Memorandum submitted by Liberty
ABOUT LIBERTY
Liberty (The National Council for Civil Liberties)
is one of the UK's leading civil liberties and human rights organisations.
Liberty works to promote human rights and protect civil liberties
through a combination of test case litigation, lobbying, campaigning
and research.
LIBERTY POLICY
Liberty provides policy responses to Government
consultations on all issues which have implications for human
rights and civil liberties. We also submit evidence to Select
Committees, Inquiries and other policy fora, and undertake independent,
funded research.
Liberty's policy papers are available at
http://www.liberty-human-rights.org.uk/publications/1-policy-papers/index.shtml
INTRODUCTION
1. On 15 September 2010 the Home Affairs
Committee (HAC) announced an inquiry into British policing in
light of the Government's recent announcement proposing to radically
change the structure of the police forces. The inquiry was launched
in anticipation of the Police Reform and Social Responsibility
Bill (expected this autumn)[1]
which is due to implement reforms set out in the Home Office consultation
paper Policing in the 21st Century: Reconnecting police and the
people,[2]
to which Liberty provided a detailed response.[3]
Initially the Committee will focus on what it considers to be
the most significant aspect of the proposals: the newly created
role of elected Police and Crime Commissioner, to replace the
current Police Authority system.[4]
Liberty welcomes the Committee's Policing Inquiry and its focus
on what we see as the most troubling aspect of these proposals.
Given the widespread and serious concerns regarding these reforms
scrutiny by the HAC is crucial.
2. Since the consultation was launched,
a separate Home Office consultation has recommended changes to
PACE Code guidance to remove the requirement for police to make
a record when they stop somebody and ask them to account for their
presence or actions.[5]
While such changes were hinted at in the Policing Review consultation
currently under consideration by this Committee an additional
and deeply troubling proposal was notnamely allowing a
person's ethnicity to be a factor in a police officer's decision
to stop and search without suspicion under section 60 of the Criminal
Justice and Public Order Act 1994.[6]
The latter would mean that police guidance would, on its face,
advise police to directly discriminate on the grounds of racearguably
breaching human rights and race relations legislation and setting
the clock back on the significant progress made since the landmark
Inquiry into the tragic case of Stephen Lawrence. The proposal
to entirely scrap the recording of "stop and account"
could also badly undermine race relationsoverturning a
clear recommendation made by Sir William Macpherson in his Inquiry.
It will mean that there will be no reliable data to hold police
to account and to protect against discriminatory use of police
powers in respect of such stops. Liberty has produced a detailed
response in relation to these proposed changes[7]
and we hope that the HAC might also consider reviewing these important
and substantive changes before any Codes are amended.
POLICING IN
THE UNITED
KINGDOM
3. British policing has a long and proud
history. The vision of Home Secretary Peel, who in the 1800s formulated
the revolutionary foundation on which today's police force is
based, was to have "policing by consent" by police officers
restrained and reinforced by the principles of non-partisanship
and accountability to the rule of law, not to Government.[8]
However, in recent years as law and order has moved up the political
agenda, so too the pressures on the modern police service and
its independence have increased. While the use of discretion has
always been an obvious and necessary part of day to day police
work, legislation in recent years has seen the Government move
away from setting clear parameters to policing powers. Yet broadly
defined discretionary powers are not a boon for police. In fact
they place a massive burden on individual officers. Creative and
broadly defined police powers also bring the raised expectations
of a criminal justice system that might cure all of society's
ills including fear, crime, nuisance and irritation, let alone
the substance abuse, truancy and other social problems lurking
below the surface. To complete this vicious cycle, raised and
unrealistic expectations inevitably lead to public dissatisfaction
in police performance. Over-broad and onerous policing powers
combined with raised expectations about the role of the police
have undoubtedly fuelled the ideareal or imaginedthat
police are not sufficiently accountable to the communities they
serve.
