Appendix 2: Proceedings of the Committee's
conference A new Magna Carta? A constitution for the 21st
century, held in Portcullis House on 11 December 2014
Morning session: 2015time
for a 'constitutional moment'?
Graham Allen, Chair, Political and Constitutional
Reform Committee, took the Chair.
WELCOME AND OPENING REMARKS
Chair: Welcome, everyone. Thank you for
coming to the House of Commons today. This is the most important
of a series of seminars, consultations, social media exercises
and written evidence on the question of a new Magna Carta. Way
back when, before Martyn was the Clerk, I remember the Clerk telling
me that you never get a written constitution unless there is a
crisis. Of course, some people think everything in the garden
is lovely at the moment and we do not have a crisisI feel
sorry for those people. When 23 million people do not vote at
a general electionmore than the Liberal, Conservative and
Labour vote added togetherwe may have a crisis. When, 10
weeks ago, we came within 400,000 votes of the Union dissolving,
I think we may have a crisis. When a party of the right appears
from pretty much nowherefrom a historical viewand
is clocking up 15% in opinion polls, we may not have a crisis
but we are getting a strong warning signal. When the public completely
disengage from politics and hold all things political in contempt,
we have a crisis.
It falls to us to address that crisis. I have
to say that I had not quite realised when I set out on this road
that a five-year, fixed-term Parliament allowed me, as a new Chair,
elected for the first time by my peers in the House of Commons,
to set out a stall. I had anticipated that we would be crafting
a document, rather like James Cornford did in 1991, that would
stand the test of time and be there as a work of reference. I
am glad it is implementable, but I had not realised that it was
possible for it to be implemented even in short order, either
in whole or parts.
Things have moved on considerably in the past
five years. The work we are doingessential, hard, background
preparatory workhas the opportunity to become something
very real and pertinent in our current political climate. It is
appropriate that we are talking about this as we run into the
manifesto and general election period, when it might become even
more relevant. It might not; the first past the post system might
deliver another term of certainty or possibly even majority Government.
However, those undercurrents will still be there and will need
to be addressed.
We fail to address them, as we failed to address
Scottish devolution, at our peril. It may require effort, energy,
inflammation, nationalism to drag us to a proper constitutional
settlement that will last for another 100 or 200 years. This has
become quite pertinent.
This occasion is a rounding-up, if you like,
of the consultation that we have had since publishing A new
Magna Carta?. I always say to people that this is not the
whole written constitution; there is a little bit in here at the
back that is the written constitution. In order to ensure unanimity,
which is very important in Select Committee reports, we have put
in several options, some of them rather lengthynecessarily
so. For my part, I will be quite blunt that the hard core of this
is about the written constitution.
I want to begin by putting on record the Committee's
thanks to Robert Blackburn, who produced heroic amounts of commitment
and hard work to make this document what it is. It was nice that
what we added was something very important, though easy to do.
That was the symbol of the portcullis on the front, which gives
it a strength and novelty in that Parliament has produced this
consultation. Virtually all the hard work was done by Robert and
his team and we owe them an immense debt. Robert will speak shortly
with his view on where we go.
There were three blueprints, and Robert will
talk about that. The other context I should put into play is that
we are a matter of weeks away from the year in which we will celebrate
the 800th anniversary of old Magna Carta. Some people do not think
that we should put any changes forward because it is only 800
years. This is the House of Commons; we do not want to rush and
trip up, and perhaps it needs to mature a little bit longer. I
hope that my remarks underline how important it is that we take
some real action rather than linger.
Colin from De Montfort university will tell
us, no doubt, that 750 years ago today, Simon de Montfort issued
his summons to the burgesses and aldermen in every borough to
electnot appointtwo representatives to attend a
Parliament in Westminster Hall. That is another anniversary that
we need to celebrate.
The conference will be divided into two halves.
The first half will look forward to 2015 and ask, I hope in the
affirmative, whether we are at a constitutional moment when this
document becomes ever more relevant. After lunch, we will look
at some of the issues that a written constitution raises for our
democracy, what kind of body might prepare a written constitution,
whether we can find agreement on a Bill of Rights to be included
in that constitution and how we can engage the public in the issue
of constitutional change.
I think that people are more ready for this
than they have ever been in the past. We have had a fantastic
and optimistic adventure in democracy in Scotland, which in many
senses narrowly produced a result that those of us who believe
in the Union were happy about. It was a signal to address the
problems which created that drive for devolutionover-centralisation
and executive power in the United Kingdomand it produced
something that can make a serious contribution.
There is talk about a constitutional convention,
and this will feed into that. There are lots of possibilities
for what Government or potential Governments may or may not want
to offer the electorate. I should prepare you, perhaps, for a
little disappointment in terms of what Mr Hague's Cabinet Committee
will come out with. I have attempted to see the Cabinet Committee
and have been rebuffed on every occasion. I was attempting to
put forward the view of the Committee of Parliament that oversees
political and constitutional reform, so I was rather surprised
that it was not included in the evidence-taking that Mr Hague's
Cabinet Committee has been doing. However, on we go.
I should briefly mention the seminars that we
have had over recent weeks, which have produced some very interesting
additions. I have a script which gives me a list of all the things
that have come forward on executive power, local government, the
second Chamber and the judiciary. I am pleased to be able to share
those notes with you rather than read them out; I think that that
might be a better way. I know that Robert is taking copious notes
throughout this process and will no doubt refer to those as the
day goes on.
In a sense, this is still a work in progress.
I would like to see contributions throughout the day on how we
can hone and refine our document on a written constitution. I
suspect that the best people to do that will be the people in
this room and, above all, Robert, who will be here taking notes
throughout the day. May I also thank IPPR, which provided support
and publicity for the conference and has been willing to help
us all the way through this process? Finally, I thank my fantastic
team from the Clerks Department, and I single out Nerys Davies,
who has put immense amounts of work into organising the day. The
team have been absolutely fantastic right the way through this
process.
We are not quite at the end of the first five-year
fixed-term Parliament, but I hope you think that we have used
our time wisely and thoughtfully, as well as working on lots of
other issues. Despite our time scale, we have been able to produce
this document. We also now have a rather hectic schedule. We need
to continue to influence the process and the politics to try to
bring forward something that will be debated and perhaps even
enacted in the not too distant future.
I will now hand over to Professor Robert Blackburn
from King's College, London. I have one final thank you. Robert,
this would not have been possible without the immense effort that
you and your team have put in. On behalf of everybody in the room,
I thank you and welcome you.
Robert Blackburn: Thank you for that,
Graham. Many thanks for the opportunity to do this work, which
has been tremendously rewarding and enjoyable. In a sense, it
takes into account everything that I have learnt throughout my
30 years in academic life. Time is too short for me to thank and
acknowledge the help and assistance of the other people who have
supported the project, but the funding support of Joseph Rowntree
and the Nuffield Foundation has been invaluable. Andrew Blick
and Vernon Bogdanor have been a tremendous help throughout the
whole project, as have other people in this room, including Dawn
Oliver and people on the advisory committee.
I have tried to make the project as inclusive
as possible. The blueprints that I have produced reflect that.
Rather than produce something entirely different from what anybody
else has done before, I have tried to subsume and take the best
parts of those model constitutions that have been written before
to provide a synthesis that we can all contribute to. As Graham
has said, although this project is time-limited to the Parliament,
my work on this and my work with Graham will continue until there
is a written constitution. I am not an ardent advocate of a written
constitution per se, but I think it is an idea whose time has
come and there is a certain inevitability to the whole process.
My role has been to provide impartial research into this exercise
and, if a decision were taken by a Government to implement a written
constitution, to show the way in which it could be done.
We have a great political system in this country
that we often take for granted. Whatever we may say about low
public esteem in our politics, the truth is that we have probably
got the highest level of integrity in our public life of any country
in the world, and a highly robust culture of democratic discourse
and accountability that has served us well. Nothing in the work
that we are discussing today would detract from that. A written
UK constitution would buttress and strengthen the best of British
traditions and institutions, but would modernise their form so
that they are better equipped for conditions today and in future.
Clearly, there are cracks that need to be plugged and problems
that need to be solved. We will be dealing with those, and Vernon
and Andrew Blick will be looking at particular weaknesses that
need to be addressed.
So, why might a written constitution be thought
desirable? This is important to articulate, because the reasons
should be borne in mind when drafting the document. First, there
are the dual problems of political leadership and trust in government.
Today's malaise in this respect is a sociological phenomenon to
a large extent. It is a cultural phenomenon aggravated by the
implosion of our old social class culture and the decline of deference,
creating a chippiness generally towards institutions and people
in authority. Whatever the causes, people today want to know and
want to be involved in how they are governed to a greater extent
than ever before. The most basic thing that is required is a rulebook
telling them what this is, what their expectations and rights
are, and what the purpose, powers and responsibilities are of
the branches and agencies of state.
Another desirable factor is what has been called
"taming the prerogative". In other words, properly constitutionalise
the ancient relics of monarchy and make the exercising of them
dependent on parliamentary support. A few piecemeal steps have
been taken already in that direction, signposted by Tony Benn
many decades ago. A few changes were made in the Constitutional
Reform and Governance Act on treaty making and the civil service,
but there is a case for a comprehensive reform of the whole subject,
as advocated by Tony Wright's Public Administration Committee
in an earlier Parliament, and a written constitution would precisely
do that.
A third pointthe need to stabilise the
constitutional law reform processhas troubled many people
since 1997 with the advent of new Labour and the constitutional
revolution that has taken place since then. It also troubled the
Lords Constitution Committee in one of its reports. Constitutional
reform seems to have become a rolling process of continual change,
which in turn has made it much easier than ever before for the
Executive to push through quite fundamental changes to the constitution
without due processa standard, sensible set of procedures
that all major constitutional reforms should go through. The need
to set down a standard procedure on major changes to the constitution
requires a clear distinction to be drawn on what legislative subject
matter is to be regarded as being of a constitutional nature.
The content of a written constitution would answer that question.
Finally, although not exhaustively, of all the
reasons that would make a written constitution desirable: the
preparation of a written constitution would resolve many of our
intractable constitutional and political dilemmas. A rationale
for the second Chamber could be found, a British Bill of Rights
would have a natural home, our relationship with Europe could
be clarified, and a fair settlement could be made for the Union
of the four nations of the United Kingdom.
On the drafting of the document, my work owes
a huge debt to the pioneering work of those who have gone before
me, particularly: the Institute for Public Policy Research and
James Cornford, whose commission I was on along with Dawn and
one or two others here today; Vernon Bogdanor and the work he
has done at Oxford on the subject; and others such as Richard
Gordon QC, who will be speaking later. They have kindly allowed
me to draw heavily on their draft constitutions.
My intention, as I stated earlier, has been
to provide a synthesis and sense of continuity around the work,
even if in substantially revised form. Similarly, when departing
from the status quo and including measures of reform, particularly
in the third blueprintthe key one that we will be focusing
on todayI have provided what I believe is the solution
that would command the widest possible consensus. On Lords reform,
for example, I am aware that a convincing case can be made for
a nominated Chamber; debates about that can go on for ever. However,
it seems clear to me that the argument for electing Members of
that legislature has been one across the political parties, and
the idea of democratic elections carries support among the public
at large.
One of the most difficult issues is judicial
power under the constitution. Conservatively, and consistent with
the report of the Political and Constitutional Reform Committee
earlier this year, I provided for a non-legal declaration of unconstitutionality,
analogous to the declaration of incompatibility procedure in the
Human Rights Act 1998. However, in article 4, I have left open
the question of whether there are any matters in the constitution
of such fundamental importance that their violation under statutory
powers would require the Supreme Court to declare the offending
Act of Parliament invalid. Views from the audience, now or later,
on what those most fundamental articles are would be extremely
useful.
On one or two matters, I have indulged myself
on proposals that I have advocated in the past. Article 19 provides
for the continuing existence of Parliament rather than, in my
view, the anachronism of dissolution and summoning of Parliament
which continues even following the Fixed-term Parliaments Act
2011. The five-week hiatus during election campaigns always worries
me, just in case there might ever be some national emergency when
Parliament should be recalled to discuss executive actions needing
to be taken.
Let us look at the three blueprints togetherthe
constitutional code, the constitutional consolidation Act, and
the written constitution proper. If a consolidation Act was thought
a preferable way forward, considerable improvements could be made
to the blueprint quite easilyI can see thatsimply
by modernising and shortening the language of the statutes in
the same way that the Law Commission carries out its work when
embarking on codification exercises. Sophie Boyron pointed out
to me last week that sections of the first blueprinta short,
non-legal code that sets out very briefly the institutions' powers
and the principles of the constitutioncould be inserted
into the third blueprint, a written constitution proper, in the
form of marginal notes providing a succinct summary of a particular
article or part of the constitution.
Taken together, the three blueprints could be
seen as a building blocks exercise towards an entrenched written
constitution. They first set down the basic principles and institutions
of Government; secondly, they pull together in one document precisely
what we have now on the statute book and in convention; and thirdly
they embark on the documentary constitution proper, which would
be an intelligible and coherent document for the people and public
at large, as well as for lawyers and politicians.
Chair: Thank you very much indeed, Robert.
That was a good start to the morning. I will move straight on,
because the quicker we can go, the more we can get into action
with the guests who have come today. Without further ado, Professor
Vernon Bogdanor is going to try to answer the question of what
the prospects are for constitutional reform in 2015.
PROFESSOR VERNON BOGDANOR: WHAT
ARE THE PROSPECTS FOR CONSTITUTIONAL REFORM IN 2015?
Professor Vernon Bogdanor: You have set
me a very difficult exam question, Graham. We all owe you and
your Committee a tremendous debt for these documents and the work
that you have done on them. That work is remarkable and will be
a signpost for the future.
I suspect, however, that it may not have been
wholly welcome to the Prime Minister, who I think will have taken
the view that the Scottish referendum would end the period of
constitutional turmoil and debate. It was intended to resolve
for good the Scottish question, but it has not done even that.
Of course, it has raised another very large constitutional question:
the English question. There is now discussion of English votes
for English laws and, more generally, the issue of how England
should be represented and whether there should be devolution to
England.
At the very beginning, then, we have two constitutional
problemsthe Scottish problem and the English problemthat
have not been resolved. We also obviously have the problem raised
by the Prime Minister in his Bloomberg speech in January 2013,
the European Union problem. What is to be our relationship with
the European Union? As Robert mentioned in passing, we also have
a human rights problem. What is to be the future role of the judges
in connection with human rights?
Finally, we have a representational problem.
For the first time ever in British history, we have a situation
in which five political parties command over 5% support among
voters in England. In Scotland, there are six such parties. We
face the likelihood that the winning party in the general election
may perhaps be able to form a Government on its own, but will,
as occurred with the winning party in 2005 and 2010, have just
over one third of the vote. In other words, two thirds of those
who voted will have voted against it. Is that what we mean by
majority rule?
We also face the possibility that, as in the
last election, we do not have a national majority. Our system
is now producing enclaves of regional majorities in different
parts of the country. One can give a striking example of that
from the last election: one in five of those who voted Labour
were in the south of England, butexcluding London, where
the situation was differentLabour has just 10 seats in
the whole of that area. In another example, in Scotland one in
six of the voters voted Conservative, but the Conservatives have
one out of 59 seats. That is a distortion at the regional level,
and the system is in danger of yielding internal tensions between
different parties and therefore between different parts of the
United Kingdom, as well as social tensions. It is significant
that much of the yes vote came from the west-central belt of Scotland,
where people feel unrepresented, because of the prevalence of
safe seats in the area. It is a serious social problem. Also likely
in the election is a great malrepresentation of minor partiespeople
are predicting that UKIP will get a reasonable vote, let us say
10% or more, but hardly any seats.
One constant of all that is that many fewer
MPs represent a majority in their constituency. In 2010, only
one third of MPs represented a majority of those who voted in
their constituency; 433 MPs did not. That is the largest share
since the 1920s, when again the party system was in flux. There
has been no MP since 1997 who has represented a majority of the
electorate in their constituency. In 1997, there were just 14,
while in the heyday of the two-party system, in 1951, there were
214. In 1955, again in the heyday of the two-party system, only
37 MPs did not represent a majority of those who voted in their
constituencyin other words, who were elected by a minority
of the vote.
For that reason, I think that the electoral
system, which we all thought had been put to bed in the alternative
vote referendum, will again arise, because it links up with problems
about the legitimacy of British Government. After the election,
in my opinion, considerable questions will be asked about the
legitimacy of British Government.
It is not an accident that we have seen such
political and party changes. It reflects something that David
Cameron once characterised as the development of a post-bureaucratic
society. I would describe it slightly differently: it is a society
that has become much more fluid, more individualistic and much
less deferential than it was. That is a major change in social
relationships over the past 60 years, which has not been reflected
in the political system. That will be a motivator of constitutional
reform.
I have spoken about a number of problemsthe
Scottish problem, the European Union problem and the human rights
problemand they all involve, in practice if not in theory,
the question of parliamentary sovereignty. Parliamentary sovereignty
has been the great conceptual barrier to our developing a constitution,
because there is no point having a constitution if Parliament
is sovereign. To put it another way, the British constitution
can be defined in eight wordswhat the Queen in Parliament
enacts is law.
In practice, if not in theory, we are moving
away from such a system. Perhaps we already have done, although
it was hidden, in 1973, when we joined the European Community,
as the European Union then was. Perhaps the Factortame judgment
exemplified that, because we now have what I think Dicey would
have thought impossible: a law-making body that is superior to
the British Parliament in practice, if not in theory. In a number
of areas, the British Parliament is a subordinate law-making body
in Europe.
There is this process of the practical undermining
of parliamentary sovereigntynot in theory, because in theory
it remains, but it is like the Cheshire cat, with all but the
grin disappearing. 1997 inaugurated an era of constitutional reform
which replaced a largely uncodified system based on the unitary
state and parliamentary sovereignty with a system characterised
by codified rules, the separation of powers, in particular between
politicians and judges, and a quasi-federal, though asymmetrical,
system of devolution and dispersal of power. Broadly speaking,
Governments are now more limited than those of the past. Much
has been said about presidential government and elected dictatorship,
but Britain is now in fact much less of an elected dictatorship
than it was when Lord Hailsham made his famous remarks in the
1970s, because all the constitutional reforms of the 1997 period
in practice limit the power of Government to do what they want.
The implication of it all is that there is a
higher law over and above that of Parliament or Government, and
the implication of that is a constitution. That has been recognised
in perhaps a slightly cack-handed way by the Smith commission,
which says that the Scottish Parliament should be permanent. How
can one have something permanent if Parliament is sovereign?
The question arises of whether we are approaching,
as I think we are, a constitutional moment. Most constitutions
are enacted to mark a new beginning when states attain their freedom
from an external ruler, from colonialism, or from an old regime
and the state is reconstituted, which signifies a fresh start.
Of course, the reason why we do not have a constitution is that
we have not had a fresh start since the end of the 17th century,
when we had what was significantly called a restorationwe
tried to disguise it as not being a fresh start. But a prior question
arises. It was first raised in a letter to The Times a
few years ago by Stephen Hockman, a previous chairman of the Bar
Council, who asked how we could reform our constitution if we
were not wholly sure what it actually is, because it is not written
down and codified. As Robert says, we need a rulebook.
We are one of just three democracies that do
not have a constitution, which always strikes me as peculiar.
Imagine joining a tennis club and paying your subscription, but
when you ask, "Could I have a look at the rules, please?"
you are told, "I'm afraid that they're not all collected
together in one place. They are the result of decisions taken
over a long period of time by the presidents of the club and the
committees. You'll have to search through the archives of the
club, which will take you quite a while, to find out what they
are. Even when you've done that, your search will not be complete,
because there are some rules that haven't been written down at
all. They are called the conventions of the tennis club, and you
gradually pick them up as you go along. Although, I must say that
if you have to ask, you don't really belong here."
