3 Reforms to the Consular Service
14. Since a widely-criticised response to the Asian
tsunami in 2004, and reports by the National Audit Office (NAO)
and Public Accounts Committee (PAC) in 2005 and 2006, the FCO
has put a lot of work at a management level into how best to run
the Consular Service and to meet the multiple demands on it. This
has resulted in what the FCO terms a "strategic shift"
in consular work and how it is done.
Consular strategies
15. As part of the strategic shift, since 2007, the
FCO has published three consecutive multi-year strategies for
transforming and improving consular services. The 2007-10 strategy
focused on creating consistent standards and professionalising
the service, following criticism in the NAO and PAC reports of
an inconsistent and variable service between posts. There was
some emphasis on ending both under- and over-delivery, to achieve
greater consistency and fairer expectations, stating "if
we regularly offer help beyond our publicly-stated framework we
should not be surprised that we are asked to deliver such help
again and again, placing extra pressure on our resources".[17]
The 2010-13 strategy focused on providing what customers needed
via better information management and continued professionalisation,
as well as implementing some major organisational changes, such
as the transfer of passport responsibility and embedding new technology.
The 2013-16 strategy raises ambitions still further, aiming to
be "the best consular service in the world" by 2016.
It describes a more flexible service focused on identifying and
helping the most vulnerable, including more assistance "for
customers who need it most, the customers who are most at risk
because of who they are, or where they are."[18]
The Committee suggests the FCO examine what comparable countries
provide in terms of key consular services and also aim to adopt
best practice.
16. Taken together, the strategies show the FCO having
gone from a service that was often high-quality but inconsistent
and unclear, to a more defined but clear set of standard services
that are provided transparently at all posts, and is now moving
toward additional help focused on the most vulnerable. It also
aims to deliver services in a more flexible way, including through
the use of better technology and increased use of partner organisations.
We welcome the elevation of consular services as a vital part
of the FCO's work that can provide unique assistance to British
nationals overseas.
Major organisational changes since
2007
CREATION OF CONSOLIDATED CALL CENTRES
17. Between June 2013 and March 2014, the FCO moved
to a model in which all phone calls to local consular posts during
their office hours are routed to one of three 'Consular Contact
Centres' (CCC) based in Malaga, Ottawa and Hong Kong. Urgent out-of-hours
calls continue to be answered by the 24 hour London-based Global
Response Centre. The three new Consular Contact Centres provide
a point of initial contact and aim to resolve many of the standard
questions, such as what to do about a lost passport, at this stage.
For more complicated or urgent cases that require local assistance,
the call centre 'escalates' the call to the consular team at the
relevant Post. The FCO told us that the centres allowed tailored
training for staff, enabled better information management as repeated
requests about the same issue are noticed and addressed by providing
better information online, and most importantly, they freed up
consular officers in post to spend time on consular cases.
18. The FCO told us that many calls are not related
to consular work (for example, asking about visas, or commercial
concerns) and that the Centres aim to resolve 80% of consular
calls. When we asked Susan Caldwell, Head of Strategy and Network,
to explain how the FCO defines "resolution" for such
a high proportion of calls, she told us that of the calls that
are not escalated to posts, "35% of those other calls are
signposting people and helping them get access to other government
services, such as passports and visa services." A further
17% of calls were about notarial issues[19]
where people wanted to understand the service and make an appointment.
She agreed that this "signposting" could include call
centre staff telling callers to go online for a service, but she
said that the FCO had taken time to survey customers to understand
better how they could find that information more easily online.[20]
19. We visited the call centre in Malaga to see it
in action. We were impressed by the multi-lingual staff who handled
calls with professionalism. We also noted the comprehensive data
system that enabled staff to access detailed information from
each post's consular team in order to answer queries. The Consular
Contact Centres appear to be an efficient and effective innovation
by the FCO that allows frontline consular officers to focus on
their main work.
MOVE TO DIGITAL BY DEFAULT
20. The FCO's call centres are part of a broader
strategy of 'digital transformation'. This is part of the Government's
Digital by Default agenda, which requires that services be moved
online for easier access and more efficient provision. The FCO's
Digital Strategy is both inward and outward-facing: internally,
the FCO states that it is making better use of technology for
example in its Compass system for recording consular cases; its
Crisis Hub (see below); and its call centres. Externally, the
FCO states that it is working to put more services for the public
online, such as booking appointments and submitting applications
for certain services, as well as making better use of technology
and social media.
21. There are many advantages to this approach. The
FCO reports success in its internal systems and we heard praise
from members of FCO staff who used both the consular and crisis
systems, though we noted that consular officers in post in Malaga
were asked to enter all information about cases into a database
but were not equipped with mobile devices with which they could
access and update the files while working remotely (for example,
on a visit to a hospital or a detention centre). This suggested
that the system had added an extra time-consuming taskthe
need to enter information into an IT system in the officerather
than removed one. Further to increase the benefit of these systems
for staff, the FCO could conduct a trial issuing mobile devices
(such as a compatible tablet) to a group of consular officers
to evaluate whether it increases efficiency, though the benefits
of such a move would have to be calculated against costs. The
FCO has rightly dedicated significant resources to improving and
developing IT systems capable of meeting the demands of consular
services.
