The role of the Probation Service - Justice Committee Contents


Written evidence from Nacro (PB 61)

INTRODUCTION

Nacro is the UK's largest crime reduction charity, with over 40 years experience of working with offenders and those at risk of crime. We run over 300 service delivery projects in communities across England and Wales and, last year, around 90,000 people benefited from their contact with Nacro. Our services include: prevention and early intervention for young people; education, training and employment for prisoners and offenders in the community; and resettlement services (including accommodation) for those on release from custody. Nacro Community Enterprises is a Registered Social Landlord.

1.  Are probation services currently commissioned in the most appropriate way?

Commissioning needs to balance a number of factors: the aggregation of provision with localism, and the imperative to reduce reoffending with optimum use of public funds.

Significant savings could be made by aggregating current delivery arrangements; commissioning services over larger geographical areas; and enabling private and voluntary sector organisations to compete for high-volume contracts inside prison, in the community, and through-the-gate. In view of the scope and scale of these contracts, this would lend itself to central commissioning of these services, for example in the way in which central framework contracts have been established for the provision of unpaid work.

Notwithstanding the need to exploit economies of scale through outsourcing, it is important to ensure that services are locally responsive and that delivery retains the confidence of ordinary people in local communities. It is well documented that much of the provision for community safety and services for offenders and their families lies outside the justice system, with local authorities and health being the key players.

In the light of this:

—  Lessons learned about locality based commissioning from the Total Place Pilots should be pursued on a wider scale.

—  More explicit strategic local links should be made between: community safety; reducing crime; reducing the fear of crime; and reducing reoffending.

—  There is a need for an overarching protocol on data sharing between agencies to support joint working within local areas.

—  Increased engagement of the voluntary and private sector (and local employers) should be developed as a key strategic theme in the delivery of offender services going forward.

Nacro supports the notion of commissioning arrangements which provide more opportunities for the private, voluntary and community sector to get more involved in the delivery of offender services. The strategic focus must be on reducing reoffending and achieving other social outcomes as opposed to who delivers the service. Broadening the thinking on reducing reoffending and allowing new players to take part must be the way ahead. This is likely to include payment-by-results. Under this model the terms of engagement changes between those designing/delivering services and those commissioning them. The emphasis moves from "commissioning" to "investment" and responsibility for service design rests mainly with the provider. Nacro strongly supports such a shift. Both sides are then focused on delivering agreed outcomes. Given the business risks inherent in any payment by results system, the necessity for business-like alliances, joint ventures and partnerships come to the fore, forcing wider collaboration between the sectors. This in turn could lead to better delivery of services.

2.  How effectively are Probation Trusts operating in practice. What is the role of the Probation Service in delivering Offender Management and how does it operate in practice?

The population under probation supervision at the end of 2009 was 241,500, a 1% fall from the previous year. However, over the longer term, this figure has increased by 38% from 175,000 in 1999.[62] Staff sickness levels in the probation service are among the highest in the public sector. The average caseload for probation officers is well over 30, which the Chief Inspector of Probation has acknowledged is extremely demanding.

As would be expected, performance across different Probation Trusts varies, as shown by performance against key indicators and the results of Her Majesty's Inspectorate reports. Probation performance is measured using the Integrated Probation Performance Framework (IPPF) and according to Ministry of Justice data for the final quarter in 2009-10,[63] all probation areas are performing at level 3 or 4, indicating good or exceptional performance.

That said, we believe that significant cost savings could be made by commissioning services differently; reducing management overheads; and allowing organisations to compete in an open market. Compliance rates could be improved by using the voluntary sector's expertise in engaging with de-motivated and hard-to-help individuals; and levels of public confidence/involvement (particularly in community sentences) could be raised.

Delivery of services through-the-gate for released prisoners remains inconsistent, partly because of the transient nature of the prison population but also because of the inconsistent manner in which these services are commissioned and funded. Prisoners aged 21 and over and sentenced to less than 12 months custody receive no statutory supervision post-release. This means that probation officers are unable to work with that group of offenders. But recent pilots testing "layered offender management" (LOM) have shown that it is possible to provide offender management to greater numbers of offenders using an assessment of sentence length and risk of re-offending and risk of harm.