The British people pay their subscription through
their taxes and through submission to the law, and perhaps such
a rationale might have been acceptable in the deferential 1950s,
but I do not think it is today. It is therefore time that we began
to look carefully at a constitution. We saw in the Scottish referendum
that there is a strong untapped civic spirit in that part of Britain
at least, and various other experiments in the provinces of Canada,
such as citizens' assemblies, have shown tremendous potential
that can be tapped. The first stage should not be popular participation,
however, because while people in Scotland have thought a lot about
their constitution for many years since the whole devolution debate
began, but in England, people are just beginning to think about
it. That is the case for a wider process.
The Government took the wrong approach in Scotland.
They have taken that approach that sadly a number of Governments
take on all sorts of issues. They say that when something is wrong,
a businessman will fix it quickly. They took that approach with
the universities under Lord Browne, the national health service,
the civil service, all sorts of institutions. Lord Smith was asked
to draw up a constitution in two months and has made a shocking
mess of it. So I do not think that is the right way to do it.
I think we need a learning exercise with public
participation. I think the old style royal commission is very
good at that as a preliminary exercise. We had one on devolution,
though it was called the royal commission on the Constitution,
led by Lord Kilbrandon from 1969 to 1973. I hasten to add that
the great and the good should not decide, but investigate and
draw up the options. After that, we need to formulate the issues
for a convention with popular participation.
My answer to the questionare we approaching
a constitutional moment is `Yes'. I think that will be even clearer
after the general election.
Chair: Thank you, Vernon, that was very
enlightening. I am going to move straight on to Professor Dawn
Oliver, who is going to talk to us about the options and challenges
of codification.
PROFESSOR DAWN OLIVER: CONSTITUTIONAL
CODIFICATION: OPTIONS AND CHALLENGES
Professor Dawn Oliver: Some of you may
have copies of the bullet points I provided. You do not need to
have them, but some might find them useful because I have tried
to set out the steps of what I want to say.
First, I want to join the general congratulations
to King's, Rob Blackburn and his team on their fantastically useful
and thorough work on putting together not just the three blueprints
in this volume, but an enormous amount of excellent material,
information rehearsing arguments for and against each proposition,
over the past four and half years. It is a good, useful and valuable
contribution to debates about what needs to be done or is desirable
to be done to the constitution.
I want to focus on the idea that you need a
constitutional moment for some big constitutional reform to take
place: so that you know where I am going, my view is that it is
too difficult at the moment, unless we get an enormous political
crisis, which I think we are unlikely to get. So I am afraid I
am a bit of a party pooper. That does not mean to say for a moment
that I think our constitution is working very well.
There are lots of reforms that ought to be put
in place. For every reform that I think should be put in place,
there will be a heavy, strong group of the public who think that
is the worst idea they ever heard and over their dead bodies will
it happen. Much about our constitution is very controversial if
you talk about changing it. Many changes go right against the
interests of any Government of the time, and that is another reason
why it is difficult to change the constitution. So we currently
lack the political consensus necessary to get a new, complete
written constitution, the sort of thing that is in the third blueprint
in the documents.
A few words about constitutional moments. As
we have already been reminded, next year we are celebrating two
important constitutional moments with important constitutional
results. One is the 800th anniversary of Magna Carta. That was
a response to very heavy political pressures and, in effect, a
constitutional emergency. Magna Carta was not, of course, a complete
codified constitution; it was not a blueprint 3 document. It dealt
with a rag-bag of issues that were demanded to be dealt with by
the King at the time. Of course, not all of Magna Carta has proved
durable.
Next year, we will also be celebrating 750 years
since Simon de Montfort's Parliament, which was also a response
to very strong political pressuresin effect, an emergency.
That, too, did not result in the adoption of a codified or a written
constitution. The important thing about both those events is that
they express values that have proved durable, and both have become
important chapters in our national constitutional narrative. Undoubtedly,
they are very important and, in the long run, durable.
Let me briefly compare a couple of attempts
at written constitutions. There was Cromwell's "Instrument
of Government" of 1653, which did not last. There was the
"Humble Petition and Advice" of 1657, which did not
last. Both were fairly comprehensive constitutions. They were
not durable because they did not fit the national or political
cultures of the time. Neither of them has gone down as an important,
positive chapter in our constitutional narrative. Sometimes constitutional
moments result in something durable, and sometimes they do not.
How do constitutional moments come about? My
view is that they cannot be engineered by those in power. They
happen because something has changed in public opinion, part of
the social fabric has changed, the class system has disintegrated
or whatever it is, and suddenly it is found that a need is felt
to change things, which politicians respond to. The Political
and Constitutional Reform Committee and other bodies are campaigning
for a written constitution. However, you can campaign, but you
cannot engineer it. A constitutional moment will happen or it
will not.
Constitutional momentspressures for big
constitutional changecan be anticipated and accommodated.
An obvious example is the introduction of devolution to Scotland,
Wales and Northern Ireland in 1998. If that had not happened,
we would have got into more difficult situations in the relations
between the four nations of the United Kingdom.
When a big constitutional moment is anticipated,
it might be avoided. That is what the vow that was made just before
the Scottish referendum was about. It was made to avoid what would
have been, from the point of view of many (although not of meif
Scotland wants to be independent, it is up to them; it does not
bother me) a really big crisis to be avoided at all costs. The
vow was made, and that moment was mitigated. I am not saying that
the problem was solved, but you did not get a majority in favour
of Scottish independence.
What are the preconditions for constitutional
moments that result in constitutional change in this country?
Other countries are different; we are, in many respects, unique.
There must be strong pressure for change from influential quarterswe
have all got Scottish devolution in our mindsand from powerful
public or private organisations, or the general public must get
fed up with something. The point is that it is about politics.
Politicians do not sit around being altruistic. They have interests
in what is happening around them. My guess is that if there are
strong pressures from somewhere for a constitutional change, the
Government or the political parties of the day will accommodate
it if they foresee negative consequences for themselves unless
they give in to the pressure and do something about it. It normally
has to be urgent. It is amusing that we waited until the Duchess
of Cambridge was pregnant before doing anything about the succession
to the Crownthat really was urgent.
There also has to beI am sure everyone
here agreesconsensus or enough support for the change for
it to take place, for it to go through the required procedures
and for it to be durable. It is important to take account of the
fact that it is highly desirable that a change should be durable.
Those are just some thoughts about what the
preconditions are when constitutional moments happen. The question
is, is a constitutional moment for the adoption of a written constitution
imminent? My answer is no; I don't think it is. Blueprint 3 is
about a complete written constitution that covers everythingthe
legal status, the procedures for amendment and so on.
My topic is options and challenges, of which
there are too many. I do not have timeand it would be pointlessto
go through the arguments about some of the issues I have listed
in my note, but there are people and groups who feel very strongly
about the various options.
· Do
we continue with a monarchy? Do we become a republic?
· Do we
keep the Church of England as it iswholly or partly establishedor
do we disestablish it? (I am not suggesting that that bit of the
constitution is not working very well, but people are not going
to say, "I am not going to talk about it, because it is working
all right." People feel about these things.)
· Law
Officersin or out of Parliament? There was an attempt to
deal with that issue a few years ago, but it ran out of steam.
· The
second Chambershould it be appointed or elected?
· The
franchisewhat about 16-year-olds and prisoners? (The amount
of heat that can be generated by the idea that prisoners should
have the vote is extraordinary, but that is just a tiny bit of
the problem.)
· Electionsfirst
past the post, alternative vote, the additional member system
or the single transferable vote?
· Devolutionwe
all know about symmetry and asymmetry.
· The
question of an English Parliament and English Executive is bound
to arise. English votes for English laws is not an easy thing
to sort out.
· Do we
stick with the European convention on human rights or do we go
for a British Bill of Rights? What would the Scots and the Northern
Irish republicans say about that?
· Should
social and economic rights go into a constitution?
· What
about the EU? Do we remain in or do we quit?
· Should
there be judicial strike-down powers or not? I think Vernon is
in favour of thatfor goodness' sake, that would be a disaster.
There are other ways of making it not absolutely watertight, but
very unlikely, that a Government, under a written constitution,
would get Parliament to pass unconstitutional laws. Judicial strike-down
powers would be a no-no.
· Then
there are questions such as how long should this constitution
be200 pages? Six pages?
My sense is that, like it or not, it is just
going to be impossible to achieve consensus about such a wide
range of issues and it would be undesirable to go ahead with a
written constitution in the absence of broad consensus.
My next question is, is a constitutional moment
for writing a chapter of a written constitution imminent?
I do not think that Israel is a good model for a lot of other
things, but it is one of the other countries without a written
constitution. It embarked on a projectI cannot remember
how long ago it startedto write its constitution chapter
by chapter. Over a period of years, four basic laws were passed.
Then it ran out of steam and it has not completed the chapters
of its constitution.
Let us just think of what might happen in the
next couple of years as a chapter in what might turn out to be
a written constitution. I agree with Vernon, and I think we can
all agree, that, particularly if there is a very difficult balance
of power in Parliament after the election next year, somethingor
some thingswill have to be done about devolution and associated
reforms. There will be pressures, of course, from Scotland and
from English cities and regionswe are already experiencing
that. What do we do about English votes for English laws? That
is an urgent question.
It would probably be in the interests of whoever
forms the Government, whether it is a minority Government relying
on confidence and supply or a coalition Government, to do deals.
We are going to be talking about deals and bargains in this scenariowe
are not talking about rational altruismin order to produce
an agreement, or, if you like, a devolution chapter in what might
in the end turn out to be a proper written constitution. That
sort of thing could be made effective without judicial strike-down.
We talk about making the Scottish Parliament permanent, and I
think that that can be done without strike-down. Politicians are
deal makers, but they are not stupid.
Of course, we all want constitutional reform
to be stableat least, I do. Stability will depend upon
whether that chapter in the process of writing a constitution
turns out to be fair. What worries me is that England does not
have its own voice. If there is a coalition, or if deal making
is done in which the parties include the Scottish nationalists,
Plaid Cymru, Wales generally and Northern Ireland, but England
is not represented, one could very well run the risk of having
financial and other arrangements that will not be stable because
they will be felt in due course to be unfair to England. It will
take statesmanship to produce a stable chapter of a written constitution.
If stability cannot be found, there will of course be further
crises. There will be further mini or maxi constitutional moments.
We shall see what happens. I am sorry to be
a party-pooper, but I am depressed.
QUESTIONS AND DISCUSSION
Chair: Thank you. Our speakers have been
fantastic in sticking to time and, in fact, going a little under
time. As a politician, I am going to seize this opportunity and
throw in 10 minutes of questions before we carry on.
David Howarth: I am David Howarth
from the University of Cambridge. I am a former Member of this
place and an Electoral Commissioner. I was just wondering how
to reconcile what Vernon said and what Dawn said. The question
is whether the pending constitutional crisis that Vernon described
is big enough and ugly enough for people in politics to have to
suspend the normal ideas of consensus, bargaining and acting slowly.
If you go back to the original academic work
on constitutional moments, it is all by my own teacher, Bruce
Ackerman, in the US. His constitutional moments were all moments
where there was no consensusthe founding of the republic,
reconstruction after the civil war and the new deal. The question
is whether the current crisis is big enough to suspend ordinary
politics. Dawn thinks that it is not, but I think that it might
be. It might be because of the political balance, or the lack
of political balance, between England and Scotland and the possibility
of a referendum on the EU in 2017, which could cause an enormous
crisis. At the moment, the political situation is only stable
because the Scots are threatening to leave if the English do something
foolish. That is not a bargain that can hold through a consensus.
Duncan Hames: I am Duncan Hames, the
Member of Parliament for Chippenham and a member of the Political
and Constitutional Reform Committee. I wonder if you could say
a little bit more about what prospect there is for access to the
constitution agenda in such a moment for civic society. A lot
of the problems and points of crisis which might precipitate it
feel very much to be problems of the political establishment and
of what gets called the Westminster bubble. If it is seen to be
addressing some underlying problems with our democracy, surely
it will need to have some ownership from the rest of civic society.
Nicholas Baldwin: I am Nicholas Baldwin,
Wroxton college. I am not sure whether I have a question or two,
but there are a couple of observations that I would be interested
to hear observations on.
First, when you look at the broad spectrum on
the agenda at the present timewhether we are to be in or
out of Europe, or have votes for 16-year-olds, or English votes
for English peoplehow on earth could one introduce a formal,
written codified constitution, with so much disagreement?
Secondly, I am always a bit confused by the
view that one can introduce major constitutional reform only by
consensus, because my reading of history is that we usually produce
major constitutional reform in the teeth of opposition. Votes
for women, votes generally and reform of the House of Lordsit
has usually been forced through in the teeth of opposition. To
get a written constitution only by consensusI find it difficult
to see the picture.
John McEldowney: I am John McEldowney,
university of Warwick. One of the difficulties in the discussion,
I think, is the level of detail that a constitution might have.
Rob, I think, has identified a scoping exercise, and the miscellany
of relevant issues has been clearly outlined; but we must be clear
as to why there might be a useful debate today.
The one thing that strikes me as not having
been mentioned, which to me is the overarching issue, is what
I call the relationship between the state and the citizen in terms
of public finance. We are going through a crisis financially.
It has not abated. In the interim term it is being looked at,
and institutional reforms to banks and so on are being put into
cold storage, but without doubt the mapping exercise that Government
will have to deal withthe real cuts in public expenditure
on public servicesdefines the citizen.
It equally defines another element, to which
I think little attention has been given in the discussion so far,
which is local government. Local government is a constitutional
item on the agenda. It is part of a discussion that encompasses
devolution and, dare I say it, federalism, but we are at the cusp
of needing a new road map to take us to the next stage of how
we debate, over the next 10 to 20 years, questions about the politycuts
in our budgets for public services, the definition of the role
of the citizen and the state, and the relationship between regions,
including local government. That, I think, needs a different road
map from simply the one that has rested exclusively with the political
system. We have a political constitution that has served us extremely
well, and we want to preserve that, but at the same time we need
an anchor on which to build the foundations of the next stage.
Chair: Thank you, John. A couple more
people have indicated they want to speak. I just squeezed those
in to get people warmed up for the serious session. I shall now
ask the panel to come back in for no more than one minute.
Professor Vernon Bogdanor: I think one
needs to distinguish between the constitution as it is and the
constitution as we might like it to be. I think the first step
is to write down what the rules actually are. We have already
done that in a number of areas, for example on hung Parliaments.
All that we had in the past was a letter from the King's private
secretary in 1950 as to what should happen with a hung Parliament.
Now the rules are written down in a Cabinet manual, and there
is no reason why they should not be brought together as they are
now and put in one document. Then we can argue about constitutional
reformabout how we might like to alter the system.
Duncan Hames is right that constitutional reform
is in no sense a popular issue, but some of the discontents that
people feel are matters that can be remedied by constitutional
reform. When people say, "I am not represented. I live in
a safe seat. No one takes any notice of my views," that is
a matter that raises constitutional issues. When people say, "I
would like certain things done locally that cannot be done,"
that raises constitutional issues. That is how they come about.
A long learning exercise is required. Let us produce a document,
on paper, detailing how we are actually governed now, and then
see how we might want to alter that.
Professor Dawn Oliver: A lot of what
was said was comment, to which I do not particularly feel I need
to respond. It is inevitable that civic society will become involved.
There are organisations and pressure groups for and against everything
that is going on. Of course, there are a lot of ordinary people
who are not involved, but they would have the opportunity to be.
On the question of whether consensus is necessary,
a degree of consensus is necessary if a change is going to prove
durable. Let us say, for the sake of argument, that a majority
party in government pushes something through in the teeth of strong
opposition from another big party or parties; that might very
well have to be reversed, which is not a good thing. For stability,
it is necessary to have not complete consensus, but sufficiently
wide and strong consensus.
Robert Blackburn: I agree with Vernon.
Dawn and Nick are far too gloomy about the problems involved in
drafting a written constitution for the UK. In the search for
constitutional 'moments', as part of the work I produced for the
Committee, I gathered a large number of comparative case studies,
looking not only at other countries but at particular issues within
them. In some countriesa good example would be Switzerlandthey
just thought that it was a good idea. They felt that their identity
needed to be reinforced by a document that reflected modern values
or whatever, they had a referendum about it"Do you
think this is a good idea?"and went ahead and did
it.
Furthermore, yes, there are a lot of problems
involved, but I disagree that major reforms are always pushed
through in the teeth of opposition. Votes for women was mentioned:
that was conducted in an extraordinary spirit of reconciliation.
After first world war it was felt there must be a land built for
heroes and resolution on franchise reform. This was a controversial
issue, but there was need for reform and parliamentarians addressed
it a spirit of concord and an overriding need for reconstruction.
There is now a need for resolution on Lords reform, a UK Bills
of Rights, the state of the Union, and other matters. A written
constitution would be an opportunity to resolve those issues.
I sometimes think that difficulties are raised
by politicians and academics as though they own the subject. This
is a question that needs to be opened up to civil societynot
only the lobby groups, but people at large. If one speaks to ordinary
peopleand one can do market research by simply asking friends
as well as pollstersoverwhelmingly people think it would
be an obviously good idea to have a written constitution so that
everyone knows what the rules of the political game are.
Chair: I will not take any further questions
right now, but I will draw in everyone else in due course.
If we had a system that was fit for purpose
and doing pretty well, then why bother changing? But for some
time it has been evident to many people that Parliament does not
work effectively as an institution and the Executive in both its
political and administrative forms is less capable than it has
ever been. Possibly only the judiciary is fit for purposea
while ago I would not have thought that I would ever hear myself
say that. It is broke, and we have to fix it.
We have free will; we do not have to wait for
some divine or supernatural intervention before we get off our
derrières and do it. Politicians can have altruism, but
it is possibly a little easier for them to have vision and leadership,
and to say what needs to be done when our society is disengaging
from our politics.
We have a democracy, which is a messy form of
governance, but, as someone said, it is the best form out there.
We need to cherish it, work on it, maintain it, polish it and
hone it. If we do not, I think that the three threats with which
I opened my contribution could become existential.
John, you made a point about the shape of a
constitution. It has been evident through the seminars and consultations,
and indeed last week when we spoke to all five party leaders in
Wales, that there is a stronger drive right now for a territorial
constitutionsomething that describes a federal structure,
with what the independence of the individual nations within that
might look likerather than a highly detailed one. I think
that was evident in the seminars we did together, John, on the
judiciary and local government. That is a growing undercurrent,
in a senseif we had had the prescience, perhaps we should
have commissioned a fourth blueprint.
Perhaps that is where the immediate and constitutional
may combine in and around an election, particularly if, as Vernon
said, we have a Government of the country who are not regarded
as legitimate in a time of quite severe economic crisis. Oddly,
we would need to support that Governmentand rally to the
Executive, for heaven's sakepossibly even in order to maintain
public order in such a situation.
The other point I wanted to make was about demand.
If I want to create an early-intervention foundation to help children
grow effectively, or if I want to create something that looks
systematically at how to tackle sexual abuse of children, Whitehall
always says to me, "Where is the demand?" Have we got
to organise people to go out on the streets to protest? Sometimes
we should do these things because a lot of people feel that that
is appropriate.
We saw the letter in The Times a couple
of weeks ago from English local government across all parties,
from the Mayor of London at the top of the food chain right down
to the people who represent parish councils, neighbourhoods and
community councils, asking for English devolution. The demand
is definitely there.