Are online services leaving some nationals behind?
22. We acknowledge that there will undoubtedly be
increasing demand for FCO services to be available online, and
that online services will make them more accessible to the majority
of British nationals. However, we received some indications that
there was an over-reliance on online services (for example, one
man went to a Consulate to ask how to obtain a document and was
told to go online to book an appointment at the same consulate);[21]
and that the system was causing distress to some older members
of expatriate populations, who do not have access to or expertise
in using digital services.[22]
This was confirmed on our visit to Malaga, where Spanish local
authorities told us that British nationals often come to them
to ask for help in filling in the British Government's new online
forms. When we asked FCO officials about this, we were told that
services had not been withdrawn, and that British nationals could
go to posts or call by telephone.[23]
Susan Caldwell explained further how FCO staff respond to such
a situation:
When citizens are facing exactly that scenariothey
have said "I am old; I don't have access to the internet,
or I struggle with it"we support them and talk them
through it. "Actually, can you get somebody?" Often,
people have friends, family or others around them in the community
who can help them access online services.[24]
She added that the FCO was "linked in"
to the Government's work on digital inclusion, and said that the
FCO worked with local communities in areas where there were large
elderly expatriate populations to provide support. Demand for
online services will continue to grow, and it is right that the
FCO has embraced this approach. However, the FCO's assurances
that it continued to support those who could not access digital
services via phone and in person were not borne out by the feedback
we received. We are concerned that the digital strategy has resulted
in a service that is harder for some expatriates to reach without
third-party support. This could make vulnerable people even less
able to operate independently. The Contact Centres should function
as a genuine resource of consular information and support for
people who have made the time and effort to call, rather than
simply a 'signpost' to the FCO's online services especially when
people are not in a position to access these easily.
CONSULAR RESPONSE TO MAJOR CRISES
23. When a crisis occurs abroad, the Consular Service
is the UK's emergency response for its nationals. Depending on
the form of crisis, the local and wider consular service work
to locate missing, injured and deceased British nationals; provide
support and care; and organise evacuation if necessary. It will
also provide public information and support to families at home.
Perceived failings in the FCO's response to various consular crises
in the first half of the 2000s saw what one witness called "quite
radical thinking"[25]
about crisis response, resulting in a number of major developments,
including:
· the
establishment of a new crisis centre to coordinate consular responses
· the
establishment of Rapid Deployment Teams (RDTs) of experts (for
example, from the Red Cross) to support the consular teams in
post;
· increased
professionalisation of consular staff including Honorary Consuls;
and
· the
Global Response Centre (GRC), which handles out-of-hours calls
from members of the public who need urgent consular assistance.
24. Nonetheless, in 2011 the FCO's crisis response
was heavily criticised for failings in its handling of the Arab
Spring, particularly in relation to a delayed evacuation of British
nationals in Libya.[26]
Following an internal review, the FCO again overhauled its consular
crisis response mechanisms to increase capacity to handle "multiple,
concurrent crises".[27]
This included:
· the
launch of an expanded consular crisis centre in London in October
2012, following £2m of investment, with 50% more staff (31
staff).[28]
· A new
crisis IT system, 'Crisis Hub', with improved ability to record
cases and share information.
· New
crisis decision-making structures based on the system used by
emergency services.
· Expanded
crisis training and mandatory crisis planning for posts.
· Increased
number of crisis management experts, and enlarged surge capacity
of trained crisis response volunteers.
· An extra
Rapid Deployment Team for the Middle East and North Africa.
Each FCO post has its own Crisis Management Plan
taking note of the risks specific to their country or region and
detailing how to respond. These plans are reviewed and tested
annually.
25. Mark Tanzer, Chief Executive of ABTA,[29]
was positive about the FCO's efforts to improve its crisis response,
telling us that his colleagues who had been involved in FCO crisis
simulation exercises "said that it was a very effective simulation
of what would happen, especially if two big crises happened simultaneously.
Both our members and the Foreign Office will have learned a lot
from that simulation."[30]
Former Ambassador Giles Paxman was strongly supportive of the
changes, telling us:
I am absolutely convinced that we are now much,
much better prepared than we were, particularly before the tsunami
in Thailand. We have much better structures. We have clearer policy
and better organisation. We have a fully equipped and well-staffed
crisis centre. We have much better tools. We have regional rapid
deployment teams with the right skills. We have the right partnerships
with the emergency services. We have the right planningbetter
planningoverseas, and better liaison with the local authorities
overseas.[31]
However, he warned that, "we will never be totally
prepared. There will always be situations that arise in places
where we will not expect them to arise".[32]
We visited the new crisis centre at the FCO in London in January
2014 and were briefed in detail on the expanded resources and
facilities for handling crises. Since then, the centre has dealt
with crises in South Sudan, Iraq and Libya. We note that, unlike
in 2011, we have received no complaints and seen very little media
criticism about more recent crisis responses. It is of the
utmost importance to get the FCO's response right in a crisis.
