Documents considered by the Committee on 5 March 2014 - European Scrutiny Committee Contents


12 Shipments of waste

(35220)

12633/13

+ ADDs 1-2

COM(13) 516

Draft Regulation amending Regulation (EC) No. 1013/2006 on shipments of waste
Legal baseArticle 192(1) TFEU; co-decision; QMV
DepartmentEnvironment, Food and Rural Affairs
Basis of considerationMinister's letter of 17 February 2014
Previous Committee ReportHC 83-xiv (2013-14), chapter 5 (11 September 2013)
Discussion in CouncilSee para 12.10 below
Committee's assessmentPolitically important
Committee's decisionCleared; further information awaited

Background

12.1 The Waste Shipment Regulation ((EC) No. 1013/2006) lays down requirements for shipments of waste both within the EU, and between the EU and third countries, in order to protect the environment. In particular, it bans exports of hazardous waste outside the OECD, but permits the export of non-hazardous waste, provided it is managed in an environmentally sound manner. The Regulation also requires Member States to inspect establishments in accordance with the requirements laid down in the Waste Framework Directive (2008/98/EC), but controls are otherwise left to their discretion, and there are no specific provisions on how inspections should be carried out. As a consequence, there are large discrepancies between Member States, which provide an incentive for exporters of illegal waste to route it through those with the least control, this being a particular problem with hazardous waste, in that it can have severe impacts on the environment and human health.

12.2 The Commission therefore put forward in July 2013 this proposal to amend Regulation (EC) No. 1013/2006 so as to ensure a more consistent approach, under which:

·  Member States would be required to ensure their competent authorities prepare inspection plans (which will be made publicly available);

·  competent authorities would be able to request exporters to submit evidence which confirms that a shipment described as non-waste is destined for re-use and is fully functional; and

·  provision for the adoption of delegated acts by the Commission for the implementation of electronic data interchange for the submission of documents.

12.3 As we noted in our Report of 11 September 2013, the Government recognises that waste continues to be exported illegally to developing countries lacking the infrastructure needed to manage it satisfactorily, and that compliance with the Waste Shipment Regulation appears to be inconsistent. Consequently, whilst it believed the system in the UK to be relatively good, it welcomed in principle a proposal designed to ensure better compliance, subject to two caveats. First, enforcement is a matter which could be seen as a Member State issue, and any prescription would need to be justified as improving the regime. Secondly, although the Commission's impact assessment had suggested that any costs would be outweighed by the savings arising from the need to repatriate fewer consignments, the Government wished to consider the impacts further.

12.4 It also said that requiring competent authorities to develop inspection plans was acceptable in principle, but that the level of detail expected could raise concerns, and that making plans publicly available might be counterproductive, in encouraging those in sectors not targeted to become less fastidious, and in providing intelligence for those trying to evade controls. On the other hand, enabling competent authorities to ask exporters to prove that a shipment is destined for re-use and that it is fully functional has already been adopted for Waste Electrical and Electronic Equipment in Directive 2012/19/EU, and is potentially a useful tool for some other waste streams.

12.5 We commented that, whilst the proposal appeared to be relatively straightforward, and not to raise any major issues, there were nevertheless one or two areas which needed further consideration, including the degree of prescription involved and the balance between the likely costs and benefits. In view of this, we decided to draw the document to the attention of the House, but to hold it under scrutiny, pending further information on these issues.

Subsequent developments

12.6 We next received a letter of 24 September 2013, indicating that the Government's basic concerns remained, and that it would seek to achieve a Regulation which sets out the provisions which Member States would have to take into account, but which left the exact details to them. We were also told that the Government would provide a more detailed analysis of the costs and benefits in due course, but would seek to ensure that the burden on business was not unduly increased. It concluded by saying that, if were now able to clear the proposal before 14 October, that would enable the UK to engage fully in the debate then in the Environment Council. In reply, our Chairman commented that, although the Government had sought to construct a negotiating strategy to address the earlier concerns, it was at present no more than that, with no guarantee that these aims could be pursued. In view of this, he said that we considered that it would be premature to give scrutiny clearance.

12.7 We have now received from the Parliamentary Under-Secretary of State at the Department for Environment, Food and Rural Affairs (Dan Rogerson) a further letter of 17 February 2014. He says that the negotiations are well advanced, with there now being a much clearer idea of their direction of travel. In particular, a preliminary exchange of views at the Environment Council in October 2013 had recognised the need to address illegal shipments of waste, and for inspection planning, but had also underlined the need to consider the level of detail required in order to strike the right balance, with doubts also being expressed about the publication of inspection plans.

12.8 The Minister comments that the negotiations have generally been moving in a positive direction, although it would appear that a significant number of Member States prefer a requirement for inspection plans with a minimal list of mandatory requirements. He says that the Government can accept this, as long as it will not significantly impact on the way the UK operates already and, in order to address concerns that any such requirements might promote bureaucracy, it is seeking a review clause to assess the impact of the Regulation.

12.9 He also provides more information on the balance between costs and benefits, summarising the findings of an impact checklist as follows:

·  whilst the UK has an effective system of enforcement, a requirement to prepare inspection plans will sharpen the focus, and, since the repatriation of illegal shipments to the UK can cost thousands of pounds (and must be funded by Government where the person responsible for the shipment cannot be traced), this has the potential to reduce enforcement costs;

·  improved enforcement of the controls should provide a more level playing field, with consequent benefits for legitimate businesses;

·  better enforcement will give rise to environmental and health benefits at global level, since illegal shipments can result in waste being managed in a way which is not environmentally sound (or even dumped in the receiving country), posing a risk to the local population and the environment; and

·  whilst a long mandatory list of issues for inclusion in plans might have required competent authorities to divert resources away from more direct enforcement activity, a minimal list of mandatory requirements would be less burdensome, whilst a review clause, obliging the Commission to assess the impacts in due course, would address concerns that such an approach might promote bureaucracy.

12.10 The Minister concludes by saying that the negotiations appear to be going in the right direction, and that the UK has the scope to influence an outcome which will not be overly burdensome. He also says that the UK will need to give an indication of its voting intentions in early March, prior to final agreement in the Council, and he has therefore asked whether we can clear the proposal from scrutiny as a matter of urgency.

Conclusion

12.11 We are grateful to the Minister for this update, in the light of which we are now willing to clear the document. However, we would be glad if he could inform us in due course of the eventual outcome of the negotiations.


 
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