4 Issues of content
___________________________________________________________
72 The starting point for any process determining
the content of a codified constitution would be definitional in
terms of what is regarded as being "constitutional"
or fundamental in nature to the working of the UK system of government.
Some leading conceptual issues about UK constitutionalism would
be important to bear in mind, underpinning the design and structure
of the document.
73 As useful precedents or models for comparison,
particularly in preparing a written constitution in the nature
of model C, those drafting the codified constitution regard might
be had to the structure of some suitable foreign constitutions,[919]
particularly in Commonwealth countries where their written constitution
was principally drafted by the UK government on the Westminster
model when granting independence.
74 In helping fix the parameters of the constitution
that is being codified, a useful working definition has been provided
by the House of Lords Constitution Committee, who addressed this
question when it first set about its deliberations on being created
in 2000. It defined its scope as addressing, "the set of
laws, rules and practices that create the basic institutions of
the state, and its component and related parts, and stipulate
the powers of those institutions and the relationship between
the different institutions and between those institutions and
the individual".[920]
Values and principles
75 Establishing the core principles and values
underlying the UK's political and legal culture will be necessary,
either to influence the design of the document or to be stated
within it.
76 The House of Lords Constitution Committee
has set out what it considers to be the five existing basic tenets
of the UK constitution, as - the sovereignty of the Crown in Parliament;
the rule of law, encompassing the rights of the individual; the
union state; representative government; and membership of the
Commonwealth, the European Union and other international organisations.[921]
77 A Preamble might be prepared at the front
of the document, declaring what the most basic of these values
might be.[922]
This is the case in most constitutions of the world, and indeed
preambles to Acts of Parliament used to be used much more extensively
in in the past, particularly for important constitutional statutes.
In a legal document, the Preamble does not form part of its enforceable
text, though it may have an explanatory and purposive use in the
interpretation of its provisions.
78 In adopting the terminology of some basic
principles, it is useful to be aware of the origin of some commonly
used expressions. Some commonly used terms are derived from the
writings of University law professors, rather than any official
source. This is because the nature of English common law renders
itself impenetrable to most ordinary people, constructed as it
is on a case-by-case basis and written down in lengthy law reports.
The guiding principles underpinning the common law, therefore,
added to by ad hoc legislation, are most clearly set out by jurists
in their textbooks or published lectures.
79 An early book of this nature on the constitution
was written by Professor Albert Venn Dicey in the pre-democratic
era of 1885 shortly after English law started to be taught at
Oxford and London Universities. His book, The Law of the Constitution,
formulated three expressions in particular that subsequently became
embedded in the UK's political and legal vocabulary. These were,
· "parliamentary
sovereignty" - to describe the supremacy of an Act of Parliament
over other sources of law and where two statutes were contradictory
the more recent prevailed in the courts;
· "the
rule of law" - to mean the absence of arbitrary authority
(or government according to law) and equality before the law;
and
· "constitutional
conventions" - to describe the unwritten and non-legal customs
of political and constitutional practice.[923]
80 In the twenty-first century those drafting
a codified UK constitution should consider how appropriate it
is to continue adopting Professor Dicey's terminology and to what
purpose. The term "the rule of law" is aspirational
rather than descriptive, and "conventions" are essentially
descriptive rather than aspirational. "Parliamentary sovereignty"
as legal fact was descriptively accurate for the Victorian era,
but has often been distorted into a political term in recent times.
There are arguments about its contemporary relevance, and taken
literally would infer the UK was an oligarchic state run by politicians
at Westminster, rather than the political democracy we aspire
to be today.[924]
81 In terms of issues to be described and written
down, whichever model of codification is adopted, those drafting
the document will need to address issues such as:
· popular
sovereignty and the democratic nature of the state
· equality
and non-discrimination in citizenship
· government
actions being in accordance with established law
· judicial
independence and impartiality in supervising the legality of government
and securing the freedoms of its citizens
· the
accountability of ministers to Parliament
· the
nature of the Union between England, Scotland, Wales, and Northern
Ireland
· the
constitutional relationship between central and local government
· the
constitutional nature and limits of the UK's membership of the
European Union
· the
constitutional method of protecting human rights in the UK
· the
delivery of core social and economic services to citizens
· the
political impartiality of civil servants and parliamentary, regional
and local government state officials
The debates around these issues were examined in
the earlier report of the Centre, presented to the Committee in
May 2012.[925]
Form, subject matter, and
level of detail
82 The form of codification is most likely to
be in one document, but could alternatively be set out in a small
series of related documents, or in the case of model C (Written
Constitution) one document known as the Constitution with
other associated texts. The section dealing with rights and freedoms
of citizenship, for example, could be located in a separate but
related document, either retaining the Human Rights Act 1998 as
it is at present or enacting a UK Bill of Rights in its place.[926]
83 The narrative and text of the codified constitution
will extend across the different branches of government, including
the Crown and political executive (head of state, head of government,
ministers), their relationship with Parliament in the Westminster
model (rules of ministerial responsibility), the legislature together
with membership, powers, and central procedures (House of Commons,
House of Lords, Speakers, legislative process, Select Committees),
the civil service and freedom of information, the judiciary and
court systems (in England and Wales, Scotland, and Northern Ireland),
the devolved systems of regional government, the structure of
local government, issues of nationality and citizenship (including
human rights and freedoms), commissions or ombudsmen of a constitutional
or quasi-constitutional nature, provision for national emergencies,
arrangements with the European Union, and the status and ratification
of treaties, and procedures for amendment.