We believe that change could be promoted by the greater involvement of the private and voluntary sector in the delivery of Offender Management services. We are aware that most Probation delivery is divided between Offender Management and Interventions but the bulk of this has been monopolised by the public sector. If the future commissioning landscape is to be based on Payment by Results, there is a strong logic in ensuring that the organisation which provides the interventions to the offender also carries responsibility for risk/needs assessment and sentence planning. Whereas these functions have traditionally been provided by the public sector, they could be outsourced to private/voluntary sector providers working to formal contractual arrangements/standards. This would maximise the benefits that the voluntary sector brings in terms of "reach" into different sections of communities and enable "ordinary people" to get more involved in the community supervision of offenders through volunteering, mentoring and befriending. The voluntary sector's record of engaging employers and social enterprises would bring added benefits in terms of getting offenders into jobs. All of these measures would have a positive affect on levels of public engagement/confidence which is a crucial part of successful community sentencing.

3.  Are magistrates and judges able to fully utilise the requirements that can be attached to community Sentences? How effectively are these requirements being delivered?

We are aware that sentencers often feel frustrated by the implicit rationing of some probation interventions (accredited offending behaviour programmes, for example) and the resulting delays in offenders accessing programmes. Although this is, to a degree, inevitable in a system with finite resources, it also demonstrates two inherent weaknesses in the current arrangements. Probation Service staff tend to be deployed inflexibly and to particular tasks, whether this is the delivery of accredited offending behaviour programmes, the supervision of unpaid work and so on. We think that considerable benefit could be derived from allowing other providers into the market to allow a more flexible use of staff and configuration of services.

In addition, we think that the current sentencing arrangements, which require rehabilitative interventions to be added as a requirement of a community order (and which are therefore seen as punitive by the offender) limits the flexibility and responsiveness of the provider of those services. The punitive element of the disposal (the primary contract) should, as far as possible, be separated out from the rehabilitative interventions which, in turn should be driven by individual need.

Key gaps in provision must also be met either to enable magistrates and judges to fully utilise requirements attached to community sentences within the current framework or more generally to ensure that holistic rehabilitative services can be provided. In particular, access to mental health treatment requirement and alcohol treatment requirement must be improved. Specialist services in these areas should be commissioned from independent providers, especially using the voluntary sector, and offered as an integral element of supervision where the same provider is responsible for both the management of the case and the direct provision of interventions as outlined earlier.

4.  What role should the private and voluntary sector play in the delivery of probation services?

Despite all of the thinking and activity following the publication of the Carter Report (2004), private and voluntary sector involvement in probation service delivery is still largely peripheral. Outsourced contracts have been few and far between; of relatively small monetary value; and tendered over short contractual periods, typically twelve months to three years. In view of this, neither sector has been able to exploit the economies of scale that would have been possible if the contracts related to higher offender volumes with longer contractual terms. We therefore welcome the Government's intentions, as articulated in the MOJ Business Plan and by Justice Ministers, to provide much greater opportunities for these sectors to get more involved. This is an opportunity for new thinking and new resources to be brought to bear on intractable questions of reducing reoffending and associated social policy areas. This is already being demonstrated with the launch of the Social Impact Bond Pilot in Peterborough.

The voluntary sector has a long and successful track record of delivering outsourced services to offenders including: drug and alcohol treatment; housing; bail support; employment, training and education; and resettlement. Over the number of years, charities like Nacro have been successful in engaging the harder-to-help in marginalised communities, recruiting local staff and volunteers to motivate offenders and remove the barriers associated with poor compliance. The private sector has a long and successful track record of delivering large-volume Government contracts including: prisoner escort services; and monitoring and surveillance services; facilities management and back-office support and other logistical services. A mixed economy of provision, utilising the strength of the private sector to mange the business risks associated with large-scale outsourcing (including payment by results) and the unique approach of the voluntary sector would help to transform the delivery of offender services, reduce crime and increase public confidence.