We believe that the FCO has responded to earlier serious problems
in its crisis response with energy and the seriousness they deserved,
and that lessons have been learned and effectively applied. By
their nature, crises are often unpredictable and the FCO will
require continuous vigilance to maintain and improve its crisis
systems.
Changing the way information is communicated in
a crisis
26. As part of its reforms, the FCO has moved away
from some of its previous means of distributing information to
British travellers and expatriates in a crisis. Most notably,
in April 2013 it scrapped a global online registration database
of British nationals in each country called LOCATE, which had
been operational since 2007. The LOCATE system was intended to
make it easier for FCO officials to get in touch quickly with
British nationals in times of crisis, but the FCO said fewer than
1% of British nationals abroad had registered with the service.
An FCO blog in 2013 by the Ambassador to Lebanon explained:
Last year, the FCO reviewed LOCATE worldwideand
found it actually hindered rather than helped our recent crisis
responses in Japan and the Arab Spring. We had teams of people
calling out-of-date mobile numbers, and contacting families who
had long since returned home. Those teams could have been out
there, helping the people who really needed them.[33]
Mark Tanzer told us that customers of ABTA companies
did not use the LOCATE system in great numbers, and said the FCO
was right to scrap it, "although it was a good initiative."[34]
27. In addition, more long-standing means of keeping
track of expatriates appeared to have been quietly dropped. Registration
of expatriates at the local Embassy or post has ended; and we
were surprised to find no mention of the FCO's networks of voluntary
wardens in their submission to this inquiry. Warden networks have
been used for decades to help distribute messages from the Embassy
to their local communities of British nationals about their safety
and security. Commenters on our web forum also expressed regret
that warden networks were no longer available in their country
of residence.[35] When
we asked the FCO about wardens, it confirmed that in fact some
69 countries continued to have warden networks, and the Minister
praised the volunteers: "they are still extremely helpful
and many of them are very dedicated and committed British citizens,
often in extremely challenging areas." The Minister highlighted
in particular the work of wardens in Kaduna in northern Nigeria.[36]
It is unclear why the latest consular strategy does not mention
wardens at all, while the previous 2010-13 strategy planned to
update and extend the networks.
28. The FCO has replaced the LOCATE and registration
systems with an increased focus on social media channels such
as Twitter and Facebook to help British nationals in times of
crisis.[37] The FCO has
also introduced a new mobile registration system for British nationals
caught up in a crisis, which will enable people to register with
the Foreign Office by phone call, email or text message from their
mobile phones.[38] British
nationals can also sign up to the FCO's country-specific travel
advice alerts via email or social media, and updates will then
be sent to them.[39]
There appears to have been a shift from attempting to keep
track of British nationals abroad in normal circumstances so that
they could be contacted if a crisis occurred, which proved difficult,
to making it easier for British nationals to contact the FCO at
times of crisis. This may be less reassuring for long-term expatriates
who enjoyed the comfort of knowing that their embassy knows their
number and address, but it is a sensible response to the problems
encountered by previous systems. However, we remain concerned
about potential over-reliance on internet-based services to distribute
information in a crisis, when internet services might not be working,
or the internet is deliberately cut off by the Government in question.
In its response to this report, the FCO should set out the contingency
measures it has in place to mitigate the loss of internet-based
communication in a crisis, such as its surge capacity on phone
lines.
CLOSURE OF POSTS
29. Since May 2010, the FCO has permanently closed
15 consular posts, nine of which were in Europe. In the same period,
it has opened four embassies which have consular functions, and
"upgraded" the consular capacity of three embassies
and one consular post. A further eight posts that do not have
a consular function have also opened or been upgraded since 2010.[40]
This has resulted in a net loss to the consular network. In 2012,
the Foreign Secretary made a speech in which he acknowledged these
new embassies and upgraded consulates, and promised six further
new consulates in emerging economies. Embassies containing consular
offices have since opened in Laos and Paraguay, but the remaining
four promised consulates are yet to open.