84 The relative length and level of detail for
a codified constitution will be heavily influenced by the type
and nature of the document adopted, described in the three models
set out at the start of the report.
85 Thus a non-legal document (model A), being
in the nature of a code of guidance, can be expected to concentrate
on general principles and clarity of expression without descending
into too many qualifications or excessive detail. Where codes
relating to particular components of the constitution or government
already existed, or were being planned, such as with human rights[927]
or in respect of relations between central and local government[928],
then after an explanation and reference could be made to those
documents instead.
86 The content of a consolidation Act (model
B), comprising a re-enactment of pre-existing legislative material,
would be more lengthy and detailed. It would need to deal with
a great deal of statutory material, which in the traditional UK
manner is drafted in very great detail, seeking to cover every
eventuality. A line would need to be drawn between essential constitutional
subject matter and public law of a more organic or subordinate
nature to which reference could be made, undertaken with careful
editing of the overall document accompanied by an explanatory
memorandum.
87 This demarcation would be even more important
with model C, as the content of the document would have a higher
status in law and a special amendment procedure, as is most common
for most democratic states around the world. Generally speaking,
the shorter the document the less frequent the need for amendments.
88 A shorter document might result in greater
judicial creativity in interpreting and applying its provisions,
as in the case of the constitution of the USA and its Supreme
Court. However, a long and detailed constitution, such as that
adopted by India in 1950 with 444 articles in 22 parts with 118
schedules, may give greater certainty in specific areas of public
life, but may also prove highly politicised, both in the parliamentary
sphere (because governments will far more frequently be seeking
amendments to suits their ends). Experience shows that a more
detailed constitution does not necessarily prevent the judiciary
from becoming embroiled in the politics of the state through its
rulings.[929]
89 A middle way is therefore most likely to gain
broad support. For example, with respect to Parliament this would
mean the principle of elections to the Commons be stated (constituency
basis of representation, universal suffrage, secret ballot, regular
intervals) but the details of electoral administration and precise
method of election be left to organic law in the Representation
of the People Acts. With regard to the House of Lords, it might
mean the principle of selecting peers be stated as one of appointment
by the Head of State on the recommendation of the Prime Minister
(unless some change was simultaneously proposed) and the powers
of the Lords as set out in the Parliament Act are re-enacted (with
any changes proposed with respect to amendments to the constitution).
It might mean the offices of Speaker in each House was included,
together with the requirement that he or she be chosen from amongst
their number, leaving the procedural details of election to standing
orders as at present.
90 An important part of most documentary constitutions
sets out the fundamental rights and freedoms of citizenship, containing
limitations and inherent responsibilities. Currently, a code of
human right law already exists in the form of the articles of
the European Convention on Human Rights which are incorporated
into UK law by the Human Rights Act 1998. The inconclusive inquiry
and report of the Independent Commission on a Bill of Rights in
2012 suggests there is little present scope for agreement over
revising those articles for the purposes for an indigenous constitutional
Bill of Rights, whether in form this was separate from or included
in, a codified constitution. In other words, a codified constitution
could either simply make reference to the Human Rights Act; or,
if preferred, a consolidation Act or written constitution could
re-enact its provisions as they stand. Nonetheless, passage of
time and changing political attitudes in the coming years may
present another opportunity to enact a new Bill of Rights.
Codifying conventions
91 Codifying the constitution will involve putting
into writing some important rules and customs of constitutional
conduct which are of a non-legal and "unwritten" character.
They were defined by Professor Dicey in 1885 as consisting of
"customs, practices, maxims, or precepts which are not enforced
or recognised by the courts" and " make up a body not
of laws, but of constitutional and political ethics".[930]
They include some basic matters such as that the Head of State
will appoint a person to act as Prime Minister and Head of Government,
and that to be eligible for ministerial appointment the person
appointed must have a seat in one of the two Houses of Parliament
(which in the case of the Prime Minister and Chancellor of the
Exchequer must be the Commons). Rules of this conventional character
regulate the exercise of the Crown prerogatives, and the various
relationships between the Cabinet and Prime Minister, between
Parliament and ministers both collectively individually, between
the House of Commons and House of Lords, between ministers and
the judiciary, and between the UK and other Commonwealth states.[931]
92 A parliamentary Joint Committee on Conventions
in 2006 was opposed to the codification of conventions, arguing
that they, "by their very nature, are unenforceable ... codifying
conventions is a contradiction in terms. It would raise issues
of definition, reduce flexibility, and inhibit the capacity to
evolve. It might create a need for adjudication.."[932]
However, that Committee had a specific task of dealing with conventions
of restraint in the House of Lords (the Addison-Salisbury convention,
in particular) in the changing context of House of Lords reform
and controversy over what would be the likely effects of democratising
the second chamber through a process of elections.
