The role of the Probation Service - Justice Committee Contents


Written evidence from Mr Will Watson (PB 03)

PERSONAL INTRODUCTION

1.  I am a retired Probation Officer with a wide experience of the Probation Service in all its forms. I worked as a trained, main grade Probation Officer in Central London from 1972 to 1995, when I took early retirement.

2.  I returned as a part-time Probation Officer in 2001, and worked until the end of 2006 during the period of transition from Probation Service to Offender Management.

3.  I submitted a note of evidence to the all-party House of Commons Committee on Home Affairs, chaired by Chris Mullin MP, about these same issues of probation and imprisonment, for a meeting of the Committee with the then Inspector of Probation Prof Rod Morgan on Tuesday 11 February 2003.

[Please see HC 437-i of session 2002-03, my note at Appendix 3].

4.  Since retirement, I have kept in touch with most aspects of the penal system. I remain an associate member of Napo, and have kept myself informed of the work of Mr Harry Fletcher, Campaigning Assistant General Secretary. His paper on the Reform of the National Offender Management Service, [hereinafter "NOMS"] distributed to all Parliamentarians earlier this year, was particularly useful.

5.  I am a member of the Howard League for Penal Reform, and actively support their current campaign for safer communities, more community penalties and less crime.

6.  I am also a member of The Prison Reform Trust.

7.  I keep up a befriending relationship with a long-term prisoner, and by visiting him regularly I am aware of present prison visiting conditions.

8.  With Mr Chris Hignett, ex Senior Probation Officer, I founded "The Campaign for the Reinvigoration of the Probation Service" [hereinafter "CROPS"] in November 2008. We have about 50 supporters.

9.  We sent many representations to the previous administration voicing our concern about the ever-rising prison population, and what we consider to be the wrong use of the Probation Service. We had no response from that administration.

10.  Our submissions to the new Minister of Justice, Mr Ken Clarke, have however been acknowledged by Genevieve Mitchell an "official in the Ministry of Justice's Justice Policy Group". She has informed us that her department is issuing a "Green Paper" on sentencing in November, and she is interested to receive our views on that.

11.  I note your comment on the present coalition government's stated wish to introduce a "Rehabilitation Revolution".

12.  I attach a copy of our "CROPS" manifesto which we believe shows the best way to achieve such a revolution.

13.  I would like to address in the main, two of the Questions you ask: Question 2 and Question 5. I make some comments also on Question 8 concerning Training.

EXECUTIVE SUMMARY

14.  "Offender Management" is a disaster in all possible respects: it is particularly ill-suited to the delivery of sentences in the community, which is the traditional province of The Probation Service.

15.  The concept of "Offender Management" should be rejected in its totality. The bureaucracy surrounding it should be abolished. The Probation and Prison Services should be returned to their previous position of totally separate, independent services. Prisons could then return to their previous realistic role of punishing offenders by simple humane containment.

16.  Probation Officers could return to their role of rehabilitating offenders in the community.

17.  Prison sentences should be changed back to the way they were managed before 1991, and the present notion of "Automatic Early Release" at the half way stage should be abolished.

18.  This latter provision would mean that "Offender Managers" currently supervising offenders "Automatically Released Early" from prison would be able to return to being Probation Officers supervising Community Sentences.

19.  Question 2: How effectively are probation trusts operating in practice? What is the role of the probation service in delivering "Offender Management" and how does it operate in practice?

20.  The concept of "Offender Management" is a deeply flawed and destructive one, particularly in the field of supervision of offenders in the community.

21.  Offenders in the community, however closely supervised or managed, will always be able to commit offences against the public if they choose to: they are in a completely different category to offenders in prison, who cannot commit such offences.

22.  This is one of several reasons why prison sentences have become more and more common, and the prison population has expanded: "Offender Managers" are bound to recommend prison, as the only safe place to "manage" an offender.

23.  I do not think that the Probation Service should be operating "offender management" at all: that is a job for Prison Officers in prisons, or Police Officers in the community.

24.  From a practical point of view, it is important to take a different approach to the supervision of offenders in the community, and to the gathering of information which may lead to a "Community Order".

25.  The Present system of "delivering Offender Management" depends entirely on the "Offender Assessment SYStem", known as "OASYS".

26.  It is important to understand how this Questionnaire operates, in contrast to the previous Probation Officer [hereinafter "PO"] method of acquiring information about the offender.

27.  The OASYS falls into three parts. The Offender Manager [hereinafter "OM"] at present has to first obtain the official Criminal record of the Offender, and tabulate this into the OASYS Computer Program.