Consular openings and closures since 2010
Year | Posts with consular functions closed
| Posts with consular functions opened
| Posts with consular functions upgraded
|
2010 | 1
| 0 | 0
|
2011 | 3 (+ 1 suspended)
| 1 | 1
|
2012 | 4(+ 1 suspended)
| 1 | 1
|
2013 | 4
| 2 | 2
|
2014 | 3 (+ 1 suspended)
| 0 | 0
|
Total | 15 (+ 3 suspended)
| 4 | 4
|
Source: Foreign and Commonwealth Office[41]
In the speech in April 2012, the then Foreign Secretary
said that the closures of consulates had allowed new consular
offices to be opened elsewhere, adding: "We will always ensure
that our diplomatic network is configured in the best way to support
British nationals as well as our wider interests." [42]
A full list can be found below:
Consular closures
since 2010:
Source: Foreign and Commonwealth Office[43]Consular
openings since 2010:
Source: Foreign and Commonwealth Office[44]
30. The FCO told us that consular services had not
deteriorated as a result of the closure of these offices. The
Foreign Secretary explained in 2012 that the "re-shaping"
of the European consular network via the closure of 12 consular
offices in Europe was a result of "changing customer demands
and the opportunities of new technology", which meant that
the UK no longer needed established consulate offices where the
bulk of routine services were provided by "hubs" in
major cities.[45] The
FCO told us that "Honorary Consuls are still present in all
the major locations for British tourists and residents. They continue
to provide an invaluable emergency response to crises or urgent
consular cases, which are then reinforced and taken on by the
consular teams in Posts."[46]
However, we received evidence from Prisoners Abroad, an NGO providing
support to British prisoners in detention overseas and which is
part-funded by the FCO, expressing concern about the withdrawal
of an FCO presence from some parts of the world, including Europe:
Closures of consular posts around the world have
already resulted in loss of support to prisoners, for example
reduced visits or increased complications in receiving funds,
and Prisoners Abroad is deeply concerned about deterioration of
conditions even in European countries.[47]
The Minister rejected the suggestion that services
had deteriorated, telling us that prisoners were a consular priority,
and that the FCO would look into any specific complaints about
this. Susan Caldwell added that "Some [consulates] have been
replaced by honorary consuls where those consulates were originally
present, to ensure that we still have a presence for those who
are most vulnerable."[48]
However, the FCO also told us that Honorary Consuls did not carry
out routine consular work.
31. We conclude that there has been a net reduction
in the size of the consular network on the ground, which is a
concern. The closure of posts in Europe has not been replaced
by the equivalent number of openings elsewhere, nor has it been
accompanied by substantial increases in alternative means of consular
representation, such as honorary consuls. We are concerned that
vulnerable British prisoners abroad are reportedly receiving less
assistance than before. The FCO should set out in its response
how it intends to review allegations that the support it offers
to prisoners has deteriorated as a result of the closures.
HONORARY CONSULS
32. Honorary Consuls are volunteers (paid a stipend)
who help Posts provide some forms of consular assistance to British
nationals in areas where the FCO judges it does not require a
full consular presence. Their duties may include crisis response,
consular assistance, local authority liaison, or assisting official
consular visits, but do not usually include routine consular
services. The time devoted to consular matters varies widely between
Posts, but Honorary Consuls are expected to work on average no
more than 4 hours a week. At present, the FCO has 224 Honorary
Consuls in its global network and has provided a full list of
their locations.[49]
By comparison, France has 500 honorary Consuls and Germany has
350.[50]
33. The FCO states that Honorary Consuls provide
a good, more accessible and responsive service in places where
it could not justify a consular presence.[51]
It adds:
many [Honorary Consuls] are British expatriates
who have lived overseas and have built up valuable local knowledge
and contacts. Honorary Consuls are potentially our public face
in the crucial first hours of a crisis, and are considered Consular
Officers under the Vienna Convention on Consular Relations (VCCR).
They are a cost effective way of maintaining a high standard of
customer service. Other Honorary Consuls are host country or third
country nationals with strong ties to the UK. They have a good
standing in the local community, and many are also in paid employment
elsewhere.[52]
Honorary Consuls are paid a small honorarium (to
an annual maximum of £2,300) in recognition of their services.
This honorarium has not increased since 2005.
34. Our web forum comments on Honorary Consuls have
been mixed, with some contributors writing rather scathing comments
about the English language skills, effectiveness and knowledge
of certain Honorary Consuls, while others have been highly complimentary
about particular individuals' work.[53]
Prisoners Abroad was critical of the perceived lack of clarity
about the role of an Honorary Consul:
It has never been clear [
] what guidance
applies to Honorary Consuls, and which posts can provide which
services. Their presence is relied upon in many areas of the world
but they seem to receive different levels of training or supervision
from employed consular staff, which can lead to inconsistency
of service andin the worst caseslack of notification
regarding very serious issues. [54]
As a result, Prisoners Abroad recommends clearer
guidance on the remit and responsibility of Honorary Consuls and
more regular training.
35. The FCO states that Honorary Consuls work under
the supervision of superintending posts, and "their work
is carefully managed and monitored by trained Consular staff who
assess whether the task is appropriate for delegation to an Honorary
Consul or whether a full time member of staff ought to be deployed."