We will break for tea at around 11.20, so that
gives us bags of time to make comments and to ask questions, but
if you can keep them relatively brief, I will be able to get more
people in. We have a colleague over here.
Michael Clancy: Good morning. Thank you,
Chair. I am from the Law Society of Scotland. I have a few observations.
I was interested in the observation that Lord
Smith had been given two months to design a constitution. Actually,
I think he would say that he had been given two months to get
a heads of agreement between the political parties and to pass
that on to them to make of it what they could. As we know, draft
clauses are supposed to be presented at the end of January, which
might give us food for thought. Whether that carries on past the
election to something more substantive will depend on the composition
of the Government after the election.
My second observation is in relation to judicial
strikedown power. As you know, under the Scotland Act, if law
made by the Scottish Parliament is not within the competence of
the Scottish Parliament, it is not law and the judges may strike
it down. Since 1999 quite a number of actions and litigation have
been taken on Acts of the Scottish Parliament, and I do not think
that the Supreme Court has yet struck down an Act, although subordinate
legislation under the Agricultural Holdings Act or something like
thatthe sort of thing that you are interested in if you
are an agricultural holdings anorakhas been sent back to
be thought about again.
The last point that I want to make is about
participation in constitution making. The constitutional convention
that eventually led to discussions resulting in the Scotland Act
1998, for example, began in 1989, so a long lead-in time is appropriate
before one arrives at the finished product. If one takes the Scottish
constitutional convention as a model, that would encompass many
of the participants who have been spoken of beforecivic
society, the Churches, the trade unions, the political parties
and interested bodies from across the spectrum. That is perhaps
easy enough to do in a jurisdiction of 5 million people, but in
a jurisdiction of 65 million people it is slightly more difficult,
possibly more fractious and certainly not an easy task.
Alan Renwick: I am from the university
of Reading. I thought Dawn Oliver got the matter of defining the
constitutional moment pretty much right. It seems to me that if
we look at the evidence of the past and try to build expectations
on the basis of that evidencetaking account of [the] wholly
justified point that we have a limited ability to predict the
futurethere is no reason to think that there is a constitutional
moment that would allow us, in the short term, to produce a whole
written constitution.
Robert Blackburn mentioned polling evidence
that shows support for a written constitution, but we know that
people do not think about this sort of issue. We also know that
opinion polls on issues that people do not think about do not
give us any useful evidence at all on what those people will actually
think if the issue moves up the political agenda. The useful polling
evidence on this issue is on the question of what people think
the important issues are that face the UK today. Constitutional
reform issues have never figured in those sorts of polls, and
that situation has not changed remotely in recent years.
Graham Allen said that the system is broken.
I completely agree, but what then matters is that those of us
who agree on that point think about how we can utilise the existing
circumstances to get some kind of fix for that broken system.
Dawn Oliver pointed out that there seems to be a constitutional
moment at the moment, around the issue of devolution and the governance
of England. That seems very clear to me. If we care about the
constitution, it therefore seems important that we take advantage
of that constitutional moment and focus on getting a process for
addressing that aspect of the constitution that may serve as a
model for the ongoing process of constitutional reform that I
think most of us here agree should take place.
Several of you have hinted at a process involving
some form of citizens' assembly in order to get popular participation
in the process of constitutional reform. If that can take place
as a model on this issue, I would hope that in future it can take
place on other issues as well, and that we can gradually go in
the direction of a better constitution.
Chair: A quick question for you: if you
are in a moment of crisis, which some people seem to feel we need
to precipitate this, is that the momentwhen the columns
are collapsing around the empirein which you can have a
10-year debate and a citizens' convention?
Alan Renwick: Well, we are not in such
a crisis.
Chair: So we wait until that moment,
and then that is the big moment to strike and have a long-winded
debate that perhaps we could hold consciously now, before the
crisis?
Alan Renwick: If it did not have a vast
agenda looking at all aspects of the constitution, a constitutional
convention could perfectly reasonably take place in the space
of something like a year. That would allow engagement with a very
wide section of society.
Chair: I hope so.
Alan Renwick: There is a greater prospect
of achieving something if what you try to achieve is more tightly
defined than something that goes across the whole constitutional
agenda, for the reasons that Dawn gave earlier.
Chair: I am sorry for lapsing back into
Committee Chairman mode there. I should have done that when you
gave evidence.
Robert Orchard: I am a postgraduate student
in politics at King's college and a former BBC parliamentary correspondent.
I have two questions on specific areas of constitutional reform.
Looking at the House of Lords, first of all, what kind of political
crisis does the panel think it will take to get any substantive
reform in the Lordswill it have to be an expenses crisis?
Secondly, Professor Bogdanor talked about Labour
getting one in five votes in the south of England but only 10
seats, and the Tories getting one vote in six in Scotland but
only one seat. The Liberal Democrats have been getting about 20%
of the vote for several elections, but have only 50 seats instead
of the 150 they might have under PR. There is no groundswell of
public opinion that that is unfair. Why would it be different
on the points you pointed out, Professor Bogdanor?
Chair: I will take two more points, and
then I will do a second round.
Sir Malcolm Jack: I am a former Clerk
of the House of Commons and am now at the Constitution Society.
I want to make an observation rather than ask a question. Going
back to the tennis club example, which I enjoyed very much, whether
or not you have a written constitution, you will still have conventions.
I have worked in many Parliaments around the world, with systems
with written constitutions, and there are plenty of conventions.
It is not a case of written constitution versus conventions.
Colin Copus: I am from de Montfort universityit
is not our 800th anniversary next year, unfortunately. I am very
concerned about the position of local government. If we look at
the experience in Scotland and Wales, we can see that devolution
can also lead to centralisation. The treatment of local government
in Wales, particularly at the moment, with the proposals almost
to slash in half the number of Welsh councils, indicates that
devolved bodies can hoover up powers, which is something that
we need to be very concerned about. It also shows that a constitution
needs to protect the independence of local government from the
centre.
I was very grateful to hear the closing comments
from Professor Oliver. I am one of a group of people who are terrified
by the prospect that, at the end of the next general election,
the SNP may be kingmakersor indeed, even worse than that,
members of a coalition Government. That should send a shiver down
the spine of every English person in the country. What I am hearing
is an avoidance of the obvious solution to an English question.
I very rarely say this, in deference to Graham, because I know
his position, but there are people who support the formation of
an English Parliament. I am one of them. I have got some mates
and we are not all far-right nutcases. The imbalance in the system
at the moment will only lead to greater and greater problems.
If you saw the Scottish referendum as a threat to the Union, an
imbalance in the constitution as it is at the moment is an even
greater one. I think that is something that needs serious debate
rather than, at the moment, being the elephant in the room that
it often is.
Professor Dawn Oliver: I do not know
which of those points to respond to. There are lots of troubles
with the House of Lords, but the trouble with reforming it is
that it does some of what it does extremely well. If all its Members,
or most of its Members, were elected, it would not do those things
so well, particularly the work of the Constitution Committee,
the Joint Committee on Human Rights, the Delegated Powers and
Regulatory Reform Committee, and so on. We should be thinking
about whether another body could be invented that would do those
thingsan independent constitutional or legal scrutiny commission
that could do the skilled, often technical, non-partisan but politically
savvy work in the legislative process. If I was satisfied that
there was another body that could do that, I would feel much more
relaxed about abolishing the House of Lords, having it all elected,
or whatever. Having one House full of politicians is probably
enough, unless the other House had a completely different role
of representing the regions and nations. I don't think we want
another House of elected people without any special remit.
Chair: Avoiding any riposte on behalf
of the people who were elected by the population, I move on to
Vernon.
Professor Vernon Bogdanor: In reply to
Mr Clancy, I think the Smith Commission is a good illustration
of how not to go about constitutional reform. The points it is
dealing with affect not only Scotland but the whole of the United
Kingdom. In any case, the constitution does not belong to the
Scottish political parties. The fact that you may have a common
denominator of agreement does not mean it follows that this is
a suitable outcome either for Scotland or for the United Kingdom
as a whole. It is very ignorant. At one point it says that this
is a kind of federal solution to devolve control of income tax
to Scotland, but I know of no federal system in which one of the
sub-units has control over the whole of income tax. The normal
pattern is for income tax to be widely shared. There are huge
implications for the devolution of the basic principles of the
welfare state and whether the benefits you secure are based on
need and not on where you live. You need to go through those things,
and it is a very ignorantI think damagingreport
that is in danger of undermining the cause that won the referendum,
the Unionist cause. I think the report has done a lot of harm.
On the point that Robert Orchard makes about
why people bother, I think there are two answers. First, there
is a cumulative growth of resentment about malrepresentation,
but I think the UKIP factor does bring something new into British
politics, because there is a huge emotional and grass-roots force
behind its support. People will feel more strongly if UKIP gets,
say, 10% or more of the vote and hardly any seats than they did
when it happened to the Liberal Democrats. It is a grass-roots,
insurgent movement that we have not seen before. The Liberal Democrat-SDP
alliance was a top-down movement, so it was different.
The third point about Lords reformEd
Miliband has put this forward, toois that the Lords should
represent the nations and regions of Britain. I think that should
come after, and not before, a constitutional settlement in the
UK. The danger of doing that now is that you would import the
West Lothian question into the House of Lords. Should Scottish
peers be able to vote on English legislation? Reach a deal on
that first, otherwise an elected Lords would threaten the UK even
further.
Chair: We have focused a lot on the question
of crisis. A classic way not to do it is to wait for the crisis,
because, by definition, everyone is very excited and is desperate
to get a solution. That is not the way in which you want to draft
something as long-lasting as a constitution. Although I personally
think that the Smith agreement was excellent in handling that
difficulty and excellent in taking devolution furtherthere
will be teething problems on lots of things, not least welfareit
was a response within eight weeks to a threat that the Union would
break up because of the polling that took place a week or so before
polling day. That is not the way to do it.
Let us do it on a more rational, free-will basis,
on the basis that we believe in devolution. If your political
class believes in devolution, you can plan how you are going to
do this. If it does not, and if it is dragged every inch of the
way, you are going to have a great difficulty producing something
sensible that goes across four nations and one umbrella union.
People were asking us to do this, in the political classes. Scotland
did not suddenly happen when they decided on the date of a referendum.
We go way back to John Smith and the false devolution that we
had at that point. This is several decades of Scotland saying,
"Hello, we have got a difficulty here. Can you help us out?"
In the end, we forced them, ultimately, in essence to create a
vehicle to get a sensible debate on devolution, and that was the
SNP. What I would like us not to do in England, which is arguably
a bigger problem, is to recreate that and actually create an English
nationalism because we are not listening to people.
Of course nobody talks in the pub about the
constitutional documentation, but every time you go there or every
time you knock on doors when you are out canvassing, people are
fed up with our political system. They do not put it into words
about constitutionalism, but they have got problems with the council,
the MPs and the Government, and it is a regular thing. People
are telling us, if we are prepared to listen and not to tell them,
"You are not putting it in the right words, so my opinion
polling does not show it as a big issue." Listen to people,
otherwise there could be the very crisis that will precipitate
something that will not be carefully thought through and will
not be sustainable. That would be my response to some of the comments
here. We have got a really quick-fire round now. Let's go.
Stephen Hockman: This is a terrific debate,
if I may say so. May I say something about the relationship between
the political crisis or near-crisis on the one hand, and the constitutional
programme on the other? I very much agree with the Chairman that
if we are not yet in a state of political crisis, it is quite
possible that we will be very soon, either before or after the
general election and particularly with reference to Scotland.
Although that political crisis involves constitutional issues,
in the end keeping the Union together will be for the politicians
to achieve.
That is a relatively short-term political crisis,
but the relevance of the constitutional discussion that we are
having, and of the work that people on this panel and others have
done, is that if there is a growing sense of confidence that a
more comprehensive and rational political framework will evolve,
that will make it easier to solve the more immediate political
crisis. The solution to the Scottish question is likely to involve
a political compromise on some issues, and the need to defer other
issues that simply cannot be solved in the short term. It seems
to me that we are going to need, at that point, a mechanism and
an ongoing conversation into which those problems that need to
be deferred can, so to speak, be delegated. If we do not have
that ongoing conversation, and we do not have a steady movement
towards a constitutional settlement, that will make the shorter-term
political problem much harder to solve.
Nicholas Baldwin: I do not want to be
considered Scrooge at a Christmas party. I actually believe in
a formal written codified constitution based on devolution for
the nations and regions of the country, but people seem to forget
that there are problems with a written constitution. A written
constitution does not, in and of itself, solve anything. Take
the American constitution: if there are 10 Americans in a room,
there are at least 15 views about what their constitution means.
It does not solve some of the problems that some people seem to
be indicating that we have.
Chair: A very last one and then I am
not going to take panel comments; I am going to let you go for
a coffee. Is that debate and interaction not good or do you want
a nanny state where we all know exactly where we stand?
Nicholas Baldwin: The debate is good.
It gives me a job.
Michael Clancy: Just to continue the
debate a little, I am not an apologist for the Smith commission.
I recognise that two months to get to grips with the issues around
devolution of further powers to the Scottish Parliament was an
almighty and near impossible task to land on one personthe
Smith commission consisted of one person. The political parties
were the interlocutors to that. The problem is that the Smith
commission is the result of an agreement between political parties,
not a discussion between those who are experts in constitution
building. John Swinney, Michael Moore and others might say, "Hang
on a minute; we are experts in constitution building because we
have done it." A small correction to an earlier comment,
it was not subordinate legislation that was struck down, but a
section of an Agricultural Holdings Act.
Going back to the expertise point, we heard
earlier of the entrenchment of the Scottish Parliament as an example
of how the Smith commission has got it wrong. That emanated from
a Labour party document that was published last summer. It is
something that we see sometimes in things such as the Canada Act,
where the UK Parliament says it will not legislate. I think also
that in the Home Rule Bill of 1890, which Mr Gladstone did not
get through, there were provisions about entrenchment. We can
approach entrenchment but I agree that the Smith commission might
not necessarily have been the best way to achieve that.
Chair: Okay. We are going to have coffee.
I am then going to move you from what has been an interesting
retrospective, in some ways. You are working with, by your very
presence, a political process, not a "waiting to comment
once its happened" process. This is helping to make stuff
happen. What do we want to make happen? How does this document
work to help to make stuff happen? How do we take the whole process
forward? When we come back we will go into that slightly more
futuristic mode. For now, thank you very much.
Professor Robert Blackburn, King's College,
London, took the Chair.
Chair: Welcome back to the second part
of today's conference. I am very pleased to introduce Andrew Blick
and Richard Gordon, who will be speaking in turn for 20 minutes.
Andrew has been closely involved in the preparation of the work
for the report from the outset. In fact, without him, I do not
think that the work could have been done at all, because he has
been a crucial part of it. He has written widely on political
reform for many years, working for various organisations. Currently,
he is lecturer in political and constitutional studies at King's
College London. He has many particular interests, but one in which
he has taken a special interest, apart from a written constitution
itself, is the state of the Union and arguments for a federal
structure of government. Without more from me, I will pass you
over to Andrew.
DR ANDREW BLICK: HOW SHOULD DEMOCRATIC
PRINCIPLES AND A SETTLEMENT FOR THE UNION BE REFLECTED IN A WRITTEN
CONSTITUTION?
Dr Andrew Blick: Thank you very much,
Robert, and thank you, everyone, it is good to see you all here
today.
This is an important event. As Graham said,
no parliamentary Committee has published a report on this subject,
which is rather shocking. A lot of Select Committee reports have
been published over the years, but none dealing with this subject,
which is incredibly important, whether you agree with a written
constitution or not. To have got to a stage where this document
has actually appeared with, as Graham said, the portcullis logo
on it, is a significant historical development. If we get a written
constitution, people will look back and say that this was an inevitable
stage in the inevitable progression towards getting a written
constitution, and we will all have a real job explaining to our
children or grandchildren exactly what the UK was like when it
did not have one. If that comes true, this will be seen as an
important moment in that process.
What are the reasons why a written constitution
might come true? How does that relate to the subjects that I was
asked to talk about, settlement for the Union and democratic principles?
When we talk about whether we are to have a constitutional moment,
in many ways we have been passing through a prolonged constitutional
moment that goes back a lot further than some people might think.
I think it goes back about six decades. This is an area of historical
controversy, but it partly has to do with the collapse of the
British empire, which triggered various changes in British society
and British global outlook and caused a succession of constitutional
arguments, discussions, reform proposals and changes.
If you had tried to tell someone in 1950 what
our constitution was going to be like today, I do not think they
would have believed you. We hear the argument, "It is all
too complicated. It all cannot be done. It is all too much to
take on board", but there have been many changes. We joined
the European Union and the European convention on human rights,
later adopting the Human Rights Act 1998. Devolution other than
in Northern Ireland is all new, and there have been many other
changes, such as the rise of judicial review on a vast scale,
which would have been unthinkable in 1950. Across the whole range
of the constitution, things have been changing massively, but
it has all gone on in a very unstructured way and in a way that
I do not think is fully democratically legitimate, leading to
the problems that we have now.
The first problem is pressing at the moment
and was unleashed by the Scottish independence referendum, although
it was building up before, and that is an immense pressure for
devolution, the decentralisation of power in the UK. Scotland
is leading the way on that; other parts will follow, Wales certainly,
and that leaves the unanswered question of England, to which I
shall return, and how we devolve power to, in or within England.
It creates immense pressure, an irresistible pressure, but at
the same time how do we counterbalance that pressure? If we are
to continue with a United Kingdom, if that is what is desired,
how do we maintain coherence at the centre? How do we still have
a State? As we heard from Vernon Bogdanor earlier, some of the
powers now being devolved to Scotland go beyond what would be
available under a federal system. There is an immense decentralisation,
which is necessary and good, but we also have to bear it in mind
that, at the end of it all, we need to have a coherent centre.
That is a problem that needs addressing, and a written constitution
is a way forward in that.
Another problem is democratic legitimacy. We
have been bringing about change and creating mechanisms for change,
and they have certainly brought about a lot of change, but they
do not have the democratic legitimacy they need to do the job
properly. Perhaps poor Lord Smith is in the audience--I do not
know what he looks like and his ears may be burning if he is not
here. I am not casting aspersions on him, but I suspect that if
a constitutional expert such as me was put in charge of organising
the Commonwealth games, it would not go very well. Some of you
can see where that might be leading.
The problem with the Smith commission was not
that it did not deliver on its remit because it delivered effectively
on its remit, but the problem was the remit and the legitimacy
behind it. Part of what the commission was delivering on was the
vow. We all know that the vow is what the three main pro-Union
parties signed up to. We can speculate as to whether they will
be the three main parties after the next election, but they signed
up to that agreement as a panic measure shortly before the referendum.
Whether they needed to do that and whether it changed the result
of the referendum, we can only speculate. They signed up to these
agreements with far-reaching constitutional consequences, but
they did not have the democratic legitimacy to do that. They did
not even have the backing of their parties to do that, let alone
Parliament or the country as a whole.
The Smith commission, although it had been planned
before in some form, was delivering on the vow. The Smith commission
did not add any democratic legitimacy to what was already an illegitimate
agreement. That is where we are and that is an example of the
problem. Equally, the Cabinet Committee running under William
Hague does not have proper democratic legitimacy. I am shocked
that they did not even humour Graham by giving him an audience.
As we heard earlier, he has been seeking to talk to that Committee.
Standard operating procedure would be to at least invite someone
in and pretend to take their views into account, but it has not
even bothered to do that. Ideally, we would like it to do a lot
more. I find it shocking.