28.  From the offender's previous convictions the OASYS will arrive at a figure as to the likelihood of the offender re-offending, and the level of harm likely to be caused.

29.  The second part of OASYS is tabulated after the OM has asked the offender a series of as many as 160 questions about the offender's perception and memory of their behaviour, feelings and attitudes.

30.  These questions relate to the fields of literacy, employment, abuse of drugs and/or alcohol, aggressiveness and loss of temper, homelessness, mental health and happiness, reaction to childhood upbringing, physical health, attitudes to themselves and the world and other points.

31.  Having got all this information, or as near as he/she can get it, the OM then "scores" the various sections according to the computer programme's own "weighting" system. The idea at the end of both these parts is that the Computer Programme will come up with an exact measure [out of a maximum of 168 points] of the likelihood of re-offending, and the amount of harm likely to be done.

32.  Coming a poor third in this process is the assessment of the areas of life of the offender which need to be worked on to prevent that re-offending.

33.  I suggest, and others will argue I believe more cogently, that the ability of any such system to predict accurately future behaviour of the individual has been shown to be poor.

34.  Obviously, PO's like myself had to gather information about offenders for the court reports, but the secret of success here lies in the approach used.

35.  OASYS is flawed for several reasons: Firstly, It is very long and complicated: a then highly regarded Senior Probation Officer, who shall be nameless but who has since moved to a high position in the NOMS bureaucracy, advised me in 2003 that two good sessions of about 45 minutes each were necessary to do a "good" "OASYS" assessment. It is probably unusual in practice to have more than 45 minutes allowed for the interview.

36.  Secondly, The feeling that an offender often gets from an OASYS interview is that they are regarded from the beginning as some sort of malfunctioning "unit" which is being assessed for its dangerousness, like some piece of machinery that has gone wrong, not like a human being at all. As I remarked in my Note of Evidence of 2003, this approach may work with motor car engines, but is ill-suited to human beings.

37.  I suggest that the PO's way of asking questions of the offender about to be sentenced by the court was much more oriented to the needs and fears of the offender. It was sympathetic, and sought to begin the all-important "Casework Relationship" referred to below.

38.  The intention of the PO was to show, from the outset, that he or she was concerned, above all, to help the offender. We believed that most offender's "offending behaviour" could be understood by us through our training in psychology, psychiatry, sociology, criminology and human growth and development.

39.  We further believed that by working with the offender in this shared enterprise known as the "Probation Order" we could help them "address" this behaviour and so change it, and so achieve that much sought after goal of "reducing re-offending".

40.  Many offenders and their anxious families today complain that having been diagnosed as of "medium risk" of re-offending, and therefore not sent to prison, they are quite unable to get any "help" to prevent re-offending. The whole "Offender Management" scheme seems quite uninterested in the notion of help.

41.  Thirdly, nearly all offenders are very anxious at this interview, where information is gathered in order to write a report for a court as to the most suitable sentence to be passed. They are aware of the influence that the PO or OM can have on the court, and are anxious to get the help they need, and not go to prison if possible.

42.  Offenders in this position usually have mental problems of some degree: they are often emotionally insecure and very frightened in general, and in particular of being sent to prison: they may have handicaps in the area of intelligence and literacy. Such people need to be handled sensitively, and sympathetically, not mechanistically, and unfeelingly, if a worker is to have any chance of "working" with them after the sentence of the court.

43.  To put it another way, the possible "treatment plan" for the offender under a community sentence needs to be worked on from the moment the offender walks in for the pre-sentence report interview.

44.  These "treatment plans" can be very complicated and painful for the offender. They can involve one or more other agencies, and possibly long-term residential treatment for alcoholism or drug addiction. If no feeling of trust between offender and worker exists, these plans will never even get out of the starting blocks.

45.  Fourthly, the "OM" need not feel under any pressure to make a "non-custodial" recommendation to the court, as that is not a priority under the NOMS: the priority under the NOMS is to get the OASYS Questionnaire completed, and tabulated onto computer, and checked and "signed off" by another staff member [and regularly revised and updated].

46.  The managers of NOMS will only want to know "Have you done your OASYS?", and will not concern themselves with the question of whether a non-custodial recommendation has been made or not.

47.  PO's on the other hand would be expected to make a non-custodial recommendation wherever possible, and to work out a comprehensive treatment plan , or at least the outline of one.

48.  Fifthly, the NOMS pressure, and that for the courts, is to get all cases "processed" as quickly as possible. This is highly undesirable in cases where further reports on offenders are required, as they often are.