DIRECTLY ELECTED
POLICE AND
CRIME COMMISSIONERS
4. Recent years have seen increased political
interference in operational policing matters, including by the
imposition of police performance indicators or targets. There
have been numerous changes to British policing over the past decade
and it is against this background that the Coalition Programme
for Government included a promise to "introduce measures
to make the police more accountable through oversight by a directly
elected individual, who will be subject to strict checks and balances
by locally elected representatives".[9]
The Government has said that policing, which relies not only on
consent but also on the active cooperation of the people, is not
performing because "the bond between the police and local
people is not strong enough".[10]
As such the Government proposes abolishing Police Authorities
and replacing them with directly elected Police and Crime Commissioners.
5. The Government's proposals are presented
as a necessary and logical step in order to return to a system
of effective local policing whereby police officers engage with,
and respond to, their communities. In considering whether this
radical reform is necessary, Liberty has two main propositions:
first that the proposals will not solve the problems identified
in policing; and secondly that these solutions could be provided
within the policing structures which already exist.
6. There is already a system of local accountability
already in place in legislationwith police chiefs and their
forces already held accountable to the public by Police Authorities.
Police Authorities have a broad remit of securing an efficient
and effective police force for the area, and they must hold the
chief officer of that force to account in the exercise of his
or her functions and those under his or her command.[11]
A Police Authority is made up of 17 members, nine of which are
local council members (who are directly elected), and eight of
which are independent members.[12]
Community involvement is statutorily entrenched at the strategic
level of policing through the commitment of Police Authorities
to take into account community views.[13]
These opportunities already give local communities the ability
to significantly impact on local policing issues. Police Authorities
are also required by statute to make arrangements for obtaining
the views of local people on matters concerning policing of their
area and obtaining co-operation in preventing crime.[14]
The Police Authority must also take into account whether the public
in the area have confidence in the police force and whether the
public considers that their views are being taken into account.[15]
7. Perceived problems with Police Authorities
may well relate more to accessibility and visibility rather than
substantive complaints about the role they play in policing. The
Home Office itself noted in the consultation paper that Police
Authorities remain too invisible to the public, who don't know
how to get involved or how to influence policing in their community.[16]
Scrapping Authorities altogether and replacing them with an entirely
new and untested model for accountability is a extreme way of
increasing the visibility of local police accountability. Police
Authorities are already statutorily mandated to take into account
the views of the public they serve. Liberty believes that this
existing system, which requires consideration of community needs
and wants, could be made more visible and accessible to the public.
This, in conjunction with the rollback of unnecessary and centralised
bureaucracy, could well meet the numerous problems identified
by the Home Office consultation paper and which have been identified
by the Home Affairs Committee in recent years. This type of reform
should at least be considered before these drastic changes are
introduced.
8. It is suggested in the Home Office consultation
paper that the role of the Police and Crime Commissioner may in
future encompass functions "in respect of the wider criminal
justice system as further reforms develop".[17]
In the House of Commons the Home Secretary was asked whether the
Government would consider extending control of the proposed Police
and Crime Commissioner to the Crown Prosecution Service. The response
was to the effect that both her department and the Ministry of
Justice were looking to "extend the remit of police and crime
commissioners further in the criminal justice system".[18]
Without further detail it is difficult to comment extensively
on the further possible role of the Police and Crime Commissioner.
Suffice to say, any steps to give an elected politician any control
over the prosecutorial function would be a dangerous move indeed.
Giving an elected Commissioner any prosecutorial function would
be to risk upsetting our finely balanced separation of powers
that ensures that those limbs of the constitution that are elected
do not exercise prosecutorial functionsa fundamental safeguard
against abuse of coercive powers.