Serious constitutional measures are being drawn
up in secret without any proper consultation. David Cameron, the
day after the referendum, although he did not use the words, seemed
to announce, "We are going to introduce English votes for
English laws. That is the conclusion we have come to." The
general remit of the Cabinet Committee seemed to be, "We
are happy to take your views on the conclusion we have already
come to." That is where we are, and we await its conclusions.
There is an interesting contradiction between
English votes for English laws and what is in the Smith commission
report. The Smith commission is making recommendations or whatever
they are in this area that go well beyond Scotland, as if that
was not important enough in itself, and that impact on the whole
UK constitution. The Smith commission appears to rule out English
MPs voting on an English budget. It seems to say that all UK MPs
will vote on the Budget. How that will be reconciled with English
votes for English laws, I do not know. We will have to wait and
see. Those are some of the problems.
We have downward pressures on the Union, plus
the need to reconcile with some coherence at the centre. We also
have the problem of democratic legitimacy in how the constitution
changes. I was pleased to hear Dawn mention the Cromwell constitution
of 1653. Later on, I will rehabilitate it a bit, but a problem
with it was that it did not have enough support and consensus.
It was a constitution for an area larger than the UK todayit
covered the whole of Ireland as wellbut the problem was
that it was drawn up by a small group of army officers, and it
did not have popular consent. An insufficient basis of social
consensus is a problem for any constitution. That is my first
point about a written constitution. We need a convention that
shows that it commands consensus and can actually speak for the
people as a whole. Obviously, in reality, it cannot speak for
every single person, but it has to at least command some democratic
legitimacy that shows that an effort was made.
I do not want to pre-empt later discussions,
but the best way of doing that today is by having at least some
of the people on it chosen by lotsortition. That was a
good enough method for choosing people in ancient Athens. I know
that we have Anthony Barnett here today, who has written about
that. It is also a good enough method for putting people on juries
who can lock people up in prison, so why can it not be used for
a constitutional convention? It is a good method. If we go down
the route of appointing people and having different civil society
organisations representedfaith groups, business and various
other assorted notable figuresthat sounds to me a bit like
the House of Lords. That is not the way forward for a legitimate
constitutional convention.
Another thing we need if we are going to properly
reflect the issues of the Union in this constitutional convention
is representation of the different components of the United Kingdomof
Wales, of Northern Ireland, of Scotland and, somehow, of England,
which I agree is a difficult question. That is the model we need.
It needs to speak for the whole of the UK, not just the centre.
It needs to speak for those different national and regional components
of the UK. That model was used, for instance, by the parliamentary
council that devised the German constitution in 1949 and for the
body which devised the US constitution. There is plenty of good
historical precedent for that approach.
What should be in the constitution devised by
this body? One thing it probably cannot do is take anything away
from the existing devolved components. Whatever is there at the
moment has to be left intact. All it can really do is build on
what already exists in respect of the territorial division of
powers within the UK. One improvement, for instance, could be
that the powers devolved to Wales are defined negatively in the
same way that they are to Scotland; in other words, that which
is not reserved to the centre should, by definition, be devolved.
The powers that Wales possessed would therefore be a lot broader
because it would have to be specified that Wales did not possess
a power for Wales not to possess it. That is an example of an
increase of decentralised power which could take place.
The constitution will also need to deal with
the issue of England and how we represent it. I am sure that everyone
is aware of the complications, given the size of England. All
this leads towards my central point: the constitution will need
to be federal. We need to get over our fear of the F-word and
of the idea of federalism. For some reason, the concept has become
contaminated in UK political discourse, partly through association
with the European Union. I do not have any particular problem
with the idea of a European federation, but that is a discussion
for another day. People are afraid to use the word. Whether we
use it or not, I suspect that it could well be where we are headed.
If we are going to come up with a federal system
for the UK, it needs to be embodied in something that looks like
a written constitution. If you do not have a written constitution
or entrenchment, you do not have a federal system, because federal
systems involve the sharing of power between different tiers of
government. There is not much room there for the idea that one
bodyin this instance, the UK Parliamentis all-powerful
and limited only by convention and its own self-restraint. That
cannot really work. If we are going to try to settle or at least
manage some of the tensions in the Union, we need to do it through
a federal system which is put into a written constitution.
There is nothing to be afraid of in any of that.
For those who are worried about precedent and whether we have
done things beforeI am not as worried about thatthere
is plenty of precedent in the constitutional past of the UK and
of England for doing such things. We have a long history in intellectual
traditions of promoting the idea of federalism. In many ways,
the English or the UK could claim that they invented the idea
of federalism. Many of the leading federal thinkers come from
the UK and from England. Indeed, the British empire spread federalism
around the world; we had no problems with gifting federal constitutions
to former colonies or other countries under our influence. The
general idea seemed to be, "They need a written federal constitution
to keep them in line, but we don't need one because everything
works perfectly here without one." In my view, that argument
is starting to break down. Some of the things that we have spread
around the world might come back here.
I will go on to the historical argument. I was
pleased to hear Dawn Oliver talk about Magna Carta as having some
of the elements of a written constitution. It was not a full written
constitution, but it made a major contribution over timepartly
through being misinterpreted, wilfully and otherwiseto
the development of the concept of the written constitution, particularly
in America. When the American colonies issued the declaration
of independence, and then later produced a constitution and the
Bill of Rights that amended it, they thought they were asserting
the values they had taken with them from Englandthe rights
they had, as English people, under Magna Carta. That is what they
thought was going on. Clearly, Magna Carta had a massive influence
on the development of the concept of a written constitution, so
in that sense English constitutional tradition very much fed in
to the whole idea of a written constitution.
With later documents, we see the same thing.
Many people would argue that the Instrument of Government of 1653
is probably the world's first written constitution. In fact, a
little earlier, at the Putney debates in 1647, the Levellers had
proposed what many people would say that that was the beginning
of the concept of the written constitution, certainly in the western
tradition; I am aware of an Islamic tradition, as well, that I
will not go into. Interestingly, when it was brought forward at
Putney, Oliver Cromwell gave a long list of reasons why it cannot
be done, which may very well sound familiar to us today: there
are too many different ideas; there are too many different things
to deal with; there are too many complicated matters to be resolved;
how do we know another bunch of people are not going to come forward
with another bunch of ideas that will make things even more complicated?
He talked the idea outit was a stalling tactic. Then someone
else moved for a prayer break that slowed everything down even
further. Those things all sound familiar.
Funnily enough, after six years of prolonged
constitutional chaos, change, violence, people getting executed
and complete constitutional instability, Oliver Cromwell realised
that perhaps a written constitution was not such a bad thing,
and did one in the form of the Instrument of Government. We can
see that there may be some value in that. Perhaps he would have
been better off taking the idea on board in 1647 rather than waiting
six years. Perhaps he could have got more democratic legitimacy
for the ideaalthough I hesitate to use the word "democratic"
because I do not want to be anachronistic.
When we look at our own constitutional history,
written constitutions are not at all alien to us. The Bill of
Rights is the sameit was produced in 1689 by a body that
was at first called the convention. Later it decided that it had
been a Parliament all along, but that was not entirely clear at
the time. The idea of a conventionusing the word "convention"begins
in the period of the so-called Glorious Revolution. There is nothing
to be afraid of in any of this. We have done it before. In my
view, a federal settlement definitely necessitates a written constitution
or something that looks a lot like one.
Moving on to the democratic bit, it is clear
that if we get the right body to draw it upif we have a
body with democratic legitimacythat will infuse the constitution
with more democratic legitimacy than it has at present. It will
also make it much more democratic. We heard Robert talking earlier
about the royal prerogative. That is a very good example. The
Cromwell constitution dealt with the royal prerogative powers
by placing them on a constitutional basis, and some came under
the control of Parliament in a way that they were not before.
There are clearly lots of opportunities for democratic enhancement
in a written constitution, and a more democratic, legitimate amendment
procedure so that when we are changing the constitution in the
futureunlike the way that we have been doing it for the
past 60 yearswe do so in a way that does not create some
of the problems that we are facing now.
Chair:
Many thanks, Andrew. We will move
straight on to Richard Gordon. Richard is a leading QC specialising
in constitutional administrative law. He is involved in various
initiatives in the field and, above all, published a work a couple
of years ago entitled Repairing British Politics, in which
he produced his own blueprint for constitutional change.
RICHARD GORDON QC: REFORM OR CONTINUITY:
SHOULD A CODIFIED CONSTITUTION INCLUDE ELEMENTS OF REFORM OR ATTEMPT
TO DESCRIBE THE UK'S CURRENT CONSTITUTIONAL ARRANGEMENTS?
Richard Gordon: I have a very simple
topic to discuss, which is whether we should have the third version
of the excellent King's publicationthe reformist versionor
whether we should go for some element of continuity. What I am
going to say can be wrapped up in two sentences. Although our
current constitutional arrangements have a lot to commend themthey
promote incremental change, we have conventions and, somehow,
we seem to get throughthere is simply no possibility of
principled constitutional reform other than by two mechanisms,
neither of which seem likely at the moment: either we have consensus
as to how we should go forward or we have a codified constitution.
It seems to me that if we put the problem that way, there is only
one way forward. If we want to discuss the issue, and at the moment
we are simply trying to trigger a debate, we have to have a document
that contains reformist proposals that can be debated and discussed.
I was particularly struck by Andrew's talk,
in which he mentioned what we will be telling our children or
grandchildren about the validity of a written constitution when
we have one. Interestingly, the historian Linda Colley alerted
me to the fact that we only started debating the virtues of an
unwritten constitution in about the 1850s, after we had promulgated
constitutions for two thirds of the world and were then asked
why we did not have one ourselves. That is what I am going to
say but I am going to put it in a slightly more structured way
by referring to a text that I have prepared and that I will zip
in and out of.
I began approaching questions of constitutional
change quite late, trying to draft a constitution for the UK but,
unfortunately, with the demerit of not having Graham's logo on
it. Since then I have learnt to be circumspect. It is now clear
to me, as it was perhaps not clear even a few years ago, that
it is entirely possible to find proponents of almost any constitutional
position, but virtually impossible to locate any argument that,
by virtue of being an argument and an idea, has ever succeeded
in triggering a principled reform in the United Kingdom. To say
that is not to deny the existence of constitutional change or
even reform. The history of new Labour from 1997, continuing through
the Brown Administration and on to the present coalition is testament
to the shiftingsome might say, rather too muchof
several constitutional tectonic plates. However, that shiftingrandomly
or, more recently, perhaps as a knee-jerk political response to
eventscannot be equated with principled reform.
I will pursue for a moment what I see as the
disconnect between constitutional ideas and arguments, and actions
that affect the constitution, before seeking to articulate what
might best be done with proposals for a codified constitution.
There is no shortage whatever of constitutional ideas in our democratic
institution. We can see that on Parliament Live any day of the
week. The same witnesses flit in and out of constitutional and
Select Committees. Their evidence is nearly always interesting
and usually valuable. One cannot fail to be impressed by the quality
and, in the case of the Political and Constitutional Reform Committee,
quantity of reports reflecting the evidence that emanates from
the august Select Committees. Yet, despite the proliferation of
new and important constitutional ideas, they are routinelyI
think that Andrew made this point in a different waygiven
scant consideration by the Government of the day in terms of actually
changing anything. Indeed, constitutional action, often of a far-reaching,
and sometimes of a potentially divisive, nature seems to come
about as a result of other dynamics. The creation of the then
new Supreme Court in 2003 is but one example. There were undoubtedly
some principled reasons for creating the Supreme Court. The key
constitutional reason, perhaps more in theory than in practice,
was that the presence of Lords of Appeal in Ordinary in the House
of Lords as well as in the Appellate Committee, which formed our
highest court of appeal, might be seen as infringing the separation
of powers.
Whatever its merits or demerits, the Supreme
Court was created without any parliamentary debate at all. It
was simply announced in June 2003 as part of a package of far-reaching
reformsindeed, I think as part of a Cabinet reshuffle.
The reforms were implicitly viewed as solely an aspect of Executive
policy making and therefore, in consequential terms, as no more
or less independent from Government control than any other aspect
of policy.
Properly analysed, the reason that constitutional
ideas have lost out to pragmatic politics can be seen to be closely
related to our prevailing doctrine of parliamentary sovereignty.
It is not, to quote Jimmy Porter's lament in "Look Back in
Anger," that "There aren't any good brave causes left,"
but rather, as any social constructivist will tell you, that ideas
are only as good as their effect or, if you prefer, their capacity
to affect.
Ideas about constitutional change cannot have
socialindeed, any practicaleffect unless they are
adopted as Executive policy, even if that Executive policy is,
in any particular case, a policy decision to let the people decide
in a referendum. It is precisely because parliamentary sovereignty,
as it has evolved, looks only to Executive policy as the fulcrum
of constitutional change that ideas, however good or brave, will
be dashed on the rocks of Executive insouciance unless they resonate
with what the Executive sees as being in its self-interest.
That brings me to the codified constitution.
As we know, an enormous amount of work has been done by the Political
and Constitutional Reform Committee, in conjunction with King's
College London, to draft various possible visions of a codified
constitution. The three blueprints proposed by Professor Blackburn,
as referred to in the Committee's most recent report, are being
used in a unique fashion to stimulate debate. My view is that
a principled case can and should be advanced for adopting the
third of the options, that of a written constitution. The report
tells us what, in exemplary form only, that might be, which is
"a document of basic law by which the United Kingdom would
be governed, setting out the relationship between the state and
its citizens, an amendment procedure and elements of reform."
Why do I suggest that as opposed to the more
modest proposal of a constitutional code? The Cabinet Office telling
us what we already have in simple form has its own dangers. If
we remember the journey to the Cabinet manual, quite a lot of
the common law was misrepresented in that document and it triggered
two parliamentary inquiries. That is version one. Version two
is a constitutional consolidation Act, which would be a detailed
statement from the Law Commission of what we already have.
I have three basic reasons for suggesting version
three. First, the fact thatand the way in whichthe
PCRC has produced these three impressive documents has itself
created a dynamic that can and should be used to seek to influence
the Government to introduce measured constitutional change or
at least to organise some form of public debate. As its report
states, the Committee has adopted an unusual approach from the
outset in putting its report before the people as opposed to merely
making recommendations to Government. It might be that the people
will opt for a diet 5:2 or, hopefully, something more generous
than what only offers us the food we already have on our plates,
but I doubt it.
If we are, as the report invites us, to journey
on a voyage of discovery to some form of codified constitution,
it makes little sense to restrict the content to codifying that
which was, on the logic of parliamentaryor rather Executivesovereignty,
never intended to be codified. Put another way, the virtues of
codification, unlike our current constitutional arrangements,
are that it reflects principle rather than expediency. However,
if one sticks to that which has been grafted on to our constitutional
arrangements by successive acts of Executive policy, we risk ending
up with something that was never intended to be a constitution
at all.
My instinct is that when the PCRC has ended
its consultation, it is likely to find a strong majority favouring
something that is worthy of being called the first step to a codified
constitution. Assuming that happens, a newalbeit probably
still low-keydynamic will have been created with a considered
set of views on all the options short of doing nothing. Whether
it succeeds or not is anybody's guess at the moment, but there
can surely never be a better place from which to try. We can call
that first reason the creation of a unique institutional dynamic.
My second reason for favouring a document that
includes elements of reform is that if we are, as we inevitably
are now with the PCRC report, into the arena of possible constitutional
reform, we can only talk about it in an evaluative way if we have
reform proposals as the touchstone for debate. There are aspects
of the new constitution in Professor Blackburn's third way that
I may not like. My skim read yesterday showed me, for example,
what I think is a somewhat outdated idea of a director of civil
proceedings. That what first mooted by Harry Woolf nearly three
decades ago at the inaugural meeting of the Constitutional and
Administrative Law Bar Association. It did not work then and I
do not think it is going to work now, for reasons I would be happy
to elaborate on later. You need to ask only one social action
group to get a feeling of why it will not work. However, that
is hardly the point.
When I came up with my own fledgling draft constitution,
I was not met with the principled arguments about a written constitution,
but with the defects of my own proposals. It is hardly the point
whether I agree with everything in this document. No one will
ever agree on every proposal in a draft model constitution, but
a mere recitation of what we have can spark little evaluative
debate at all. To JAG Griffith, the British constitution was what
happens. The same kind of circularity is present in the first
two prototypes that Professor Blackburn canvasses as theoretical
options. In those versions, the constitution is what we already
have and not what we should have. If we want, as we must, to extend
the debate to discuss what we should or might have, we can only
do that if we are presented with models of what we might have.
There is perhaps also a more fundamental objection
to simply documenting what we have. It is this: whoever drafts
a model constitution of what we have in codified form, an immediate
problem arises. How are truly constitutional documents capable
of being selected, even by the Law Commission, from among the
vast amalgam of laws and other materials that some will say are
constitutional in nature, but others will not? Attempts have been
made by distinguished scholarsI see some of them in the
roomto devise a logical system for achieving constitutional
differentiation, but it is a logic that has escaped the House
of Commons. Although there is a procedure for debating so-called
Bills of first-class constitutional importanceit sounds
tremendousbefore the full House, there is no obvious rhyme
or reason as to what is claimed to constitute such a Bill as a
matter of principle.
My final reason for believing that if the debate
is now upon us we must embrace it fully and with a codified version
that contains elements of proposed reform, is that we are reaching,
indeed may already have reached, the time when such a debate is
inevitable. By that I do not mean that this is a good time because
we are celebrating the 800th anniversary of Magna Carta, although
that is undoubtedly an added bonus and opportunity. What I mean
is that rarely have our constitutional arrangements been so unsettled.
On that point I have a minute disagreement with Andrew, who talked
about a six-decade constitutional moment. That is a pretty long
moment.
Professor Bogdanor is no doubt right when he
says that new constitutions have usually had a constitutional
moment that has triggered the drafting of such a constitution.
But I wonder whether, in a typically British way, we are not now
experiencing our own constitutional moment. We are in danger of
suffering the fate of the lobster in the boiling pot failing to
realise its imminent fate until it is too late.
The constitutional tensions that beset us at
the moment are almost too obvious to be stated, but they are considerable
and they are growing apace. As Professor Neil Walker demonstrated
in his excellent 2012 lecture, "Our Constitutional Unsettlement",
we are witnessing the attrition of our current constitutional
arrangements on an increasingly volatile scale. Very quickly we
are witnessing the gradual weakening of the doctrine of parliamentary
sovereignty. Not its erosion; it is still our prevailing constitutional
doctrine, but it is now competing with a number of other doctrines.
For example, the doctrine of supremacy of EU law; see the recent
HS2 case in the Supreme Court where apparently the doctrine of
supremacy of EU law gives second place to our principle of constitutional
sovereignty. Not everybody would now agree with that.
The second attrition, the practical weakening
of parliamentary sovereignty, is the undisputed agent of constitutional
change. Professor Walker demonstrates, convincingly to my mind,
how a number of commissions, some of which Andrew has talked about,
are now looked on for a degree of democratic legitimacy in triggering
change.
Thirdly, and this links in to what Andrew was
saying, there are doubts about the sustainability of our constitutional
settlement in the long term. I think that the Scottish referendum
threatens, even after the referendum, to destabilise our constitutional
arrangements in England and Wales. It is naive to think we can
just have a federal English Parliament, partly because it will
affect the balance of the political parties. If one talks about
democratic legitimacy, it has more than one source.
On the other hand, if you do not have some form
of constitutional innovation in England, there will be an increasing
sense of resentment. For many years, I thought the West Lothian
question was an academic question, but it is now actually beginning
to become real. Therefore, there has probably never been a more
important time to discuss the merits of a codified constitution,
and within that debate, to discuss in as reasoned fashion as possible
the possibility of specific reforms.