93 In reality there are few definitional problems
in identifying and articulating the most basic conventions that
would need to go into a codified constitution. The most authoritative
analytical test for establishing the existence of a new convention
is widely regarded as being that provided by Sir Ivor Jennings,
who said there were three questions to ask - what are the precedents;
did the actors in the precedents believe they were bound by a
rule; and is there a reason for the rule.[933]
94 The task of codifying conventions is now substantially
easier than ever before. Most conventions are already found described
and defined in authoritative works of constitutional law such
as Halsbury's Laws of England or leading textbooks,[934]
and are much commented on in scholarly articles and books.[935]
As a species of constitutional regulation they are also in a state
of decline. Particularly in the post-1997 period of rolling constitutional
change, any unwritten conventions have become markedly less robust
in shaping political behaviour, a feature remarked upon recently
in a lecture by a former Cabinet Secretary, Lord Wilson, who said,
"Our unwritten constitutional conventions are under pressure
from a variety of directions, for instance because of the power
of the media, constitutional change, management change and a general
ignorance of, or impatience with, the constitution."[936]
95 Principally for this reason, there has been
an ad hoc process codifying conventions taking place anyway, positioned
in a variety of documents of different status. For example, the
conventions of ministerial responsibility are now set out in the
Ministerial Code; those governing the position of civil servants
have been described in the Civil Service Code issued under the
Constitutional Reform and Governance Act 2010; there are parliamentary
codes setting out pre-existing conventions governing the conduct
of MPs and peers along with revised regulatory requirements; and
the conventions for exercising the royal power of dissolution
of Parliament have been superseded by the Fixed-term Parliament
Act 2011.
96 In a small number of "grey areas"
where there is uncertainty or ambiguity over the existence or
scope of a convention, agreement and clarification would need
to be reached to go into the codified constitution. The last Cabinet
Secretary, Sir Gus O'Donnell, conducted an exercise of this nature
in preparing the Cabinet Manual during 2010-11 that puts into
writing virtually all the key conventions regulating the operation
of government for the benefit of civil servants.[937]
Indeed, that Manual usefully would provide a useful government
perspective on conventions for those drafting a codified constitution.
97 Thus the conventions on prime ministerial
appointment in hung Parliament situations could be included in
the codified constitution.[938]
On whether there is a convention that the agreement of the House
of Commons should be sought before the government instructs the
armed forces to enter into conflict abroad, or starts arming opposition
groups in foreign countries, there will be clarity to replace
the current level of uncertainty. [939]
So too, there could be clarity over whether it is now settled
constitutional practice for the Prime Minister to appear at periodic
intervals before the House of Commons Liaison Committee, whereas
prior to 2002 it was always claimed to be a convention that Prime
Ministers did not appear before Select Committees.[940]
98 Conventions are currently enforced in a number
of different ways, all of which are non-justiciable.[941]
For example, the principles of ministerial responsibility and
accountability to Parliament are enforced by the Prime Minister
who has the power to dismiss ministers if they conduct themselves
in an unconstitutional manner. If a Prime Minister were to breach
convention by refusing to resign office after a general election
defeat, or following a vote of No Confidence in the House of Commons,[942]
it would be the duty of the monarch as Head of State to dismiss
him or her from office and invite the Leader of the Opposition
to form an administration.
99 The same existing mechanisms for enforcing
conventions could, if desired, remain in place under any method
of codification, including a legal document under models B and
C. In a consolidation Act or written constitution, specific provisions
setting out a convention can be stated to be non-justiciable and
outside the scope of the courts. Their mention in these documents
would elevate their authority, nonetheless, and any breach would
lead to some form of parliamentary redress, if needs be by way
of a censure motion in the House of Commons. However, in a written
constitution (model C) it can be expected that most core conventions
would be regarded as suitable for becoming legally enforceable,
including prime ministerial appointment. None of this of course
would prevent new informal practices and understandings of lesser
importance developing in the political system over a period of
time, as routinely occurs in any country whether or not it possesses
a written constitution.
The status and priority of
a codified constitution
100 An important component of any legal document
(models B and C) codifying the constitution will be to determine
its status as law, and whether or not the judiciary is to be given
powers to review the validity of normal Acts of Parliament against
the articles contained in the document.
Model B (Consolidation Act)
101 The re-enactment of existing statutory provisions
in a consolidating Act of Parliament (model B) would need to address
the problem of its provisions being overridden by later contradictory
statutes. This is because of the ancient common law rule that
where two statutory provisions contradict one another, the later
statute prevails.