The only mandatory training consists of three 'e-learning' courses,
though the local manager at the superintending post is responsible
for determining whether any additional training is needed.[55]
Former Ambassadors Giles Paxman and Sir Michael Arthur both told
us that the Honorary Consuls were now better trained, and Sir
Michael told us that the FCO had "got better at finding the
right people to do it", adding that this had not previously
been the case.[56]
36. One contributor to our web forum raised the potential
conflict of interest arising from Honorary Consuls' business interests.[57]
We have previously questioned the FCO on this during our Report
on FCO Performance and Finances 2011-12, and the FCO told us that:
As Honorary Consuls are not our employees, there
is no specific requirement for them to disclose their financial
and business interests prior to appointment. They are however
required to undertake a formal interview with the Embassy/High
Commission staff prior to taking up their appointment, and to
inform senior management at post of any perceived conflict of
interest that may arise.[58]
Former Ambassador to Spain, Giles Paxman, acknowledged
that there were benefits to being an Honorary Consul in terms
of contacts and status:
It is also fair to recognise that being the British
honorary consul gives you a certain status locally that you might
not have. I think that it also gives you a certain amount of access
to the local authorities that you might not otherwise get. So
if you are working, for example, as a local lawyer, it can be
advantageous to your business also to be the honorary consul and
have access to the mayor and the local authorities.
But there is a very big element of public-spiritedness
in it as well. I think the motivation for most of our honorary
consulates is certainly not financial.[59]
He agreed that there may be a need for greater transparency
about the business interests of Honorary Consuls before their
appointment (contracts are renewed every five years, and they
are security vetted every seven years). However, both Giles Paxman
and Sir Michael Arthur both highly praised the work of Honorary
Consuls as "a tremendous extension of our own network"[60]
who provide "eyes and ears on the ground, liaison with local
authorities and providing that first advice in times of crisis."[61]
Both also considered that Honorary Consuls were usually motivated
by a genuine desire to perform a public service.[62]
We consider Honorary Consuls to be an important and efficient
part of the FCO's consular network, enabling it to extend its
reach beyond capital cities. They do important work for British
nationals at very low cost to the service. We understand concerns
about potential conflicts of interest, and we recommend that the
FCO consider recruiting Honorary Consuls on shorter contracts
and that the FCO require Honorary Consuls to declare any relevant
business interests throughout their tenure, and that the FCO ensure
that training and supervision of Honorary Consuls in connection
with potential conflicts of interest is standardised. We further
recommend that, where the FCO replaces a consular office with
an Honorary Consul, it sets out in public the duties it expects
the Honorary Consul to perform.
REDUCTION IN DOCUMENTARY AND NOTARIAL
SERVICES
37. The FCO provides certain documentary and notarial
services to British nationals abroad. It charges for these services:
for example, in France, it costs £20 to witness a signature,
£30 to make or verify a copy of a document, and £65
to issue a certificate that no impediment exists to an intended
marriage. In its 2013-16 consular strategy, the FCO announced
that it would be taking steps to reduce this service. It intends
to end the services where they can be provided by local alternatives,
such as lawyers, often at lower costs; and to lobby local governments
to limit the amount of such documents they require from the embassy
of a foreign citizen.
38. According to the feedback we received, unsurprisingly,
the FCO's fees for the provision of such documents are unpopular.[63]
Given that the fees from such services make up around one third
of the Consular Services' income, we asked the FCO how much income
it expected to lose. Mark Simmonds MP responded that the FCO's
aim was to reduce notarial services by "up to 30%" between
2013-16, and that the FCO had assessed the impact on income to
be a £1 million reduction in income. This had been factored
in to the annual review of consular fees, and would not have a
"material impact" in the context of £90m total
consular income. He added that increasing demand for legalisation
services would further offset the lost income.[64]
The FCO's notarial service must take officials' time away from
more vulnerable and needy cases, so the FCO's decision to reduce
this service wherever other providers are available is a sensible
one. The FCO should carefully monitor any implications of the
loss of income from this service, as it would not be advisable
for the FCO to increase other fees for mandatory documents to
make up the shortfall.
