Documents considered by the Committee on 14 December 2011 - European Scrutiny Committee Contents


13 Asylum and Migration Fund

(33396)

17289/11

COM(11) 751

Draft Regulation of the European Parliament and Council establishing the Asylum and Migration Fund

Legal baseArticles 78(2), 79(2) and (4) TFEU; co-decision; QMV
Document originated15 November 2011
Deposited in Parliament25 November 2011
DepartmentHome Office
Basis of considerationEM of 29 November 2011
Previous Committee ReportNone
Discussion in Council13 December 2011
Committee's assessmentPolitically important
Committee's decisionNot cleared; further information requested

Background

13.1 As noted in paragraphs 11.1 and 12.1, in Building an open and secure Europe: the home budget for 2014-20, the Commission set out its proposals for funding EU home affairs policies under the next Multiannual Financial Framework ("the MFF").[91] One of its principal objectives is to simplify the existing funding structure by reducing the number of EU funding instruments and by establishing a set of overarching provisions applicable to all EU home affairs funding. It has therefore proposed the creation of two EU Funds for 2014-20 — the Asylum and Migration Fund and the Internal Security Fund — which would replace six existing funding instruments.[92] The two new Funds would be based on four Regulations comprising:

  • a single, horizontal Regulation containing general provisions on the programming, management and control of both Funds;
  • a Regulation establishing the Asylum and Migration Fund and setting out the resources available and the objectives of EU funding; and
  • two Regulations together establishing the Internal Security Fund; the first setting out the resources available and the objectives of EU funding for police cooperation, action to prevent and combat crime, and crisis management; the second covering the common visa policy and management of the EU's external borders.

13.2 The Commission has proposed an overall EU home affairs budget of €10,911 million for the period 2014-20, broken down as follows:

  • Asylum and Migration Fund — €3,869 million;
  • Internal Security Fund — €4,648 million;
  • Existing large-scale IT systems managed by the newly established IT Agency — €822 million; and
  • EU Agencies (Europol, Frontex, the European Asylum Support Office, the European Police College and the European Monitoring Centre for Drugs and Drug Addiction) — €1,572 million.[93]

The draft Regulation

13.3 The draft Regulation would establish a new Asylum and Migration Fund for the period 2014-20. It sets out the objectives of the Fund, the resources available to implement it, and how they are to be distributed between Member States. The legal bases proposed for the draft Regulation provide for EU action to develop a common asylum policy, a common immigration policy (covering both legal and illegal immigration and measures to combat trafficking in human beings), and the integration of legally resident third country nationals. The Commission considers that these are areas where "there is an obvious added value in Union interventions" as the EU is "in a better position than Member States to provide a framework for expressing Union solidarity in the management of migration flows."[94]

THE BUDGET

13.4 The proposed budget for the Asylum and Migration Fund for 2014-20 is €3,869 million, of which €3,232 million would be used to implement national programmes developed by each Member State through a process of policy dialogue with the Commission, and €637 million would be set aside for so-called Union actions (transnational actions or actions of particular interest to the EU), emergency assistance, technical assistance, and the European Migration Network. A maximum of €2,5 million may be used annually by the Commission for technical assistance measures; in the case of Member States, the amount is capped at no more than 5% of their total allocation.

THE DISTRIBUTION OF RESOURCES BETWEEN MEMBER STATES

13.5 The sum of €3,232 available for allocation to Member States would be distributed as follows:

  • €2,372 million to be divided amongst Member States on the basis of the latest available statistical data on migratory flows, as set out in Annex 1 to the draft Regulation;
  • €700 million to be allocated to Member States for one of three purposes: to implement specific actions listed in Annex II to the draft Regulation; to support the resettlement of refugees from outside the EU (with a premium paid for the resettlement of individuals in accordance with EU resettlement priorities listed in Annex III to the draft Regulation); and to support the relocation from one Member State to another of individuals recognised as being in need of international protection; and
  • €160 million to be allocated in 2018 following a mid-term review and assessment of Member States' needs as regards their asylum and reception systems and in light of migratory pressures.

13.6 Annex I provides an indicative multiannual breakdown of Member State allocations for 2014-20. The figures represent the basic amount that each Member State would receive. The UK would be the largest beneficiary, with a total projected allocation of just over €358 million, followed by Italy (€327,6 million), France (€264 million) and Greece (€260,2 million).

13.7 Member States would be able to supplement the basic amount set out in Annex I by a variable amount allocated to those whose national programmes earmark funding for specific actions listed in Annex II. The actions are intended to encourage cooperation between Member States and include, for example, the development of joint transit and processing centres for refugees, joint return operations, or the establishment of joint migration centres in third countries.