102 Formerly this principle applied even if the
contradiction was merely incidental or implied, rather than being
stated expressly.[943]
However there is recent case law to the effect that statutes of
major constitutional importance, which an Act consolidating our
constitutional law would be, are no longer subject to this doctrine
of implied repeal.[944]
This still means, however, that any Act of Parliament passed after
the Consolidation Act that was clearly expressed as to its intended
effect would prevail over any sections contained within the Consolidation
Act. Clearly, if the Consolidation Act was to confer new, extended
powers of review upon the courts, particularly ones purporting
to enable them to strike down Acts of Parliament as unconstitutional,
this would be a major reform rather than a consolidation of the
existing situation and therefore contradictory to its stated purpose.
103 The constitutional position of the judiciary
under a Consolidation Act, therefore, would be that the courts
uphold the terms of the Consolidation Act against infringement
by all later Acts of Parliament, save where an intention to override,
amend or repeal some part of the Consolidation Act is clearly
expressed in the contradictory later statute. It would then be
for Parliament and its scrutiny committees to ensure that any
such later Act of Parliament had been carefully considered and
approved as an amendment to the codified constitution. The Consolidation
Act itself could be periodically re-issued in its amended form.
Model C (Written Constitution)
104 Most written constitutions afford themselves
some higher status and priority as law, thereby enabling judicial
review of ordinary legislation on grounds of incompatibility with
the constitution. This would be a key issue for those drafting
a codified constitution of this nature, and perhaps its most controversial
aspect as it engages questions of parliamentary sovereignty and
the balance of the relationship between executive, legislature
and judiciary.
105 In the present state of affairs, the courts
have limited powers of constitutional review. They may review
the legitimacy of UK subordinate legislation (on specific grounds
such as procedural impropriety[945]),
and may review the legislative measures of the Scottish Parliament,
Welsh Assembly and Northern Ireland Assembly under the term of
the devolution settlements.[946]
Under the terms of the Human Rights Act 1998, the courts protect
citizens from later legislative provisions that violate their
fundamental rights and freedoms by making a "declaration
of incompatibility".[947]
Under this procedure, the courts go through the process of judicial
review of primary legislation, but where a legislative provision
is held to be unconstitutional in the sense of contradictory to
the human rights code the court may make a declaration that has
significant consequences even although it does not invalidate
the offending statutory provision.[948]
The purpose of this declaration is to inform the government and
Parliament, and in effect to invite them to initiate some reform
of the law to amend the offending legislation.[949]
The Supreme Court has other first hand experience of constitutional
review of primary legislation, arising from its jurisdiction as
the final Court of Appeal from twenty-seven Commonwealth countries
and Crown dependencies.
106 There are different levels of legal status
and priority that might be considered for a written UK constitution,
ranging from none at all (as effectively at present, subject to
the qualifications cited above) to full judicial supremacy. Lord
Hailsham in his lecture calling for a new constitution in 1976
was firmly of the view that it should be of the "controlled"
variety, as he put it, meaning there should be a judicial power
to invalidate Acts of Parliament that violated the constitution.[950]
This is the path taken by the framers of many written constitutions,
including in the USA and Germany. This would not ultimately affect
the supremacy of Parliament, of course, which could respond to
any judicial decision of which it disapproved by enacting a constitutional
amendment.
107 A qualified judicial entrenchment would be
to give the codified constitution a higher status and priority
in law, reflecting its national importance, but one which could
be disregarded for the purpose of constitutional review where
the Act of Parliament being considered by the court included a
section stating that it was to apply "notwithstanding"
the Constitution.[951]
It would then be for Parliament to ensure that future governments
did not unnecessarily include such clauses in their Bills, or
allow parliamentary draftsmen to fall into routine use of them.
108 A more pragmatic, and perhaps very British
solution, would be to broaden the Human Rights Act procedure of
non-legal declarations of incompatibility to the content of the
codified constitution as a whole. This would satisfy those politicians
who were wedded to traditional notions of parliamentary sovereignty,
and/or those who were antipathetic to the idea of unelected judges
having the final word on constitutional matters.[952]
At the same time, the terms of the codified constitutional document
could be stated to have the status of a guide to statutory interpretation,
to be used where relevant in the resolution of uncertainties or
ambiguities in the provisions of later or earlier Acts of Parliament.
109 A number of non-judicial bodies could be
designed to supervise compliance with, adjudicate upon, and/or
enforce any type of codified constitution. If a new Constitutional
Commission was established, as considered earlier, it could be
entrusted with one or more of these tasks. Alternatively, particular
parts of the structure of government could supervised by particular
watchdogs, analogous to those already existing such as the Committee
on Standards in Public Life, the Commission on Equality and Human
Rights, and the Electoral Commission.
Amendment of the codified
constitution
110 Another important component of a codified
constitution will be to establish the process and procedures by
which it is to be amended.
Model A (Constitutional Code)
A non-legal Code might be re-issued at the start
of each new Parliament, updating itself on any legislative changes
that took place in the previous Parliament and inserting any proposed
changes in convention or practice for the discussion and formal
approval of each House.
