Examination of Witnesses (1-76)
David Sherlock CBE, Maurice Smith, Lord Sutherland
of Houndwood KT and Sir Mike Tomlinson
3 November 2010
Q1 Chair: Good morning. Welcome
to our first oral evidence session on the role and performance
of Ofsted. It is a great pleasure to welcome four witnesses this
morningwell, I believe we will have four. Sir Mike Tomlinson
has been delayed. He has sent his apologies and is working hard
to get here, despite the weaknesses in London traffic management.
It is a great pleasure to welcome Lord Sutherland of Houndwood,
Maurice Smith and David Sherlock. Thank you all very much for
coming along this morning. Ofsted has friends and enemies, but
is there a need for inspection at all when many good educational
systemsjust to focus on education, initiallydo not
have inspectors coming in from the outside and still manage to
deliver high quality education?
Lord Sutherland: Yes.
Maurice Smith: Yes.
David Sherlock: Yes.
Q2 Chair: I suppose I was being
optimistic in hoping that former senior inspectors were going
to tell us about the futility of their profession. Do you think
that Ofsted is the organisation that you had hoped to see when
it was established?
Lord Sutherland: For my part,
I am disappointed that it has grown so big and has many other
responsibilities. That is from someone who is no longer in the
front line, I have to say. Maybe you have different evidence.
I am disappointed that these additional responsibilities have
been given to Ofsted for the purely practical reason that if you
are in the seat at the top, as somebody will be, having lines
of communication coming up reporting on a hugely diverse range
of issues, some of which as we know are real hot potatoes, it
is rather a lot to ask and to find one individual, be it the person
who chairs the board or the chief inspector, who carries the can
ultimately and who will have expertise in all those areas. You
always depend on those below you, but it is really a very wide,
broad remit to take home to one individual.
Maurice Smith: I think it looks
pretty much as I imagined it would look when I left, near the
end of 2006. No doubt we will come on to the breadth of its remit
in detail in a few minutes. I have views about that which cut
both ways. Should there be an Ofsted? Yes, in terms of its qualitative
nature of inspection to add to the quantitative evidence that
exists. That is an added value rather than an encumbrance, to
expand on your first question.
Q3 Chair: We will return to whether
it has become over-quantitative and a little less qualitative
than it should. David, you are still within the world of education,
but you weren't an inspector of schools so you have a slightly
different perspective.
David Sherlock: No; I am something
of a Daniel in the lions' den. I have never worked for Ofsted.
Indeed, I have never been a civil servant. Certainly, I was involved
in FEFC when Stewart set up Ofsted and was therefore involved
in that set of decisions when the Government of the day decided
that adult education, in its broadest sense, should be dealt with
separately from school education. That made considerable sense
to me and I think it made considerable sense to the people who
transferred to the FEFC inspectorate from HMI. We had precisely
that concern about excessive span of control in 2006-07 when Ofsted
was taking back, in a sense, the colleges and the rest of the
now much more heterogeneous adult education sector, as well as
the work from CSCI and so on. I certainly think that the span
of control is too wide. It would be better to have more focused
organisations. That would be an easier thing to run from Ofsted's
point of view, as well as probably better for the people on the
receiving end who would be getting an absolutely focused service.
Q4 Chair: In these financial times,
of course, the pressure on value for money and doing things in
a lean way, more efficiently, would appear to argue against having
lots of separate inspectorates with their own head people and
governance and all the rest of it. Do you believe that it is possible
to have focused inspectorates at an affordable cost? At the moment
the coalition Government are merging more and more inspectors.
I met with the General Social Care Council yesterday. Of course,
that is being put into another inspectorate that has "health"
in its name, even though it is not a health body. Can that be
done? Is there any reason from a value for money perspective?
David Sherlock: I think it can
be done. I think the signs that the present Government are showing
of moving further education, in the broadest sense, back closer
to higher education seem to be an entirely positive move. I still
remember the time when there was advanced further education and
non-advanced further education, and the progression between the
two was much more straightforward than it is now. I listened to
the chairman of Ford a while ago. He said that he thought there
was a problem with the further education system, because, as he
put it, there was a polytechnic-shaped hole in it. I think that
is broadly right and I would certainly like to see the whole of
the further education sectorcolleges and the rest of the
various provision that makes up the sectorcome under the
same arrangements as higher education. I think that a reformed
HEFCE and QAA would probably be the right vehicle to carry those
forward, so there need be no necessary further cost.
Q5 Bill Esterson: Two of you have
indicated that inspection would be better if it was separated.
Where does that link in with the move over recent years to bring
social care and education together in one place through children's
services? Do you think that the two are linked? What are your
thoughts about those two points?
Lord Sutherland: I suppose I implied
that it wasn't a good idea. That is my view, because I think that
the complexities and the expertise needed for handling the very
difficult situations in child care that fall to that branch of
the organisation are such that you will inevitably separate out
the groups that carry out the inspection and the protocols according
to which it is done anyway. If you don't, you've got it wrong.
If you've separated those out, that tells you a story about how
far you need the different lines. On the Chair's second question,
in terms of cost saving, I would look in another direction to
back office functions, sharing buildings and regional centres
and so on as a way of doing that.
Maurice Smith: I share some, but
not all, of Lord Sutherland's views. I think that the motivation
to join social care and education together at both local government
and inspectorial level came largely from Lord Laming's report
into the death of Victoria Climbié. I have come from both
sides of the sector and it speaks a lot of sense to me. A child
is a child, and if you start out with the child, I think there
is a great deal of mileage in joining those things together. There's
then a bit of a chicken or egg thing: if you join them together
at local government level, it doesn't make any sense to me to
then have separate inspectorates in the sense that the joined-up
inspection was, almost inevitably, going to follow. There are
arguments on both sides of the coin about whether they should
be separated. I accept the arguments about span of control, but
either you have separate inspectorates or you break them down
within the same one. I think you can make a call on that. Having
reread Lord Laming's report in advance of this Committee, I think
there is a gapalthough it is not part of this debatebecause
we never quite got the health thing. The health of children has
stayed, in a sense, outside this remit. I am not suggesting that
it should come in, but I am suggesting that Lord Laming's focus
was on the joined-upness between social care and health, not the
joined-upness between social care and education. I think that
that creates a very interesting debate for the health care inspection
and so on.
Q6 Charlotte Leslie: There have
been changes to Ofsted, not just in terms of a wider remit but
in the way it functions in terms of focusing more on schools that
are in more need of inspections while leaving schools that are
doing well out of it. Do you think that has worked and that it
is a good model of accountability?
Maurice Smith: Proportionality
was always a desirable feature of inspectioninspecting
in proportion to success, or the other way around. That is something
that, certainly over the years that I was with Ofsted, it aimed
to achieve, and it aimed to achieve it in an incremental way.
It has probably gone a little further than when I left in 2006,
but over the period I was there from 1996 to 2006, that was the
pattern all the way through. I think that that's broadly an accepted
pattern across Government in terms of inspection and scrutiny,
and I don't have a problem with it. There is then an interesting
question of how much and the weight, if you like, and whether
you give people a complete inspection vacation if they are outstanding.
There are still questions around that and what might be considered
to be a deficit model and what message that gives out. In the
chief inspector's report from last year, I noticed that she expressed
her concern about those that were 'satisfactory'. It was the soft
middle, if you like, that people seem to find it hard to get at.
Lord Sutherland: The boundaries
have been changed, because when Ofsted was first set up some schools
hadn't been inspected for 20 years, so even in local authorities,
let alone inas it then wasthe Department for Education,
the knowledge of what was happening in schools was very thin.
The database that has been built should change the pattern of
inspection, because you start from a different platform. In general,
the right way to go is to look for those areas where it would
be helpful to schools to inspect those particular aspects in some
depth and not to trawl across old ground again and again and again.
The understanding and the facts are there, so this can be done.
It would be wrong if there hadn't been such change, and I think
that that is the right direction.
Q7 Charlotte Leslie: This may
be straying from the subject area slightly, but have you any thoughts
on how you create frictionless targets and frictionless criteriathat
is, criteria for inspection that do not adversely change the behaviour
of teachers in schools to meet those targets? It's the old chestnut,
but I was wondering whether you had any wisdom on how you would
do that.
David Sherlock: By way of enlivening
the debate, may I have a go at your previous question before we
come to that one? I rather disagree with my colleagues. That question
goes to the heart of what inspection is for. It is either regulatory,
in which case a light touch that looks only at those that are
weak and that the statistics reveal to be in need of inspection
makes perfect sense, or it is an improvement tool. I think it
is an improvement tool, and therefore I have some serious reservations
about the whole notion of light touchseductive though it
is in cost terms and, indeed, in logical termsbecause the
example of the best providers disappears from view. It is no longer
there in inspection reports for other people to learn from. We
all know that the performance of learning providers of all kinds
is cyclical rather than on a settled upward trajectory. They tend
to respond very quickly, in fact, to changes in leadership, policy
and so onall sorts of disruptionsand therefore you
see that people who were absolutely first rate five or six years
ago are suddenly basket cases. You need to pick that up through
a settled cycle. It is a considerable disadvantage, particularly
to commercial training providers, to have out-of-date grades.
I looked up one example that I know wellan organisation
in Blackburn called Training 2000. It was last inspected by the
Adult Learning Inspectorate on 21 April 2005. It then had largely
grade 2s and one grade 1, so there was absolutely nothing to worry
about, but they have been agitating with Ofsted for some time
to be re-inspected, because, with some justification, they think
they are now a grade 1 organisation and that would confer advantages
in contracting terms. Inspection is not necessarily punishment;
it should be a developmental process, and if it is, it is welcomed
by providers.
Chair: I welcome Sir Mike Tomlinson to
our deliberations. Thank you for joining us.
Sir Mike Tomlinson: I apologise
for being late.
Q8 Craig Whittaker: David Sherlock,
may I just take you up on your point that inspections shouldn't
be about punishment? Why do you think that a vast majority of
our schools feel as though it is?
David Sherlock:
I can't answer for schools, but the way that ALI did it was to
ask people afterwardswithout naming themselves if they
so wishedwhat they thought of the service they received
from the inspector. By and large, they were extremely positive
about it. That depends on the style with which things are done.
Light-touch, rather perversely, tends to encourage the notion
that the inspectors are regulators rather than agents of developmentchange
agents, if you likewhich in personal terms I suspect all
my colleagues would see themselves as. They would see themselves
as positive contributors.
Q9 Chair: But if you are a positive
change agent, you would hopefully have helped improve self-evaluation
skillstheir robustness, resilience and capability of self-improvement.
David Sherlock: Yes.
Q10 Chair:
So you could say that you should be putting yourselves out of
business because you do a really good job and the schools should
carry on being able to challenge themselves and show that flexible,
light-footed, ever-changing improvement that we look for from
great leaders.
