2 Responsibility
Power
11. All 14 UKOTs exist under UK sovereignty.[10]
The most fundamental principle of the relationship between the
UKOTs and the United Kingdom is the supremacy of Parliament. Parliament
has unlimited power to legislate for the UKOTs as a matter of
constitutional law and has the responsibility to ensure good governance
in the UKOTs.[11] The
FCO Parliamentary Under-Secretary of State, Mark Simmonds MP,
acknowledged that point: "In theory, we could impose from
the outside environmental legislation on the Overseas Territories
but we do not think that that would be constructive."[12]
The power to impose legislation on the UKOTs is not, however,
purely theoretical. In 2009, for example, the UK Government suspended
the constitution in Turks and Caicos Islands following allegations
of financial malfeasance and imposed direct rule by introducing
an Order in Council in the UK Parliament.[13]
12. Possession of hard power also confers significant
soft power. On 16 June 2013, the Prime Minister brokered an agreement
with those UKOTs with financial services industries to join a
Multilateral Convention on enhanced tax transparency.[14]
Interestingly, that agreement, which was hastily negotiated before
the G8 Summit 2013, did not include provisions to enhance environmental
transparency. For example, companies quoted on the London Stock
Exchange are subject to sustainability reporting requirements,
but the UK Government did not negotiate the introduction of such
requirements in the UKOTs when it brokered the 2013 agreement.[15]
The UK Government is prepared to exercise hard and soft power
in relation to financial matters in the UKOTs, but it is apparently
not prepared to exercise those powers to protect biodiversity
and to promote environmental sustainability.
Moral responsibility
13. The 2012 White Paper made a great deal of the
shared history of the UK and the UKOTs. The Foreign Secretary
pointed out that "no historian can fail to be intrigued by
the stories which tell how the United Kingdom's 14 Overseas Territories
have been entwined in our national history."[16]
The Foreign Secretary's observation is especially true in the
case of the environmenteminent British scientists and conservationists
such as Darwin, Wallace, Hooker, Banks and Attenborough all studied
the UKOTs.[17] That shared
history brings with it a moral responsibility.
Legal responsibility
14. Before and during our inquiry, the UK Government
consistently sought to downplay the extent and nature of its environmental
responsibility in relation to the UKOTs. The 2012 White Paper
stated that the UKOTs "contain an estimated 90% of the biodiversity
found within the UK and the Territories combined" rather
than using a straightforward phrase such as '90% of the biodiversity
for which the UK is responsible.'[18]
Similarly, the Prime Minister discussed "our stewardship
of the extraordinary natural environments we have inherited",
and the Foreign Secretary referred to the UK's role as "stewards
of these assets".[19]
Chambers English Dictionary defines 'steward' as "one
who superintends another's affairs."[20]
Part 2 of this Report explains how environmental protection in
the UKOTs is the UK's affair.
15. Following the line established in the 2012 White
Paper, the FCO Minister made his priority clear in his opening
statement to the Committee:
I just need to say upfront, if I may, Madam Chairman,
that territory governments are constitutionally responsible for
the environment, for environmental protection and for conservation
of their natural environments. While each constitution is different,
in all cases in all inhabited Overseas Territories they are responsible.[21]
The UK Government has constitutionally subcontracted
environmental management to the Governments of the inhabited UKOTs,
but such constitutional arrangements cannot devolve away the UK's
ultimate responsibility under international law. The authoritative
text, British Overseas Territories Law, is clear on that
point:
The overseas territories are plainly not independent
sovereign States. Their external relations remain the responsibility
of the United Kingdom, the sovereign power. Accordingly, the United
Kingdom is responsible for each of the territories under international
law.[22]
We highlighted that responsibility at our evidence
session with Defra and FCO Ministers, but they did not acknowledge
it.[23]
CONVENTION ON BIOLOGICAL DIVERSITY
16. The UK signed the UN Convention on Biological
Diversity (CBD) at the Rio Earth Summit in 1992. The CBD comprised
a comprehensive list of actions that parties must take to protect
species and ecosystems. CBD signatories are committed to developing
strategies for the conservation and sustainable use of biological
diversity. The CBD is an evolving process. In 2010, the 10th Conference
of Parties to the CBD agreed the Nagoya Protocol, which sets out
a transparent legal framework on sharing genetic resources. CBD
engagement in the UKOTs would provide an overarching framework
under which to address the threats to biodiversity identified
in Part 3 of this Report.
17. The UKOTs have no international legal personality
or treaty-making capacity. The UK concludes treaties on the UKOTs'
behalf and is ultimately responsible if a UKOT violates a treaty
obligation.[24] British
Overseas Territories Law states:
As a matter of constitutional law it is open
to the United Kingdom to apply treaties to (or to withdraw their
application from) the territories without any consultation with
them because the application of treaties falls wholly within the
responsibilities of the Government of the United Kingdom, not
those of the territory Government.[25]
We asked Defra and FCO Ministers and officials whether,
when the UK signed the CBD in 1992, it also signed on behalf of
all the UKOTs.[26] We
asked that question four times, but we did not receive a clear
answer. The FCO later explained how the UK extends international
treaties to individual UKOTs at their request by extending ratification
under Article 29 of the 1969 Vienna Convention on the Law of Treaties.[27]
Ratification is a subsequent and separate process after a treaty
is signed. When the UK signed the CBD in 1992, it signed on behalf
of all the UKOTs.