Model B (Consolidation Act)
111 An Act that sought to include a consolidation
of pre-existing procedures on constitutional law reform would
need to be clear what this entailed. Currently there is a remarkably
flexible process governing constitutional change or innovation
in the United Kingdom, even at the formal level of legislation.[953]
There are a few specific laws or conventions governing the reform
process relating to the powers of the House of Lords (prolongation
of Parliament exception to the Parliament Acts 1911-49), committee
stages in the House of Commons (committee of whole House for bills
of first class constitutional importance), prior approval to proposed
changes affecting the Crown and its prerogatives (convention of
royal consent), and when referendums should be used (on major
issues of regional or European government), but most of these
are addressed to changes to particular parts of the constitution,
rather than applying to the process of constitutional reform generally.
There is even greater flexibility if the change being considered
is of a non-legal nature, such as the preparation of a code of
practice or introduction of a new convention.
112 Many, if not most, today believe that in
the new era of rolling constitutional change since 1997, the UK
constitution has become overly flexible, with its being too easy
for alternating parties in government to make fundamental changes
without going through a proper process of consultation and approval.
Even without codifying the constitution, there is a case for standardising
and making more rigorous the procedures through which reforms
to the political system and the constitutional rights of its citizens
are made.[954]
113 The Fixed-term Parliament Act 2011 for example,
reforming the law on general election timing, was widely condemned
as a prime example of poor process, including among those who
agreed with its aims. The House of Commons Political and Constitutional
Reform reported that, "it is unacceptable that a Bill of
this legal and constitutional complexity has not been the subject
of any prior consultation and pre-legislative scrutiny";[955]
and the House of Lords Constitutional Committee commented, "the
origins and content of this Bill owe more to short-term considerations
than to a mature assessment of enduring constitutional principles
or sustained public demand".[956]
The Bill was pushed through both Houses on the back of its government
majority and a three-line whip, effectively extending period between
general elections from four to five years.
114 It is not difficult to formulate a set of
procedures governing the constitutional reform process that would
represent best practice in the minds of most parliamentarians.
Most would agree there should be an established process of public
consultation that government proposals should normally follow,
such as those set out in the government's former Code of Practice
on Consultation in 2000[957].
That code was frequently not complied with, and then in 2012 was
replaced by a less robust statement of Consultation Principles
issued by the Coalition in 2012.[958]
Any major constitutional reform should be the subject of a formal
Green (consultation) paper, following by a White (statement and
explanation of government intent) paper for public information
and response. A draft Bill on any constitutional proposals should
always be presented to Parliament for pre-legislative scrutiny.
Only in genuinely exceptional circumstances, recognised and agreed
by each House of Parliament, should these consultation procedures
be departed from.[959]
115 A modest proposal from the House of Lords
Constitution Committee is that when a constitutional Bill is presented
to Parliament, the responsible minister might make an oral or
written statement to the House in which it is first presented.
This might detail the consultation processes through which the
policy behind the Bill has gone through, together with a summary
of representations received and the government's response; indicate
any unusual procedures through which the Bill will pass, such
as a referendum, time allocation motions, or departure from the
House of Commons committee stage of the Bill being held by whole
House, giving their justification; and give an assessment of the
effect of the Bill upon existing constitutional arrangements.[960]
116 All these requirements could be written into
the codification Act, either as non-legal expectations for which
ministers were responsible to Parliament, or as legal requirements.
In present circumstances the idea that governments might voluntarily
apply a rigorous and consistent approach to its constitutional
proposals might be seen as unrealistic, for there is too often
a political self-interest in such measures to welcome hurdles
and procedures that may obstruct or delay their implementation.
Ministers are accountable to Parliament for all their actions
and policies, but the reality is that each House can only seek
to persuade governments how to behave through debate and threats
of intra-party dissent, they cannot dictate to it. There is a
case therefore for including at least some minimum pre-existing
ideas of good practice governing amendments into mandatory legal
requirements within a codification Act.
Model C (Written Constitution)
117 Written constitutions around the world almost
always lay down a special legislature procedure for amendments,
different from those governing ordinary legislation. These are
usually in the nature of special majorities in one or both of
a bicameral legislature, enhanced powers of the second chamber,
the consent of regional bodies or states within a federal structure,
and/or a referendum.
118 Special majorities are unknown to the UK
Parliament, with two exceptions. One is the requirement in Standing
Orders for at least one hundred members in the House of Commons
to vote in favour of a successful closure motion.[961]
The other, providing a possible precedent for those framing a
written constitution, is a requirement for two-thirds of the membership
of the House of Commons to vote in support of an early general
election under the terms of the Fixed-term Parliament Act 2011.[962]
This is a high threshold and would normally require some degree
of cross-party co-operation.
119 In theory at least, most people regard the
House of Lords as performing some special role as watchdog of
the constitution and in the scrutiny of constitutional Bills.