David Sherlock: I think that is
right, but if you look at the university structure and the QAA,
which is probably most like the way that the ALI inspected, where
there is a dialogue with the QAAa peer review group essentially,
professionally directedthat is by and large seen by universities
as a very positive experience. It helps them focus on their areas
of weakness and helps them to develop. Most companies do exactly
the same, in my experience.
Q11 Nic Dakin: I want to pick
up a point about style, which you raised, David. A lot of experience
of Ofsted inspections suggests that at heart it is a very adversarial
process both on behalf of the inspectors and on behalf of the
inspected. Is it inevitable that it has to be adversarial? Is
that helpful or unhelpful?
Lord Sutherland: Well, is this
an adversarial position? I mean, if you have a wish to get to
the truth, you will end up making judgments, and people will like
that or not, as the case may be. There is a different way of doing
this. Lots of bosses could actually tell me where I was going
wrong without my rushing home in distress and never darkening
their door again. In that sense, style is very important and that
is where the training, the retraining and the protocols for training
inspectors are fundamental. They can drift faster than the schools.
You get to the stage where people are very nice to you when you
go to schools, and you begin to assume you have powers and abilities
that probably you don't have. That is not true of everybody but
there is a danger, so style at that level is fundamental. This
goes back to the question of the friction. If you make judgments
there will be friction, and in the end it is about making judgments
that will be part of the process of self-regulation, self-evaluation
and self-improvement.
Maurice Smith: May I go back to
Ms Leslie's question about the friction and whether there is a
perverse incentive? There is quite a regular phrase around Ofsted's
walls that if you put it in the criteria, it will get inspected
and people will do it. It depends whether you think that is perverse
or not. If there is something you particularly want to happen
in the education system in this country, put it in the inspection
framework because it will happen. But the bids to get in the framework
are very lengthy. It is almost a weekly taskI don't know
if this was your experience, Miketo bat off people who
want this or that in the framework. What you put in the Ofsted
framework will get inspected and will improve, in my experience,
but the bids to get in there are lengthy.
Q12 Charlotte Leslie: To put it
another way because I am not quite sure that I explained it very
well, there is an old quote from T. S. Eliot that talks about
a "system so perfect that nobody needs to be good".
When you look at Ofsted, you wonder whether you could have inspection
criteria and those criteria will be met, but that does nothing
to make it the kind of school that would meet those criteria were
they not there. So it is the role of Ofsted to make a school the
kind of school that would do the things that Ofsted would put
in its criteria versus a school that can just tick boxes.
Maurice Smith: And the very best
schools will do what you describe, because they will be ahead
of the game.
Q13 Charlotte Leslie: But does
the way Ofsted works with criteria encourage a box-ticking system
for those schools that may be on the brink of being able to be
improved? It may be on the brink of being the kind of school to
do it naturally but feels crushed by criteria and tick boxes so
is never able to have that freedom to step out and develop as
a school.
Lord Sutherland: But you
make it that kind of school by appointing the best possible head
teacher and the best possible teachers. The Ofsted inspection
should be a useful check, because you can deceive yourself. Even
if you are the best possible head teacher, there should be a check
against which you can measure yourself. But without the best possible
teachers and head teacher, yes, it will be tick boxes and "How
do I meet the grade?" and so on.
Q14 Chair: Could it have a chilling
effect on some people? Are there some peoplesome heads
at some schoolswho behave like the rabbit in the headlights,
which actually leads to worse behaviour as a result of fear of
the way they may be perceived by Ofsted?
Sir Mike Tomlinson: There are
such cases, yes, and I have seen a number of them in my time.
Interestingly, there are cases where, for whatever reason, that
effect is often seen in the better schools, which seem to think,
"This is so important, but we are not sure about it."
Those who do not quite come to that tend to be a bit more blasé
about it and say, "Well, let it happen. Whatever." Going
back to what Maurice said, one of the difficulties was always
the desire by different parties to have what they were keenly
interested in and felt was vital in the framework. Increasingly,
that led to an expansion of the framework and, to a degree, a
lack of coherence in terms of what was being looked at, inspected
and commented on. Of course, once you're into that position, the
time available gets diluted for the key matters that you might
want to focus on. I got very concerned about the shorter inspection.
I felt it was not giving sufficient attention to the quality of
teaching, which is the key factor controlling the quality of education
that young people receive. That was something that I saw on the
other side when I was involved with Hackney and looking at the
schools that were being inspectedindeed, being inspected
as part of Hackney. I worried that we were into a tick-box type
thing, and that we were into a potential overuse of data and drawing
firm conclusions from data rather than the data enabling you to
ask questions that you then looked into. I did get concerned about
the way it was moving.
Q15 Nic Dakin: I am picking up
that you are essentially saying, although David might feel slightly
differently, that it has to be about regulationit has to
be done to rather than done with. There is also a point coming
out that maybe the framework has become a bit of a monster and
lost its focus on where it should be and is trying to do the jobs
of other people. They are queuing up to try and get you to do
their jobs rather than focusing on the key purposes. Is that what
you're beginning to say?
David Sherlock: I am not sure
whether that is true. We took this particular problem by the scruff
in 2000 when the Common Inspection Framework was designed. It
was designed originally for adult learning. It covered three sides
of A4something like that, wasn't it, Mike? It covered the
five major things that you would expect. It covered the performance
of learners, quality of teaching and so on and so forthabsolutely
common-sense things. They were not criteria. To use a borrowed
phrase from Sir David Ramsbotham when he was chief inspector of
prisons, they were a set of expectations. It has got a little
longer and bit more cluttered since, but it is still discernibly
the same document that was there in 2000. I do not think that
should lead to box-ticking. It should lead to an informed, intelligent
debate among colleagues in the inspectorate and in the organisation
being inspected.
Sir Mike Tomlinson: I heard your
phrase and if you go back into the archives you will see that
my statement as chief inspector was that inspection is something
you should do with the school, not to the school. Nevertheless,
as Stewart has indicated, at some point you have to make decisions
and reach conclusions. The fact is that there will be some people
in some circumstances who do not like the conclusions. The published
report makes any judgments public and that is something you have
to live with. You simply can't avoid that.
Q16 Bill Esterson: People's perception
of the grades is important. Has that become too important for
parents and schools? You see banners outside schools or on their
websites on the one handor not, on the other hand. Has
that gone too far, and if it has, what is the answer to that?
Lord Sutherland: I was going to
say that the press will be the press.
Q17 Bill Esterson: It is the schools
themselves as well, isn't it?
Lord Sutherland: The press will
be the press, and they perform a very important function, because
parents want to know. But every report, every set of statistics
and every league table should carry a health warning"this
assesses x, but not y." The Ofsted report, however, is in
a particularly important category, because it is meant to be written
in digestible prose. There is a problem there. We worked hard
on it for 18 to 20 years, but it was hard going, not least because
of how prose can be misused, which is the problem. I do not know
what the answer is, because there is a clash of interests and,
almost, of power bases. The press will publishthey will
get a good story if they think it is a good story, which sometimes
it is.
Maurice Smith: During my period
as a senior official in Ofsted, not just as Chief Inspector, the
debate about grades was lively and across the table. One colleague,
who left during that time, wrote a 23-page treatise on how many
grades there should be and what they should be called. You can
argue over it many times, but the one strength is that all the
grades across Ofsted's portfolio have been brought together. There
are four grades for whatever is inspected. When I joined Ofsted
there were 2, 3, 4, 5 and 7pick a grade, pick the institution,
really. At least we have four grades and they are agreed terms.
Whether people put that on the front of their school or on their
website is a matter for them.
Q18 Ian Mearns: I have been a
school governor for more than 25 years, and I have seen Ofsted
inspections from the perspective of a school governor. It has
to be said that the regime has changed significantly from our
perspective over that period. Fundamentally, I can understand
why the inspection framework has developed in the way that it
has because, particularly in the early days, inspection teams
were very different around the country. There was a very complex
process of moderating inspectors' reports, because there was a
lack of consistency. I can understand all that, but we are now
left with a fairly inflexible inspection framework that largely
depends on school self-evaluation followed by inspection against
that self-evaluation. Do you think the system could have developed
in a different way? Have we made any significant mistakes over
the period, or could we have improved things better and sooner?
Maurice Smith: There is a debate
on what Mike said about how much time is spent in the classroom.
That debate is alive and kicking. Going back to the Chair's original
question, one difference with Ofsted is that it has a high qualitative
element, because the inspector is in the classroom. I work in
the health service, and I do not see their inspectors on the wards
that often. It is one of Ofsted's strengths, but it is expensivethat
is expensive time. Ofsted works within a budget set by the Government,
as any other inspectorate does. It has to balance the amount of
high-quality time it can put in in the classroom against the cost.
I was interested to look at the inspection report for a 210-pupil
primary school yesterday, because I am at the other end of it
now, as you are. The inspectors saw 15 lessons, so they probably
saw each teacher twice, which is a fairly good strike rate. If
you put that into a secondary context, they would not be seeing
that many more lessons, proportionately. My wife has been a teacher
in the state system for 30 years, and she has never been observed.
So there are some interesting contrasts within the system.
Q19 Nic Dakin: There has been
research by the National Association of Head Teachers, the Association
of Teachers and Lecturers and Leslie Rosenthal that suggests that
the examined performance of schools goes down in the immediate
aftermath of an Ofsted inspection. What do you have to say about
that? In a sense, that would suggest that the immediate impact
of an Ofsted inspection is a dip in performance rather than an
acceleration of it.
Ian Mearns: There is a sigh of relief.
Lord Sutherland: After the Olympics,
expect athletes to run slower in national meetings, because there
has been the ultimate test, as some would see it.
Q20 Nic Dakin:
For the young person, that ultimate test of their institution
is having a detrimental effect. The young person has only one
opportunity through the system, so that is an area of concern
if it is true.
Lord Sutherland: I have not seen
the research, so I cannot comment in detail.
Sir Mike Tomlinson: I do not mean
that particular piece of research, but early on, since Ofsted's
data began to be available in sufficiently large volume to enable
people to draw conclusions from it, there has been research that
has variously proposed that. Equally, if I dare put it, a lot
of schools that were in the special measures or serious weaknesses
categories significantly improved following the inspection. I
have not seen the research that you mention, but this has been
an argumenta proposition putfor significant numbers
of years. I do not know whether that is right or not; I do know
that many schools, post-inspection, have improved dramatically.
That improvement was, in many instances, initiated by inspection
and often followed up by the local authority and governors to
bring about the change that was needed. So I do not believe that
every time an Ofsted inspection is carried out it has a detrimental,
negative impact on the schoolfar from it.