5.  Does the probation service have the capacity to cope with the move away from short term custodial Sentences?

On the one hand this a key question, given that any reduction of the prison population would increase the burden on any organisations delivering offender supervision in the community, especially at a time of shrinking resources. On the other hand, this is not justification for continue with the short term incarceration of offenders who do not pose a danger to the public, where the costs (financial and social) of any custodial measures far outweigh community-based methods. This is all the more reason for restructuring the way in which offender management services are commissioned and delivered, pursuing the roll out of large scale outsourcing to the private and voluntary sector, strengthening pooled commissioning arrangements and trialling/testing models of payment by results.

6.  Could Probation Trusts make better use of Restorative Justice?

There is evidence that restorative approaches have an overwhelmingly positive effect on victims and have a role to play in changing offenders' attitudes and behaviours.

Studies show that these approaches reduce reoffending with some offenders and play can play a pivotal role in prevention, early intervention and pre court diversion. Restorative Justice offers a further opportunity for the voluntary and community sector to have significant involvement and for "ordinary" people to take part, given specialist training in restorative conferencing, and it is logical to assume that this could have a positive knock-on effect on levels of public confidence in community sentences. Given the potentially sensitive and life-changing nature of restorative conferencing, it is crucially important that adequate investment is made in restorative justice if it is to play a key role in probation delivery. This should not be confused with core models of reparation which could and should feature more strongly in community orders and release licences.

7.  Does the Probation Service handle different groups of offenders appropriately eg women, young adults, Black and minority ethnic groups and high risk and medium risk offenders?

Advances have been made in the management of: reducing reoffending rates; offender assessment; sentence planning; high risk and dangerous offenders through the multi agency public protection panels; access to drug and alcohol treatment; and enforcement of orders. That said there is a way to go in terms of: raising public confidence/involvement in the system; joining services up across geographical boundaries and through-the-gate; providing "move-on" resources for offenders in substance misuse treatment services; and improving performance in respect of compliance. Much more progress could be made in delivering cost efficiencies, involving the private and voluntary sector and local employers.

These deficits apply to a larger degree with specific offender groups, notably women and offenders from black and minority ethnic groups. Resources which are specific to these groups are patchy and there is a need to build capacity and join up provision for offenders inside and outside custody.

The last government implemented policy changes triggered by the publication of the Corston Review.[64] Baroness Jean Corston had outlined the need for a distinct radically different, gender-specific, integrated approach to reducing reoffending by women. The government accepted the majority of her recommendations for change and significant investment in community provision followed. At the heart of this investment was an acknowledgement that services for women offenders could best be provided by specialist voluntary sector providers. Community based "one-stop-shop" models were based on the learning produced by the Together Women pilot programmes in the North West and Yorkshire and Humberside. Some of the services delivered through these programmes have been maintained and are now operating through local commissioning. The Diverting Women from Crime Strategy[65] is a more recent national initiative aimed at reducing the use of custody for less serious women offenders and where possible diverting them out of the criminal justice system all together.

The strategy also encompasses women deemed to be "at risk of offending" and aims to help them access services which will address their needs and avert potential criminality.

All of these policy changes acknowledge that probation has not served women well. We know that limited resources have resulted in rationing of services and "resources follow risk". Women are a small minority of overall offenders and risk assessments based on risk of harm to others result in them frequently being assessed as low risk. This means that the gender-specific holistic approaches necessary for effective work with women have not been available through traditional probation supervision. Women report feeling "short-changed" by probation appointments which can be brief and perfunctory, with no time to explore problems, since the woman is perceived as "low risk" and the probation supervisor has higher risk (and therefore more pressing) male offenders to manage. There are few gender specific accredited programmes for women and participation in programmes can be problematic where a woman may be the sole female offender among a large group of males.