For this very reason and purpose, it has a Select Committee on
the Constitution. Under the Parliament Acts 1911-49 the second
chamber at present possesses a one-year power of delay over non-financial
public Bills dealing with any type of subject-matter introduced
and passed by the House of Commons, with two exceptions where
its approval is required without time limit. One is any Bill to
prolong the life of Parliament, in other words suspend general
elections;[963]
the other is any subordinate legislation by way of statutory instrument
including Remedial Orders under the Human Rights Act 1998.[964]
120 In the past, the two main parties' leaderships
have opposed any extension in the powers of the House of Lords,
no doubt because they fear the obstruction this might cause them
in office. However, there would clearly be a case for extending
the second chamber's powers with respect to amendments to a written
constitution. Indeed, this might enhance its rationale generally
within the parliamentary process, whereas at present a major factor
stymying Lords reform generally has been uncertainty and disagreement
over any distinguishing purpose.
121 A small enhancement would be that a majority
of the membership of the House, rather than a majority of those
present and voting as at present, is required. However, a two-thirds
majority would not be unusual, as is case in Germany and the USA.
Rather than being given an absolute power of veto, the Lords might
be given an extended power of delay up to the remainder of the
life of the Parliament, thereby allowing for an expression of
the opinion of the electorate on the matter.
The referendum in constitutional
amendment
122 In the past forty years, the referendum has
emerged as part of the UK's constitutional structure, though largely
as a procedure to be used on an ad hoc basis at the convenience
of the government. It has been limited to questions of constitutional
change, rather than other public policy or moral issues. Referendums
have so far been held as a border poll in Northern Ireland in
March 1973 (on whether the province should remain part of the
UK or join with the Irish Republic); on the EEC, June 1975 (whether
the UK should remain in the EEC); on devolution in Scotland and
Wales in February 1979, and again later in September 1997; on
the Greater London Authority proposals in May 1998; on the Northern
Ireland Agreement in May 1998; on a regional assembly in the north-east
of England in November 2004; on the powers of the National Assembly
of Wales in March 2011; and on the Alternative Vote method of
electoral system in May 2011. There is to be a referendum on Scottish
independence in September 2014.
123 Legal provisions and political promises for
a referendum are also now in existence. By the provisions of the
Northern Ireland Act 1998, Northern Ireland cannot cease to be
a part of the United Kingdom without a referendum. By the provisions
of the Local Government Act 2000 (as amended by the Local Government
and Public Involvement in Health Act 2007), a local authority
has the power to hold a referendum to adopt a directly elected
mayor, if it chooses. By the Regional Assemblies (Preparation)
Act 2003, regional assemblies in England cannot be established
without a referendum. By the provisions of the European Union
Act 2011, any significant transfer of powers from Westminster
to the European Parliament requires a referendum. David Cameron
has promised that, if he is able to do so after the next general
election, he will seek reform of the EU as a whole, or a new position
for the UK within it, at which point he will offer the electorate
the choice in a referendum between the package he obtains and
leaving the EU. Governments in the past have also promised that
the UK will not join the Eurozone without a referendum, and that
the electoral system for elections to the House of Commons will
not be altered without a referendum.
124 In drafting an amendment process, therefore,
a referendum might be stated to be required in any three of the
different models of codifying the constitution.
125 In establishing the status quo to be consolidated,
whether in a non-legal Code (model A) or a consolidation Act (model
B), there are now some persuasive precedents and these may be
said to amount to a doctrine or convention as to when a referendum
should be called. These include that a referendum should be called
before any part of the kingdom is allowed to secede; before there
is devolution of powers from the Westminster Parliament; when
a wholly novel constitutional arrangement is proposed, including
when an alteration is proposed in the machinery by which laws
are made; before joining the Euro currency; before leaving the
European Union; before altering the electoral system to the House
of Commons; and before establishing directly elected mayors. In
addition, there is already a legal requirement for a referendum
to be called before there is a transfer of powers to the European
Union under the 2011 European Union Act.
126 In the preparation of a written constitution
(model C) with a specially designed amendment process, consideration
should be given to whether the scope of a referendum requirement
should extent to changes proposed to other parts, or all, of the
document. The form and details of the referendum would need to
be settled (on such matters as eligibility to vote, turnout, and
thresholds), and their conduct made subject to the guidelines
of the Electoral Commission. Unlike deliberative referendums,
considered below, any requirement for a referendum as part of
an amendment process would most likely be in the nature of formal
ratification.
127 The key balance to be struck in the drafting
of any written constitution is between flexibility and rigidity,
taking into account the political culture of a country's government
and Parliament. There are useful lessons to be learnt from studying
the processes by which foreign countries, particularly in western
European, north America, and the Commonwealth, have gone about
adopting new constitutions and laying down amendment procedures.[965]
However, while a variety of comparative models exist, the correct
process for the United Kingdom would need to be determined by
its own indigenous traditions and circumstances.