David Sherlock: May I pick up
on the point about the supposed rigidity of the framework? The
notion of a dialogue between a self-critical academic communitybe
it a school, a training provider, or an employer who is training
apprentices, whateverand a set of independent quality assessors,
who are there essentially to benchmark against national and international
expectations, is pretty much universal. It is certainly universal
in my experienceacross the world. It is at the heart of
the European Framework for Quality Managementthe EFQM;
it is at the heart of the European quality guidelines; it is at
the heart of the process that is used in universities; and it
is generally regarded as the best way to assist people to drive
up their own performance. I would not say that that is rigid;
it is extremely flexible in wise hands. The inspectors that we
have in this country, generally speaking, would be regarded has
"wise hands."
Q21 Ian Mearns: You
have to accept, though, that all things European are not universally
popular in here.
David Sherlock: That may be true,
but I can tell you that it is the case right across the worldit
is not simply a European thing. Nevertheless, all businesses work
in that kind of way.
Q22 Chair:
To move you on, we have received a lot of written contributions
to our inquiry which suggest that giving notice of inspection
limits its improvement impact. Do you have any thoughts on that,
Sir Mike?
Sir Mike Tomlinson: The period
of time that a school might know about its inspection was potentially
as long as 18 months in the early years of Ofsted. That has been
gradually whittled down. There was enough evidence to suggest
that the longer the notice, the more worked up and bothered the
school became as a consequence. That was not something that we
wanted either to do or see happen. So the time has been reducedwhen
I was chief inspector it was down to something like four weeks
maximum. Part of the reason for the notice was the regulations
and the law about having to consult the governors in advance about
dates, and so on. So it was not always an Ofsted decisionit
was determined, in some cases, by the Act that created Ofsted
and the regulations that followed.
Q23 Chair:
Would you like to get rid of it?
Sir Mike Tomlinson: At the moment
it is almost only 24 hours' notice, I believeschools get
about one day's notice. The reason for that is that, if you just
pull up with no notice, there is the possibility that the school
is not in operation and you've wasted an awful lot of public resource.
A day is the minimum period of time in which you could possibly
operate to be efficient and effective in deploying your resources.
I think we've got it there. I came here via a long cab journey.
The cab driver's wife works in a school, and he was talking about
Ofsted until he asked me what I did.
Maurice Smith: I was at the centre
of the debate that brought inspections down to what is now termed
little or no notice, and I am a great advocate of that. The length
of notice was difficult. It caused stress within schools and it
caused perverse behaviours. I don't think that's acceptable. I
think that schools, and anybody else for that matter, should be
inspected as they are, not as how they want to be seen.
Q24 Chair: Are you happy with
the current situation?
Maurice Smith: We introduced no-notice
inspection for early years, so in early years inspectors turn
up on the doorstep. To reinforce Mike's point, that is partly
because early years are always there. We can't do it with child
minderswe've had a miss rate of 25%, because they've gone
to the park. I think that little or no notice works pretty well
with schools. We should occasionally use no notice. We have the
power and we should use it occasionally. One anecdote, if I may.
I had a little boy in the early years sector. He smashed his mouth
open on some plywood, which was around some pipes, early in the
morningit was 7.40 am. When we went to inspect it, we weren't
satisfied that there were enough staff on duty, so we sent 45
inspectors on one day to 45 nurseries at 7.30 am. That was one
of the most profound reports that we ever wrote, and it had a
massive impact on improvement.
David Sherlock: I will disagree
again, I am afraid.
Chair: Excellent. We will have you again.
David Sherlock: I have done no-notice
inspections, both in prisons and in the armed services in the
wake of Deepcut. I think that this takes us back to our old friend,
the debate about whether inspection is for regulation or for improvement.
We gave three months' notice, which in many cases was necessary
to fit around, for example, the production routines of a major
employer. During those three months there was a dialogue between
the provider's nominee and the lead inspector. They planned the
inspection between them, which very often meant that the employer
or the training provider was saying, "I would like you to
have a look at x, because we're worried about it." Our argument
was that if the organisation improved itself during those three
months, because they knew that an inspection was imminent, the
learners benefited, and generally speaking that improvement was
permanent: it held. I worry about the whited sepulchre argument
and the anxiety argument.
Lord Sutherland: The one thing
that you lose with no notice is the possibility of a school saying
that they have a particular issue on which it would be very helpful
to have an inspector's professional view. There must be a way
for schools to do that by asking them to come back in three weeks,
a month or whatever, but generally, I move very much on the side
of the less notice, the better. The big difference is that when
this started with 18 months' noticeit came down fairly
quicklynobody knew what to expect. There is a mythology
and an understanding about what Ofsted does, how it does it and
the kind of questions that it asks, which is the difference. You
don't suddenly react to an alien group in your midst, because
you know what it's there for, and you know the kind of questions
that it's going to ask.
Q25 Nic Dakin: No-notice inspection
does not get rid of the anxiety, because schools know when they're
due, don't they? The lack of notice can actually extend the anxiety.
So I tend to agree with you about short notice, although David
makes a good point. I have experienced an ALI inspection and an
Ofsted inspection, and I think that David makes a good point about
the opportunities provided by a smaller amount of notice.
Sir Mike Tomlinson: That point
is true, but equally, if self-evaluation is a continuing process
and that information is lodged with Ofsted, one would expect an
issue within the school to be found in the self-evaluation. Ofsted,
therefore, would know about it. That wouldn't preclude dialogue
about it, and it might perhaps become a focus of the inspection
brief for that institution, or one of the foci.
Q26 Bill Esterson: That sounds
like an argument for a combination of no notice and longer notice
on different occasions.
Maurice Smith: If I may say so,
because David has raised it three or four times, much of Ofsted's
work is regulatory and much of its work now, with its new portfolio,
is as the policeman. So it does inspect against standards and
it does have that regulatory power.
Q27 Damian Hinds: A number of
times we have heard about the conflictor the balance, depending
on how you see itbetween on the one hand the Ofsted role
of inspection, grading, regulation and so on, and on the other,
consultancy and coaching for improvement. Perhaps I am being over-simplistic,
but given that tension, why do the things together? Why not separate
them into two discrete functions, one of which is a pure regulatory
framework and the other the very different relationship you have
with head teachers and teachers, encouraging them to get through
the things that they need to get through, not only to meet the
criteria that they will face in that inspection, but in general
to improve education?
Lord Sutherland: One of the initial,
fundamental principles of setting up Ofsted was to separate out
being coach and being referee. These were thought to be in conflict
with one another. I think that still should be the guiding line.
The coaching was happening and inspectors were coming back and
inspecting their own coaching. That's probably not a great idea.
But on the other hand, as a matter of practice, as distinct from
principle, if you go in and you discuss and your line of questioning
shows, as it will, that there's a weakness here, that's indirect
coaching. If people don't pick up the message they probably shouldn't
be in the job.
Q28 Damian Hinds: It's a different
sort of relationship, isn't it? You can combine them, but in business
you would typically have them separate. The people who train are
not the same people who grade.
Lord Sutherland: I think they
should be separate, fundamentally.
Sir Mike Tomlinson: As Stewart
has indicated, that was very much at the heart of what the then
Secretary of State, who introduced Ofsted and its foundations,
wanted. He wanted a clear separation between inspection and advice.
That was based largely on what he believed was happening at the
local level where local inspectors were inspecting, then advising
and then inspecting their own advice. I have to say that from
my own experience, inspecting your own advice is not a particularly
objective exercise.
Q29 Damian Hinds: I wonder whether
David takes a contrary view.
David Sherlock: I absolutely agree
with Maurice. Ofsted in the schools, in compulsory education,
is in a particular position because it has a very high regulatory
role. The fact that it is part of the Government, underlines that
regulatory role. There are other inspectorates, particularly in
the adult field, where the relationship is not regulatory and
not legally defined. Certainly the first inspectorate that I set
upthe Training Standards Councilsimply operated
down the contract line. It had no statutory powers at all. ALI
was a non-departmental public body. It was nowhere near as close
to Government as Ofsted is because of that different relationship.
Picking up the point about inspecting your own advice, we were
very clear in ALI that it was necessary to do something after
you had given somebody bad grades. They needed somebody to pick
them up, dust them down and give them at least a start on the
road to putting things right. But we separated that. The Provider
Development Unit was separated within the organisation very strictly.
It reported to a different director. People who were giving advice
were seconded for a period of two years to do that. They were
no longer inspecting. So there were substantial Chinese walls
between the two. We never had any complaints about conflicts of
interest because we were very strongly aware of the danger.
Maurice Smith: This is a three-part
trick, not a two-part trick. Let me explain. It depends upon definition.
Regulatory, to me, means opening and closing things. In parts
of the Ofsted portfolio now, it registers them and it opens them
and it can shut them down. That does not apply to schools. Ofsted,
contrary to all the general myths, cannot close a school. It does
not have those powers. But in its early years world, where it
conducts 100,000 inspections, and in some of its child care world
now, it opens and closes. It is very important to understand that
policing role. That is the regulatory role. In schools Ofsted
has an inspectorial role. It is the inspector; it is not the adviser.
Nevertheless, the Chinese wall is not that robust. For example,
all inspection reports carry recommendations. What is that but
advice? In those schools that are inadequate, where Ofsted probably
does its best work, the subsequent monitoring visits that bring
those schools out of special measures are inspections but they
have a huge chunk of advice in them, because that is how Ofsted
gets those schools to improve and gets them out of those categories.
It is important to understand that there is regulation in its
statutory senseopening and closingand there is inspection,
which is a task in itself, but that crossover to advice is mixed.
Ofsted has ended up saying, "We will offer advice in the
extreme circumstances where things are not going well." I
think that is perfectly legitimate.
Sir Mike Tomlinson: I was going
to make the same point. I think it would be misleading to imagine
that in all inspections Ofsted inspectors did not provide some
form of support and advice. As Stewart has said, you cannot have
a discussion with teachers, head teachers or governors without
conveying something, and it is a dialogue. You cannot do that
without conveying some sense of advice. But where the school is
particularly weakwhether it was in special measures, serious
weaknesses or whatevera quite separate team within Ofsted
would follow up that school, and would have an HMI associated
with the school right through the process of getting out of special
measures. The HMI would be crucial, not only at the inspection
but in terms of advice and support. Many of the schools I know
that were in special measures speak very highly indeed of the
HMI who worked with them through that process of getting out.
The other thing to remember is that advice is
also encompassed in an awful lot of the publications of Ofsted.
There is a great deal of advice, either in general terms or where
there is a specific survey on a particular topic. So advice comes
in different ways, but it would be wrong to say that there was
no advice and support coming from Ofsted following inspections.