DISCRETIONARY LOANS TO BRITISH NATIONALS
39. The FCO updated its policy in 2013 on providing
loans to British nationals who are in difficulty abroad. As a
general rule, the FCO does not provide financial assistance and
focuses on facilitating funds from friends or relatives. However,
when all other options have been exhausted, it can, in certain
circumstances, provide a loan to enable a British national to
get home. These loans are provided on a discretionary basis, to
the most vulnerable cases. The recipient of a loan signs up to
an Undertaking to Repay, and their passports are stopped until
the loan is repaid in full. The data provided by the FCO shows
that less than a third of approximately £275,000 of loans
paid out since 2009 have been repaid:
FCO lending against Undertakings to Repay,
2010-2014
Year (Sept-Aug) |
Amount lent | Average loan
| Amount repaid |
2009/10 | £23,912
| £116 | £1,853
|
2010/11 | £82,400
| £340 | £1,218
|
2011/12 | £25,236
| £231 | £63,775
|
2012/13 | £33,173
| £286 | £7,304
|
2013/14 | £110,374
| £492 | £13,055
|
Source: Foreign and Commonwealth Office[65]
Since the policy was relaxed in 2013, the FCO has
lent £110,374 in 2013/14, more than three times its spend
in the year before. However, this still accounts for only 0.13%
of the Consular Service's annual budget. The FCO said it was "currently
reviewing the debt recovery mechanism". At present, its enforcement
mechanisms are limited. Aside from the confiscation of a passport,
a 10% surcharge is levied at six months, then an annual letter
is sent to remind nationals of their undertaking.[66]
We agree that there are circumstances in which it is not only
compassionate but a most effective use of funds to help a national
to return home, and prevent further problems. The FCO is right
to review its debt recovery systems, and it should pursue repayment
more rigorously in future. In its response to this report, the
FCO should set out how it intends to improve its debt recovery
systems.
CONSULAR STAFFING
40. The last nine years have seen substantial changes
to consular staffing. There are currently 667 consular staff in
the network of 230 posts and 210 staff in London.[67]
Consular staff in posts overseas carry out 'frontline' tasks supporting
British nationals abroad, under the supervision of nine Regional
Managers. The Consular team in London is made up of four departments,
which handle the implementation of the consular strategy and modernisation;
the overseas passport service; senior support to Posts on casework
and the lead on specific issues such as forced marriage and human
rights; and the Crisis management response.[68]
41. This compares to over 2,000 staff delivering
consular services overseas and 220 staff in the consular directorate
in London in 2007.[69]
The proportion of locally engaged and UK-based staff in consular
posts has also changed dramatically. In 2005, the NAO report on
consular services stated that "staff undertaking consular
work overseas comprises two-thirds locally engaged staff and one
third United Kingdom based career diplomats on postings which
last two to three years on average".[70]
In 2014, 91% of consular staff posts overseas were filled by locally
engaged staff, with only 9% being UK-based.[71]
The proportion of UK-based staff in overseas consular roles had
therefore dropped over the last nine years from approximately
33% of consular posts abroad to only 9%.
42. We understand that some of this change can be
explained by the fact that visa and passport functions have been
transferred away from the consular service. This would have substantially
reduced the overall number of positions required abroad. In addition,
it would have affected the UK-based staff positions particularly,
as the majority of staff involved in issuing passports were UK-based
staff, for security reasons.[72]
We also note that the overall number of consular staff, located
both in London and abroad, is split at 32% UK-Based staff and
68% Locally Engaged staff.
43. Nonetheless, the current percentage of 91% locally
engaged staff for posts abroad is startling, particularly in comparison
to an FCO-wide percentage of just under 70% locally engaged staff
overall. We have previously called for the FCO to cap the proportion
of locally engaged staff at 70% of total staff.[73]
The FCO has made a concerted effort to use more locally engaged
staff in positions abroad, for reasons of cost effectiveness (because
the FCO does not need to pay for housing or transport, they are
usually around one third the cost of a UK-based staff member);[74]
local knowledge of institutions and systems; and (often) native
language skills.[75]
It appears that consular staff roles have been most heavily affected
by this strategy, with approximately 607 of the 667 overseas consular
roles now going to locally engaged staff. Only 7% of UK-based
staff now work on consular issues, which is half the amount of
those working on each of the other two FCO priorities of prosperity
(14%) and security (16%).[76]
44. We have noted before that locally engaged staff
are a major strength of the FCO, and that they provide impressive
and dedicated service in their roles as consular officers. We
also recognise that consular work may be particularly suited to
locally engaged staff, who can bring networks of contacts and
who can also stay in the roles in the long term and build up valuable
experience. We are nonetheless concerned about the consequences
of making so few frontline consular roles available to UK-based
staff for the career path of a UK-based FCO diplomat, as well
as the long-term consequences for the FCO of such limited experience
of frontline consular experience in senior roles. We asked former
Ambassadors Giles Paxman and Sir Michael Arthur about this reduction
in consular roles abroad. Giles Paxman said:
One of the slightly paradoxical situations that
we are in at the moment is that although consular work has a higher
profile and there are some extremely rewarding and challenging
jobs to be done in the consular field, the number of those jobs
for UK-based officers is considerably less now than it was in
the past, and we are finding that it is becoming quite difficult
to get some of those jobs. Meanwhile, we have a big cadre of locally
engaged staff, who are taking more and more senior jobs.[77]
He added that in Spain, there were 55 consular officers,
only one of whom was UK-based. Sir Michael Arthur cautioned that
"one of the big motivators for people who come into the foreign
service is the possibility of going overseas", and expressed
concern about the effect on future leadership:
I would try to make as many as possible of the
people who are going to become ambassadors learn consular youngdo
some consular on the groundand get that experience. Quite
often, the first time you really come face to face with real life
consular problems is when you are an ambassador. That is not right
as a preparation.[78]
45. We asked FCO officials whether they were concerned
that the reduced overseas consular opportunities for UK-based
diplomats to gain first-hand experience of overseas consular work
risked creating a parallel track of consular and political careers,
in which senior leaders were unlikely to have consular experience.