919 On comparative constitutions see Beau Breslin,
From Words to Worlds (2009); S. Finer, V. Bogdanor and
B. Rudden, Comparing Constitutions (1995); A. Heringa,
P. Kiver, Constitutions Compared (2009); D. Lutz, Principles
of Constitutional Design (2006); H. Bagchi, Inside Major
Constitutions: An analytical, comparative, critical and selective
treaties on five Constitutions - American, British, Indian, Soviet
and Swiss (1969); B. B. Gupta, Comparative Study of Six
Living Constitutions (1978); Henc van Maarseveen and Ger van
der Tang, Written Constitutions: a computerized comparative
study (1978); J. H. Price, Comparative Government (2nd
ed. 1975). Back
920
See House of Lords Constitution Committee, Reviewing the Constitution:
Terms of Reference and Method of Working, 2001-02, HL 11,
para. 20. Back
921
See House of Lords Constitution Committee, Reviewing the Constitution:
Terms of Reference and Method of Working, 2001-02, HL 11,
para. 21. Back
922
As Beau Breslin has said, "Preambles often perform the task
of isolating the polity's highest values", From Words
to Worlds (2009), p.68, and is an opportunity to express the
sovereignty of the people, as was famously expressed in the US
constitution of 1787 ("We the people ..."). Back
923
The existence and importance of conventions to the working of
the constitution is not, of course, a principle or value upon
which a system of government is constructed. The codification
of conventions is discussed below. Back
924
Sometimes the term "parliamentary sovereignty" has been
used in an aspirational sense to suggest that the EU should not
issue regulations directly applicable in the UK, particularly
if they overrule some element of domestic law. However, the UK
national Parliament's competence to withdraw from the EU remains
intact, and meanwhile under the terms of its own Acts, notably
the European Communities Act 1972 as amended, it has simply delegated
regulatory powers to EU bodies (in the same way as Parliament
has delegated law making powers to other tiers of government in
the UK) and stated it intends EU law to prevail if a domestic
statutory provisions is unintentionally incompatible. For discussion,
see A. W. Bradley, " Sovereignty of Parliament - Form or
Substance?", Ch. 2 in J. Jowell and D. Oliver (eds),The
Changing Constitution (7th ed. 2011). A codified constitution
would be an opportunity to more clearly stipulate the nature of
the relationship between the UK and EU, setting down the boundaries
and controls upon EU legislative competence in the UK. Back
925
Ancillary paper, The Existing Constitution. Back
926
For the most recent inquiry into the proposal for a UK Bill of
Rights, see Independent Commission on a Bill of Rights, A UK
Bill of Rights? The Choice before Us (Ministry of Justice,
2012). Back
927
Human Rights Act 1998 which incorporates into UK law the human
rights code in the European Convention on Human Rights. Back
928
See House of Commons Political and Constitutional Reform Committee,
Prospects for Codifying the Relationship between Central and
Local Government, 2012-13, HC 656. Back
929
See for example A. G. Noorani, Citizens' Rights, Judges and
State Accountability (2002) and Constitutional Questions
in India (2002). Back
930
The Law of the Constitution (1885; 10th ed. 1985), p.417. Back
931
Generally see Geoffrey Marshall, Constitutional Conventions
(1984). Back
932
Conventions of the UK Parliament, 2005-06, HL 265-1, para.
279. Back
933
See Sir Ivor Jennings, The Law and the Constitution (5th
ed.1959), p.136. Back
934
For example A. W. Bradley & K. D. Ewing, Constitutional
and Administrative Law (15th ed., 2011). Back
935
On the conventions governing the monarchy for example, see Robert
Blackburn, "Monarchy and the Personal Prerogatives",
Public Law (2004), pp.546-563. Back
936
Lord Wilson of Dinton, "The Robustness of Conventions in
a Time of Modernisation and Change", Public Law (2004),
pp.407f. Back
937
Cabinet Manual (Cabinet Office, 2011), and see above paras. 36-40. Back
938
For the current constitutional position, see Robert Blackburn,
"The 2010 General Election Outcome and Formation of the Conservative-Liberal
Democrat Coalition Government", Public Law (2011),
pp.30-55; and House of Commons Political and Constitutional Reform
Committee, Lessons from the Process of Government Formation
after the 2010 General Election, 2010-12, HC 528. Back
939
See Commons Hansard, Debate on Arms to Syria, 11 July 2013,
cols. 587-627. Back
940
For discussion see Robert Blackburn and Andrew Kennon, Parliament:
Functions, Practice and Procedures (2nd ed., 2003), pp.763-766. Back
941
However, there are a small number of cases where a convention
has been taken into account in legal proceedings: see Attorney-General
v. Jonathan Cape [1976] QB 752; Madzimbamutov. Lardner-Burke
[1969] 1 AC 645; Reference re Amendment of the Constitution
of Canada (1981) 125 DLR (3d) 1 (Supreme Court of Canada). Back
942
Subject to the procedures in the Fixed-term Parliament Act 2011,
s.2. Back
943
For general discussion, see A. W. Bradley, 'The Sovereignty of
Parliament - form or substance?', Ch 2 in J. Jowell & D. Oliver
(eds), The Changing Constitution (7th ed, 2011). Back
944
See Thoburn v. Sunderland City Council [2002] EWHC 195,