13.8 Member States would be entitled to a lump sum payment of €6,000 for each refugee or beneficiary of international protection they resettle (at the request of UNHCR). The lump sum would be increased to €10,000 for individuals resettled in accordance with common EU resettlement priorities. These are set out in Annex III and cover six geographical areas.[95] The lump sum payments would be payable every two years on the basis of resettlement pledges made by each Member State. A lump sum of €6,000 would also be available to Member States who accept the relocation to their territory of third country nationals who have already been granted refugee status or equivalent protection in another Member State or who take over responsibility for examining an individual's claim for asylum. The Commission says that the financial incentives available for resettlement are intended to increase significantly the number of refugees resettled within the EU while also strengthening the European dimension "through the implementation of defined and dynamic common Union resettlement priorities."[96]

13.9 Reserving a proportion of the budget for allocation after the completion of the mid-term review is intended to ensure sufficient flexibility in the funding framework to respond to changes in migratory patterns and Member States' needs.

THE OBJECTIVES OF THE ASYLUM AND MIGRATION FUND

13.10 The draft Regulation identifies the following specific objectives which the Fund is intended to help achieve:

  • strengthening and developing the Common European Asylum System, with indicators reflecting the level of improvement in asylum reception conditions, the quality of asylum procedures, the convergence of recognition rates across Member States, and resettlement efforts;
  • supporting legal migration to the EU in line with the economic and social needs of receiving Member States, and promoting the effective integration of third country nationals (including asylum seekers and beneficiaries of international protection);
  • enhancing fair and effective return strategies, with emphasis on the sustainability of returns and effective readmission in countries of origin; and
  • enhancing solidarity and the sharing of responsibility between Member States.

13.11 These objectives are supplemented by a range of more detailed actions which the Fund is intended to support. Moreover, Member States should ensure that their national multiannual programmes to implement the Fund include objectives relating to the strengthening of the Common European Asylum System, support for an EU Resettlement Programme, the development of integration strategies at local and regional level, and the development of an assisted voluntary return programme. The draft Regulation stipulates that all actions supported by the Fund must be compatible with the EU acquis on asylum and immigration, even if not all elements of that acquis apply in a particular Member State.

The Government's view

13.12 The Minister for Immigration (Damian Green) says that the Government supports the creation of a single Asylum and Migration Fund and believes that it should "encourage flexibility, reduce waste, be tightly linked to outcomes and ensure easier access to emergency funding."[97] He welcomes the more inclusive scope of the draft Regulation (as compared with existing EU funding instruments) as "this will support the integration needs of all categories of migrant and ensure that they are dealt with consistently and efficiently at national level" and he endorses, in principle, the use of EU funds to encourage resettlement and increase practical cooperation between Member States.[98] He considers that the inclusion of external migration spending should improve "coherency, transparency and flexibility" and ensure more effective delivery as well as consistency with wider foreign policy activities, provided care is taken to avoid any duplication of expenditure under different budget headings.[99]

13.13 The Minister also highlights a number of areas of concern for the UK.

THE BUDGET

13.14 Whilst welcoming the opportunity "to rejuvenate the EU budget and prepare for new challenges", the Minister adds that this should not be "at the cost of higher EU spending overall. Increasing the funding share of any EU programme must be done through reprioritisation within the EU budget."[100] He continues:

    "Budgetary restraint remains the UK's top priority, thereby ensuring that the EU budget contributes to domestic fiscal consolidation. The Prime Minister has stated, jointly with some EU counterparts, that the maximum acceptable expenditure increase through the next Financial Perspective is a real freeze in payments. This must be year on year from the actual level of payments in 2013. The large increase in payments in this policy area that would result from the spending levels proposed by the Commission is therefore unacceptable."[101]

RESETTLEMENT AND RELOCATION

13.15 The Minister notes that the Commission proposes a substantial increase in funding for resettlement activity. Whilst he agrees that this should be a priority for EU funding, he believes that any increase should be found through reprioritisation within the existing budget heading. He says that the EU currently funds approximately 50% of the cost of the UK's Gateway Programme which resettles refugees from outside the EU within the UK. Although Member States would continue to be eligible to receive EU funding for resettlement based on their own assessment of priorities, the Minister considers that the premium offered for resettlement in accordance with priorities determined at EU level would "provide a very strong incentive for Member States to choose the EU ones instead, which risks making Member States' own schemes redundant."[102] Moreover, the Minister believes that the creation of common EU resettlement priorities "risks an unnecessary increase in the EU's competence over the resettlement process" and might undermine the important principle that "Member States retain full control over whom they admit to their territory."[103] He does not accept the Commission's view that the development of common EU resettlement priorities would lead to a dramatic increase in resettlement within the EU, or that the potential benefits justify the proposed extension of EU competence.