49.  This could happen where a specific requirement for treatment for drug or alcohol addiction is needed or a requirement to see a psychiatrist, or to reside in a rehabilitative hostel. These agencies need time to make their own assessment of the offender's suitability for their particular treatment, and to report to court on them. Sometimes, indeed, a case needs to be adjourned more than once, for example until a place in a rehabilitative hostel becomes available. Any kind of adjournment of this sort will be resisted by the NOMS authorities.

50.  The sixth reason why OASYS-run "Offender Management" works badly is that it is operated as though the Community Order was a punishment. Thus, an offender is instructed to report to the OM office in a very strict, inflexible, disciplinarian kind of way. Any deviation from the instructions to report, even being a few minutes late, is punished by a warning of the imminence of Breach proceedings and a return to court and a likely prison sentence in place of the community order. Often, the offender is so frightened by the OM's attitude that he or she hears the "warning of Breach" as though it were an actual breach already, and return to court being inevitable. The offender promptly gives up hope and surrenders themselves to the worst.

51.  The Probation Officer, per contra, would want to talk to the offender as to why he or she was late, and enquire what was the matter. A PO might well go in search of a client who failed to attend, rather than issue dire warnings. It was not a matter of our leaving the matter be, but of getting back into relationship with the offender and reminding them in a friendly way that they had committed themselves to this Probation Order, and must talk to us about any concerns they had. It was a "Two-way Street". Part of our job was to maintain hope : without hope you have nothing.

52.  On the subject of talking to the PO, there are countless instances of the offender's saying how important it was to them "to have someone to talk to", "to receive advice and guidance", and to "discuss their needs and problems". (See particularly the chapter by T. McCulloch and F.McNeill in "Addressing Offender Behaviour" [Willan Publishing 2008], pp 154 to 171).

53.  I suggest therefore a return to the Probation Officer's way of working, and a return to the Probation Order.

54.  Question 5: Does the Probation Service have the capacity to cope with a move away from short custodial sentences?

55.  In brief, at present the short answer to this question is "No". We [that is "CROPS"] estimate, however, from sources within or recently within, the probation service that between 20 and 33% of an "Offender Manager's" time is presently spent on the supervision of offenders who have been Automatically Released Early from prison.

56.  We suggest this practice is a false economy and based on the dangerous confusion of prison and non-prison, and should be abolished.

57.  Instead, we suggest a return to the system that existed before 1991. Under this a prisoner simply serves two-thirds of the prison sentence they are given at court, all within the prison walls. Breaches of discipline in prison may lengthen the sentence a little, but generally all parties—the offender, the public, the court, the prison know from the outset what the likely date of release will be.

58.  This would return the sentence of imprisonment to being a simple punishment for a serious crime. It would mean a return to the notion that when a sentence has been served the offender is returned to society, a free person, with as many rights and entitlements as any other person.

59.  A return to this system would be much safer than the present half-way release system, and would return the prison sentence to its former integrity and comprehensibility.

60.  OM's now supervising these "Half-Way Released" prisoners in the community would be liberated to be PO's supervising Probation Orders.

61.  Question 8 asks whether "the provision of training" is "adequate"

Again the short answer is, often, "No". In its desperation to obtain more staff, the NOMS has recruited large numbers of barely trained staff called "Probation Service Officers". This title is remarkably similar to the real, properly trained over two years "Probation Officers", but PSO's are often given merely a few weeks training.

62.  The Committee might like to ask the NOMS how many of each category it employs.

63.  "PSO's" will need anything up to two years further training, and indeed may not want to be Probation Officers at all, having been recruited to be NOMS employed "Offender Managers" . Some are employed in roles not compatible with the Probation Officer role, such as Court Breach Legal Prosecution Officers.

64.  The break-up of NOMS will mean that staff presently employed will have to be closely interviewed as to whether they wish to work in the rehabilitational Probation Service, or the custodial services, or leave altogether. Those who remain will have to be trained according to their needs.

65.  CONCLUSION

The need for drastic reform is borne out, I believe, by the statistics concerning the prison population of this country. In 1981 it was 43,000, in the next 10 years, when the Probation Service was operating in the way I recommend to happen again [with Parole], it rose by just 2,000 to 45,000.

After the Criminal Justice Act of 1991 it rose by a staggering 23,000 in six years to 68,000. Since the Labour government's arrival in 1997 it has continued to rise to its present figure of around 85,000: the last administration forecast a continued rise to about 96,000 by 2014. This country spends a larger percentage of its GDP on the Criminal Justice System than any country in the world, including America.

August 2010


 
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Prepared 27 July 2011