Q30 Damian Hinds: You mentioned
schools in special measures, and that gets a lot of focus. Also,
schools that get the tag "outstanding" end up talking
about it a lot. I wonder if that, combined with the conflation
of the regulatory certification role with the coaching role, means
that you end up having a lot of focus on the very top and the
very bottom and not nearly enough on the mass of schools plodding
along at the satisfactory level. They have made the gradesatisfactory
means that it's all rightbut in coaching terms there is
presumably an awful lot you could do, as that school, in order
to become good.
Sir Mike Tomlinson: I agree with
you. We tried on many occasions latterly to find a way of clearly
identifying those schoolssometimes referred to as coasting
schoolswhere the feeling was very strongly that although
they were getting the grades to "stay safe," they were
by no means achieving all that was possible with the students
that they had. It has proved a perennial problem in terms of identifying
criteria that you would then use, which are a combination of quantitative
and qualitative. I have to say that I have found myself in the
position where this contextual value added ingredient doesn't
help on occasions, because although the absolute results are as
they are, the contextual value added will be weighed. In fact
sometimes that is because other things happening way down the
education chain create that contextual value added score, not
least what happens to them in a primary school or earlier.
Q31 Damian Hinds: And hardly anyone
understands the contextual bit.
Sir Mike Tomlinson: Indeed.
Q32 Damian Hinds: With the value
added bit, at least you can explain to people, "This is what
came in and this is what came out." But all these adjustments
and so on are impenetrable.
Sir Mike Tomlinson: Yes.
Q33 Damian Hinds: But how do you
fix it? Is it not to some extent inevitable while you have this
combination of roles that the situation that you outlined will
pertain?
Sir Mike Tomlinson: I think it
goes back to the comments made by Stewart. Initially the sort
of data that we were generating were intended to enable you to
ask questions. Data never, in my experience, answer questions;
they enable you to ask questions. Unfortunately, their use has
become as the answer, and that is part of the difficulty.
Lord Sutherland: I would like
to make two points on this. First, that is why it is important
to have some apparently absolute judgments; they are always relative.
Satisfactory is not all that greatit is okay, but schools
should be striving to do better than that. Whatever you call it,
however it is listed, there should be something above failing,
above special measures, but that implies that there is room for
manoeuvre. The first time I ever came before this Committee in
a previous guise, Mike was with me. We sat outside for 45 minutes,
because he had written a report about an inner-city area and said
that all the poverty was in there, but that the schools that were
in most difficulty were in the next ring out. Those schools were
all satisfactory and so they were not given added value. The MPs
for that city went bananassome of whom were on this Committee.
I don't know if Mike remembers that.
Sir Mike Tomlinson: I do. If you
look at what both Tim Brighouse and myself did as head of London
Challenge, the "Families of Schools" document has been
one of the most influential documents within schools. We were
able to put them into families, broadly speaking, and ask, "Why
is it that this school in the same family is doing so much better
than you are?" Then we got the schools to talk to each other.
That is partly why we have seen such dramatic improvements in
the performance of London schools, which far outstrips what is
happening in the national scene in recent times. There are places
for it, and it comes back to the fact that it enables you to ask
questions and discuss the difficulties when the data is used as
an absolute judgment.
Maurice Smith: Mr Hinds's analysis
is very pertinent and accurate. The current chief inspector, in
her latest annual report, said: "The greatest challenge across
childcare, social care, education and the skills sector is to
raise satisfactory provision to the level of good or outstanding."
It has tested chief inspectors for 20 years. The question, if
I may put a question back, is: is that the job of the inspectorate?
There are all kinds of people who can create improvements, not
least the schools, the governing bodies and the head teachers
themselves. You have London Challenge and, where I work, you have
Greater Manchester Challenge, which has had a significant impact
on improving schools in that area. I am not sure, and this is
where David will come to a slightly different view, that that
is necessarily Ofsted's job. Ofsted's job is to inspect, judge
and identify. It does have a role in those schools that are failing,
but there are lots of other folk out there who can support improvements.
Q34 Chair: The Government obviously
feel that choice, competition and greater autonomy would lead
to greater innovation and that that would be a key to improvement
across the board. Do you have any thoughts on whether they are
right to think that?
Sir Mike Tomlinson: I think we
come back to the point that there are some schools that, because
of a range of factors, not least their personnel and the governing
body in some cases, are not capable of improving themselves on
their own, with no one concerned or having oversight on them.
I am not an absolutely convinced advocate of the idea that if
you give all the schools more autonomy, they will by some magic
bullet improve. That depends upon the people inside the school.
It is not a given at all. In primary terms, for example, it needs
the departure of only one teacher or the outstanding head teacher
to cause a dramatic change in what happens. That same teacher
is unlikely to have the same impact out in a secondary, but in
primary it can be dramatic. I am all for giving autonomy, absolutely,
but the idea that it automatically leads to improvements is, for
me, a step that I would not wish to make and has no basis in evidence
at the moment.
Q35 Chair: Does anyone else have
any thoughts on that? If more money is passported to the schools,
they become primary academies and the support services, the AA
and the RAC of schoolswhatever it might be to come in and
rescue them from what some might call their innate fragilityare
withdrawn, is that going too far? Are primary schools too innately
fragile to be put away without the support services available
to them?
Maurice Smith: We have two primary
schools in the diocese that are outstanding schools and have applied
for new academy status and they will fly. They will be fine, partly
because they are outstanding. But I agree with Mike: a school
that is in an Ofsted category of inadequacy, or is close to that,
by its innate nature won't know how to improve, otherwise it would
have done so. The concern is that either you guide that school
through things like the London Challenge or whatever it happens
to be, or those schools will close. The worry is that if the market
really does apply and those schools close, they will close more
proportionately in areas of socio-economic deprivation. You then
have a problem.
Q36 Damian Hinds: I suppose the
opposite of devolving power to schools is to come up with the
perfect golden template that shows what a good school is and does.
I suppose that if you are in the role of Ofsted, there will be
a tendency over time to try to get closer and closer to that perfect
ideal. I am being slightly flippant, but the list of boxes on
the tick-box list will grow. The 2009 guidance on the dissemination
conferences bringing in the new frameworks states: "The revised
framework gives priority to" and then lists eight
areas. That is just the priority areas, let alone all the other
ones. I wonder if it is really possible to create the perfect
template, and even if it is possible, would schools always get
better by trying to follow it. If it is not possible, would it
be better to narrow it down to a very small number of things to
evaluate basically the quality of the people teaching in and leading
the school.
Lord Sutherland: I think there
is no golden template that applies to all schools. It is not just
a heresy; it is a frightening mistake. Schools are differentthey
are in different places, they have different pupils, their teachers
move around. On the other hand, just to sound a note of disagreement,
I lean further towards autonomy for schools than I think either
of my two colleagues were suggesting a moment ago, because one
of the ways ahead is to find those schools where greater autonomy
would improve things in a way that no template would anticipate.
It is finding those and encouraging them. I work with a small
education charity where we give sums of moneynot hugeto
key head teachers in inner-city primary schools in London. We
say, "You spend the money the way you want," and the
value for money is disproportionate by a factor of 10 for two
reasons. One is that we take Ofsted's advice on some of these
schools. We know where the money will be well spent, but we don't
know how to spend itthey do. That is the kind of autonomy
I would like to see much more of.
Q37 Damian Hinds: So how do you
make that distinction? You referred to identifying the schools
where that is the case. Do you think that it is a legitimate role
of an inspection report to say, "This school is worthy of
more autonomy in terms of its cash settlement and so on and this
one isn't?"
Lord Sutherland: Yes.
Sir Mike Tomlinson: Depending
on how you prove it. If the report saysas I hope it wouldthat
this school is capable of improving itself and it already has
the inner resource and inner determination to do that, my answer
is yes as well. I think the report can do that and the judgments
about its capacity to improve are part of the framework. In that
sense, I would say, yes, they should be. I can confirm what Stewart
has said about giving schools a small amount of money. When I
moved to the post of head of the Learning Trust in Hackney, one
of the first things we did was to create an innovation fund that
supported schools on ideas about how they might improve their
performancenot necessarily the whole school, but some aspect
of the school or a group of pupils. It was quite amazing what
those schools achieved. That could be spread to other schools
and picked up if they so wanted. But that was done within the
family. There are ways in which you can do that, without a doubt.
David Sherlock: Mr Hinds's question
and my colleagues' responses to it underline another of the social
functions of inspectorates. In a way, they are monster think-tanks.
They gather a large amount of educational expertise together in
one place, which you can deploy in a variety of different ways.
The answer to the point about whether inspectorates should be
working on improvements is: probably. They are the best people
or, indeed, the only people who have that range and coverage right
across the sector.
Lord Sutherland: May I take you
back to the point about advice, because it seems that Ministers
and the Department should be seeking even more advice from Ofsted
because it is a repository of knowledge about what is happening
in virtually all the schools in the country who use it well. Local
authorities, in so far as they have any powers left, should be
doing the same. The Minister should certainly be drawing on Ofsted.
Q38 Lisa Nandy: TreeHouse, the
autism charity, makes the point that the parents of children with
disabilities often have to rely on Ofsted inspections and reports
to assess whether a school will meet their child's needs, because
they cannot always rely purely on exam or test results. That leads
me to wonder whether there are other groups of children for whom
Ofsted inspections are critical, even in schools that consistently
perform highly in exams. I wonder whether there is a risk from
autonomy and from the preferred approach of this Government, which
is to free schools and sixth-form colleges from inspection if
they consistently perform strongly. Do you share those concerns?
If so, what can we do to mitigate the risk for those groups of
children?
Maurice Smith: I think there are
groups of children and groups of institutions to which that applies.
You have picked a good example. There are then groups of children
within schools, if I may deal with them separately. The groups
of institutions may include special schools, where children have
to travel much further and the relationship with the parent can't
be that close for all kinds of reasons. What about children in
prisons or closed institutions that we inspect? What about children
in public care? My view, which you would expect from my background,
is that Ofsted should have a particular eye for those children,
because that degree of vulnerability should be a proportionate
issue for Ofsted's inspection processes.
The issue of groups of children within schools
can relate to the school self-evaluation. Again, I think there
is a risk, which Mr Hinds hinted at, if you give schools a complete
inspection holiday or absence. If you say, "If you get 'outstanding,'
we won't come in any more," it opens up a risk, although
a relatively modest one. As Mike said, in a primary school, such
situations can change quite quickly and won't necessarily be reflected
immediately in test results. Although I am an advocate of proportionate
inspection, I think we need to be a little cautious about saying
that all of these schools are free of it, as if it is a burden.
Another very interesting thing, of course, is that outstanding
schools are the ones that welcome inspection the most. In terms
of the religious inspection that I am responsible for, they are
now starting to buy itit's extraordinary.
Q39 Neil Carmichael: I want to
go back to the important question of the autonomy of schools.