POLITICISATION OF
LOCAL POLICING
9. The political independence of the police
is as important in a democracy as the political independence of
the courts. A crucial principle of UK policing is its operational
independence and its faithful adherence to non-partisanship. This
is what allows every individual in a community to feel protected
by the police regardless of their race, religion or political
affiliation. If the way a police force operates is overseen by
someone who is politically motivated, as an elected Police and
Crime Commissioner will inevitably and necessarily be, maintaining
the independence of the police from politics will become increasingly
difficult. Any change to the way that the police force operates
must ensure that police must remain independent of politics, and
government must remain independent of the police.[19]
Liberty's concern is that the change to directly elected Police
Commissioners will not maintain this crucial division.
10. In reality, many of the functions that
would be exercised by the directly elected Commissioner (and are
currently exercised by the Police Authority) have the potential
to influence police operationsbe it budget-setting or strategic
police planning.[20]
At the moment this sensitive fault line between police accountability
and the preservation of operational independence is mediated between
Chief Constables and Police Authorities. While Liberty does not
argue that the current practice is problem-free we do not believe
that the case has been made as to why an elected individual will
enhance accountability. Under current arrangements the sensitive
role of overseeing police operations at a local level is undertaken
by 17 individuals with multidisciplinary talents. Their selection
is premised on their ability to represent the community they are
serving. This will no longer be the case under the new proposals
which may well prove counterproductive.
11. The local election process for a directly
elected Police and Crime Commissioner will most likely be fraught
with difficulty. The sensitive parameters of the Commissioner's
role and the importance of operational independence may well be
drowned out as candidates seek popular election on local law and
order issues. In the political heat of a local election campaign,
expectations about what a directly-elected Commissioner can achieve
for local law or order may well be raised to dangerously unrealistic
levels. Just as politically partisan national discourse around
law and order has undermined trust and confidence in policing,
so too will local rhetoric from those who may have no experience
or understanding of police work.
12. Once in post, we see a very real risk
that someone who has been popularly elected will be reluctant
to make an unpopular but perhaps necessary decision. For example,
a directly elected Commissioner is most likely going to make visibility
their focus. While visibility is undoubtedly a crucial part of
policing and public confidence in policing, there is a real risk
that, for example, anti-social behaviour will be prioritised over
and above the large proportion of work that police do which may
be less visible but which is nonetheless key to crime prevention
or detection such as serious organised crime, terrorism etc. If
an elected Commissioner wishes to ensure a happy electorate then
the logical conclusion may be to divert funds from these "behind
the scenes" decisions to frontline visible policing. This
may be the best way to be re-elected, but it may not be the best
way to keep the community safe from the perspective of the experienced
senior police chief. These concerns were recently raised before
the Committee by the current Metropolitan Commissioner, Sir Paul
Stephenson, who stated that whatever arrangements are put in place
"we must ensure that this does not become just talking about
popular visibility issues".[21]
Similarly, one could envisage, for example, a Chief Constable
wanting to spend some of his or her budget on a marginalized area.
This could be restricted or knocked back by a Police and Crime
Commissioner conscious that this will not satisfy the community
set to re-elect him or her because for example it will mean less
visibility in other areas etc.
13. There is also no guarantee that elected
Commissioners will in fact be representative of the whole community
they are elected to serve. The Police Minister has said that a
Police and Crime Commissioner will need "a very large number
of votes to secure their election" and consequently will
have a strong mandate.[22]
But this assumes that there will be a high turnout at elections,
which of course has not been the case for local elections in recent
times. Further, the sheer number of individuals that currently
serve on a police authority allows greater opportunity for membership
to be drawn from a diverse field. Far from undermining democratic
accountability, the involvement of several individuals from all
walks of life provides for an important check on local policing.
Concentrating police accountability in the hands of one figure
risks excluding those from minority or traditionally under-represented
groups. This could well serve to exacerbate tensions in communities
which are already fractured, for example, along ethnic or religious
lines.
A SINGLE SOURCE
OF POWER
14. Absolute veto for budgets, priorities
and the position of the Chief Constable will rest solely with
the Commissioner. There is no requirement that individuals who
stand for election have any particular expertise or experience
in policing, in fact there is no criteria for selection whatsoever.