The development of specialist community provision for women, led by the voluntary sector, is therefore critically important. This provision, however, is at serious risk of contraction when the central funding for the new services comes to an end in March 2011. Resources provided by central government have been matched by investment from charitable trusts[66] but continuity of services will only be possible through local commissioning. In the present fiscal climate resources from local authorities will be squeezed and it is difficult to see how the services currently available will be maintained.

Nacro has long been a member of the Transition to Adulthood Alliance (T2A) which has focused on the policy gap relating to young adults in the criminal justice system.

The T2A Alliance sets out a clear set of recommendations for change in its manifesto[67] and Nacro endorses these. There is a need for a differential approach to which recognises the developmental and social and economic realities for young adults. There must be a commitment to design improved community sentences which reflect the drug, alcohol and mental health needs of young adults and better arrangements for transition from the youth to the adult justice system. This will include the need for better communication and information sharing arrangements between youth offending teams and probation, along with improved commissioning arrangements to enable service provision that crosses age boundaries and can be accessed flexibly by those in the 16-25 age group.

There must be improved resettlement provision for all young adults leaving custody and intensive support for those who require it. Currently the probation service does not routinely provide anything distinctive for those over the age of 18 unless they qualify through other characteristics, for example, being a prolific offender.

Mentoring support, with appropriately matched mentors in relation to gender and ethnicity can make a significant difference to young people's chances of reform and peer mentoring can be particularly effective. Voluntary organisations are well placed to offer such services and have a track record of success in designing initiatives with service-user perspectives built-in.

Services for older offenders must also be tailored to meet their specific needs. In 2009 Nacro was commissioned by the Department of Health and NOMS to produce a good practice guide and training resource aimed at staff working with older offenders in prisons. This has been extremely well received and there is a need for the learning to be adapted to meet the needs of staff working with older offenders in the community. In particular, there is an ageing population in Approved Premises and staff would benefit from better training to enable them to deal effectively with age-related needs.

For Black and other minority ethnic groups there is a need for culturally sensitive service provision and, once again, specialist voluntary sector organisations are well-placed to assist. Some probation trusts have experience of contracting with local community organisations working with specific faith or cultural groups to provide culturally specific services. Nacro supports this approach and partnership arrangements must include a range of providers that match the demographics of those under probation supervision. Much more must be done to raise awareness of race issues and to understand the complexities of prejudice and discrimination, including work with offenders as well as with staff. Traditionally, voluntary organisations have been better than statutory agencies in developing training that fully addresses these issues.

Nationally, the NOMS Equalities Group has focused much of its work on offenders in custody. This needs to change to encompass offenders serving community sentences. There is a need to go beyond training in equality issues and to develop tool kits and resources that assist staff on a day to day basis in working effectively with offenders from specific groups.

Again, Nacro has produced tool-kits and good practice guides, commissioned by NOMS, for working with Lesbian, Gay and Bi-sexual people in prisons and also with Gypsy, Traveller and Roma people in prisons. Much of this learning could be adapted for use with offenders in the community

Proper attention to equality and inclusion considerations will result in an improvement to the overall quality of engagement with offenders. Offender Management and Interventions must be tailored appropriately to meet the needs of specific groups of people if reoffending is to be reduced.

November 2010


62   Ministry of Justice (2010), Offender Management Caseload Statistics 2009, Statistics Bulletin. Back

63   Ministry of Justice (2010) Probation Quarterly Ratings Quarter 4 2009-10. Back

64   Home Office, (2007) The Corston Report: A Review of Women with Particular Vulnerabilities in the Criminal Justice System. Back

65   Ministry of Justice (2009) A Report on the Government's Strategy for Diverting Women from Crime. Back

66   The Corston Independent Funders Coalition is a group of grant giving trusts that have provided match funding for services across the country. Back

67   T2A Young Adults Manifesto, (2009) T2A Alliance. Back


 
previous page contents next page


© Parliamentary copyright 2011
Prepared 27 July 2011