I will end where I started. Given the constitutional
arrangements that we possess, the omens are not ideal for ideas
to play a role in fashioning constitutional change. However, if
ideas are ever to win out, they are only likely to do so on a
battleground that has been chosen in advance, and where, as may
be happening with this Committee's report, proposals are being
allowed to develop a head of steam and where support for them
is being gradually and strategically accelerated.
QUESTIONS AND DISCUSSION
Chair: Many thanks, Richard. There are
a large number of views and opinions on the work that have been
expressed by Andrew and Richard, so I will now open proceedings
up to discussion and comments from the floor. There is a rich
variety of people in the audience. It is striking that two persons
present have been undertaking PhDs in the subjectVince
Pescod is doing one on entrenchment and Craig Prescott is doing
one on the written constitution. We are very lucky to have Sir
Malcolm Jack here as well. I would be interested to hear from
him which Standing Orders he thinks should or might feature happily
in a written constitution for the UK, and/or which ones might
be changed in the process to improve the operation of parliamentary
practice. Who would like to comment?
Vince Pescod:
I just want to make one observation on the
codification, version two, where the constitution would be codified
as a statute. As you said, I am dealing with entrenchment for
my PhD and one thing that strikes me, with regards to entrenchment
from my investigations, certainly into Australia, is that a codified
statute would be liable to the doctrine of implied repeal. A lot
of it could be undone by subsequent enactments. Without moving
to the third version at some stage, which seems to be suggested
as the preferred model, and which Andrew referred to where there
is a constitution that is more refined, where you have special
amendment procedures, but the constitution is then fixed, or at
least fixed to the extent that it cannot be easily changed, a
consolidating statute kind of becomes self-defeating in a way.
Although it was a very good exercise to bring it all together
in one document, it could still be subject to the same constitutional
changes that are going on now, and even worse, there could be
implied repeal within what we codify. That is really more of an
observation.
John McEldowney: I am John McEldowney
from the university of Warwick. Let me just read two bits of your
third draft of the constitutionthe codified bit, which
as Richard has explained is about reform as well as setting out
where we are. First, you say: "The United Kingdom is one
sovereign democratic state, founded on the values of liberty,
equality, tolerance, and the rule of law." Just think about
those words. They do not specifically deal with human rights or
the Human Rights Act, but implicit in these values will be human
rights issues. My point is that having that in a constitution
helps us decide on the Human Rights Act itselfthe charter
and so onas we progress to that debate, because it gives
us a constitutional framework in which to take the debate that
any political party might wish to have about human rights a bit
further. It does not, in a way, allow the answer to be entirely
based on a political party. It is based more on the incorporation
of the values thus enshrined in the constitution.
Let me briefly go on. On the issue of federalism,
you do not actually say that the constitution is federal. In fact,
it appears that it is one sovereign democratic society. Rather
neatly, article 31(3) says that "the exclusive powers of
the national legislative authority...make laws for the peace,
order and good government of its territory". In other words,
the devolved Administration would have those powers. That is quite
interesting for this reason. It recalls the period from 1920 to
1973 in Northern Irelandthe Government of Ireland Act and
the British North America Act. Quite simply, you can have sufficient
authority within the legitimacy of the political arrangements,
subject to that debate about what is politically legitimate, but
you can have within that quite large encompassing powers that
do not require the national sovereign Parliament, the UK Parliament,
to intervene.
The argument about Northern Ireland is that
that was a mistake and Westminster should have intervened. But,
looked at the other way, it is a model of not intervening and
allowing day-to-day governance to go on. We can debate the merits
and demerits of that kind of government, but it shows exactly
how a federal arrangement can consist of these elements in a written
constitution.
Where does the difference arise? It arises in
the sense that with this document you have an element of debate
that is missing from the current party political discussion and
the ping-pong between different views. It frames the agenda. I
am not saying that that always has positive outcomes, but it certainly
provides a different way of discussing the issues. It could be
tested out. It is a good way of trying to see what would be the
benefits and disadvantages of what you propose.
Those are just some thoughts on it. I thought
it would be useful for us to think today, as we are discussing
and thinking about the various codes, where we might go.
Chair: Many thanks. Would you like to
respond to those?
Richard Gordon: The first question was
about implied repeal. The doctrine of implied repeal undoubtedly
could apply to version two. It could apply less to version three
once you have got entrenchment. That undoubtedly is true. That
does not necessarily mean that we should jettison version two
if the consensus is that that is what we should go for.
If I can, I will just talk about something that
Andrew mentionedI will miss out the democratic part of
itwhich is legitimacy. With the Human Rights Act we had
a clause that made it absolutely clear that Parliament remains
sovereign and that, although the courts could make a declaration
of incompatibility, there was absolutely no legal constraint on
Parliament to follow what the court said. There has not been,
with one arcane and theoretical exception, any case under the
Human Rights Act where Parliament has not made a remedial order.
Why? Not because of a legal constraint, such as implied repeal,
but because of what I will call a creeping legitimacy. So do not
ignore the fact that once you start with a piece of paper, you
can get an accretion of legitimacy. It is rather like the post-narrative
validation that Andrew talked about. Once you have something in
place, people are much happier to go from stage A to stage B.
Chair: If I may interrupt, perhaps you
could continue in a moment, after Andrew has had a chance to respond
as he has to leave in a few minutes.
Dr Andrew Blick: It was an interesting
point about Northern Ireland, devolution and the old system there.
A benefit of the type of constitution that we are talking about
now is that we would have a Bill of Rights. I am aware that that
is probably where you were leading, anyway. In many ways, if you
have got a Bill of Rights in place, and if it also encompasses
economic and social rights, the basis for decentralisation becomes
a lot more strengthened. Particularly from the point of view of
parties of the left, they can be a lot more comfortable about
decentralising, which is something they have not always been entirely
comfortable about, if there are protections in place. Indeed,
that might apply for all parties. There is an important case that
you can do a federal system a lot more effectively if you have
got a Bill of Rights. I think of Australia without a Bill of Rights
as a federal system. I would rather see a federal system like
Germany's, which is heavily entrenched. While we are thinking
about entrenchment, bits of the German constitution are unamendable,
and that is one of the fundamental rights.
Chair: Thank you. Richard, please continue.
Richard
Gordon: The second question is very interesting,
and it has two parts. First, there is value in having a framework
for debate. That echoes my view exactly. Once you have a framework
for debate, it becomes much easier to enter into rational discussion,
even if you reject the alternatives.
On the point about decentralisation or day-to-day
governanceI think that is the phrase you usedit
seems to me that that is a very important concept that should
go into any constitution, and it should certainly go into any
debate. I have some experience of that with the National Assembly
for Wales, where we have just had a Supreme Court decision based
on the narrow wording of an Act. One has to be very careful not
to enter into sterile debates where the drum of parliamentary
sovereignty prevents day-to-day governance on a practical level.
The one question I wanted to ask Professor Blackburn
is actually slightly different, and it emerges from my reading
of the third version, which talks about state sovereignty. I found
it very interesting that it didn't talk about parliamentary sovereignty.
I was rash enough in my constitution to abolish parliamentary
sovereignty in the preamble, which might just have given the game
away. Talking about state sovereignty, I wondered whether that
was sophisticated drafting or whether it was just rhetoric.
Chair: I am very wary of the expression
"sovereignty" altogether, but I was really using it
in an international sense.
Richard Gordon: So you did not intend
to erode or talk about parliamentary sovereignty as such?
Chair: Not as such, but perhaps the more
obtuse a word becomes, the more it is used in different contexts,
which dilutes the horror, or the tyranny, of "parliamentary
sovereignty" as an expression, which is so misleading in
many respects.
Richard Gordon: I must say that when
I read that, like reading Oscar Wilde, I thought, "I wish
I'd said that."
David Howarth: I disagree with Richard's
point about the creeping legitimacy of judicial human rights.
Although it is not technically correct to say that the prisoner
voting issue is not yet resolved, in reality we are seeing defiance
of the court and, above all, the notion of human rights. It strikes
me that if you were to start with one area in which to establish
judicial supremacy to try to move away from parliamentary supremacy,
it wouldn't relieve that. If that were the most difficult and
controversial thing to do, it wouldn't solve an immediate problem
that was happeningthe immediate problem would be worse.
If you want to go for that one area, it would indeed be the area
of devolution and the structure. You can see a deal being done
where the various parties would agree to freeze the deal by handing
ultimate power over to the courts to ensure that the deal was
kept. That is a politically possible deal to make.
Anthony Barnett: I am Anthony Barnett
from openDemocracy. I would like to ask a question of Richard,
Andrew and Robert. There is a crucial point that this discussion
is in danger of missing. Quite rightly, Andrew Blick said that
any process has to draw upon legitimacy and, therefore, has to
engage with the public, and the public has to see a formulation
of the framework within which it is being governed and is governing.
We saw in Scotland a release of energy that comes when real issues
are put to a public for that decision-making process. The danger
is that the discussion of the constitution here is too concentrated
on the issues of the federal contradictions, the territorial contradictions
and the legal contradictions, which have basically broken the
existing constitution. So we are dealing with the aftermath of
a constitutional framework which, on its own terms, is the famous
dead parrot.
Let us take the vow, which Andrew mentioned.
The vow opens with the three party leaders saying that the Scottish
Parliament is permanent. Now, obviously that was written by Gordon
Brown. He didn't sign it but drove it through, and he would have
been very conscious that that commitment actually ends the "absolute
sovereignty of Parliament", because nothing is permanentthat
is the whole point. The three party leaders have made this vow
to the Scottish people and, in fact, they were right to do so.
That is, it is inconceivable in fact that the British Parliament
could abolish or replace the Scottish Parliament in the way that
Jack Straw says it could do, technically, because it has supremacy
unless that was the will of the Scottish people. So we are in
a breakdown situation at that technical level, but a lot of people
don't feel this.
There are a number of issues that need to be
part of any constitutional reformulation of the framework of government.
Take what is going on at the moment: the British Government were
clearly complicit in torture. That is a fundamental issue for
any constitutional framework. It must be seen as being addressed.
It can't just be said, "Well, it's all somewhere in the Human
Rights Act." The way in which the Prime Minister yesterday
simply said, "I am satisfied our system is looking after
it"well, that's an issue that people will get quite
hot under the collar about.
The whole question of surveillance and liberty,
and the nature of the surveillance state and whether you can survey
people without a warrant, is part of what citizenship iswhat
are your liberties, what is a constitution for? These things have
to be part of any reformulation, if taking it to a convention
is going to work. The same goes for freedom of speech, and for
public service broadcasting. To widen that, the NHS, which is
seen as somehow a central institution in legitimising the British
state, has as its fundamental principle the right to receive medical
health care free at the point of need. While the sovereignty of
Parliament has de facto collapsed without anybody even noticing
or even bothering to talk about itit is dismissed by our
leadersthe sense that the NHS is now a constitutional principle,
a right that people have, has grown. It seems to me that this
discussion has got to have a much more far-reaching sense of the
politics of a new constitutional moment than the discussion that
I've heard so far. Maybe this was addressed by Professor Oliver
and the others in the first session, which I'm afraid I missed.
Chair: From what you say, having a Bill
of Rights within a written constitution is absolutely essential.
I think most people believe that. It is quite interesting that
as part of my research in preparing the work, there were those
who thought it would be best to keep a Bill of Rights out of a
written constitution and just have a road map explaining the architecture
of government because of the controversy a Bill of Rights would
arouse. I absolutely agree with you, however.
Colin Copus: Hi, I'm Colin Copus from
De Montfort university. From listening to the last speaker, and
reflecting on what some others have said as well, there seems
to be a tendency emerging to want to deal with every single issue
in the constitution: the age of voting, the question of the NHS.
I don't think the constitution itself is a place to deal with
those sorts of issues. A constitution will say, "The United
Kingdom is a democratic state and has a Government selected by
the people." How you then go on to develop who is a citizen
and who has voting rights is something outside the constitution,
I think. The other thing I'm reflecting on is that I think it
would be almost impossible to start a constitution for this country
with the opening words, "We the people", and "We
the people, in order to form a more perfect union", because
our Union is imperfect in the extreme. So I think those two issues
are particularly difficult.
I suppose that this is a plea for brevity. If
we are going to get the public engaged in this process, the constitution
has to be readable and accessible. I reflect on the fact that
a lot of the constitutions I see are those that every English
council has to have; every English council has to have a written
constitution. Most council leaders would give themselves a hernia
trying to lift those constitutions above their head. They are
massive documents, because there is a tendency to want to collect
everything in one place. In drafting this document, that would
be an error. It has to stick to basic principles. It has to stick
to those issues that people can grapple with and understand, and
the rest of it must be dealt with through other political processes.
Sir Malcolm Jack: I am Malcolm Jack,
a former Clerk of the House and now in the Constitution Society.
I agree that a constitution cannot do everything. I want to come
back to Richard's point about sovereignty and the demise of parliamentary
sovereignty. He listed a lot of things that have circumscribed
EU lawthe effects of devolution and all the rest of it.
What exactly do we mean by parliamentary sovereignty? We mean
executive control, because the Executive control our Parliament.
I want to link this to another thing about constitutional
reform. Culturally and politically, we are a country that expects
the Government and the Executive to do something. This is going
to be a big step away from that. We are not used to Government
and Executive decisions being challenged in the courts as they
are in countries with great constitutional structures. What about
the cultural change that will be necessary?
Anthony Barnett: The issue of
the culture is absolutely fundamental. However, I want to be clear
about the point that the previous speaker made. As far as I am
concerned, the principle of access to the NHS free at the point
of use is something that people really understand; it means a
lot to them. They can see that that is a kind of constitutional
principle. That is very brief and it is very simple. I totally
agree that a constitution should set out the principles and should
be a push-back against the over-legalisation of constitutions.
It should be very simple, and it should try to push material back
to having proper political and democratic decision-making. People
could then see that how things are delivered and how they come
about must be flexible and must be where people's judgment is.
The point that I am making is: what is the culture
of a constitution? One should not look to replicate the formulation
of "We the people" and American political culture here.
I do not think that the Supreme Court should have been called
the Supreme Court, but I do think that there has to be some way
in which a constitution is about making us a people. If you back
away from that, it will not be a document that makes sense to
anyone. There is a big cultural issue here, but that is what this
process is about; it is not simply a legal or political process.
Adam Ramsay: I am Adam Ramsay,
and I am also from openDemocracy. This is almost an addendum to
what Anthony said. It is worth remembering that three months ago,
a Government in the UK produced a written constitution for the
first time. The Scottish Government wrote a constitution for Scotland.
It was brief and easily readable, and it included popular things
such as the right to health care and the right to education free
at the point of use. Those things are entirely plausible. It was
a widely read and very popular document, and a lot of people voted
yes because they read the proposed constitution and liked it.
I would recommend that people read it as a potential draft version
of something that we could have in the UK instead.
Richard Gordon: I totally agree with
David Howarth that human rights is the wrong place to start. I
need only refer you to the Nicklinson case in the Supreme Court.
We only have to read nine different judgments and Neuberger saying
that it is impossible to know where to draw the line. As a thought
experimenttomorrow, I am speaking at the Hart judicial
review conferenceI am imagining a dialogue between myself
and Grayling, trying to defend judicial review. If you try to
defend judicial review by reference to that case, you are in troublein
quicksandso do not start with human rights.
Secondly, I agree that the Scottish experience
has demonstrated the visceral nature of political issues when
the people really get hold of them. Therefore, I agree that ideally,
if we ever get to a written constitution, it should reflect direct
public involvement. Therefore, it begs the question of whether
the public would want a long or short constitution. My sympathies
are for a short constitution with a framework, precisely because
it would be incredibly difficult to flesh out.
Some points put by Anthony are not necessarily
points that would appeal to everybodyfor example, the NHS.
Yes, there is a strong emotional attachment to a free NHS at the
point of delivery, but I have done enough cases trying to delineate
the border between health and social care to know that it all
depends on what we mean by the NHS and continuing health care,
and on what we mean when we get to difficult questions of target
duties under the National Health Service Act 1977. We do not have
a legal NHS, from which everybody from cradle to grave is entitled
to medical treatment; it is as simple as that. However emotionally
attached we are to the ideait is a bit like the Magna Cartawe
cannot actually look at it. Those are my brief responses. I am
sure that I could say more if I had time, but we do not have time.
Chair: Finally, I have two points about
the work that I conducted for the Committee, which arise from
comments that have just been made. First, on the structure of
government across the UK, I hesitated for a while before leaving
English regional government out of the draft. It would be much
neater and more symmetrical, given the imbalance in size between
England, Wales, Scotland, and Northern Ireland, to have regional
English assemblies. Of course, that was a proposal of the Labour
Government in 1997 but it did not have popular support. Whether
it could gain popular support at some point as part of a new constitutional
settlement, I do not know; views on that would be welcome.
On the point about the level of detail within
the documentary constitution, and the idea that it must be a people's
constitutionsomething intelligibleas well as being
a legal document that is enforceable in the courts, that is quite
a difficult balance. I have tried to strike it as best I can and
one technique that I have used, which was borrowed from James
Cornford, was to have the basic matters within the written constitution
and then make provision for a separate class of constitutionhalfway,
as it werethat might be called quasi-constitutional legislation
and would be subject to a special status and form of entrenchment
in the document itself. In that tier of constitutional legislation,
we could deal with issues such as the age of voting and the details
of election law. These are difficult lines to draw, and written
constitutions tend to reflect the preoccupations of politicians
and people at the time at which it is drafted. I was struck, in
the series of seminars that we had following publication of the
report, that although people would be saying, "It mustn't
be too detailed", when they came on to a subject on which
they had a special interest, they thought there was inadequate
detail.
Many thanks, everyone. We will now break for
lunch and reconvene shortly.
Afternoon session: British democracy
and a written constitution
Graham Allen, Chair, Political and Constitutional
Reform Committee, took the Chair.
Chair: Welcome again, I hope you enjoyed
the lunch. This afternoon we will continue talking in general
terms about British democracy and a written constitution. Michèle
will speak to us about what type of body or convention should
prepare a written UK constitution. You have 20 minutesyou
have seen how strict we areand then Ian will speak on whether
agreement can be reached on a Bill of Rights for the constitution.
There will be some interaction with youtime for your comments
and questionsbefore another break for networking and tea
and coffee at 2.40 pm. We will have a final session after that.
Without further ado, Michèle Olivier,
would you like to lead us off this afternoon?
DR MICHELE OLIVIER: WHAT TYPE OF
BODY OR CONVENTION SHOULD PREPARE A WRITTEN UK CONSTITUTION?
Dr Michèle Olivier: Thank you,
Graham.
When considering the appropriate body to draft
a UK constitution, legitimacy at a popular, symbolic and legal
level plays a crucial role. A national constitution is very important
at a symbolic level. It is the metaphor for national unity, a
token of solidarity. That was evident from a recent symposium
organised by students at the University of Hull, at which students,
speakers and participants highlighted their understanding of what
a constitution should do for society. It is clear that the thinking
of many young people is shaped by the only constitutional experience
they have been exposed to: the status quo. They think it is working.
The view taken by me and my colleague Diana Wallis, who also participated
in the symposium, was that the existing constitution might be
working more or less, but that there is a much better way of doing
things and that now is the time to upgrade.
To enjoy legitimacyand we heard from
various speakers this morning how important the legitimacy of
a constitution isit is important that the constitution
writing exercise should reflect the historical context and myths
of our particular society, especially those surrounding the Magna
Carta. A constitution should also present a secure road into the
future, thus binding the past, present and future in a way that
is unique to the UK, but can stand its ground in the face of global
challenges. A written constitution should inspire the same national
pride as the national Olympic team, but at a legal and political
level.
