Twenty-third Report of Session 2013-14 - European Scrutiny Committee Contents


10   EU-Kosovo co-operation

(a)

(34868)

8775/13

COM(13) 218

(b)

(34869)

8776/13

COM(13) 219


Draft Council Decision on the signing of a Framework Agreement between the European Union and Kosovo on the general principles for the participation of Kosovo in Union programmes


Draft Council Decision on the conclusion of a Framework Agreement between the European Union and Kosovo on the general principles for the participation of Kosovo in Union programmes

Legal base(a) Articles 212 and 218(5)TFEU; QMV

(b) Articles 212 and 218 (6)(a)TFEU; QMV

DepartmentForeign and Commonwealth Office
Basis of considerationMinister's letter of 30 October 2013
Previous Committee ReportsHC 83-xvii (2013-14) chapter 4 (16 October 2013); HC 83-iv (2013-14) chapter 13 (5 June 2013)
Discussion in CouncilNot known
Committee's assessmentLegally important
Committee's decisionNot cleared; further information requested.

Background and previous scrutiny

10.1  These Council Decisions will enable Kosovo to participate in 22 EU programmes (annexed to the Agreement), by authorising the signing (document (a)) and conclusion (document (b)) of the Framework Agreement.

10.2  Our Fourth Report[49] of the session sets out the content and background to the documents and the Government's view. In particular, it explains how the Government contests the proposed sole legal base for the Decisions, Article 212 TFEU and instead thinks that there should be multiple substantive legal bases reflecting the legal bases of the 22 programmes. In that Report we addressed the question of how one of those proposed new legal bases would be Article 352 TFEU and involve approval by Act of Parliament under section 8 of the European Union Act 2011 (EU Act) unless a section 8(6) exemption applies. In its response to the Report, the Government assures us that it is able to rely on one such section 8(6) exemption for the reasons outlined in our Seventeenth Report.[50]

10.3  Our Seventeenth Report also addresses an additional issue which the Government brought to our attention in a letter of 8 October, namely that because two of the programmes listed in the Framework Agreement have Title V legal bases, the Government believes that it should have asserted its opt-in rights under the JHA Protocol (even in the absence of a Title V legal base) but that by the time it had realised, the three month opt-in period (and the eight week period for enhanced parliamentary scrutiny) had expired.

10.4  We were not satisfied with the explanation of the Minister for Europe (Mr David Lidington) for the oversight. So in the conclusions to our Seventeenth Report we asked the Minister:

  • what precisely went wrong with the Government's initial review of the legal bases and when did this come to light;
  • should in the current situation, the Government be successful in achieving the citation of the Title V legal bases, would it hold to its view that the pre-adoption opt-in period has already been triggered; and
  • should no satisfactory resolution be achieved on legal base, in particular as regards the Article 352 TFEU and Title V legal bases, would the Government be prepared to take the issue before the Court of Justice.

The Minister's letter of 30 October 2013

10.5  The Minister first addresses the oversight in relation to the applicability of the Title V legal bases, saying:

"As set out in my previous letter, part of the reason for the delay was the unusual situation that the Decisions were based on programmes that are currently being renegotiated as part of the overall MFF negotiations. This required an extensive cross-Whitehall exercise which ultimately established that the UK had asserted its opt-in in relation to some of the successor programmes to those cited and on that basis we now consider that the proposal is a measure pursuant to Title V which triggers our opt-in."

10.6  He repeats his previous regret that the time taken "internally" to reach this conclusion meant that the Government missed the opt-in and says that he has given instructions that processes be put in place at a cross-departmental officials' level to prevent a recurrence.

10.7  Addressing the question of the application of the JHA Protocol, he says:

"I am aware there is a long-standing difference of opinion between the Government and your Committee on the issue of how and when the opt-in is triggered. I can confirm that it is our view that in this case the opt-in was triggered by the initial publication of the proposal, which included JHA content but did not cite the appropriate Title V legal bases. However, given that we have on this occasion missed the initial three month opt-in window, if the proposal is amended to include the appropriate Title V legal bases (at which point we would hopefully have greater clarity on which programmes Kosovo will in fact be accessing) we would then give consideration to a post-adoption opt in."

10.8  Finally, he responds to our question about the prospect of a challenge before the Court of Justice if the issue of legal bases is not resolved satisfactorily:

"Consideration of the appropriateness or otherwise of legal action before the Court of Justice in this or any other case will require careful thought and consultation depending on what circumstances might be at the time and so I am afraid I cannot give a prior indication to the committee at this stage. As I have said in previous correspondence, we are working to resolve this issue through political negotiation in the hope that an acceptable solution can be found."

Conclusion

10.9  Despite the use of the words "on this occasion" by the Minister, the problems set out here with the Government's oversight of the opt-in process have also applied to other recent opt-in proposals. We have in mind, in particular, our consideration of the proposed Directive on the fight against fraud to the Union's financial interests by means of criminal law[51] and the proposed Council Decisions relating to the signing and conclusion of the EU-Ukraine[52] Association Agreement in our Twenty-second Report.[53]

10.10  An unwelcome policy on opt-ins appears to be emerging in which the Government:

  • prevaricates about or omits to assert the application of the JHA Protocol when a proposal, which does not cite a Title V legal base, is first published;
  • but then does not accept that the opt-in process is triggered by the later inclusion of a Title V legal base; and
  • instead offers us the possible "opportunity" of scrutinising a post-adoption opt-in, should the Government consider this later.

10.11  We maintain our view that the JHA opt-in process is only triggered by the citation of a Title V legal base and consider that developments on these documents vindicate that position. On our analysis, Parliament would not be deprived of the opportunity to exert influence on the opt-in decision where a Title V legal base is added in the course of negotiations. We contend that the three months for the Government's to decide whether to opt-in runs from the date the Council agreed to add the Title V legal base. We are therefore disappointed with the Government's analysis, which, at best, leaves Parliament with the much weaker option of scrutinising a "done-deal" — a proposal whose provisions are fixed and can no longer be shaped — in respect of a possible post-adoption opt-in.

10.12  We ask the Government to say why our analysis is not to be preferred to its own. Pending its reply, the documents will remain under scrutiny.

  1. We will also write to the Council Secretariat and the Commission to seek their views on the application of the opt-in Protocol when a Title V legal base is added in the course of negotiations.



49   See headnote: HC 83-iv (2013-14) chapter 13 (5 June 2013). Back

50   See headnote: HC 83-xvii (2013-14) chapter 4 (16 October 2013). Back

51   See (34091)12683/12Back

52   See(35362-5) -:http://eeas.europa.eu/ukraine/docs/index_en.htmBack

53   See (35362) (35363) (35364) (35365): HC 83-xx (2013-14) chapter 6 (6 November 2013). Back


 
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Prepared 4 December 2013