There is also no requirement that the Police and Crime Commissioner
be independent of any political party. In fact the Home Office
consultation paper suggests that those with party political affiliation
should be encouraged to stand for election. When asked in the
House of Commons whether there would be an appropriate level of
clearance, the Home Secretary responded that there will be no
security clearance required for Commissioner nominees.[23]
15. The implications of these proposals
should not be underestimated. We need only imagine the extreme,
but by no means necessarily unlikely or rare, example of a far-right
elected Commissioner. Would such a Commissioner seek to ensure
protection for all members of the community under the law? The
Home Secretary, when asked in the House of Commons what would
happen if a member of the BNP would stand for one of these posts,
responded that the BNP has never managed to get more than 15%
of the vote in one election.[24]
We believe this response is short-sighted. Recent voter-turn out
in local elections has been notoriously low and it is easy to
imagine that voter turn-out for a directly-elected Commissioner
could be even lower. Further, there is no indication that the
BNP will not continue to grow in strengththe party may
not have won a seat in the last General Election but their overall
vote did increase, and there are particular constituencies where
the threat of a BNP seat in Parliament was a real one.[25]
16. If this model is to go ahead, unless
power is at least shared between an elected Commissioner and the
Police and Crime Panel, as we suggest below, the impact on public
confidence in areas where a rogue Commissioner is voted in may
be irreversible. It could also create a minefield of litigation
given Commissioners will be subject to judicial review, and will
of course be required to comply with the relevant equalities duties
and their obligations under the Human Rights Act 1998. In Liberty's
opinion the risk of introducing politics to policing in this way,
without adequate procedural safeguards, is too great and is an
unnecessary reform to UK policing.
THE NEED
FOR CHECKS
AND BALANCES
17. If the planned reform is to go ahead
Liberty believes there will, at the very least, need to be a number
of amendments to the proposed relationship between the directly
elected Commissioners and the Police and Crime Panels. Much will
of course depend on the detail of the changes as set out in legislation.
If there are to be directly elected Commissioners, we recommend
that the Panels operate more like the already existing Police
Authorities, with a balanced two-way relationship. That is, the
Panels must have more than an advisory rolewhich under
current proposals the Commissioner could potentially ignore. The
checks on elected Commissioners that the Home Office consultation
paper only vaguely proposes must be reinforced so that there is
robust accountability of the elected Commissioner to the Panel.
The Chief Constable, the directly-elected Commissioner and the
Panel should draw up, as a collective, the budget and the strategic
plan for the area. The Commissioner could still perform the function
of holding the Chief Constable to accountprincipally by
being responsible for engaging with the public and feeding back
local viewsbut any decisions which may affect operations
(such as dismissal of a Chief Constable etc) must take place in
an appropriate way through the Panel. There must also be clear
structures and systems in place for when there is a disagreement
between the Chief Constable and the elected Commissioner. We do
not consider that the current proposalie that the two may
have publicly aired disputes[26]to
be sufficient nor particularly helpful for the public.
CONCLUSION
18. Liberty whole-heartedly agrees that
a key part of British policing is that all police officers, from
the Constable to the Chief, are held accountable. This must mean
that police officers who abuse their powers are answerable by
way of disciplinary or court hearings and that the needs and security
of the local community are heard and are met by those directing
operations at the local level. Accountability must not be directly
to politicians (whether on the national or local stage) nor must
it be solely to those individuals who have the time or inclination
to join the police on the beat. Police are, and must remain, first
and foremost answerable to the rule of law.
19. The potential costs of the proposal
to replace Police Authorities with a directly elected politician
could be enormous both to the public purse and the rule of law.
These reforms could seriously politicise policing in the UK, damaging
that central tenet of independence and undermining community trust
and confidence. We believe that scrapping excessive targets and
unnecessary demands on police time as well providing the public
with more information about the accountability structures which
already exist would go a long way to ensuring that police are
more locally engaged. If this approach is not adopted, we believe
at the very least there must be a much greater balance between
the elected Commissioner and their Police and Crime Panel than
currently envisaged.