To inspire pride, confidence and public ownership,
public interest and participation are imperative. The myth needs
to be fostered that the people have spoken. How to generate such
interest when the constitution is low on the public agenda and
the old ways are considered adequate? That is the question to
be answered. It is particularly problematic when there is no imminent
political crisis giving a sense of urgency to the process, as
we have seen this morning. I agree, however, with the view that
the best possible constitution can arise from circumstances in
which there are a few subtle pushes, but not when we have our
backs against the wall and it is a matter of life and death.
While new constitutions are usually born in societies
emerging from conflict and where political reform is imperative,
constitutional reform in essence is a constant process that happens
in all modern societies. It should be viewed as an inevitable
part of the democratic process in all democracies.
There are certain good practices on constitution
drafting that have emerged from the nearly 200 new constitutions
adopted in countries transforming into multi-party democracies
between 1975 and 2003. Against that background, I have looked
at the questionit is the topic of my talk"What
type of body or convention should prepare a written UK constitution?"
I have drawn on that research and looked at the important role
of process in ensuring a legitimate outcome.
Firstly, the process must be regarded as both
inclusive and credible. It should take a wide range of community
interests into account. The metaphor of collective drafting is
often used in that regard. There are various ways of doing it.
It could consist of oral evidence or written submissions to a
Committee. Also important is the perception that plain legal language
is being used, making the outcome publicly accessible and user
friendly. Secondly, there must be various stages to the process
and the public must be informed and involved in all of them. There
is an onus on Government to assist and empower civil society groups
to participate effectively in the process. It is not good enough
to say that there is an open invitation; the Government should
take responsibility for facilitating that participation. Finally,
there is the crucial importance of the ratification process. Once
there is a draft, ratification needs to be conducted at a representative
level.
As far as the phases are concerned, there are
different ways of structuring the process. One suggestion is that
the first step is the negotiation of ground rules or constitutional
principles. Once those are agreed, an initial text can be developed
and prepared to form the basis of deliberation and comments from
stakeholders. That should include civil society organisations
and various interest groups, such as the judiciary and governmental
law advisers. Working from those principles, a text can be developed,
on which input is invited and then a final text can be produced,
adopted and ratified.
As far as a constitutional convention is concerned,
there are various ways to facilitate participatory constitutional
writing. It is a metaphor for different models of participatory
drafting, and it can be coloured in a way that suits our approach.
One suggestion is an Executive-driven process, where the Executive
sets the agenda. The initial text or working document can then
be prepared by a broadly representative commission or task group
on the request of the Executive. Such a commission can then conduct
public hearings with interest groups and civil society before
producing a final text that will be presented to Parliament for
deliberation.
An alternative approach would be to begin the
process with a national convention tasked to develop the guidelines.
Then Parliament might approve a commission to prepare a text.
The approaches vary in respect of where and
when public consultation will take place, and that question must
be carefully organised and managed. In models adopted elsewhere,
the representative nature of the body that chooses the ground
rules showed that it can make or break the process.
Also crucial is the legitimacy of the body that
finally ratifies the constitution. Fortunately in the UK there
is representative Government in placethere is no question
about proving the democratic legitimacy of Government. But there
are other stumbling blocks, as we all knowthe great conceptual
barrier referred to this morning: The question of parliamentary
sovereignty plays an important role in deciding on the process
for constitution drafting. The central question should be whether
parliamentary sovereignty is retained or replaced by constitutional
supremacy. That question will determine the brief of the constitutional
writers.
If parliamentary sovereignty is to be retained,
constitution drafting will in essence be a technical codification
process, including perhaps clarification and streamlining practice.
There will be no real need for public participation outside the
regular political process, because the public will already be
involved. If it is not retained, the first question to be considered
is how to terminate parliamentary sovereignty. That has been the
topic of much academic discussion.
Constitutional sovereignty will then replace
an Executive-minded Government with governance by democratic or
constitutional values. Depending on the role envisaged for the
courts by a new constitution and whether it is decided to move
away from parliamentary sovereignty, the construction of a clearer
separation of powers and judicial independence might even give
a role for courts in endorsing the new constitution on the grounds
of whether it complies with the ground rules that have been adopted,
possibly, by Parliament.
There are various ways to bring an end to parliamentary
sovereignty. In some manner or other, Parliament will have to
terminate its sovereignty by dissolving itself. That process could
involve a referendum. This challenge has been dealt with effectively
by many Commonwealth members that inherited the system of parliamentary
sovereignty. Parliamentary sovereignty should not be seen as something
that is for ever. No legal document is for ever as it reflects
the current values of the society that it operates in.
In conclusion, I will highlight some important
factors. The character of the main deliberative body is important,
because the whole idea of public participation should be developed
around this process. Secondly, there is the role of Government.
We do not have a political crisis in which there is no Government
in placein fact, there will be a democratic Government
in place, who will have to play a role in adopting the new constitution.
Then there is the establishment of ground rules, whether it is
to be a mere codification exercise or vehicle for constitutional
change. Legality and legitimacy of the final products are of equal
importance.
The process of constitutional codification will
further blur the boundaries between law and politics. It is a
process that has been going on for a while and one that, to my
mind, will do much to restore the credibility of political office
bearers and the political process.
Chair: I want to move straight on to
Ian, but I will take commentsnot questionsif there
is something that you want to put on the record, quite briefly,
just to keep the juices flowing after Michèle's contribution.
Again, will everybody repeat who they are, for the sake of the
Hansard writers?
Adam Ramsay: I am from
openDemocracy. It is interesting that we are talking about the
end of parliamentary sovereignty. Gordon Brown wrote in The
Guardian a few months ago that parliamentary sovereignty is
already over, certainly in two of the four countries in the UK.
The Good Friday agreement effectively signed away sovereignty
from Parliament to the people of Northern Ireland and the Republic.
The vow, if not the agreement, to have the constitutional Edinburgh
agreement in the first place signed over sovereignty to the people
of Scotland, or arguably at least to Holyrood, or a mess. We will
see what happens.
Maybe Parliament is sovereign in England and
Wales but it is not in any real sense in the UK. It is a very
interesting talk, but we need to recognise that it is not just
a theoretical question about how parliamentary sovereignty is
going to end. It has ended.
Dr Michèle Olivier: But that makes
it much easier to deal with the question.
Dr Alan Renwick: I am Alan Renwick from
the university of Reading. I thought that was very interesting.
Though you were talking about public participation, you gave an
extraordinarily top-down vision of public participation. I felt
that your talk ignored the depth of disconnect there is between
the public and our normal political processes today.
The debate about public participation in democratic
and constitutional reform processes in recent years has moved
on to the territory of how we get better forms of public engagement
in these processes than we have had in the past. You talked about
engaging civil society and interest groups. Even if you do that,
large swathes of our population are not actively involved in civil
society and not engaged with the leaders of civil society groups
that might pop up in such processes.
There has been a great deal of talk in the UK
in recent months, including from the Labour party and Liberal
Democrats, the Green party and so on, of having some form of citizens'
assembly, on the model that has been used in Canada and the Netherlands,
where we have randomly selected citizens. Vernon and Andrew Blick
talked about it this morning. That seems to me the sort of direction
we need to be thinking about at least. Everyone agrees with public
participation, but it is how you do it that is important.
Lord Steel: I was the co-chair of the
Scottish constitutional convention, so perhaps I could wait until
after Professor Cram has spoken and say a word about that and
lessons to be learned, for and against. My apologies for not being
here this morning as I had hoped to be.
Chair: It is very good to see you, David.
Yes, come in after Ian.
Colin Miller: My name is Colin Miller
and I am from the organisation Compass. My background is in community
development, which is about neighbourhood and community empowerment,
so I kind of disagree with what you were saying.
I welcome what you had to say, Michèle:
you have to set up a kind of top-down structure and plan about
how you are going to do it. The way in which it is facilitated
and run does not have to be top-down. You can start in the local
neighbourhoods. There are vast swathes of people in this country
who are completely engaged in civil society in all sorts of ways
in their neighbourhoods.
If we can start there, using the right tools
and techniques, you will start getting people engaging through
the political process as well. What puts people in local communities
off being more engaged is what happens when it reaches the town
hall and further levels of government. That is a problem of government
not local people.
Chair: I will just throw in my two penn'orth.
This is part of rebuilding representative democracy, which is
in such bad shape we all look for means to bypass it, whether
it is social media, referendums or whatever. It could play into
that agenda.
I was reading the history of my own city. In
1830, what was your means of expression? It was riot. Seriously.
You could not vote for anybody who would listen to you. The way
they listened to you was when "the people are revolting".
In an odd way, if we delete representative democracy
we have to make that leap now, not to the rioters but the Twitterati
or whoever it may be and say, "Oh look, they are people;
they are the voice of the people. Russell Brand has got 10 million
followers; he must be the most popular man in the UK. Let's listen
to him." It is a way to bring a bit more sophistication back
into representative democracy and community building and how people
express themselves. I was struck by your first phrase about the
symbolism for nation building.
If no one else wants to chip in, I am going
to move onto Ian. Michèle can come back at the end when
she has had a chance to digest some of those comments.
PROFESSOR IAN CRAM: CAN AGREEMENT
BE REACHED ON A BILL OF RIGHTS FOR THE CONSTITUTION?
Professor Ian Cram: Thank you for inviting
me here today. Thank you also to Robert Blackburn and his team,
who have put a tremendous amount of effort into these blueprints.
It has been acknowledged several times already this morning, but
it is right to reiterate my gratitude both for his work and for
bringing me on board to contribute to this immensely important
project.
I will start by saying something about constitutional
moments. I suspect we are all getting a bit tired of that phrase,
but I have a take on it. I think Professor Howarth talked about
Bruce Ackerman and, as a comparative constitutional lawyer, I
quite often go to the American text to see what they are saying
about how constitutions develop. Bruce Ackerman came up with an
interesting definition of constitutional moments, which did not
link so much to ideas of crisis, but the nature of deliberation
in society and the move away from the usual politics. The usual
politics are those times when the professional politicians, organised
political parties and mainstream media organisations dictate the
terms of discourse and the rest of us are sort of passive onlookers
who might occasionally mutter things.
Constitutional moments seem to be defined, if
we follow Ackerman, by the idea that at those times, citizens
are transformed into active deliberators with their fellow citizens.
They are engaged in serious political argument in the workplace,
at home and in the pub. In more normal times, citizens' other
obligations to, say, family, work and leisure activities predominate.
In the constitutional moments, they put those to one side and
give greater priority to political discussion. They surprise themselves,
but they engage and try to persuade other citizens round to their
perspective while listening to alternative points of view.
Scotland has been through that moment. There
will be supporters here of the no campaign, but I was struck by
what I thought was a tremendous faux pas at some point in that
campaign's political broadcast. It showed a woman complaining
that all her husband wanted to do in the morning was talk about
politics. That was obviously demeaning to women and a massive
own goal because women were seriously engaged with the political
process. It was not a clever move on the no campaign's part.
It is important to note that having gone through
this momentous point in Scotland, events north of the border,
as other speakers have said today, have triggered a much wider
debate, stretching well outside Westminster, about the future
structure of central and local government and regional powers.
No sooner was the result of the Scottish referendum known than
the supporters of an English parliament dedicated to purely English
matters came forward. They seized the moment and started advancing
their cause.
The recent evidence now points towards a constitutional
moment and away from politics as usual. For those who have been
working to help to reconnect ordinary voters to political debate
and decision making, including members of the Political and Constitutional
Reform Committee, this must be a valuable and welcome moment.
The result in Scotland might have shown a serious cleft in political
opinion between the yes and no camps, but if we are looking for
some common ground, it surely lies in the sense that the existing
division of powers between Westminster and Holyrood needs recalibrating.
The cross-party recommendations in the report from the Smith commission
are "explicitly designed to create a coherent set of powers
that strengthen the Scottish Parliament's ability to pursue its
own vision, goals and objectives, whatever they might be at any
particular time."
Of course, those recommendations emerged out
of a rather hurried process of constitutional reform. I find myself
in agreement with critics of the pattern of constitutional reform
in this country, which tends to suggest that the constitution
is what happens and is the result of short-term political pressures
that gain transient political majorities. That is not the way
to do constitutional reform. Any move towards an entrenched written
constitution might ensure a commitment to more deliberative processes.
This is where a Bill of Rights comes in. I am
going to talk in the rest of my remarks about the third blueprint
that Professor Blackburn and his team have been working on for
some time. If we were to write a new constitution today, it would
be inconceivable for that constitutionapart from stating
the new nature of the relationship between the centre and the
regions, and between England or the United Kingdom and Scotlandnot
to set out the basis of the relationship between the citizen and
the state.
In the past 30 years, a number of Westminster-style
constitutions that draw heavily upon traditional notions of responsible
government and parliamentary supremacy have adopted Bills of RightsCanada,
New Zealand, the UK in the Human Rights Act, the Australian state
of Victoria and the Australian Capital Territory. Those signal
new relationships between not only the individual and the state
but also, institutionally, between the Executive, legislature
and the judiciary.
Of particular interest in my discussion is the
trend evident in those Bills of Rights towards conferring upon
the judiciary an enhanced role in human rights disputes. It seems
that there is no longer a stark choice between the polarities
of Dicey parliamentary sovereignty and US-style judicial review
of primary legislation. In different ways that are rightly sensitive
to the distinct political cultures within which they are located,
the UK, Canada, Australia and New Zealand have variously accorded
the courts a greater role in the determination of rights questions.
As Lord Hope said in Jackson, while our constitution is still
"dominated" by parliamentary sovereignty, "parliamentary
sovereignty is no longer, if it ever was, absolute
It is
no longer right to say that its freedom to legislate admits of
no qualification whatever."
Indeed, Parliament itself has legislated in
statutes such as the European Communities Act 1972, the Human
Rights Act 1998 and the Scotland Act 2012, therefore passing measures
to qualify the notion of unlimited sovereignty. Looking more closely
at the current Human Rights Act, judges' powers to interpret human
rights allow them to read down or read in words to secure a convention-compliant
reading of domestic statutes. Where convention compatibility is
not achievable via the interpretation duty, a declaration of incompatibility
can be issued by the court. As we all know, that does not affect
the validity of the incompatible domestic statute, but it very
often signals the start of a process of legislative reform in
Parliament.
A lot of academic lawyers talk about section
4 of the Human Rights Act as creating processes of constitutional
dialogue between the courts, the Executive and Parliament. In
its blueprint for a written constitution, Professor Blackburn's
group takes the idea of a declaration of incompatibility from
section 4 and grafts it on to the blueprint for a written constitution
as a declaration of unconstitutionality to be available to the
High Court in respect of constitution-infringing Acts of Parliament.
However, like its Human Rights Act counterpart, that declaration
is not intended to affect the validity of infringing Acts of Parliament.
The major and radical difference with the Human
Rights Act in the third blueprint is found in article 43(3)(c).
In those cases where the Act of Parliament engages fundamental,
though at present unspecified, provisions of the written constitution,
the court would have the power to deem those statutory provisions
constitutionally invalid and grant an injunction "or other
temporary relief" to the affected party pending confirmation
or otherwise by the Supreme Court of the constitutional invalidity
of the impugned provisions. That provision then sets the judges
up as the arbiters of what is constitutional and unconstitutional
in respect of those articles.
So which articles of the constitution might
we expect to see being accorded this degree of judicial protection
from parliamentary encroachment? An obvious starting point would
be the provisions laying down the nature of central Government,
national Parliament and regional Assembly relations. Perhaps another
one would be the statement of rights found in any Bill of Rights
that was in the written constitution.
The title of the short discussion that I was
asked to talk about was: "Can agreement be reached on a Bill
of Rights for the constitution?" Let me confront what I think
are three considerable and difficult obstacles in the way of agreement
towards a constitutional Bill of Rights, but where I think there
is room for positive development. The first concerns what sort
of rights we get in the written constitution. A conventional approach
would be to start from the standard negative civil and political
rights that derive from the Enlightenment and social contract
thinking about freedom of the individual from the intrusive state.
Beyond this, agreement may be harder to find.
Take, for example, social and economic rights.
They are typically conceived of as imposing positive duties on
the state, such as the right to health care, adequate housing
and education. How much consensus exists within our constitution
for moving towards a South African position, for example, where
such rights find extensive constitutional protection, and, on
coming before the courts, require the judges to review the state's
allocation and distribution of scarce resources?
Some see positively the incorporation of social
and economic rights as a vital legitimising component of any new
constitutional settlement. It points to the inherent dignity and
worth of the individual. Others point to the institutional weaknesses
of courts in being asked to make and second-guess decisions about
the allocation of moneys between competing expenditure priorities.
And I have not said anything about so-called third-generation
rights, such as the rights of minorities to the enjoyment of culture,
language and religion.
The second main hurdle that has to be overcome
is the idea of judicially protected rights in the face of a parliamentary
majority to the contrary. Most of us in this room have already
formed our views on the appropriateness or otherwise of judicial
determination of human rights questions. I do not expect to change
anyone's mind in the short time that we have here, but I ask you
to consider the defence of judicial review offered by the American
constitutional scholar, Alexander Bickel, in his book, "The
Least Dangerous Branch", in which he tackles head on what
he calls the "root difficulty" of judicial review of
parliamentary, or congressional, action. He said it is this: the
idea that control over key issues of political morality are wrested
away from the people, acting via their elected representatives,
and placed instead with an elite and unaccountable group. Thus
stated, it seems that judicial review constitutes an improper
encroachment into the policy-making and political sphere.
Bickel is a defender of judicial review, by
the way, but he says that another difficulty, linked to the root
difficulty, is the idea of the long-term weakening of democratic
processes brought about by a reliance upon the judges to correct
legislative mistakes. He could see that this produced a diminished
capacity on the part of the people's representatives to govern
themselves. The legislature would, on this view, cease to take
its own view of the constitution seriously and defer to the judiciary.
In response to those points, Bickel counters that, although the
US system of government does call upon the Executive and the legislature
to serve enduring values by articulating and defending them, too
often in the past those bodies have served to undermine them.
They have acted out of expediency, rather than constitutional
principle.
Bickel points positively to the advantages of
the courts in dealing with matters of principle. Those include
their insulation from daily political affairs and their training
to give expression to enduring political values in actual disputes.
Moreover, in addition to its checking function, the Supreme Court
of the United States performs a valuable legitimating role when
it upholds the reading of the constitution given by the legislature.
Today, a major difficulty in our context of
the UK constitution in arguing for a judicial strikedown power,
as the written blueprint suggests, is the lack of representativeness
in the composition of our senior judiciary. Until there is a more
representative institution that draws upon intelligent men and
women from a variety of communities, backgrounds, schooling and
universities, this significant objection to giving more power
to the courts will continue to resonate.
I was disappointed to read Lord Sumption's recent
interview in The Guardian on becoming a Law Lord, in which
he said he thought it would be 50 to 60 years before we achieved
a more diverse and representative judiciary. I do not think we
should settle for such a time scale.
An interesting contrast is to be made with Canada.
In opinion poll after opinion poll in which Canadian citizens
are asked which institution they prefer to determine constitutional
rights questions under the charter, a consistent majority of respondents
say that they prefer the judges over democratically elected politicians.
The question for us is: why do Canadian citizens prefer judicially
determined statements of rights? It could be that they know that,
in the background, Canadian legislatures have an override power
in section 33 of the Canadian constitution, but I think it may
have something to do with the fact that they look to the Supreme
Court of Canada and see a more representative judiciary.