It seems to me that the discussion we've been having for the last
half an hour about regulation versus improvement is really relevant
to the issue of autonomy for several reasons. I want to pick up
on a few. If Ofsted goes down the improvement route and uses mechanisms
to identify schools and help them to be more autonomous, what
changes does it need to embrace? That is a big issue, which is
made even bigger because autonomy, by its very nature, means that
something else is going away, such as local authorities. In a
sense, you will need to start identifying a role for yourselves
as Ofsted inspectors that fills in a bit of a hole. What are your
comments about that?
Sir Mike Tomlinson: I think your
last point is quite correct, if they are autonomous. Let's face
it, a number of schools, for understandable reasons, want to become
autonomous. They believe that the local authority is holding them
back in one way, shape or form. One thing we need to have availablesome
of our best schools have thisis information that tells
schools where they can go. We need organisations or companies
that can be contacted, and schools must be assured that such bodies
can do a good job for them. Some schools that have been operating
in that way for a while have that sort of list. For example, if
they want to do a piece of in-service training on x, they know
exactly where to go. Unfortunately, some schools don't have that
knowledge. Their growth and training has not brought that business
side of things into the way in which they operate. If we are going
to go down that way, and I have no difficulty with that, there
needs to be some mechanism that enables the schools to have initiallyafter
a while they will say, "We know who we want and we know how
we can get them"some form of guidance by way of organisations
or companies that they can rely on and trust to be able to do
a good job for them. Ultimately, they will be able to make their
own decisions as they gain more and more experience.
Q40 Ian Mearns: Going back to
the use of performance data in the inspection processparticularly
the compilation of the "bible," the school self-evaluation
formthe self-evaluation form is an organic document. It
needs to be constantly updated so that the school has an awareness
of where it is, against which it can be inspected. By the way,
you talked about the 24 hours' notice. That is fine and I think
Damian made the point that some schools can have the threat of
24 hours' notice for 15 months or 18 months before the inspectors
actually arrive. That can in itself be troublesome, because in
that period the focus on doing the self-evaluation formkeeping
it up to date and having that evidential basecan be quite
burdensome for schools and can detract from the job in hand, which
is keeping the school on task and improving standards within the
school. Is there any way that we can get round that particular
problem? Or is it a problem?
Lord Sutherland: Well, presumably
part of proper self-evaluation is being on top of where your school
is that day, that week, that month, and that is a job for a head
teacher. If you are going to show the leadership that is necessaryand
I believe it is leadershipyou have got to do it from an
informed base. Okay, maybe you haven't filled the forms in this
weekend or brought them up to date because there was a school
sports day or whatever it was, but that should be the exception
that everybody understands, rather than at the other end of the
extreme"Where are those damn forms? I'll fill them
in next vacation." It is really getting the balance right
and good leadership is knowing, but the knowing is walking around
as much as it is filling in the forms.
Q41 Chair: The SEF is going. Is
that a good or a bad thing?
Lord Sutherland: Good. Well, a
school will have to have that kind of information and a decent
governing body will hold them to it.
Q42 Ian Mearns: But it isn't just
the SEF online. When the inspectors come in, they examine the
school against what is written in the SEF and then against the
evidential base that the school has to hand. Keeping the evidential
base up to date is quite burdensome for schools. It really can
be.
Sir Mike Tomlinson: Yes, it can
be. My experience of schools is that, where they try to do everything
every year in relation to the self-evaluation, it becomes a huge
burden and, after a while, a routine chore. My advice to schools
is always that, in a given period, you cannot look at everything
that the school is doing and you cannot have your SEF up to date,
in that sense, on everything that surrounds the school. So there
is a case for saying to schoolsI always say it to them
nowthat you should, at least, decide over what period of
time you will have looked at everything in the school that concerns
you. But the idea that you have free resource within the establishment
to look at everything is simply not realistic. It simply cannot
be done, particularly in smaller schools. Here in secondary, the
role of the head of department is crucial. In the past, it has
been the case that the heads of departments in secondary schools
have been the dogs that never bark.
Lord Sutherland: If the information
is good, then it is good management information. If it is not
good management information, then it is not necessary to collect
it.
David Sherlock: I wouldn't disagree
with anything that has been said. I think there is an undercurrent
of sympathy for schools as a stick to beat Ofsted with, which
I think is unfortunate. I don't think that they are such fragile
beasts as is perhaps implied, nor do I think that they should
be exempt from properly managing through the use of data. The
bottom line for me as a citizen is that we are still turning out
half the kids who do not get five A-C grades in GCSE, including
English and Maths. That has incredible knock-on effects, not only
for those children but for the further education system, which
finds itself largely operating a remedial programme through Skills
for Life, which costs £1 billion a year. We are turning out
adults who are not fully literate or numerate, so we need to somehow
get a grip on the schools. They need firm guidance and assistance,
and we should not be over-sympathetic to their plight.
Q43 Chair: On the abolition of
the SEF, I hear your point about the weaknesses in the system,
but politicians are always pining about that. We all agree about
that, but a measure that they come up with is then opposed, so
then we apparently don't care about the weaknesses in the system.
The question is: does the SEF help address those weaknesses?
Lord Sutherland: Self-assessment
certainly helps.
Maurice Smith: People talk about
the difference between HMI and contracted inspectors. When I became
an HMI and joined the inspectorate, you had a lengthy period of
induction, during which I was taught that it is not about the
methodology of how you get there, but about the outcome for the
youngsters at the end of the day. I don't think anybody's going
to lose sleep over whether the SEF is as it is or whether it is
online. What's important, as I think all my colleagues have said,
is that a school is a self-evaluative institution, and how it
does that is, I think, a matter for the school. The fact that
it is not Ofsted or the Department's form is fairly irrelevant.
Q44 Ian Mearns: Going back to
Lord Sutherland's point about the greater autonomy for outstanding
schoolsI understand the thrust behind thathow do
we then protect the interest of the schools that are not there
yet? How do we maintain a framework of challenge and support at
a local level for those other schools?
Lord Sutherland: I think that
is one of the reasons why inspection is important. Unless you
know which schools they are, and unless you know and can help
them to know the ways in which they are not performing to the
level that we might hope, they are in difficulty. Inspection is
one of the routes. I believe that national tests are another,
but that is a different topic, just to throw a flame into the
Committee. There are ways in which you can begin to adjust, and
we all wait for the Government's next Bill on autonomy and the
nature of schools and so on to see whether or not any of those
ways are being incorporated into the planning for the whole academy
movement. Clusters and partnership with other schools, for example,
pay huge benefits. I don't think you can sit and say, "You
have to take on x, y and z." You have to give incentives
to the best schools to do that and make it easy for them to do
it. You also have to explain to the parents, perhaps, why they
are partnering with one school and not the posher one up the road.
Bill Esterson: Clusters is one of the
answers to the question I was about to ask.
Lord Sutherland: I ticked the
right box, did I?
Q45 Bill Esterson: I think that
is the point. Following on from the point about autonomy, I want
to ask about encouraging good local practice and where that fits
with a strong regulatory regime, and about how Ofsted makes sure
that good local practice is properly shared and encouraged. Damian's
question rightly pointed out the danger that, if there is too
much regulation, it almost stifles the development of good practice.
What is the answer and what is Ofsted's role in this?
Lord Sutherland: May I contribute
one sentence before passing this directly and deliberately to
Mike? Inspecting local authorities was the right direction for
some of that and, gosh, did he help pick up the consequences of
that.
Sir Mike Tomlinson: In one or
two cases, yes. The inspection of authorities helped enormously
and the Local Government Association has recognised in the past
that that has led to improvements in practice. I think that has
generally been the case. On the proposition about autonomy and
sharing, I will go back and give you a modelnot the model,
but a modelthat we used in London Challenge. We took the
very outstanding schools and, in particular, the outstanding leaders,
and we created a cadre of consultant head teachers. There was
money available to them, but by agreement they would, literally
at the drop of a hat, move in either to support a new colleague
who had been appointed to head teacher and was struggling or a
school that was in difficulty. Latterly, we created the same thing
for the primary sector as well. That cadre of people led to links
being formed between schools, which persist to this day and which
are to the benefit of all concerned, so there are models. Of course,
some of the academies are not only choosing to be clusters, but
are clusters by virtue of the fact that they have a sponsor that
is a multi-sponsor. There is the Harris Federation, the United
Church Schools Trust, ARK Schools and so on. Those are beginning
to be created.
Bill Esterson: But that's within groups
of schools, isn't it? How do you do it from
Q46 Chair: I would love to explore
this further. It is informative and enjoyable, but we are focusing
on Ofsted and its role.
Sir Mike Tomlinson: In terms of
that, I don't think that Ofsted has a particular role to play.
The reports from Ofsted, however, should influence those people
outside who are looking to create that sort of network, family,
cluster or whatever you want to call it.
David Sherlock: And Ofsted and
other inspectorates publish good practice examples.
Sir Mike Tomlinson: Exactly. I
go back to the fact that a lot of it can come through. Not that
long ago, Ofsted published a report on some of the best schools
in the country and what made them good. They weren't all made
good by exactly the same basket of factors, but they were outstanding
and the reasons for that were clear. Obviously, two factors stand
outquality of leadership and quality of teaching. Equally,
it comes back to a question I asked earlier about how they tackle
particular groups of young people in their schools to raise their
aspirations and performance.
Q47 Ian Mearns: What would you
recommend that we use instead of money as part of the school improvement
process?
Sir Mike Tomlinson: The idea that
you can have something for nothing doesn't wash. If you want a
head teacher to come out, as we were, and give time and expertise
to support someone, you weren't going to give them the fees that
PWC or whatever might charge for the same function, but you had
to recognise that they were often putting in an enormous number
of hours per week in addition to their own role. The other advantage
of this was that their deputies would step up, and that was a
very important professional development opportunity for those
deputies to act as heads. Some of them would spend a full month,
two months or three months in the school almost full-time. There
were benefits, but they simply acknowledged that they were being
recognisedit wasn't large sums of money. Also, as consultant
head teachers, they rather liked that role.
Maurice Smith: May I add one comment
about grades? An innate motivator for schools is that they want
to get a better grade. The very nature of the inspection is that
people want to do better.
Q48 Chair: On the relationship
between Ofsted and the public, can you tell me what it needs to
do to improve its communication reputation, both with professions
and with the public?
Lord Sutherland: Well, there are
two different groups that are the professions and the public.
By and large, the public who are parents want to know, but they
are dreadfully sorry if a head teacher seems terribly distressed
because there is an Ofsted inspection. They are the sympathies
that you have and that we have. The public, by and large, want
to have an Ofsted that they can trust. This is one reason why
I think it may be a mistake to put child care effectively under
them, because there are a lot of unexploded bombs in there, and
if they go off, as they might, Ofsted's reputation will suffer,
which would be a great pity in relation to the schools and the
work that it does in schools. In the profession, in my view, Ofsted
is as good as its last inspection.