18. When the UK ratified the CBD in 1994, ratification
was extended to three UKOTs under the Vienna Convention procedure,
namely British Virgin Islands, Cayman Islands and St Helena, Ascension
and Tristan da Cunha. Five years later, the 1999 Overseas Territories
White Paper stated that "the Convention on Biological Diversity
has already been extended to the British Virgin Islands, the Cayman
Islands, Gibraltar and St Helena (and other Overseas Territories
are preparing to join)."[28]
In 2013, the then Defra Parliamentary Under-Secretary of State,
Richard Benyon MP, told us that "the CBD is extended to four
Overseas Territories: the British Virgin Islands, Gibraltar, St
Helena and the Cayman Islands."[29]
In 14 years, no UKOT completed the necessary preparations to join
the CBD. Parties to the CBD include Saint Kitts and Nevis, the
Marshall Islands and Vanuatusmall island nations with limited
resources which are not unlike many UKOTs.[30]
19. The UK must fulfil its core environmental
obligations to the UN under the CBD in order to maintain its international
reputation as an environmentally responsible nation state.
The FCO must agree a timetable to extend ratification of the
CBD with all inhabited UKOTs where this has not yet taken place.
That may entail preparations in the UKOTs, which must be clearly
timetabled. The FCO must immediately extend ratification of the
CBD to all uninhabited UKOTs.
20. The UK submitted its Fourth National Report
to the United Nations Convention on Biological Diversity in
May 2009.[31] This 136-page
report addressed biodiversity in the UKOTs in four-and-a-half
pages, despite the UKOTs containing 90% of the biodiversity for
which the UK is responsible.[32]
Under the heading 'Statements from UK Crown Dependencies and Overseas
Territories', the report covered St Helena and Bermuda. The entry
covering St Helena referred to neither Ascension nor Tristan da
Cunha, to which the CBD has been extended. The report on Bermuda
was puzzling, because CBD ratification has not been extended to
Bermuda.
21. The four UKOTs to which the CBD has been extended
have not been effectively included in UK biodiversity reporting.
Compliance with the stipulations of the CBD is ultimately a UK
responsibility. The UK Fifth National Report to the CBD, which
must be submitted by 31 May 2014, must include comprehensive entries
on biodiversity protection in those UKOTs to which the CBD has
been extendedBritish Virgin Islands, Cayman Islands, Gibraltar
and St Helena, Ascension and Tristan da Cunha.
AARHUS CONVENTION
22. The United Nations Economic Commission for Europe
(UNECE) Convention on Access to Information, Public Participation
in Decision-making and Access to Justice in Environmental Matters
is commonly known as the Aarhus Convention.[33]
It grants the public the right to access information on governmental
decision-making in relation to the environment. The FCO Minister
stated:
Yes, of course we are keen to see enhanced transparency.
Obviously we believe it is in the essence of good government in
this country and certainly we feel that anything that is applicable
to us in this country we should be encouraging the Overseas Territories
to implement as well.[34]
The extension of the Aarhus Convention would address
some of the weaknesses that we identified in planning and development
control in the UKOTs (see paragraph 35).
23. We discussed the application of the Aarhus Convention
to the UKOTs with Defra officials, who told us:
It is a UNECE treaty, the Economic Commission
for Europe, so I thinkI may be corrected by my legal adviserit
is only available to territories or geographical spaces that are
within the ECE region. I am not sure the Overseas Territories
would qualify in that situation. I may be wrong.[35]
They were wrong. Any state may ratify the convention
regardless of its geographical location, which several non-European
states have done.[36]
The FCO tried a different tack in a subsequent written submission
to our inquiry:
UK practice is that Conventions are only extended
to Overseas Territories at their request and if they can demonstrate
that they can meet their obligations under the Convention. To
date, no Territory has requested such an extension of this Convention.[37]
24. We heard that the FCO may have inadvertently
extended ratification of the Aarhus Convention to all the UKOTs
by failing to list the UKOTs to which the Aarhus Convention would
not apply in its instrument of ratification.[38]
The UNECE website states that ratification of the Aarhus Convention
was extended to, for example, Cayman Islands on 23 February 2005,
the date when the Aarhus Convention was ratified by the UK.[39]
The UNECE website also indicates that, for example, Denmark did
not extend ratification of the Aarhus Convention to Greenland,
because it explicitly excluded Greenland from the provisions of
the Aarhus Convention in its instrument of ratification. The FCO
told us:
It is our view that the [UNECE] electronic map
does not clearly indicate that the UK's OTs are excluded from
the UK's ratification of the Aarhus Convention. This is an issue
that we will raise with the UN publisher responsible.
In light of the analysis of the ratification procedure
submitted by the UK Overseas Territories Conservation Forum, it
seems unlikely that that was a publishing error.