13.16 The Minister also opposes "the large scale or mandatory relocation of migrants within the EU" on the basis that it would simply move the problem around rather than solve it and create incentives for increased illegal immigration, He continues:

    "We consider creating financial incentives for relocation unnecessary, detracting from resettlement activity and potentially decreasing national funding allocations."[104]

A COMMON EUROPEAN ASYLUM SYSTEM

13.17 The Minister notes that the Government supports practical action to secure effective asylum systems, including returns, rather than legislative harmonisation and that any compulsory objective to strengthen the Common European Asylum System should be flexible enough to include initiatives based on practical cooperation.

Fundamental rights

13.18 Although the establishment of the Asylum and Migration Fund does not give rise to fundamental rights concerns, the Minister recognises that actions taken to implement it may do so. He believes, however, that use of the Fund to support capacity building in Member States, to promote the integration of legally resident third country nationals and to improve the management of returns should ensure compatibility with fundamental rights.

THE UK'S OPT-IN

13.19 The Minister notes that the draft Regulation is based on Articles in Title V of Part Three of the Treaty on the Functioning of the European Union (TFEU) to which the UK's opt-in Protocol applies. He continues:

    "The Government is committed to taking all opt-in decisions on a case-by-case basis, putting the national interest at the heart of our decision making. In making that decision, we will have particular regard to the following:
  • Whether participation in the Regulation as drafted would be of net benefit to the UK's immigration system;
  • The extent to which we think the proposals can be improved in negotiations, and the degree to which the prospects of improving them would be enhanced if we were to opt in, and thus have a vote; and
  • The implications of not opting in for our broader relationship with the EU and its institutions, and with other Member States — in particular regarding our ability to influence EU debates on migration and asylum, promote our own agenda in the EU, and to secure co-operation and support from other Member States on immigration and Justice and Home Affairs questions."[105]

13.20 Finally, the Minister says that the Commission will present the draft Regulation and other related proposals to the Justice and Home Affairs Council on 13 December. He expects negotiations on the proposed new Funds to continue during 2012 and adds that they will only be concluded once the overall Multiannual Financial Framework for 2014-20 has been agreed towards the end of 2012 or early in 2013.

Conclusion

13.21 The UK is bound by three Directives establishing a set of minimum EU standards on who qualifies as a refugee, on reception conditions for asylum seekers, and on procedures for granting or withdrawing refugee status. The Government has, however, repeatedly stated its opposition to further harmonisation and has chosen not to opt into recent EU measures in these areas which are intended to create a Common European Asylum System. The draft Regulation makes clear that even Member States, such as the UK, which are not bound by all elements of this evolving EU acquis, must nevertheless ensure that EU funds are used to support actions which are compatible with the EU's asylum and immigration acquis.

13.22 The indicative figures presented by the Commission show that the UK is likely to be the single largest beneficiary of EU funding under the draft Regulation. The Government, however, highlights areas of significant concern, notably the overall budget for the Fund, the use of financial incentives to support EU resettlement priorities and the potential seeping away of national competence for resettlement as a result.

13.23 All these factors will need to be considered in the three month period available to the Government to determine whether or not to opt into the draft Regulation. We therefore intend to hold the proposal under scrutiny and ask the Minister to inform us at the earliest opportunity of the Government's opt-in decision, and the reasons for its decision.


91   (33393); see chapter 18 of this Report.  Back

92   These are the European Refugee Fund, the European Fund for the Integration of Third Country Nationals, the European Return Fund, the External Borders Fund, the Programme for the Prevention of and Fight against Crime (ISEC) and the Prevention, Preparedness and Consequence Management of Terrorism and other Security-related Risks (CIPS).  Back

93   The current conversion rate is £1 = 1.1685 Euro. Back

94   See p.5, para 3 of the Commission's explanatory memorandum.  Back

95   Eastern Europe (Belarus, Moldova, Ukraine); the Horn of Africa (Djibouti, Kenya, Yemen); North Africa (Egypt, Libya, Tunisia); Eastern Africa/Great Lakes; Syria, Lebanon and Jordan; and Turkey.  Back

96   See p.7, para 5.1.2 of the Commission's explanatory memorandum.  Back

97   See para 21 of the Minister's Explanatory Memorandum.  Back

98   See para 22 of the Minister's Explanatory Memorandum. Back

99   See para 36 of the Minister's Explanatory Memorandum. Back

100   See para 20 of the Minister's Explanatory Memorandum. Back

101   See para 26 of the Minister's Explanatory Memorandum. Back

102   See para 34 of the Minister's Explanatory Memorandum. Back

103   See paras 32 and 33 of the Minister's Explanatory Memorandum. Back

104   See para 25 of the Minister's Explanatory Memorandum. Back

105   See para 19 of the Minister's Explanatory Memorandum.  Back


 
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Prepared 22 December 2011