Q49 Tessa Munt: I just want to
ask you something that I don't quite understand, which is that
I am not sure why independent and maintained schools aren't inspected
in the same way. In terms of public perception, the public just
assumes that Ofsted is Ofsted and that's it, but I am aware that
there are significant differences in the way in which those two
types of institution are inspected and how they might be compared.
Lord Sutherland: One of my earliest
tasks was to go to the relevant head teachers' conferences for
private schools and effectively say to them, "If you're as
good as you claim you are, why not help us by inviting in an Ofsted
inspection team?" and I have to say that the lady who was
president of the girls' day schools at the time did. She came
through with a flying resultit was not fixedand
showed that they were quite capable of that independence. Since
then they have gone on to try to set up their own system.
Sir Mike Tomlinson: I think that's
the important point. Early on in Ofsted's creation, the schools
that were represented by the associationsthere were a number
of them across the boardcame together and asked if they
could have a system that they effectively conducted. Now, the
requirement upon them was twofold. One, they would follow the
Ofsted framework; and two, their inspectors, who were very often
either current or former head teachers or heads of departments
in independent schools, were trained by Ofsted as well. Therefore,
in that sense they were following exactly the same pattern as
the maintained sector. The difference was that the school paid
for the inspection and the people who were carrying it out were,
to a large extent, familiar with the independent sector. The schools
that were not part of associations continued to be inspected by
Ofsted and still are to this day.
Q50 Tessa Munt: I'm sorry, but
could you say that again?
Sir Mike Tomlinson: The schools
that are not part of formally recognised associations. There are
about 2,500 independent schools and roughly half are members of
associations. The other half are not and therefore unless Ofsted
inspected them there would be no inspection.
Q51 Ian Mearns: What's the inspection
cycle for independent schools that are meant to be inspected by
Ofsted?
Q52 Tessa Munt: I'm sorry; I have
a supplementary question. I did not hear exactly what you were
saying. My understanding is that you do safety inspections, broadly.
You do legal minimum standards.
Sir Mike Tomlinson: No. I am a
governor of an independent school as well and I've been inspected.
Q53 Tessa Munt: Yes, as opposed
to that: you are measuring quality of education in the state sector
and I believed you were measuring legal minimum standards and
safety.
Sir Mike Tomlinson: No. Absolutely
not. I can confirm from the time I was in Ofsted, and now as a
governor of such a school, that there is substantial observation
of teaching. There is substantial discussion of leadership. There
is a substantial investigation of the development plan of the
school and its self-evaluation. At the moment the school where
I am a governor is working on its self-evaluation because it is
expecting an inspection in due course. They are inspected roughly
every two to three years.
Q54 Ian Mearns: All of them?
Sir Mike Tomlinson: No, the ones
that are in the association. Just as in the inspection of schools
you have to check on certain legal requirements. Health and safety
issues are part of a school inspection, as well as anything else.
It is not the case that they are wildly different.
Q55 Ian Mearns: Does anyone know
what the inspection cycle is for the schools that are not part
of the association?
Sir Mike Tomlinson: I don't at
this point in time. I'm sorry, no.
Q56 Tessa Munt: I am sorry, gentlemen.
May I just ask you something? I have a piece of paper here: "Submissions
to the Education Committee: the role and performance of Ofsted".
Under the heading, "The weight given to different factors
within the inspection process" it states: "Ofsted inspections
are designed for the particular service or sector inspected. Some
of these, such as independent schools and children's homes, are
defined by the need to ensure that providers are meeting legal
requirements and minimum standards; others, such as schools and
colleges, are more focused on evaluating quality."
Sir Mike Tomlinson: That is not
my personal experience of the inspection of independent schools,
which are part of an association.
Maurice Smith: I think I can help.
I think that sentence, and I'm not familiar with it, refers to
what used to be called the 'Boarding Regulations'. It refers to
those independent schools that have residential accommodation.
The residential element of an independent school has national
minimum standards, as I explained before in terms of early years.
Ofsted is the regulator in those circumstances. So those schools
can be closed, for example, if there are not enough fire doors
or whatever it happens to be. However, the education in independent
schools is inspected by Ofstedsometimes those things occur
simultaneouslyin the qualitative way that an ordinary school
inspection is. The boarding bit was inherited from CSCI during
the transfer. I think you will find that sentence refers to the
boarding bit, which is governed by national minimum standards.
Tessa Munt: Then I am much happier.
Chair: Before I go back to the consistency
and quality of inspectors, Craig will look at the weighting of
inspection factors.
Q57 Craig Whittaker: I am a little
bittongue in cheek, I suppose is the right wordconfused.
I say that because we hear our panel of experts, some saying that
Ofsted is quite complex and too large while others say that it
should be doing more. We have heard David say that Ofsted should
have a set of expectations, leading to an informed and intelligent
debate. On the other hand, we hear Maurice saying that it should
have a regulatory and policing role. We have also heard Lord Sutherland
say that greater autonomy is great, and others saying that it
is not. Let me take you on to the weighting of the inspection
factors. One thing that we know on this panel, from evidence that
has been submitted so far, is that it has become too complex.
We have heard Nick Gibb say recently that we will have a much
more streamlined inspection framework. May we have your views
on whether you think the scope of the new inspection framework
is a good thing or not? Are you concerned that some areas will
be missed? I know we touched on this briefly earlier, but I would
like to drill you down a little bit on it.
Chair: Who would like to pick that up?
Lord Sutherland: I will have a
go. On weighting of inspection factors, if I were asked now to
do something like what I did before, my approach would be to go
back to square one and ask, "What are the objectives? What
can we reasonably expect of schools, as a public and as politicians
representing us?" The point about people leaving school essentially
not numerate and literate is well below expectation that is reasonable.
Set your expectations out, then have your ways of beginning to
judge whether those are met, and on that basis devise an inspection
system that will contribute. You just scrap the lot. Because of
the pressure over the years to add new bits, folks keep wanting
new bits in. Let's get back to what the reasonable expectations
are at primary level, at reception level and at secondary levelset
the objectives and then inspect essentially the outcomes. This
is where I think national tests are important. Outcomes are important,
and they are the best judgments we've got. The views of employers
are important, and very helpful as well, but they are more anecdotal.
Set your tests for acceptability of performance, and inspect on
the crucial factors that lead to that, not on every damn thing
that somebody thinks is interesting or they would like facts on.
Q58 Chair: New framework? Are
there going to be any costs of having a focus on the core issues?
Maurice Smith: I thought the brief
about weighting was to do with the weighting within an inspection.
My view is that the higher the level of qualitative methodologythat
is, more time spent in the classroom and less in the head teacher's
officethe better. Then it is a matter of how much of that
you can afford. If you want to talk about the weighting between
different elements of Ofsted's portfolio, that is a very different
question but I am happy to answer it.
David Sherlock: As a sidelight
on that, I think one thing that is unfortunate is the whole notion
of limiting grades. That distorts the proper weighting that Maurice
suggests, where it should be on the observation of teaching.
Sir Mike Tomlinson: If you are
referring to the current framework, which has limiting judgments
where if you get a judgment at grade x you cannot get better than
that, I think that has not been a particularly good innovation,
if I may call it that. I agree entirely with Lord Sutherland;
I think we should go right back to square one. We should start
again and really ask the key questions that he has raised. Then
we should devise a framework that should look at the heart of
what makes a good school with good outcomes for all its young
people, and start from there. I think, however, that even when
you have done that, there will always be the factor of time and
cost. It will be about what you can afford, as opposed to what
you would like to afford. That is writ large at this point in
time.
Q59 Craig Whittaker: I have two
further questions. First, the previous Government wanted to introduce
the school report cards proposal. What are the merits of that
compared with the more focused Ofsted reports that are being proposed?
Sir Mike Tomlinson: The scorecard
would rely heavily on the information obtained through the inspection,
along with other available information, perhaps through the data
collected by the Department about the school. In a sense, it was
an idea about bringing together all the information about a school.
The immediate difficulty was in trying to summate all of that
into a single grade, even though the components were like chalk
and cheese. Coming to an overall grade seemed to me to be very
difficult, if not impossible, and potentially misleading.
Maurice Smith: I think our education
systemI am talking about schools on their ownis
one of the most highly regulated and scrutinised in the world,
partly through the public reporting. There is no necessity to
add yet another layer on to that. It was an annual layer that
would have told you what Ofsted reports told you, what test results
told you and what you could learn at the school gate. I think
that it was unnecessary and well dropped.
Q60 Craig Whittaker: A final question
to David. What are your views on the current post-16 framework
and to what extent will the narrow inspection framework be appropriate
for settings with more adult learners, such as colleges and work-based
training?
David Sherlock: The Common Inspection
Framework was conceived for post-16 learners and then adopted
for schools. It covers the basics that Lord Sutherland suggested:
the quality of the outcomes for learners; the quality of the teaching
and learning experience, which, as all our colleagues have said,
is central to this process; the equipment and so forth that they
have access to; learner support, which is particularly important
where you have part-time students, as most adults are; and the
leadership and management of the institution. Those five things
seem to me to be pretty near as basic as you can get. It think
it is right that the current inspection framework has had a few
grace notes attached to it over the last decade, which could very
easily be stripped away. But I think if you did go back to the
fundamentals, you would arrive at something like those five basic
characteristics. I certainly regarded it as extraordinarily helpful
when the Common Inspection Framework was adopted for schools,
because it cut back the number of questions and the same questions
were used for self-assessment as were used for inspection. Again,
that took away some of the mystery and threat from the whole process
because there was a common agenda that schools and colleges knew
would be discussed with the inspectors, and with which they had
already engaged.
Q61 Neil Carmichael: I just want
to talk about the consistency and quality of inspections, which
is really important. I have come across situations in which schools
have used an Ofsted report to counter National Challenge information
and vice versa. I know, therefore, that there is inconsistency.
My first question is how we tackle that from the Ofsted angle.
My second question is about the recruitment and retention of inspectors.
My third question is about the changing role of Ofsted, which
is an issue that has floated around this room throughout the day.
How can we be sure that inspectors can meet the new challenges?
There is obviously less emphasis on SEFs, because they will not
be there, and there is less emphasis on targets and box-ticking.
There will now be a need to make more judgments. How can we ensure
that Ofsted inspectors move in that direction?
Lord Sutherland: May I start on
consistency? It is the most difficult problem over a large organisation
and many judgments are being made annually, and it will continue
to be a problem. So eternal vigilance is one thing. One practical
element of eternal vigilance is having an adequate appeals procedureone
that is seen to work, and one in which those at the very top of
Ofsted take some part and have a direct input. When I was in university
business, one of the committees that I insisted on chairing was
concerned with appeals against exam results. I learned more about
my institution by chairing that committee than by almost any other
activity. It was partly for me, but it was partly to insist to
the whole community that this consistency was fundamental and
that there had to be a way of justifying judgments. So, to take
only your first question, that is what I would focus on particularly.