October 2010
1 As stated by the Home Secretary at page 4 of the
Policing in the 21st Century: Reconnecting police and the people
(July 2010), available at:
http://www.homeoffice.gov.uk/publications/consultations/policing-21st-century/policing-21st-full-pdf?view=Binary Back
2
Home Office, July 2010, available at:
http://www.homeoffice.gov.uk/publications/consultations/policing-21st-century/policing-21st-full-pdf?view=Binary Back
3
See Liberty's response to the Home Office consultation, September
2010, available at:
http://www.liberty-human-rights.org.uk/pdfs/policy10/policing-in-the-21stc-reconnecting-the-people-and-the-police-sept-2010.pdf Back
4
See statement of the Home Affairs Committee, 15 September 2010,
available at:
http://www.parliament.uk/business/committees/committees-a-z/commons-select/home-affairs-committee/news/policing-inquiry-call-for-evidence/ Back
5
It also proposes removing the requirement for officers to make
a record when they stop an individual with a view to searching
them under statutory authority before eventually deciding not
to search. Back
6
The Home Office is proposing to amend the Codes of Practice which
govern the use of police powers under the Police and Criminal
Evidence Act 1984 (PACE). We are aware of the changes only through
our membership of the PACE Review Group, which is coordinated
by the Home Office and which meets a few times a year. We understand
from officials that the proposed changes to PACE have not been
consulted on beyond this group, and there is no evidence of the
proposals having been made publicly available on the Home Office
website. Back
7
See Liberty's consultation response to the proposed amendments
to the Codes of Practice under the Police and Criminal Evidence
Act 1984, October 2010, available at:
http://www.liberty-human-rights.org.uk/pdfs/policy10/liberty-s-response-to-the-pace-codes-consultation-october-2010.pdf Back
8
For a detailed discussion of Liberty's view of the importance
of independent policing see the Police Foundation John Harris
Memorial Lecture (2 July 2008) A thinning blue line? Police independence
and the rule of law, delivered by Liberty's Director available
at
http://www.liberty-human-rights.org.uk/publications/pdfs/police-foundation-lecture.pdf Back
9
Coalition Programme for Government, at page 13. Available at:
http://programmeforgovernment.hmg.gov.uk/files/2010/05/coalition-programme.pdf Back
10
At para 1.9, Policing in the 21st Century consultation paper,
ibid. Back
11
Section 6 of the Police Act 1996. Back
12
Regulation 6 of the Police Authority Regulations 2008. Back
13
Section 6(2)(aa) of the Police Act 1996, introduced by
the Policing and Crime Act 2009. Back
14
Section 96 of the Police Act 1996. Back
15
Regulation 3 of the Police Authority (Community Engagement
and Membership) Regulations 2010. Back
16
Para 2.4 of Policing in the 21st Century consultation paper,
ibid. Back
17
Para 2.20 of the Policing in the 21st Century consultation
paper, ibid. Back
18
House of Commons Hansard, 26 July 2010 at column 731. Back
19
See also Liberty's evidence to the Home Affairs Select Committee:
Policing in the 21st Century (February 2008). Back
20
See para's 2.32 to 2.38 of the Policing in the 21st century consultation
paper, ibid. Back
21
Uncorrected evidence to the Home Affairs Committee, 27 July 2010,
ibid, at Q 80. Back
22
Uncorrected evidence, Home Affairs Committee, ibid, at Q 36. Back
23
House of Commons Hansard, 26 July 2010, at column 734. Back
24
House of Commons Hansard, 26 July 2010, at column 732. Back
25
http://news.bbc.co.uk/1/hi/uk_politics/election_2010/8667231.stm Back
26
Para 2.27 Policing in the 21st Century consultation paper,
ibid. The consultation paper states that the Panel will be able
to "make their concerns public" if they disagree with
the budget or police plan set out by the elected Commissioner. Back
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