My final point concerns ease of amendment in
a written constitution. Unless we want to cast protections in
stone for all time hereafter, thought will have to be given to
constitutional amendment procedures. The challenge here is to
identify a constitutional amendment procedure that both optimises
or perhaps accommodates a set of core commitments and values,
which I see as a valuable function of a written constitution and
was referred to by earlier speakers, and yet manages and accommodates
the freedom of the present day electorate to participate in the
remaking of their own constitution.
We do not have to agree with Thomas Jefferson's
idea of constitutional change. He believed that a constitution
should lapse every 19 years and the new generation get to write
the constitution anewhe wanted each generation to have
that opportunity to design their constitution afresh. At the same
time, an overly rigid constitution requiring supermajorities of
an exacting nature should be guarded against, because that will
inhibit the ability of ordinary citizens to participate in the
remaking of their constitutions and take us further down the road
towards politics as usual and away from the invigorating experience
of active, inclusive and deliberative politics that we experience
during constitutional moments.
QUESTIONS AND DISCUSSION
Chair: Thank you very much. I want to
bring people in and make a few more comments. Perhaps at the end,
the speakers can respond. I am going to call DavidI was
going to say Liberal Democrat David but that still would not be
quite right. David Steel.
Lord Steel: Can I say a word about what
happened and what should not have happened in Scotland? I was
co-Chair of the Constitutional Convention. It began with the Claim
of Right, which was the original declaratory document. You need
something like that to start with. What are we about? We are about
finding a written constitution with as much decentralisation as
possible, judicial review and so onthe basic remit has
to be set out before you start.
We then had a Constitutional Convention. The
Conservative party and the nationalists did not take part in,
but it was enormous: we had every Labour and Liberal Democrat
MP; we had a representative from every local authority in Scotland,
regardless of political complexion; we had the Churches, the trade
unions, and representatives of civic society. The full convention
was about 300 or 400 people. It only met occasionally and the
work was done by an executive, but the point I want to make is
that the whole process took about 10 years. I agree with Ian Cram
that this is not something that you can do against a political
deadline or a reaction to political events in the manner of the
Smith commission, essential though that was. It is a long-term
process and I do not think that you can replicate at the UK level
what we did in Scotland, because the size of it would just be
unmanageable.
I have come round more and more to the view
that it is not a convention as such that we need, but a large
and powerful constitutional commission, rather like the 1918 one
that Prime Minister Asquith set up after the Parliament Act to
deal with the reform of the House of Lords. A convention of that
kind, which has hearings around the countryrather like
the CODESA process in South Africa, which I watched and was quite
effectiveand is given time, is the right mechanism to approach
this difficult issue. I very much hope that, politically, as we
move towards a general election, we can get consensus that we
need to move in the direction of a written constitution.
Chair: David, thank you very much. I
will go for another Lib Dem Davidthe third one.
David Howarth: On a completely different
issue, I think Ian Cram raised all the right issuesfar
too many issues, but they are all rightbut some of them
depend on others. The amending procedure depends on the degree
of judicial power, and judicial power over whatyou can
have different procedures for different parts of it. I wanted
to comment on Ian's remarks on the judiciary, because I always
wondered what Alex Bickel would think of the US situation now,
after several decades of a highly representative Court in a waya
Court that has become entirely political, where it is simply Republicans
against Democrats. It has become a kind of third house of the
legislature.
What that Court cannot do is claim to be independent
and to decide cases in a way that is independent of politics.
The other thing it cannot do much of is precisely the thing you
rightly called for in the early part of your remarks, Ian: a process
of dialogue between the judges and the democratic institutions.
Alex Bickel invented that too, or rather Felix Frankfurter invented
it, but the most important chapter of the book you referred to,
"The Least Dangerous Branch", is the one called "The
Passive Virtues", where the Court deliberately does not decide
things; it sends things back for democratic decision. I wonder
whether there is a contradiction between that and the highly politically
representative Court that the US now has and that we might get
if we concentrate too much on the representativeness of courts,
as opposed to their technical legal characteristics.
Chair: Fresh from the doorstep of No.
10 Downing Street, Unlock Democracy. You might want to tell us
what you have been doing this morning.
Frances Foley: This morning, we handed
in a petition jointly organised by Unlock Democracy and the Electoral
Reform Society, calling for a constitutional convention. It had
very wide-ranging support from a number of different organisations,
and it found a lot of resonance in civil society.
That is linked to the point I wanted to raise.
There was a lot of talk this morning and just now about process
and procedure, how deliberative democracy can be effected and
how we can bring in a vast number of people, which is obviously
the million dollar question. Key to the debate is partly the distinction
between process and the more substantive political questions that
are being discussed. Graham mentioned this morning that, on the
doorstep, people are interested in constitutional questions, but
they are not necessarily phrasing it in that language. What is
key to the debate is making the linkages apparent to people and
saying that the process of how we might form a constitutional
convention and how that might happendeliberative democracyneeds
to be absolutely connected to the more substantive political questions
people want to discuss.
Our survey, which we wrote for the PCRC to help
with the consultation, included a mixture of process questions
and more substantive political questions. People are vastly more
interested in the standard political questionselectoral
reform, devolution and reform of the House of Lords. What needs
to be made clearthis is perhaps what civil society organisations,
as well as elected politicians, could be doingis how that
links up with the process, how this all works and what the purpose
is of having deliberative democracy. I think the only way people
can get engaged in that is by having experience of it themselves.
The call for the constitutional convention is intended to do just
thatgive people actual experience of taking part in deliberative
democracy and show how that changes the nature of the political
debates you are having and how they, having had this experience,
might be more engaged in the political process.
Michael Clancy: There was a discussion
this morning about the SNP's draft constitution Bill, and I think
it does repay taking a look at in the context of this discussion
about building a constitution, because that Bill, as a consultative
document, was meant to be the transitional constitution. We should
not lose sight of that, because there are provisions later on
in the Bill about how a constitutional convention should be established
by an Act of the Scottish Parliament, bringing together people
from various backgrounds to design the constitution. It is interesting
that the discussion is around independent people. The independent
people defined in that draft Bill include those who are free from
the determination or control of either the Scottish Government
or the Scottish Parliament, but not from any other political actors.
So I think we have to view that particular Bill and what it contains
with a bit of caution, although it may point the way to something
around the constitutional convention that we spoke about earlier,.
I am delighted that Lord Steel endorsed some of the comments I
made about its management on a UK basis.
The other point that I want to pick up on is
about judicial appointments. The representative nature of the
UK's Supreme Court vis-à-vis the US Supreme Court is quite
interesting. Might it have something to do with the fact that
US justices are appointed after confirmatory hearings and are,
in effect, political appointees? They then carry, or are thought
to carry, with them the agenda of their political appointers into
generations to come. I say, "thought to" because we
all know justices who look very conservative before they are appointed
and then become very liberal, and vice versa. We have to be aware
of that difference, which is not just a legal difference but a
cultural one. That then raises issues about the nature of our
judicial appointment system and how representative the appointers
are because of the way in which we want our democracy and our
judiciary to reflect the people who live here.
Chair: I will come to you, Malcolm Jack,
but I want my panellists to respond to anything that has struck
them in this group of questions and the one before it.
Dr Michèle Olivier: I will first
respond to the question on sovereignty. Sovereignty within the
current context is a concept which is challenged both legally
and politically. Politically, we see that state sovereignty is
not absolutely regarded any more. There has been gradual erosion
of state sovereignty by universal valuesvalues of constitutionalism.
The same happens with parliamentary sovereignty: legally, it is
a much eroded concept, much of it is empty, but we are still clinging
to this mythical, metaphorical notion describing the characteristics
of the Government. Sovereignty in its absolute form cannot stand
its ground within the current climate that the constitution needs
to function in. That, of course, makes it so much easier to address
the problem. To my mind, that is not a legal stumbling block which
cannot be overcome.
The second question dealt with public participation.
You do not want to create the perception that this is a top-down
process; however, the process needs to be planned by Government.
One cannot expect spontaneous public participation, entering into
a social contract, and everyone is happy. That is why I refer
to the different stages. Let us say that stage 1 is the public
agreeing principles through a convention. The outcome of that
public participation might determine phase 2. That is not to say
that the public's views will not be taken seriously and will not
determine the process, but it cannot be left to the public to
plan the process. That needs to be done by Government. Remember
that, in this country, we do have a legitimate Government. The
Government are the people's representatives. It is not that certain
components of society are excluded from voting for the Government.
If Government plans the process, it is just a practical way of
doing it.
The other idea that was mentioned was that civil
society is perhaps not as well organised in this country. I do
not think we need to stand and fall by fixed definitions of civil
society. To my mind, civil society is everybody not represented
in official governmental bodies: it gives you a different avenue
for voicing your views if you cannot feed them into the democratic
process. Civil society represents professional bodies, interest
groups, individuals, women, agriculture, people who are advocating
prisoners' rights or whatever. All the focus areas that we have
identified this morning, individual or groups with a particular,
strong view on certain items that they would like to see included
in the constitution. It is important that the scope should be
broadened up for public participation, but it is the Government's
responsibility to facilitate it, publish it and make funds available
to bus people in.
I remember during the constitution drafting
process in South Africa, the civil responsibility to be involved
in the process was really mainstreamed. On buses we had the slogan
printed, "The people on this bus are writing the new constitution
of South Africa." Sometimes the buses were empty, which made
us wonder, but people took ownership and everybody was enthusiastic.
If people wanted to make a submission, they got a formal receipt
from Government saying, "Thank you very much for your submission.
It will be considered by CODESA," or whatever technical committee
was looking at those issues. People really took pride in their
participation.
Professor Ian Cram: To pick up the contrasts
that have been drawn between US Supreme Court judges and our own,
one of the features I like of the US system is that ordinary citizens
know a lot more about who sits in judgment over them and their
reading of the constitution; the judge's voting record and past
political activity are out there in the public domain. US citizens
might have indirect control over the Senate confirmation process,
but there is nevertheless a degree of transparency and openness
in the political background of the judges that get to be Supreme
Court judges there.
The starting point must be that rights in the
constitution are morally contested; reasonable people will disagree
about what they mean in concrete settings. One of the academic
defences of Supreme Court decision making is about articulating
principles that then find their way into public discussion. Ronald
Dworkin is perhaps a bit over-optimistic in thinking that Supreme
Court decisions would form the basis of our national conversation.
I am not sure that that necessarily happens, but I think we can
look to our own processes of appointment and see that they are
rather opaque. We do not know the backgrounds to the individuals
who already have fairly important roles in determining the interpretation
of legislation in the ordinary sense. I for one do not believe
that there is only one woman qualified to be on the Supreme Court
of the United Kingdom; there must be more talented women out there
who could do that job. It is important for the court's credibility
that we move in that direction.
Sir Malcolm Jack: I just want to come
to Ian's point on the social and economic rightsthe positive
rights. I was a bit sad to hear about the negative enlightenment
rights, which I am very attached to for other reasons. This is
almost a footnote to what you said, but you mentioned the South
African judges being pushed into the position of having to decide
the use of resources and things like that. Quite a few of them
have started to express extreme disquiet about that, which is
interesting. They have actually said, "We wonder whether
we should be doing this," and the Constitutional Court judgements
contain little reservations. As you say, if those rights are written
into the constitution, you are going to have this set of problems.
Professor Ian Cram: I am very wary of
talking about the South African court with a South African constitutional
lawyer sitting next to me.
Stuart White: I have a comment on the
idea of a constitutional convention and what we think a convention
is for. There seems to be quite a range of views. On the one hand,
there is what we might call a minimalist view, which says that
post-referendum there is a set of questions about the territorial
division of power and the English question; we need to settle
these problems, and a convention is the way to do that, rather
than leaving it to haggling and bargaining among the political
class. There is also a maximalist view, which says that a convention
is to produce a full codified constitution for the UK.
There is also an intermediate view, which says
that a convention right now could be seen as a response to the
most urgent problems facing our political system, one of which
is the question about territorial division of powers, but we might
think there are other urgent problems to do with corporate power,
money in politics, and surveillance. One could therefore imagine
a convention that is convened to address a discrete set of particularly
urgent issues that goes beyond just the territorial question,
but which is not the maximalist convention that tries to produce
a full codified constitution. Perhaps the intermediate convention
could be a step on the way to a more ambitious convention that
produced that kind of constitution. Perhaps it would be a good
experience in running a conventiona learning experience
that could be part of a more long-term process.
Chair: This might be my nasty political
mind working, but having fended off codification for several generations,
a constitutional convention might just be another means of putting
it into the long grass. A majority Government would be in the
middle of a programme of job creation, education and health care
and they would not want to be diverted to this dry constitutionalism
while tackling real problems of concern to people, so they might
say "Let's hold off on that for another generation."
But I am sure that is not in anyone's mind.
Nicholas Baldwin: Wroxton college is
part of an American university, so my ears prick up when I hear
about the Supreme Court.
Going down the formal codified constitutional
route, we are talking about the possibility of giving greater
authority to judges to rule on judicial review, which is the case
currently, but then there is the constitutionality of legislation
and striking down an Act of Parliament or whatever. I urge us
not to hold up the American Supreme Court, or indeed the American
system, as any sort of model for us. I do not wish to bite the
hand that feeds me, but it is an extraordinarily politicised system.
There was a debate in the House of Lords yesterday or the day
before about judicial review. Lord Howard thinks that the judges
have more power than he ever had as an elected representative.
We should not fall into going down the American route. It is something
that would certainly need major consideration.
The American system is hardly one to hold up
as an example of greater participation. Their electoral turnout
is worse than ours. We claim ours is bad, but look at theirs.
Our turnout for police commissioners is an exception, but that
is another issue.
Dr Michèle Olivier: I want to
comment on the interesting question about how judges perceive
their role, especially in the Constitutional Court in South Africa.
A strange aspect of this debate is that people are very wary and
reluctant to keep parliament and the executive legally accountablewhy
is that? But that when it comes to judges, they should not trespass
outside the scope of the law. Judicial activism, where judges
form and shape policy, is part of a democratic society. That is
what we have seen in South Africa. It is a matter of striking
a balance. Some of our most progressive legislation has come from
Constitutional Court decisions.
It is a dangerous step to include socio-economic
rights into your constitution because, internationally, those
rights are not capable of immediate implementation; they call
for progressive implementation depending on the availability of
funding. If you say, "adequate housing"what is
meant by that? That may be a right protected in the constitution
but it must be given flesh within the context of what is available
in society, and what the public perceive as part of the democratic
values. Those are for the courts to determine. It is a matter
of striking a balance. Altogether, it has played an important
role in South Africa. Socio-economic rights would have remained
an empty letter in the constitution if it were not for judicial
activism.
Sir Malcolm Jack: But it would be a big
step for us, for judges to make these kinds of decisions.
Dr Michèle Olivier: You have a
different kind of welfare fabric to the society.
Sir Malcolm Jack: That was why I raised
it. If it is in a constitution
Dr Michèle Olivier: If it is in
the constitution, it will not call for immediate implementation.
Your international obligations will tell you that you are not
obliged to enforce it to the full. You can decide whether you
want to call on parliamentarians to decide on how to implement
it based on legislation. It may be risky. You need to think carefully
when including socio-economic rights in the constitution because
it is tricky to implement wisely.
Professor Ian Cram: May I pick up the
point about a politicised judicial system and the criticisms of
the US Supreme Court? I would turn that around: do you think that
we do not have politicised justice in this country at the moment?
I go back to Lord Atkin in Liversidge v. Anderson; was
that not a political judgment about subjecting the Executive to
a degree of scrutiny? What about Lord Hoffmann's speech in Belmarsh?
There are countless instances where the judges are foursquare
in the political debate. It is couched in legal terminology but
proportionality seems to engage all sorts of political questions.
Parliament has authorised our judges to look at the balancing
and weighing exercise carried out by the Executive, so it is there
already.
Dr Scot Peterson: I would respond to
the same thing, as probably the only American in the room. The
American system is very easy to caricature and easy to do so in
an ahistorical way. One of the points behind what Bickel was writing
is: the fact that judges have power does not mean that they should
exercise it. When there are positive rights in a constitutionas
I understand it, the South African court has been very resistant
to enforcing those kinds of rights, by and large, in cases involving
water and where there would be substantial expenditure involved
in declaring Acts of the legislature unconstitutional.
It is easy to forget about Scotland but some
of the most damaging decisions by the judiciary in England were
extremely partisan and usually caused absolute havoc in Scotland
in the past 200 years. For details seeanyway, that is enough.
It is awfully easy to dichotomise the two systems. There is an
awful lot that was imported from here and there are an awful lot
of tacit things that go on in the British system that are certainly
present in the American system; they are just less obvious in
the UK.
Chair: Any more people?
John?
John McEldowney: I am from Warwick university.
We should just remember that in South Africa, one of the real
crises that the courts are called upon to look at is how they
deal with what might generally be described as authoritarian governmenta
one-party state. That is a different diagram of power. We therefore
have to locate the discussion about the judiciary in the context
of where they are being expectedeither by the population
or, indeed, the constitutionto answer the question. What
the Constitutional Court of South Africa is trying to do is to
have it both ways. It accepts that there is a political dynamic
but, at the end of the day, it needs to have its roleit
has to have a say. I have looked at it over the past five or six
years, and my reading is that it has done a pretty good job of
preserving those little balances.
That goes back to the discussion this morning
about things not being too rigid but, at the same time, framing
the question so that there can be a discussion. If we put a UK
Supreme Court into the middle of South Africa or Northern Ireland,
it would not be the same issue. The expectations in Northern Ireland
were that the judges would be able to strike a balance when the
political parties had failed to do sosorry, but they were
not able to do that. They went so farto some, not far enoughto
try at least to articulate the issues. That is an important element.
We should not expect so much. John Griffith said that if you do
not ask too much of your institutions, you will not be disappointed,
and that is a very good point.
Michael Clancy: Just from havoc-ridden
Scotland, you have seen that. It is an important point. It tells
us something about how things can be entrenched in constitutions.
The Treaty of Union says that no court in Westminster Hall will
have jurisdiction in Scotland. By circuitous routes, the House
of Lords got civil court cases because it did not sit in Westminster
Hall, simply for that reason. The criminal havoc in the recent
past, if "havoc" is the word one should usesome
might say that it is a course correctionhas been caused
by the Human Rights Act 1998 and the way in which convention rights
are imported into Scotland under the Scotland Act. While we were
toldand we believedthat an audit had been done to
ensure that the law in Scotland was compliant with the Human Rights
Act as we understood it, some lawyers represented their clients
very well and showed that, in some instances, we were not compliant
with the Human Rights Act. What may look like havoc when you are
told that all temporary sheriffs are too close or do not have
sufficient independence may, in fact, mean that we were getting
it wrong and had to have it corrected, although it did cause trouble.
It was the same with the judgment in Cadder on a young man getting
advice from a lawyer in police custody. That sort of thing had
to be fixed. However, we can work those kinds of things out because
our constitution sets out ideas rather than formulations. That
is perhaps too simplistic.
Chair: We have become a little bit judicial
in this section, so I want to put a little corrective in here
and draw Ian back into the debate about the Bill of Rights being
in a written constitution and part of the individual ownership
of a written constitutionit is our rulebook; my rights
are in there. I quote the Hollywood movie where even the gangster
says, "I'm going to plead the fifth amendment." It is
part of the culture. It is part of their constitution, and even
a member of the mafia can own it, so to speak. Unless there are
any more comments, I will ask our panellists to wind up and we
will then go for a cup of tea. Ian, do you want to start?
