (i) | section 117 (offence of supplying false or misleading information), and |
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| | (j) | section 125 (offences by bodies corporate) so far as relating to section |
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| | (2) | Section 110 has effect as if— |
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| | (a) | subsection (2) were omitted, |
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| | (b) | in subsection (4), for “the report of the Commission on the reference |
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| | concerned” there were substituted “the report of the Commission on the |
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| | (c) | for subsections (5) to (8) there were substituted— |
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| | “(5) | Where the Commission considers that a person has intentionally |
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| | altered, suppressed or destroyed a document which he has been |
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| | required to produce under section 109, it may impose a penalty |
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| | in accordance with section 111.”, and |
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| | (d) | in subsection (9), for the words from “or (3)” to “section 65(3))” there |
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| | were substituted “, (3) or (5)”. |
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| | (3) | Section 111 has effect as if— |
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| | (a) | in subsection (1), for “or (3)” there were substituted “, (3) or (5)”, and |
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| | (b) | in subsections (3) and (6), after “110(3)” there were inserted “or (5)”. |
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| | (4) | Section 111(5)(b)(ii) has effect as if— |
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| | (a) | for “the reference concerned” there were substituted “the review |
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| | (b) | the words “(or, in the case of a report under section 50 or 65, given)” were |
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| | (c) | the words “(or given)”, in each place they appear, were omitted, and |
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| | (d) | the words “by this Part” were omitted. |
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| | (5) | Section 112 has effect as if, in subsection (1), for “or (3)” there were substituted |
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| | (6) | Section 114 has effect as if, in subsection (1), for “or (3)” there were substituted |
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| | (7) | Section 115 has effect as if for “or (3)” there were substituted “, (3) or (5)”. |
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| | (8) | Section 116 has effect as if, in subsection (2), for “or (3)” there were substituted |
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| | (9) | Provisions of Part 3 of the Enterprise Act 2002 which have effect for the purposes |
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| | of sections 109 to 116 of that Act (including, in particular, provisions relating to |
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| | the making of orders) have effect for the purposes of the application of those |
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| | sections by virtue of subsection (1) in relation to those sections as applied by |
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| | virtue of that subsection. |
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| | (10) | Accordingly, corresponding provisions of this Act do not have effect in relation |
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| | to those sections as applied by virtue of this section.’. |
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| | Complaint about grant of application for designation |
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| To move the following Clause:— |
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| | ‘(1) | Where an application for the designation of a service under section 69 is granted, |
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| | Monitor must, on a complaint by a provider mentioned in subsection (2), |
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| | reconsider its decision to grant the application. |
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| | (a) | the provider of the designated service, |
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| | (b) | any other provider of health care services who has sufficient interest in |
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| | (3) | For the purposes of the reconsideration, Monitor must— |
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| | (a) | where the provider mentioned in subsection (2)(a) made the complaint, |
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| | consult the commissioner who applied for the designation; |
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| | (b) | where a provider mentioned in subsection (2)(b) made the complaint, |
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| | consult the commissioner and the provider mentioned in subsection |
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| | (4) | Monitor may remove the designation if, having regard to the matters in subsection |
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| | (4) of section 69, it is satisfied that the criterion in subsection (3) of that section |
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| | (5) | If Monitor removes the designation— |
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| | (a) | an appeal by the commissioner against the decision to remove it lies to |
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| | the First-tier Tribunal, and |
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| | (b) | where a provider mentioned in subsection (2)(b) made the complaint, an |
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| | appeal by the provider mentioned in subsection (2)(a) against the |
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| | decision also lies to the First-tier Tribunal. |
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| | (6) | If Monitor does not remove the designation— |
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| | (a) | an appeal by the provider mentioned in subsection (2)(a) against the |
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| | decision not to remove the designation lies to the First-tier Tribunal, and |
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| | (b) | where a provider mentioned in subsection (2)(b) made the complaint, an |
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| | appeal by that provider against the decision also lies to the First-tier |
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| | Complaint about refusal of application for designation |
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| To move the following Clause:— |
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| | ‘(1) | Where an application for the designation of a service under section 69 is refused, |
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| | Monitor must, on a complaint by the commissioner who applied for the |
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| | designation or by the provider of the service, reconsider the application. |
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| | (2) | For the purposes of the reconsideration, Monitor must— |
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| | (a) | where the commissioner made the complaint, consult the provider; |
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| | (b) | where the provider made the complaint, consult the commissioner. |
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| | (3) | Monitor may grant the application if, having regard to the matters in subsection |
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| | (4) of section 69, it is satisfied that the criterion in subsection (3) of that section |
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| | (4) | If Monitor grants the application— |
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| | (a) | the service is designated and this Part applies in relation to it accordingly, |
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| | (b) | an appeal by the provider against the decision to grant the application lies |
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| | to the First-tier Tribunal. |
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| | (5) | If Monitor refuses the application, an appeal by the commissioner or the provider |
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| | against the decision to refuse the application lies to the First-tier Tribunal.’. |
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| | Complaint about grant of application for removal of designation |
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| To move the following Clause:— |
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| | ‘(1) | Where an application for the removal of a designation under section 71(3) is |
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| | granted, Monitor must, on a complaint by the provider of the service, reconsider |
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| | its decision to grant the application. |
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| | (2) | For the purposes of the reconsideration, Monitor must consult the commissioner |
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| | who applied for the removal of the designation. |
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| | (3) | Monitor may revoke the removal of the designation if, having regard to the |
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| | matters in subsection (4) of section 69, it is satisfied that the criterion in |
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| | subsection (3) of that section is met. |
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| | (4) | If Monitor revokes the removal of the designation— |
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| | (a) | the service is designated and this Part applies accordingly, and |
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| | (b) | an appeal by the commissioner against the decision to revoke the removal |
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| | of the designation lies to the First-tier Tribunal. |
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| | (5) | If Monitor does not revoke the removal of the designation, an appeal by the |
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| | provider against the decision not to revoke it lies to the First-tier Tribunal.’. |
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| | Complaint about refusal of application for removal of designation |
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| To move the following Clause:— |
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| | ‘(1) | Where an application for the removal of a designation under section 71(3) is |
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| | refused, Monitor must, on a complaint by the commissioner who applied for the |
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