[2003] QB 151; R (on the application of HS2 Action Alliance
Limited) v The Secretary of State for Transport and another
[2014] UKSC 3 at para. 208; and Sir John Laws, "Constitutional
Guarantees" (2008) 29 Statute Law Review, p.1. Back
945
See Halsbury's Laws of England (5th ed.), Vol. 61: Judicial
Review. Back
946
Scotland Act 1998, Northern Ireland Act 1998, Government of Wales
Act 2006. Back
947
Human Rights Act 1998, s.4. Back
948
Human Rights Act 1998, s.4(6). Back
949
The government may do this by way of an Act of Parliament or by
the Remedial Order procedure laid down in the Human Rights Act,
s.10 and Schedule 2. Back
950
For Lord Hailsham's views on a written constitution, see his Elective
Dictatorship (BBC, 1976) and The Dilemma of Democracy (1978);
also Blackburn, Case Studies, W. Back
951
This procedure was adopted in Canada's Constitution Act 1982 for
the purposes of its Charter of Rights and Freedoms, s.33 (1):
"Exception where express declaration. Parliament or the legislature
of a province may expressly declare in an Act of Parliament or
of the legislature, as the case may be, that the Act or a provision
thereof shall operate notwithstanding a provision included in
section 2 [fundamental freedoms] or sections 7 to 15 [legal and
quality rights] of this Charter." Back
952
For a work of legal sociology of this issue, see J. A. G. Griffith,
The Politics of the Judiciary (London, Fontana, 5th ed.
1997). Back
953
See Blackburn, Case Studies, A. Back
954
See the criticism and proposals of the House of Lords Constitution
Committee, The Process of Constitutional Change, 2010-12,
HL 177; and also Robert Blackburn, "Constitutional Amendment
in the United Kingdom", Ch. 18 in Xenophon Contiades (ed.),
Engineering Constitutional Change (2012). Back
955
Fixed-term Parliaments Bill, 2010-12, HC 436. Back
956
Fixed-term Parliaments Bill, 2010-12, HL 69. Back
957
The Code required that: (1) Formal consultation should take place
at a stage when there is scope to influence the policy outcome.
(2) Consultations should normally last for at least 12 weeks
with consideration given to longer timescales where feasible and
sensible. (3) Consultation documents should be clear about the
consultation process, what is being proposed, the scope to influence
and the expected costs and benefits of the proposals. (4) Consultation
exercises should be designed to be accessible to, and clearly
targeted at, those people the exercise is intended to reach.
(5) Keeping the burden of consultation to a minimum is essential
if consultations are to be effective and if consultees' buy-in
to the process is to be obtained. (6) Consultation responses
should be analysed carefully and clear feedback should be provided
to participants following the consultation. (7) Officials running
consultations should seek guidance in how to run an effective
consultation exercise and share what they have learned from the
experience. (2008 ed.) Back
958
Cabinet Office, 17 July 2012; and Written Ministerial Statement,
Government Consultation, HC Deb., 17 July 2012, col. 117WS. Back
959
A more proactive approach to public engagement in policy making
has been urged by the House of Commons Public Administration Committee,
making use of new techniques for public engagement (especially
beyond vested interests and lobby groups) and digital technology:
see Public Engagement in Policy Making, 2013-14, HC 75. Back
960
The view of the House of Lords Select Committee on the Constitution
is that a minister should issue a written ministerial statement
giving his view on whether a Bill he or she is presenting to Parliament
provides for significant constitutional change; and that if so,
it should also state what is the impact of the proposals upon
the existing constitutional arrangements; whether and, if so,
how the government engaged with the public in the initial development
of the policy proposals and what was the outcome of that public
engagement; in what way was were the detailed policies contained
in the Bill subjected to rigorous scrutiny in the Cabinet committee
system; whether a Green Paper was published, what consultation
took place on the proposals, including with the devolved regional
institutions, and the extent to which the government agree or
disagree with the responses given; whether a White Paper was published
and whether pre-legislative scrutiny was undertaken and the extent
to which the government agree or disagree with the outcome of
that process; what is the justification for any referendum held,
or to be held, on the proposals; and when and how the legislation,
if passed, will be subject to a post-legislative scrutiny. See
The Process of Constitutional Change, 2010-12, HL177, pp.
24-25. Back
961
SO 37, Standing Orders of the House of Commons (Public Business)
2010 (New Parliament), HC 539. Back
962
s.2(1). Back
963
Parliament Act 1911, s.2(1). Back
964
As delegated legislation was not mentioned in the Parliament Acts
1911-49 (not being the common occurrence it became later in the
twentieth century) the Lords' veto remained. Back
965
Generally see X. Contiades (ed.), Engineering Constitutional
Change (London: Routledge, 2012), and D. Oliver and C. Fusaro
(eds.), How Constitutions Change (2011). Back
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