25. The FCO must immediately contact the UNECE
to ascertain whether the UNECE believes that the UK has extended
ratification of the Aarhus Convention to all the UKOTs. We recommend
that the FCO reviews its standard procedure for excluding the
UKOTs from the stipulations of international treaties under Article
29 of the Vienna Convention and consider introducing a more transparent
procedure.[40]
In light of the FCO Minister's commitment to enhanced transparency
and the inadequacy of the planning regimes in many UKOTs (see
paragraph 16), the FCO must agree with UKOTs Governments
a timetable to extend ratification of the Aarhus Convention.
Environment Charters
26. Environment Charters were a key development following
the 1999 White Paper. They consisted of a high-level agreement
between individual UKOTs Governments and the UK Government setting
out their shared environmental responsibilities.[41]
The current UK Government has distanced itself from Environment
Charters.[42] In 2012,
for example, the Bermuda Ombudsman stated that the requirement
to conduct environmental impact assessments in Bermuda's Environment
Charter was binding. Having clarified the situation with the UK
Government, the Bermuda Minister of the Environment, Planning
and Infrastructure subsequently stated:
We have taken advice from both the Attorney-General's
office and the FCO via Government House, and conclude that the
UK Environment Charter does not constitute law. It is unenforceable.
Rather, the UK itself considers the Charter to be aspirational.[43]
The 2012 White Paper claimed to build on the achievements
of the 1999 White Paper, but it contained no references to Environment
Charters.[44]
27. Environment Charters were a useful development
from the 1999 White Paper. A clear statement of the nature and
extent of shared environmental responsibilities between the UK
Government and each UKOTs Government would clarify many of the
issues around CBD engagement and compliance (see paragraph 16).
In addition, compliance with the terms of an Environment Charter
could be linked to environmental funding, which would provide
the UK Government with a mechanism to drive environmental protection
in the UKOTs. Defra must restate its commitment to Environment
Charters and use them to deliver its CBD commitments in the UKOTs.
Darwin Plus funding (see paragraph 39) should be
linked to compliance with the terms of Environment Charters.
10 British Nationality Act 1981, schedule 6 Back
11
Ian Hendry and Susan Dickson, British Overseas Territories
Law, 2011, p 12 Back
12
Q 124 Back
13
The Turks and Caicos Islands Constitution (Interim Amendment)
Order 2009 (SI 2009/701) Back
14
"G8 2013: Concrete action agreed on tax transparency",
HM Treasury news story, 17 June 2013 Back
15
Sustainability reporting involves organisations publishing information
about their impact on the environment and society. The Companies Act 2006
requires quoted companies to report annually on "environmental
matters (including the impact of the company's business on the
environment)". The Companies Act 2006 (Strategic Report and Directors' Report) Regulations 2013
make reporting on greenhouse gas emissions mandatory for all companies
listed on the main market of the London Stock Exchange. Back
16
Foreign and Commonwealth Office, The Overseas Territories: Security, Success and Sustainability,
CM 8374, June 2012, p 7 Back
17
BioDiplomacy (OTS 40) para 9 Back
18
Foreign and Commonwealth Office, The Overseas Territories: Security, Success and Sustainability,
CM 8374, June 2012, p 8 Back
19
Ibid., pp 6-7 Back
20
W & R Chambers, Chambers English Dictionary, 7th edition
(London 1992), p 1442 Back
21
Q 93 Back
22
Ian Hendry and Susan Dickson, British Overseas Territories
Law, 2011, p 12 Back
23
Qq93-101 Back
24
Ian Hendry and Susan Dickson, British Overseas Territories
Law, 2011, p 254; FCO (OTS 44) Back
25
Ian Hendry and Susan Dickson, British Overseas Territories
Law, 2011, p 256 Back
26
Qq 94-98 Back
27
FCO (OTS 44) Back
28
Foreign and Commonwealth Office, Partnership for Progress and Prosperity: Britain and the Overseas Territories,
CM 4264, March 1999, p 38 Back
29
Q 97 Back
30
United Nations Convention on Biological Diversity, List of Parties Back
31
United Nations Convention on Biological Diversity, Fourth National Report to the United Nations Convention on Biological Diversity: United Kingdom,
May 2009 Back
32
UK Government (OTS 01) Back
33
The convention was drafted and agreed in the Danish city of Aarhus
in June 1998. Back
34
Q 150 Back
35
Q 157 Back
36
United Nations Economic Commission for Europe, Convention on Access to Information, Public Participation in Decision-Making and Access to Justice in Environmental Matters,
Article 19(3) Back
37
FCO and Defra (OTS 39) Back
38
UKOTCF (OTS 38) paras R11 to R13 Back
39
United Nations Economic Commission for Europe, Parties and Signatories to the Aarhus Convention
Back
40
For example, the FCO could define the scope of a treaty on signature. Back
41
UKOTCF (OTS 10) para C25 Back
42
Ibid., para C27 Back
43
Ibid. Back
44
Foreign and Commonwealth Office, The Overseas Territories: Security, Success and Sustainability,
CM 8374, June 2012, p 11 Back
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