Pre-appointment hearing with the Government's preferred candidate for the post of Housing Ombudsman - Communities and Local Government Committee Contents


Appendix 2: Memoranda from the Department for Communities and Local Government


Recruitment of the Housing Ombudsman

Background to the Post

The Housing Ombudsman (THO), a corporation sole, administers the Housing Ombudsman Scheme. The organisation is sponsored by the Department for Communities & Local Government (DCLG). The purpose of the Scheme is for tenants and other individuals to have complaints about members investigated by a Housing Ombudsman. Membership of the Scheme is compulsory for landlords who are registered providers and Local Housing Authorities. There are also some voluntary members who are private, 'for profit' landlords. The Scheme states that the Ombudsman's role is to resolve disputes involving members of the Scheme, as well as to support effective landlord-tenant dispute resolution by others.

THO uses its day to day engagement with member landlords to improve their own complaint handling. It promotes early and local resolution of disputes within the landlord's own internal complaint process—this is better for tenants and landlords. The approach is to support more effective complaint handling by the other parties involved in the complaint process, rather than creating a dependency on THO's service.

The Localism Act 2011 extended the Ombudsman's jurisdiction to Local Housing Authorities. It also gave "designated persons" a role in dealing with disputes between members of the Scheme and their residents, and in referring complaints that have not been resolved through the landlord's procedures, to THO.

THO's strategy is designed to achieve improvement in complaint handling in the sector throughout the process. It supports and advises landlords, tenants, and designated persons to achieve more effective dispute resolution within their local procedures.

The success of the strategy will be measured against the following outcomes:

·  Designated persons are able to play their part in resolving disputes fairly.

Designated persons play an important role in complaint handling when a dispute is not resolved by the landlord in their own process. THO's good practice advice and guidance, and the tools and support that are available to tenants and landlords are also available to designated persons. Together with their understanding of local issues, this advice will support them in resolving disputes effectively.

·  Tenants and landlords have increased trust in dispute resolution.

To use complaints to improve services, the complaint process must be fair, accessible and be demonstrably designed to resolve disputes. Focus is on clear and transparent processes. For many landlords and their tenants this requires a step change in complaint performance, sometimes requiring changes to the organisation's culture.

·  Tenant and landlord relations are improved.

Tenants generally have a long term relationship with their landlord. A feature of complaints is often a breakdown in trust or communication. If not dealt with effectively those aspects of a complaint can have a long term impact. Effective complaint handling improves trust and relationships between tenants and their landlords. Cultivation and maintenance of the landlord tenant relationship is of benefit to both parties.

·  Landlords have a positive view of complaints.

Even good service generates complaints. They cost time and money whether or not they are dealt with effectively. Seeing complaints as an opportunity for feedback gives a landlord the chance to engage with its tenants and to use that time and money to improve service provision. A landlord with a positive view of complaints will be more likely to treat its tenants fairly, and to resolve complaints quickly and without escalation.

Further information about THO is available on its website: www.housing-ombudsman.org.uk

ROLE AND RESPONSIBILITIES

At the highest level, the Ombudsman's role is essentially two-fold, to:

·  lead the organisation in the delivery of its strategy and business plan and in line with the Housing Ombudsman Scheme; and

·  ensure that strong governance is in place that meets best practice and government requirements.

Responsibilities of the Ombudsman include:

·  adapting the strategic direction for THO against an ever-changing environment, building on the existing vision, strategy, and objectives.

·  leading the senior team in the execution of the objectives, taking advice from the Audit, Risk, and Assurance Committee.

·  development of an annual business plan, budget, and subscription rate in agreement with DCLG.

·  being publicly visible as the ambassador for THO, influencing and networking with key decision makers and stakeholders.

·  acting as a champion for the work and role of THO at public events and meetings.

·  working collaboratively with landlords, DCLG, and other stakeholders.

·  holding the senior team to account for the effective use of public funds and driving value for money.

·  ensuring that THO's affairs are conducted in line with regularity and propriety standards, and that high standards of corporate governance are observed at all times.

·  ensuring that the THO operates within the limits of its statutory authority and in accordance with the authority delegated from its sponsoring Department and with guidance issued by it (over-arched by its Framework Document and annual Accounting Officer delegation letter).

·  complying at all times with the rules relating to the use of public funds (set out in Managing Public Money and the Cabinet Office spending controls guidance) and avoiding conflicts of interest.

·  acting in accordance with the Seven Principles of Public Life.

PERSON SPECIFICATION

The successful candidate will combine knowledge of the housing sector with the ability to lead an organisation, setting a clear vision and strategic direction. The ability to work in partnership with both DCLG and housing sectors is also vital to the success of THO.

SELECTION CRITERIA

Candidates will be assessed against:

Essential Criteria

1) Political judgement and ability to work with partners in local and national Government with an understanding of the decision-making process within both, and a commitment to encouraging and championing local collaboration.

2) Ability to lead and manage a senior team and to set clear strategic direction for an organisation.

3) Ability to navigate a complex delivery landscape, with multiple and sometimes conflicting interests and to secure consensus on the way forward.

Desirable Criteria

1) Track record of ensuring effective governance in the management of organisations.

2) Understanding of the housing, the rented sector, and disputes resolution.

3) Experience of delivering change.

OUTLINE TERMS AND CONDITIONS
Position:Housing Ombudsman
Number of Posts:1
Location:THO is located in central London, with travel around England
Commencement of Appointment: The previous Housing Ombudsman retired in November 2014. It is anticipated that the successor will start as soon as possible in 2015.
Durations:Up to 2 years (with the possibility of extension)
Time Commitment:Full-Time
Remuneration: Up to £120,000 per annum
Pension:Pensionable

POTENTIAL CONFLICTS OF INTEREST

These must be disclosed during the selection process.

THE RECRUITMENT PROCESS

This is being managed by DCLG. The Housing Ombudsman is appointed by the Secretary of State in a process consistent with the Office of the Commissioner for Public Appointments (OCPA) Code of Practice. This post is regulated by the OCPA.

The advert was published on the THO website and the Cabinet Office Public Appointments website.

The panel responsible for the sifting and interview of candidates consists of:

1) Sara Nathan (Chair), Public Appointments Assessor (OCPA);

2) David Rossington, Finance Director, Department for Communities and Local Government;

3) Terrie Alafat, Director, Housing, Department for Communities and Local Government; and

4) Matthew Bailes, Director of Social Housing Regulation, Homes & Communities Agency.

Six applications were received in total (four women and two men), from which three candidates were selected for interview.

The interviews will take place on Friday, 5th December 2014 and will consist of a 5 minute presentation and competency based interview, lasting 45 minutes.

OUTLINE TIMETABLE
ActionDate
Deadline for receipt of Applications Friday, 7th November 2014
SiftingThursday, 13th November 2014
ShortlistingMonday, 17th November 2014
InterviewsFriday, 5th December 2014
Meeting with Minister Wednesday, 10th December 2014
Preferred Candidate Informed TBC
Pre-Appointment Scrutiny Tuesday, 16th December 2014
Appointment Confirmed TBC


 
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Prepared 18 December 2014