Joanna Roper, Director of Consular Services, argued that, in fact,
increasing numbers of senior staff were getting some form of consular
experience, even if not on the frontline:
We have people who have gone through, for example,
fast track or more political work coming in. They do a stint in
consular, because they want the experience of leading big teams,
of public service delivery, which is a big piece of what we do,
and understanding what it means, when you go into more senior
roles, to help peopleBritish nationalsoverseas.
If you look at some of our more senior roles these days, people
will have had more experience and exposure to consular-type roles
even if they have not played a consular role themselves, and I
think that that can only be to the good.[79]
46. Both former ambassadors noted that having such
large cadres of locally engaged consular officers created management
challenges. Giles Paxman said the locally engaged officers were
very highly qualified and highly trained, and had "perfectly
legitimate career aspirations", adding that two main challenges
to the system were keeping locally engaged consular staff motivated
and securing mobility and opportunity for advancement.[80]
The FCO appears to have recognised this in its 2010-13 consular
strategy, which said the FCO would look for ways to maximise the
capabilities of local staff, including "opportunities for
greater career and geographical mobility."[81]
However, there has been limited progress in this area so far.
The FCO told us that in the last two years only one locally engaged
consular staff member had transferred into the central diplomatic
service, and this was as a result of external recruitment rather
than internal transfer. There is slightly more movement between
locally engaged roles in different posts: in the same period,
one locally engaged staff member had transferred, while 15 had
successfully applied for roles in different posts.[82]
47. Locally engaged staff are vital members of
consular teams and have language skills and knowledge of local
issues that are highly valuable in consular work. However, we
are concerned that the reduction in UK-based overseas consular
work to only 9% of overseas consular posts will have the short-term
consequence of making consular work less attractive for younger
FCO staff due to the lack of overseas postings, and a longer-term
consequence that very few senior Ambassadors or FCO staff in leadership
roles will have frontline consular experience. Such a significant
change to FCO careers should be carefully planned and reviewed,
rather than an inadvertent result of a cost-cutting strategy.
The FCO should make at least 20% of overseas consular positions
available to UK-based staff. This would have cost implications,
but it will ensure that valuable consular experience is maintained
among the future leadership cadre in the Foreign Office.
Public messaging and managing
expectations
48. The FCO has battled over the last eight years
to lower public expectations and clarify its core tasks. In 2006,
the FCO for the first time published a guide which set out for
the public a general statement of what it could and could not
provide: Support for British Nationals Abroad: A Guide. This was
seen by the FCO as a "turning point" that let the public
know what they could expect from the FCO, and it was anticipated
and welcomed by the PAC in its report. [83]
The Guide (most recently updated in June 2014) continues to provide
a framework for consular work. The FCO has also published various
documents outlining their services with respect to different issues
(such as 'In prison abroad'; 'Abduction'; and 'Deaths abroad').
49. To put its services in context, the FCO has occasionally
released lists of "ludicrous requests" that were made
to consular staff (such as help with booking a restaurant for
Christmas, or translating a love note), in an attempt to make
clear that it is not, in the words of then-Minister Jeremy Browne,
"a concierge service".[84]
We agree that the expectations of the general public about
what the FCO can do for them are often too high, and welcome the
measures taken by the FCO to explain its services more clearly.