Sir Mike Tomlinson: I agree entirely
with that. I would add, however, that I have met with the same
issue that you have, within the London context. Ofsted issued
a report for a school, which was considerably positive, yet I
had the school on my listas did the Departmentas
being in National Challenge.
Neil Carmichael: Precisely.
Sir Mike Tomlinson: That happened,
for me, too frequently. While I was involved with London Challenge
I met with the chief inspector to say: "This should not be
happening."
Q62 Chair: How can we fix it,
then? This inquiry will result in a report that will be written
by the Committee, which will go to the Government, and to which
they will have to respond. Are there any recommendations that
we should include?
Sir Mike Tomlinson: Where you
are making those policy decisions about something such as National
Challenge, you must haveit is a banal phrasea joined-up
approach across the remaining bodies that will be involved. I
can think of a number of schools that would wave the Ofsted report
and basically say: "The door's there: go." Yet we knew
that those schools were not doing particularly wellnot
necessarily for every student, but for significant groups within
that school. That bothered me tremendously. There is an issue,
and once a report is issued that is more positive than it should
be, it becomes very difficult to deal with that situation and
to get that school back to treating seriously the weaknesses that
we know are there.
Chair: We have limited time, and I want
to get through as much material as we can.
David Sherlock: I just wanted
to say that I wonder whether consistency, or developing it, is
compatible with contracting out large parts of the inspection
process.
Q63 Chair: I think that that leads
into recruitment and retention.
Maurice Smith: One comment is
that Ofsted can't win here. I can remember the Daily Telegraph
running a story saying: look at all these exam results at
below floor level, and these schools are judged good by Ofsted.
If Ofsted goes in with a set of exam results, they say that it
is too data-driven. You have to take the balance of the two performance
indicatorsthe Ofsted report and the exam resultsand
come to a judgment as a parent.
Q64 Neil Carmichael: But the emphasis
must be on judgment, mustn't it?
Maurice Smith: It is a judgment.
It's a qualitative judgment and that is what you don't get from
test results.
Sir Mike Tomlinson: The drawing
of that baseline for National Challenge of 30% was entirely and
utterly arbitrary; it was not based on any analysis of where
Neil Carmichael: I am not supporting
the system at all.
Sir Mike Tomlinson: But it couldn't
beat the end of the day it had to be a judgment. It had
in that sense to have an arbitrary characteristic associated with
it. But it did create this sort of anomaly.
David Sherlock: But an inspectorate
has to be run with the same rigour in terms of internal quality
assurance as you expect of the providers that you are inspecting.
Maurice Smith: On recruitment
and retention, recruitment to the HMI role is still buoyant as
far as I knowI am not close to it, but it remained buoyant
all the time that I was in Ofsted. I understand thatalthough,
again, I am not terribly close to itrecruitment to inspection
roles in the three big inspection providers is relatively buoyant.
One of them is represented hereyou might want to ask him
afterwards. In terms of recruitment, that is healthy.
Retention is a really interesting issue. I bow
to Stewart and Mike on this, but when I joined Ofsted, it was
your final career move. The pinnacle of your career was to become
an HMI. Yet after that time, in the late '90s and as we entered
the 21st century, people used it as a career move. That was a
really interesting development that we hadn't seen before. HMI
was your final job for lifeof course, with the exception
of my two colleaguesit was the pinnacle. People then started
to see it as a career step and thought, "After five years
as an HMI, I will go on to be a Director of Education somewhere."
Many people have done so.
Q65 Neil Carmichael: Those are
the answers to my questions, really. One other question I was
going to ask is, if we are talking about autonomous schoolsas
we did beforewe are looking at schools that will be in
control of their own budget much more and will make decisions
about the business model of the school much more and so forth.
Will Ofsted take that on as a key measure, and how would it set
about it? Because that is quite a different set of questions to
the ones that you have normally asked in the past.
Sir Mike Tomlinson: I think that,
with the extent of the further autonomy that academies currently
can enjoy, there can't be a great deal of difference in terms
of the budget that they have to manage. What is different, of
course, is that they have some freedoms that they can exercise
about length of day, whether they follow the national curriculum,
the pay and conditions of teachers and so on. There are those
sorts of differences. What will be necessary is that the inspectorsor
inspection teamsin future will have to try to recruit people
who have that experience. I think one of the things we had early
on, Stewart, was that a number of schools would say, "But
the inspection team doesn't contain anyone who understands us."
In some cases they might have had a valid point, but not always.
We need to have an inspectorate body that is carrying out these
inspections that collectively represents the type of school and
experience that we have in our system.
Q66 Chair: Damian made the point
earlier that he wasn't sure that consistency and rigour was easy
to deliver when you've got Tribal, Serco and CfBT all going out
individually. The rest of you did not comment on that.
Sir Mike Tomlinson: I think I
am the one HMI who has the longest experience of thisfrom
when there was no Ofsted and HMI inspector. I am sorry, even if
you have a small bodyas it wasyou may not get the
range of inconsistency, but the idea that you get total consistency
simply was not the case.
Lord Sutherland: It cannot, it
will not, be perfecteven Japanese car manufacturers are
withdrawing models at the momentbut it is a goal you must
strive for. That is why you need an appeals system and probably
internal monitoring of some kind to ensure that you get as close
to it as you can. But I wouldn't be quite as negative as David
seemed to be.
David Sherlock: I question it.
I am merely saying this is essentially contracting out the core
business rather than the peripherals. Therefore I think it makes
control inherently more difficult to achieve. Therefore when you
are trying to develop consistency, it makes it more problematical.
Certainly it was one of the things that we decided not to go with
in ALI for exactly that reasonthat you could actually have
all the control routines and double checks internally, which we
thought was helpful.
Q67 Ian Mearns: I am coming back
to where we began: the idea of a single inspectorate. There is
a body of support within education and children's sectors for
a single inspectorate, but only if it retains the expertise of
its predecessors. This morning, we have heard Lord Sutherland
say that he is disappointed with Ofstedthat it has inherited
other roles and there are unexploded bombs; we have heard David
say that other organisations may have been more focused; and we
have heard Maurice highlight the lack of connectivity with health
following the Laming inquiry. I mention all of that more for context
for Mike because he missed some of that. Do you feel that, when
inheriting functions from other organisations, the new Ofsted
should have continued with the advice and guidance functions that
they contained? What else do you think the new Ofsted lost and
what do you feel it has gained by inheriting these other functions?
Sir Mike Tomlinson: In the period
leading up to my retirement, we inheritedif that is the
right wordthe inspection of the child minders and early
years, as a result of which we had to accept the staff from more
than 150 different local authorities. They were transferred acrossTUPE'd
acrossinto Ofsted on the basis that their work, as local
authority employees, was predominantly within that area. Their
work was not always entirely in that area, but where it was more
than 50% they were likely to be transferred across. That was not
an easy exercise, as I recall only too well. There were 150-odd
local authorities, whose staff all had different contractual terms
and conditionsit was fun. It became clear that there were
the beginnings of a feeling that there was a sort of class system
amongst the inspectoratesMaurice will be able to say more
on thisin which those coming across from one group were
not seen as being as highly qualified, experienced or valued as
another group. That led to some internal issues that we had to
deal with as best we could. Latterly, and particularly in my work
at the end of inspections in Hackney, I have to admit that my
biggest worry was that I did not always feel that the people carrying
out the inspections within certain parts of that broad local authority
agenda had the necessary experience and expertise to do what they
were being asked to do.
David Sherlock: I think the things
that happened in 2007 were an accidental by-blow of what happened
in 2000, when we moved away from organising inspection by institution,
to doing so by age group, which meant that you had several inspectorates
operating in a single institution at the same time. I think that
that was clumsy and cluttered. Mike and I certainly worked together
very closely to deal with some of the practical issues, and I
think we did so successfully. Nevertheless, it was a mess. That
really was the motivation for the mergers in 2007.What I think
was lost was the similarity of the inspectorate to the people
it was serving, if I can put it that way. ALI was a non-departmental
public body and its predecessor, was a company limited by guarantee.
I would have preferred that ALI had stayed a company limited by
guarantee, because most of the organisations we were dealing with
were subject to company law. We were on a trading estate. The
whole style of the organisation was about the adult world, the
world of multiple occupations, globalisation, demographic change
and so on. It seems to me that it is important to have that kind
of identity between the quality assurance organisation and the
people who are being quality assured. Ofsted and schools have
it; Ofsted is an organ of the state, and so are most of the schools
we are talking about. However, the wider Ofsted perhaps lost some
of those benefits.
Maurice Smith: It is a very complex
debate. Lord Sutherland spoke to me when I was the chief inspector
and this was happening, and he spoke eloquently in the House of
Lords about it. I agree partly with David on this; it depends
on where you start. If you start with the child, it seems to make
a lot of sense. If you start with the institutionin other
words, we inspect schoolsit does not make much sense at
all, really. The combo is really quite complex now. For example,
Ofsted inspects child minders, yet it has no role whatsoever in
universities. It seems to me to be a rather curious amalgam. That
has occurred over 20 years, not just in 2001, when it quadrupled
its work force overnight, as Mike mentioned, and it did not just
occur with the new Ofsted in 2007. It occurred when it started
inspecting initial teacher training, when it started inspecting
funded nursery education and when it started inspecting local
education authoritiesgosh, that was a big jump into a place
we hadn't been before. Ofsted is one of the longest standingyou
can't call it a quango, it is a non-Ministerial government department.
The average age for such bodies is eight years, and Ofsted must
be getting close to its 20th anniversary. I don't hear any mention
of its abolition. The reason is because its brand is so strong
that when the Government wants to sort something outlike
when they wanted to sort out early yearsthey give it to
Ofsted. That's not always the case, but it often is, particularly
in the child safeguarding world. In my career, the highest risk
in any of this work with young people is the headlights of a child
death. Ofsted has now faced that and it is a matter for you to
judge how well it has faced it.
Lord Sutherland: Just one additional
point. While we have heard the very good and important views of
those who are professionals in the business and who have had to
organise this, please keep in mind the view of those outsidethe
publicfor whom the brand is clear. My worry is that that
will be confused in some way. Please also keep in mind the views
of those in government, who know what Ofsted is doing.
The last point is, in our society the role of
schools is still so fundamental that it is important to dedicate
to that particular set of institutions a tailor-made inspection
system.
Q68 Chair: So you are calling
for a radical break-up of Ofsted?