17 Foreign and Commonwealth Office, Consular Services
strategy 2007-10, p.20 Back
18
Foreign and Commonwealth Office, Consular Strategy: Consular Excellence,
2013-16, p.6 Back
19
British Consulates provide a range of legal documents for British
nationals, such as registering births and deaths, providing certificates
of 'no objection' to a marriage or adoption, witnessing a signature,
etc. Back
20
Q180-182 Back
21
Foreign Affairs Committee, Consular Services Web Forum: Routine consular services to British citizens who live/work abroad,
Jan-Feb 2014, page 2 Back
22
Foreign Affairs Committee, Consular Services Web Forum: Routine consular services to British citizens who live/work abroad
Jan-Feb 2014 Back
23
Q189 Back
24
Q192 Back
25
Q93 [Sir Michael Arthur] Back
26
See, for example, Foreign Affairs Committee, Second Report of
Session 2012-13, British foreign policy and the 'Arab Spring',
HC 80, Chapter 3 Back
27
Foreign and Commonwealth Office (CON 19) para 103 Back
28
HC Deb, 11 Dec 2013, col 272W Back
29
ABTA (previously the Association of British Travel Agents) is
a UK trade association for travel agents and tour operators Back
30
Q20 Back
31
Q128 Back
32
Q128 Back
33
Foreign and Commonwealth Office, Ambassador's Blog, 'The Brits are coming
but please stay in touch',
20 May 2013 Back
34
Q18 Back
35
Foreign Affairs Committee, Consular Services Web Forum: Routine consular services to British citizens who live/work abroad,
Jan-Feb 2014, page 4 Back
36
Q195 Back
37
"FCO axes expat register and turns to Twitter", The
Telegraph, 3 May 2013 Back
38
Speech by the Foreign Secretary, the Rt Hon William Hague MP,
Looking after our own: strengthening Britain's consular diplomacy,
4 April 2012, Foreign and Commonwealth Office, London Back
39
HC Deb, 12 December 2013, col 55WS Back
40
Foreign and Commonwealth Office (CON 36); See also Foreign and
Commonwealth Office, Committee Correspondence, 4 November 2014
for information on the latest closure of an Honorary Consulate
building in Bodrum, Turkey. Back
41
Foreign and Commonwealth Office (CON 36) Back
42
Speech by the Foreign Secretary, the Rt Hon William Hague MP,
Looking after our own: strengthening Britain's consular diplomacy,
4 April 2012, Foreign and Commonwealth Office, London Back
43
Foreign and Commonwealth Office (CON 36) Back
44
Foreign and Commonwealth Office (CON 36) Back
45
Speech by the Foreign Secretary, the Rt Hon William Hague MP,
Looking after our own: strengthening Britain's consular diplomacy,
4 April 2012, Foreign and Commonwealth Office, London Back
46
Foreign and Commonwealth Office (CON 19) para 64 Back
47
Prisoners Abroad (CON 07) para 5 Back
48
Q206-207 Back
49
Foreign and Commonwealth Office (CON 35) Back
50
Foreign and Commonwealth Office (CON 19) para 32 Back
51
Foreign and Commonwealth Office (CON 19) para 150 Back
52
Foreign and Commonwealth Office (CON 19) para 151 Back
53
Foreign Affairs Committee, Consular Services Web Forum: Routine consular services to British citizens who live/work abroad,
Jan-Feb 2014 Back
54
Prisoners Abroad (CON 07) para 9 Back
55
Foreign and Commonwealth Office (CON 35) Back
56
Q120 Back
57
Foreign Affairs Committee, Consular Services Web Forum: Routine consular services to British citizens who live/work abroad,
Jan-Feb 2014, page 1 Back
58
Foreign and Commonwealth Office, Government Response to the House of Commons Foreign Affairs Committee Report HC 690 of Session 2012-13,
Cm 8636, June 2013 Back
59
Q124 [Giles Paxman] Back
60
Q118 [Sir Michael Arthur] Back
61
Q118 [Giles Paxman] Back
62
Q124 Back
63
Foreign Affairs Committee, Consular Services Web Forum: Routine consular services to British citizens who live/work abroad,
Jan-Feb 2014 Back
64
Foreign and Commonwealth Office (CON 29) Back
65
Foreign and Commonwealth Office (CON 35) Back
66
Foreign and Commonwealth Office (CON 35) Back
67
Foreign and Commonwealth Office (CON 19) para 6 Back
68
Foreign and Commonwealth Office (CON 20) Back
69
Foreign and Commonwealth Office, Consular Services strategy
2007-10 Back
70
Report by the Comptroller and Auditor General, Session 2005-2006,
The Foreign and Commonwealth Office: Consular Services to British Nationals,
HC 594, November 2005 Back
71
Foreign and Commonwealth Office (CON 35) Back
72
Report by the Comptroller and Auditor General, Session 2005-2006,
The Foreign and Commonwealth Office: Consular Services to British Nationals,
HC 594, November 2005 Back
73
Foreign Affairs Committee, Sixth Report of Session 2013-14, FCO performance and finances 2012-13,
HC 696, paras 30-32 Back
74
Foreign Affairs Committee, Sixth Report of Session 2013-14, FCO performance and finances 2012-13,
HC 696, para 31 Back
75
Ibid. Back
76
Foreign and Commonwealth Office, Mid Year Report to Parliament: 1 April to 30 September 2013,
p.15. The remaining 63% is made up of 29% working on 'Management
and Support' and 34% working on 'Our purpose'. Back
77
Q99 Back
78
Q102-103 Back
79
Q215 Back
80
Q99 Back
81
Foreign and Commonwealth Office, Consular Services strategy
2010-13, p.20 Back
82
Foreign and Commonwealth Office (CON 35) Back
83
Foreign and Commonwealth Office, Consular Services strategy
2007-10, p.19 Back
84
"British Consulate: We're not directory enquiries",
Foreign and Commonwealth Office press release, 10 November 2011 Back
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