Lord Sutherland: I am sorry it
has gone the way it has. I hope that after the Government have
decided what they are going to do on the autonomy of schools,
academies and so on, they think about how an Ofsted to serve that
can be ensured for the future. I would say ensured for the future
without many of the other tasks.
Q69 Chair: David suggested that,
given the financial state of the nation, it might still be possible
by combining back office, but having separate institutions with
a separate focus delivering the inspection in the different environments.
Is that a fair summary?
David Sherlock: I was suggesting
primarily that I thought the FE bitthe adult education
bit in the broadest sensebelongs with the higher education
structure, much as it already is in Scotland in many respects.
Lord Sutherland: I suggested the
back office route. If you're looking for savings, look for savings
in an accounting context rather than in terms of perhaps reducing
the quality of the operation.
Q70 Chair: So in terms of recommendations?
Maurice Smith: That is a value-for-money
argument and perfectly acceptable. What Stewart has said is that
if you look at it through institutional eyes, there is a very
strong argument to be made for an inspectorate of schools, and
I wouldn't disagree with that. If you look at it through the child's
eyes, the child doesn't just go to school; it goes to the doctor's,
and it may end up in the social care system.
Q71 Chair: So what is your view,
Maurice, between those?
Maurice Smith: I think it is a
balanced position. Ofsted was very successful as a schools inspectorate.
As an organisation, on balance it was probably more successful
as a schools inspectorate. However, it's probably also more successful
in inspecting the things that other people used to inspect. If
you take a holistic view of a child, which is often the word used,
that child and its parents touch on all those services. If you
go down that route, that is where you will end up. If you take
an institutional view and say, "We want to inspect these
institutions as part of the framework of our society," that's
fine. You'll inspect schools, further education colleges and GPs.
That is also fine. You just have to make a go of it.
Lord Sutherland: I would disagree
quite strongly, for the following reason: if you move away from
the institution, you're talking about the childvery important;
absolutely agreedbut the things that affect a child's life
are the whole context of the society in which they live, not just
health, although we've got that far, and not just social care,
although we've got that far. If you look at the deprivation indices
for our country, the deprivation rating for poor education will
be matched in that same locality by health, housing, employmenteverything.
And you're into everything the minute you move from the institution.
Maurice Smith: I do not disagree
with Stewart.
Lord Sutherland: I think the everything
is the one that we haven't really tackled, because we assume schools
can do it all. That has been one of the problems. It's not true
that another little widget in the school will solve it; we need
to look at the community.
Maurice Smith: As I said earlier,
we've never got to the health thing, because the vested interests
in health are too strong.
Sir Mike Tomlinson: In the past
24 hours there is the classic example of the inquiry carried out
by the sister of the young London boy who was stabbed. She wants
another bit of the national curriculum, and she wants it to be
inspected. Actually, schools can't solve that problem, because
it is a much broader societal problem. Everything lands in the
schools, and, like Stewart, I think that that is not good. It
is not good for schools, and in some cases it takes their eye
off their main function. A failure to fulfil that main function
creates the very issues that we're talking about.
David Sherlock: Even if we had
a children's inspectorate, I don't think that's a justification
for all of the adult work being rowed in. Last year's NIACE report,
"Learning Through Life", made a very powerful case for
looking again at the whole business of lifelong learning and the
various kinds of service that should be given at various points
in the life course.
Q72 Chair: Before I bring Ian
in, I shall abuse my position as Chair again. My view is that
the break at 18-19 is enormously damaging. Perhaps we should be
looking at 14-25 holistically and examining all the factors, whether
that is done separately by institutions or particular organisations.
The break at 18-19 is a huge issue. Although everything may not
be working as well as we would like at the moment, the idea of
reinforcing that adult-child separation may be to the detriment
of the interested parties.
Sir Mike Tomlinson: That's not
realistic either. The majority of schools and further education
colleges are already working with young people aged 14-19 and
beyond.
David Sherlock: That is the point
I was going to make. Having separate inspectorates does not necessarily
mean that you break off the service in that sense. Colleges, training
providers, and the rest, work with some 14-year-olds, and they
are perfectly fine. It would be perfectly reasonable for them
to carry on being inspected by the children's inspectorate, but
I think that the main focus should be on the institution, because
it is a heck of a lot easier to organise that way.
Maurice Smith: As a nation we
have jumped about all around this for the past 40 or 50 years.
The argument of genericism versus specialism in social care goes
back to 1970 and beyond. We have gone one way and the other way,
and backwards and forwards. This is not unusual. The role of the
chief inspector and Ofsted is to inspect and regulate as it is
told by the Government, and I am sure that all of my colleagues
here would say that that is our job. If you told me to inspect
100,000 child minders, I would inspect them in the time allowed
to the quality standard that you want. That is the role of Ofsted.
It is the role of Government to decide what Ofsted's for.
Chair: The last question from Ian, and
then we'll bring the session to a close.
Q73 Ian Mearns: This is a quick
deviation back to David's point. Family learning programmes are
one of the best tools that I have seen used to promote social
mobility. We don't use those programmes enough and we don't have
enough invested in them. Back to business. Do you think it is
right that Ofsted's judgments are used to develop Government policy?
From now on in, if Ofsted judges a school outstanding, that gives
that institution the freedom to go for academy status and a whole
range of other independences. In the future, do you think that
that is going to be a crucial factor in Ofsted's arrival at those
judgments?
Sir Mike Tomlinson: I sincerely
hope not. I very much hope that the inspection teams do what the
framework and the present system require of them and reach their
conclusions. If a school is not outstanding, they should stick
with that, assuming that that is supported by the evidence. I
don't think that at any time they should be pushed into making
unsubstantiated judgments for the benefit of another cause.
Lord Sutherland: That wasn't your
point, though, was it? You assume that they make their judgement,
so the question is whether they should have the power to do something
else.
Sir Mike Tomlinson: Well, that
is a Government decision. That is not for Ofsted to determine.
Q74 Ian Mearns: But conversely,
a school might become an academy and, somewhere down the line,
an Ofsted inspection might decide that it's no longer outstanding.
Do you think that academy status should then be withdrawn?
Sir Mike Tomlinson: I think that's
the very interesting question.
Damian Hinds: The criteria will be broader
by then.
Sir Mike Tomlinson: I do know
that, when we were dealing with them in London, London Challenge
and the people who were working with me on that were not allowed
to work with the academies. The academies unit appointed their
people separately to help. My argument was that, towards the end
of my time with London Challenge, it was likely in the summer
that, if not the majority, certainly 50% of the schools that were
below the National Challenge line were academies, but London Challenge
was seen as bearing the burden of guilt for that, when in fact
it was not theirs at all.
Maurice Smith: And, in the old
academy systemif I may call it thatacademies have
gone into special measures. When I was at a senior level in Ofsted,
but not a chief inspector, and one of the first academies was
potentially going to go into special measures,[1]
enormous lobbying took place to try and persuade the chief inspector
that that shouldn't be the case, but he stood without fear or
favour and made his call.
Q75 Ian Mearns: The criteria are
very different now, of course.
David Sherlock: Lord Sutherland
made the point earlier, when he said that it would be a terrible
shame if Governments failed to listen to the information that
the chief inspector and Ofsted are bringing from the field. I
don't think that's the danger. That is absolutely right; evidence-based
policy-making depends on having information and Ofsted is a provider
of that. The difficulty is when there is a suspicion that Government
policy is influencing inspection judgments. That's the danger,
and it is a danger of position. That's what influences the debate
about whether any inspectorate is appropriately located in relation
to Government.
Q76 Chair: Because autonomyas
we have discussed and I think there was universal agreementgives
tools, and it doesn't guarantee outcomes. At the moment, there
appears to be a one-way track towards greater autonomy through
becoming an academy. There doesn't appear to be any system for
that to be reversed and that perhaps is less importantthe
aim of the Government is not that only outstanding schools should
be academies, but they are just the first wave. The question here
should probably be based on self-improvement capability. As long
as the school is capable of improving, giving it greater autonomy
and freedom to do so makes sense. Do you think that that autonomy
might be required to be taken away from some academies? If so,
would the natural trigger be an Ofsted inspectionperhaps
one that said, "The self-improvement of this institution
is too weak, and we don't have sufficient confidence in it or
in giving them the powers and tools of autonomy alone, and the
power to innovate, when we haven't got the people who'll do that;
they need greater supervision"? Would that be the case or
not?
Sir Mike Tomlinson: My position
is simple. I'm concerned for the young people in their schools
and the education that they are or are not getting. If the academy
is judged to be as you have described, I don't think you can sit
back and allow it to continue because it is an academy and it
has autonomy. You have to have some formal intervention. What
form that takes is up for debate. That fact is that everyone,
not least Parliament, has a duty and a responsibility to ensure,
as far as it can, that every young person in this country is having
education of the highest possible quality. If that young person
is not, personally and morally, I can't see why you would stand
on the sidelines. I couldn't do it.
Lord Sutherland: I have two points.
The first is that there are two different types of inspectionscertainly
in my day. One is the kind that come up every three years, or
whatever it is, and that's evident. The other kind can be triggered
by a complaint, a concern, or evidence that something is going
wrong. The Government should be very ready to use that if evidence
comes up, particularly in relation to schools that don't come
under any other umbrella. The second point isand I hope
they are listening up therethat this is the kind of thing
that should be thrashed out in the education Bill that comes before
your House and mine over the next few months. What was lacking
in July was the detail, of which this would be just one example.
David Sherlock: The consequences
are interesting, aren't they? I agree with both Mike and
Lord Sutherland that the more you make institutions autonomous,
the more diverse they become. In many ways, making organisations
autonomous is a one-way street. It is very difficult to take them
back into ownershipwhose ownership?in order to do
something with them. Colleges, in many ways, are an analogous
case. After incorporation in 1993, what we sawand are still
seeingwas a whole set of forced mergers, takeovers and
so on, to deal with precisely the kind of issues we are discussing
here. Those were either financial fragility or financial mismanagement,
or academic mismanagement. If we go down that line, you are going
to see takeovers, mergers, failures and closures. You are bound
to. It goes with the territory. The result of ALI's work was the
closure of 250 training providers, but they were private organisations
and it "didn't matter"if you likein the
sense of the state structure. It will matter in the case of academies.
Maurice Smith: And that's why
schools are different, whether they are autonomous or not, because
the market can't just sort that out. If there is a disproportionate
degree of closure in areas of socio-economic deprivation, youngsters
won't go to school. That's where the Government and local governmentat
the momenthave a responsibility to provide the education
to suit their age, ability and aptitude at compulsory school age.
Chair: As you rightly say, we will be
discussing these issues when the Bill comes forward. Thank you
all very much for a tremendously useful and enjoyable session
on Ofsted this morning.
1 Witness correction: The academy
was potentially going to go into special measures - no decision
had actually yet been made at this stage. Back
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