Professor Ian Cram: I am not sure that
I have too much more to add. Let me give you an experience as
a constitutional law tutor. On asking first-year constitutional
law students, "What are your constitutional rights?"
there was silence in the room. One reason why I look across the
Atlantic is that I would not have to talk to law students to get
the answer, "I have the right to freedom of speech under
the first amendment," or, unfortunately, "I have the
right to carry weapons under the second amendment." It is
a matter of ordinary conversation and debate, and I think that
is something we would achieve if we moved towards a Bill of Rights
within a written constitution. It would be up there for discussion
and disagreement, which is important, and the evaluation of competing
positions. To me, that is what a deliberative democracy should
be aiming for.
Chair: This ideaI know I am going
to put words into one of our questioner's mouthsof, "You've
got 15 people in the room and they all arguing"fantastic;
I love that. I come from a constituency that is so beaten down
and poverty stricken that it is passive and fatalistic, and does
not argue in a room. It takes what comes down the pipe, whether
it is housing, benefits or whatever. I yearn for this. I am not
saying that a written constitution would give this to us, but
knowing your rights and knowing how democracy works cannot help
but make it more likely that you will enter into that vocabulary
of separation and then consensus building.
Dr Michèle Olivier: In South Africa,
we are faced with a situation where the Constitutional Court is
really choosing its battles because it cannot afford to alienate
Government completely. It would not be in its own interests to
give judgments that cannot be enforced. It is a developing country,
with huge poverty, so judgments need to take account of the budget
basically.
Chair: When we come back after a refreshing
cup of tea, we are going to talk about how we engage with the
public. We will look at this interesting question: if representative
democracy is withering, do you leap over it? Do you go to referendums?
Does it need judges? Why not just put every case on TV and see
what people think? How is that level of engagement going to take
place? In a constitutional convention, will it be writing a written
constitution, and drawing up and authorising a British Bill of
Rights? We will cover all those things.
Katie Ghose will be here from the Electoral
Reform Society to be your chair. We will have Roger Mortimore
talking about constitutional changes that could engage the public
in politics. Nick Pearce, one of our co-sponsors today, from IPPR,
will talk about what is in a written constitution for the public.
Alex Runswick from Unlock Democracy will talk about unlocking
Magna Carta and the responses she has had to her consultation
to this big document. A feast to finish the day. At the end, I
think I have half an hour, but I will take five minutes to wish
you well and try to pull it all together.
Katie Ghose, Electoral Reform Society,
took the Chair.
Chair: We are kicking off at one minute
past 3, which is not bad. A very warm welcome to this session.
I am Katie Ghose, chief executive of the Electoral Reform Society,
which is a campaigning organisation. It has been around for a
very long timesince 1884and we are still here with
a passion, campaigning for a better democracy in the UK, so I
am delighted to have been invited to take part in the conference.
I want to say congratulations again to Graham and Robert and all
the people who I know are always involved behind the scenes in
putting these things together and who do all the really detailed
work. I want to say thank you to them. All credit to them, and
credit to the Committee, because it is an innovation for a Select
Committee to work in the way it has been working with academia.
That is, in and of itself, an innovation worth welcoming and drawing
attention to.
This session, I hope, will be all about people,
the public, public engagement and public involvement and will
be very practical. I am setting us the challenge of coming up
with 10 practical recommendations by 4.30if we come up
with them before then, we can go home! I am talking about recommendations
for the Committee and others on how to involve peoplethe
publicin a truly meaningful way in a written constitution
and in constitution making more generally. That is our challengeour
collaborative exercise.
Let me give a very warm welcome to all our speakers.
Roger Mortimore will speak first. Roger is Professor of Public
Opinion and Political Analysis in the Institute of Contemporary
British History at King's College London and Director of Political
Analysis at Ipsos MORI, so it is fantastic to have him. We have
Nick Pearce, which is great. He is Director of the Institute for
Public Policy Research, a leading think-tank. He has huge expertise
in public policy and an insider's view of politics, which is great.
Alexandra Runswick is the Director of Unlock Democracy. As I think
has already been mentioned, Alex and I had the really fun task
of going to No. 10 and handing in our petition calling for a constitutional
convention. It was signed by 15,000 people, so momentum is building,
which is great. Alex has huge expertise on all kinds of democratic
reform issues. In particular, she is very strong on the idea of
how you involve the public practically in politics. Obviously,
I do not need to reintroduce Robert and Graham, who will be sharing
their thoughts as well.
The only other thing I will say by way of introduction
is that I think there has been a quiet rise of deliberative democracy
in the UK. There have been local examples of participatory budgeting
and there has been anecdotal evidence about some MPs behaving
in a different way with constituents. I am talking about coffee
mornings for people to sit down and consider public policy issues
in a more deliberative way. There is quite a lot of potential,
when you look at some of the constitutional conventions and deliberative
exercises around the world, for a different model of doing politics.
Instead of professional politicians retreating behind closed doors
because they are always being bashed by the public, and the public
growing ever more despairing of the failure of politics to deliver,
there may be another way of doing things, where everybody takes
responsibility for the incredibly difficult issues that face us
in our society and our world, and then deliberates and makes recommendations,
so that the public are involved. That is a challenge, and it brings
all sorts of other challenges with it, but a more deliberative
politics could be a way to go.
Now, I warmly welcome Roger, who will speak
to us for no more than 20 minutes.
PROFESSOR ROGER MORTIMORE: WHAT
CONSTITUTIONAL CHANGES COULD ENGAGE THE PUBLIC IN POLITICS?
Roger Mortimore: The question I have
been asked to answer is, what constitutional changes could engage
the public in politics? I had better say straightaway that I am
not, I am afraid, going to give you a list of answers. As someone
who has spent all his adult life working with opinion polls, I
know that the first thing you learn about them is that you must
allow for "Don't know" answers, and I am a "Don't
know" on this.
Let me give an overview of what the public think.
The first point is that most of the public say they are not happy
with the present system. About two thirds of the public say the
British system needs considerable improvement. Broadly, most of
the public are sympathetic to the idea of a written constitution;
it is not an idea that frightens people and, again, two thirds
of the public say they are in favour of it.
In terms of engagement, one way of understanding
the challenge we face is this: only about three people in 10 believe
that, by getting involved in politics, they can change the way
things work. Essentially, our challenge is changing that. That
is not something that is new; we have been tracking it for 10
years or more. The figure has stayed low and, if anything, it
is getting lower.
However, in a sense, all these questionsI
will show you some data in a minuteare leading questions.
They are not intentionally leading, and the polls are not setting
out to fix the results, but they all start from the assumption
that the solution to political problems is making the political
process work better. Now, that may be true, but that is not the
way that most of the public view things. They are prepared to
be led down that pathto take the suggestion that constitutional
change may make things betterbut that is not necessarily
the way they instinctively approach politics.
In studying public opinion, it is useful to
categorise people's views in different ways and, in particular,
to divide them into what we call opinions, attitudes and values.
Opinions, basically, are what you get when people give you a complete
"top of the head" reaction to a poll question. They
have not thought much about the issuesthese are low-salience
issuesand their answers can be easily affected by events
or by the way you ask the poll question.
Then we come to attitudes, which are more stable
and more important to the respondent. Attitudes are basically
rational; they are often evidence based or formed after deliberation.
They can be changed by rational argument and new evidence. These
are generally the things that drive behaviour; these are answers
to specific questions, such as "What should I do?",
"What do I want the country to do?", "How should
I vote?", "Should I go out to protest in the street?"
and so on.
Thirdly, you have values. Values are deeper
and more stable still. They are often formed early in life, and
they rarely change. Essentially, these are the things that are
hard-wired into people. Values are not really rationally based;
they are certainly not something you can argue somebody out of
rationally. These are the things that drive attitudes; in other
words, people relate the questions that they are asked and the
policy decisions they have to make to the values they hold. They
work out how the two go together. Although we call them values
as a convenient label, this is quite a wide thing and will certainly
include emotional reactions. They are powerful and will not go
away. For any part of public opinion that you want to study, you
have to understand what part of that continuum people's views
are on.
Let us look at some of the questions that we
ask in opinion polls about constitutional matters and the principles
that we might put into a constitution. They are all almost certainly
values for most people. They are the things that you would expect,
and they are pretty strongly supported in general. For example,
the public are in favour of the right to a fair trial. They are
in favour of freedom from slavery, the right to a private and
family life, freedom of speech, the right to liberty, the right
not to be tortured, the right to protest, freedom of religion
anda more interesting onethe right to life. There
is suddenly quite a big red block who oppose that. The more complex
they get, the more we move away from pure values and towards things
that people will have to rationalise to come to a decision on.
Things that involve complex legal principles or consequences of
principles are less likely to be absolute, knee-jerk or hard-wired
reactions.
We then move on to what we call process questions.
There is pretty big support for local communities having "more
say over decisions that affect them". There are a lot more
"don't knows" for the House of Lords being "replaced
with an elected second Chamber". There is pretty good support
for MP recall. Most people like "none of the above"
being offered on ballot papers. In terms of English votes for
English laws, I should say that the poll was done in July this
year, before the Scotland referendum and before this became a
big thing. There is a split of opinions, but the majority see
something useful in English votes for English laws. This is a
selection of proposals from a wider wisdom poll. All of these
are about shifting power, and most are about taking power away
from politicians.
David Howarth: Is this a British
survey?
Roger Mortimore: These are all British
surveys. They are for Great Britain rather than the UK, although
that would not be any different.
David Howarth: If it was England,
you mean?
Roger Mortimore: If it was England, it
would also be different. Scotland is only about 10% of the public,
so it has a small effect on the percentages. With all of those
questions, you have to ask yourself: are they opinions, attitudes
or values? For most of the public, that sort of question is an
opinion. It is something that they do not already have great knowledge
about. They have not thought it through or really taken on board
the consequences of a particular decision. As new considerations
come in and as they gain new knowledge, their opinions might suddenly
change.
One question that we know most of the public
are answering based on a complete misconception is whether "More
of the money spent by local councils should be raised locally".
Most people think that the majority of money is already raised
locally but, of course, it is not. Basically, current preferences
about constitutional matters are a pretty bad guide because most
of the time, the public have not yet thought it through. When
they come to think the issues through, they may end up changing
their minds. We can give you a pretty clear example of that. A
poll was taken immediately after the last general election in
May 2010. It showed the level of support for replacing first past
the post with the alternative vote. There was a quite convincing
majority in favour of the alternative vote immediately after the
general election, and we all know how that turned out.
I suspect that most people in the room will
not be terribly happy with the level of debate and the issues
on which the debate was carried out; it was a debate in which
public opinion swung on the alternative vote. Many people will
feel the same about the Scottish referendum. It was a massive
constitutional issue, but for many people the issues were not
the constitutional ones as such; they were more practical political
issues tied to that. What would be the implication for the Scottish
economy of having or not having the pound? Would leaving the Union
guarantee that there would never be a Conservative Government
in Scotland and therefore protect the NHS?
Constitutional issues will not necessarily be
decided by the public on constitutional grounds, so let us come
back to the point with which I startedthe general discontent
with the system. That goes up and down a bit, but it has not massively
changed. Going right back to the 1970s, we were getting less than
50% support for the statement that the system was working reasonably
well. Let us break that down and see who is saying what. I am
now showing you last year's poll, broken down by voting intentions.
The red bar is Labour voters; the blue bar is Conservative voters.
Labour voters are pretty discontented with the system, whereas
three fifths of Tory voters think that the system is working well.
If we go back to 1991, we see a very similar picture. I guess
you would say that that is in a sense not surprising. The Labour
party is a left-wing party, a reforming party. You would expect
its voters to be less satisfied with the system and more prepared
for change.
In 2008, things were suddenly the other way
round. Labour voters were happier; Tory voters were discontented.
If I put in all the rest of the bars, you will see that, rather
coincidentally, the red box is the period during which a Labour
Government were in power and, during that period, Labour voters
were less discontented. When there has not been a Labour Government
in power, Labour voters have been more discontented. Basically,
that discontent is not really about the constitutionthe
way things work. It is about what the system has producedwhom
it has put into Government and what that Government are doing.
And that is a very different animal altogether.
The public are not interested in process. The
vast majority of them are interested in outcomes. That means that
getting the public engaged involves getting them to see a link
between the constitutional questions that you are asking them
to decide on and the things that really matter to them, so let
us consider the things that really matter to them. We do a poll
every month for Ipsos MORI about the most important issues facing
the country. At the moment, the public care about immigration,
the economy, the NHS and unemployment. Just 2% of them, without
being prompted, say anything to do with the constitution, devolution
or Scotland. This month, most of that 2% are in Scotland; it is
usually 1%. That is simply not the way the public think about
the political problems that they are worried about.
There is one further complicationone
big attitude underlying all this. When we ask the public, "Who
do you trust? How much do you trust institutions?", we find
that the public do not much trust political institutions. If I
show you other ones for comparison's sake, you can see that political
institutions come far lower down than most other institutions
in the country. That includes, for example, the legal system.
It was mentioned in the previous session that in Canada, the public
trust the courts more than the Parliament. That might be because
they have a sophisticated take on how the constitution works,
but I suspect that, as it would be here, they simply distrust
the political institutions because they are full of politicians.
I could spend hours on the different things
that show how discontented the public are with politicians and
the political system, but one particular way that it is often
expressed is that politicians are just out of touch. It is an
us and them thing. That creates a problem when we start thinking
about constitutional reform engagement. If it comes down from
the politicians, the instant reaction is suspicion. If it is about
shifting power between politicians, it is just moving deckchairs.
Every proposal is vulnerable to being put in a new and negative
light and swinging the public against it.
Unfortunately, these things will often come
out in a negative light. Pick any change, put it into effect and
see what happens next. That might involve 20 things being done
differently and 19 of those might be neutral or beneficial, so
not much will be heard about them. The 20th thing that is different
and that the public do not like, they will hear everything about
and it will be on the front page of the Daily Mail, The
Sun or whatever newspaper is outraged by it. It is far easier
for change to be portrayed negatively than positively, so there
is a real challenge there.
In conclusion, if we are going to create lasting
public engagement with and support for constitutional change,
the test is its effectiveness, not the principles behind it. It
is not an alibi to say it was done for the right reason if the
outcome is wrong. An example is the passing of decisions on MPs
pay to an independent body. That seemed a great idea for the public
when it happened, but when that meant MPs' pay suddenly going
up, the fact that the process was right was not a defence anymore.
Effectiveness rather than principles is difficult and is the same
problem that Governments have with delivery; it is not just about
real effectiveness, but perceived effectiveness. The public have
got to see it as effective and that is a second challenge beyond
making it work.
Constitutional changeyes. Do it and get
it right. Do not do it because it is going to create public engagement,
but if we get it right, maybe it will create that engagement.
However, I still do not know whether or not it will.
Chair: Before we come to Nick,
has anybody got any brief questions or reflections on what they
have heard from Roger?
David Howarth: If he had shown the trust
table and not said which country it was, people would now be saying,
"That is a country on the edge of a military coup."
I have been doing some research on that, talking to senior officials
of the British state about their attitude to the rule of law,
and you will be glad to know that the group most committed to
the rule of law are generals, so do not worry.
Sir Malcolm Jack: Graham will support
the point about using that phrase "Westminster Government".
Parliament is always very keen to be seen as different from the
Government.
Roger Mortimore: Yes, certainly. If we
had asked Parliament, I think we would have found a slightly lower
level of distrust, but only slightly.
Chair: That has set us up nicely
in terms of some of the challenges there are. I was struck that
Roger said quite firmly that top-down does not work and there
needs to be a different approach if engagement is to happen.
Roger Mortimore: Unless we can find some
way of first solving what the public thinks about the political
establishment, top-down is dangerous.
Chair: I am going to hand over to Nick
now. Please feel free to respond to everything you have heard.
NICK PEARCE: A WRITTEN CONSTITUTION:
WHAT'S IN IT FOR THE PUBLIC?
Nick Pearce: I will start from where
Roger left off. If people who want a written constitution and,
more broadly, a new democratic settlement in the UK want to start
with public attitudes, what Roger has just told us is that this
will be an insufficient grounding for change. In fact, I was rather
surprised by the graph we saw in which 63% of people said that
they would support a written constitution. That figure seemed
very high to me, and I suspect it was because the rest of the
question was about constraining what Ministers and civil servants
do. If you ask many people in Britain what a written constitution
is, you will get very different answers compared with what would
happen if you went to the Federal Republic of Germany and asked,
"What is your Basic Law? What is your Constitutional Court?"
There is a deep attachment to those institutions; in the USA there
is obviously a deep attachment to the written constitution.
In the absence of war, revolution or a foundational
moment for the state, what are the prospects for movement towards
a written constitution in this country? I want to analyse two
clutches of issues. One is the underlying forces that might be
propelling us towards changethat might at least give an
opportunity for changethat we can think about and analyse.
Secondly, taking it from the other anglewhat issues animate
public debate and policy debate, to which a new democratic settlement
with a written constitution at its heart might provide some kind
of answer?
I suppose the paradigmatic case of doing things
from the top, and of processes that fail to the point of farce,
is the European Union process under Giscard d'Estaingthe
attempt to create a European constitution that had absolutely
no purchase on public sentiment in the European Union and as a
consequence went almost nowhere. That was in sharp contrast to
the foundation of the European Union, actually; if you read Luuk
van Middelaar's very good book, The Passage to Europe,
in which he describes the signing of the Treaty of Paris to create
the iron and steel community, you discover that the Heads of State
who signed that document signed a blank piece of paper. They had
not yet agreed the final terms of what they were signing and so,
as they were creating something new, they decided simply to give
their names to a blank piece of paper that was subsequently filled
out. The passage to the European Union is a succession of moves
of that kind, none of which can be considered a foundational moment,
but that through a process of incremental change have none the
less created the Union that we now know. Whether that has been
a success, when we look around us at Europe, is of course another
matter entirely.
So what are the forces that might animate change?.
One issue that seems most important in this context is the current
fragmentation of the party system. Particularly because of the
Westminster first-past-the-post system, our assumption has been
that you can elect a party with a majority that can form a Government
and then govern the state. A written constitution is a way of
constraining the governmentality of the party in office.
But what happens when you do not have parties
that can form viable Governments, even in coalition, or when you
have a party system that looks as fragmented as ours currently
doestruly the creation of a multi-party system? In those
circumstances you need new rules of the game, because the existing
parties cannot play the game in the same way. It is not so much
a matter of asking how we can constrain the parties as of asking
how we can configure our constitution and democratic system such
that it is capable of governmentality in a multi-party system
with a fragmentation of political parties, compared to how we
knew them for the best part of the 20th century.
To give one small example, it might be that
we need a written constitution to replace the Cabinet manualthe
thing that says, "This is what you do when you are trying
to form a Government after an election." Why is it that the
Cabinet Secretary draws that up and the rest of us cannot have
any say in the matter? In a situation where we do not have the
formation of a stable party Government, we might need something
that anchors that process much more in our democracy. That is
a small example. Fixed-term Parliaments are another, and so on
and so forth. But the fragmentation of the party system is an
issue that needs to be brought to the fore. It may be animating
change that will need to come to pass in our democratic settlement.
The second issue is the territorial question,
which I know you will have discussed a lot today: the future of
the United Kingdom, particularly after the events in Scotland.
Englishness and England seem to me to be at the core of where
that question goes next, not only because of the obvious discontent
with the existing settlement, the Barnett formula, and English
votes for English laws or English Parliaments. Evidence in the
Future of England Survey, which IPPR and the universities of Edinburgh
and Cardiff have undertaken over the past few yearsit surveys
the English people, rather than the people of Britain or the United
Kingdomhas shown a rise in political Englishness, or a
sense of Englishness that is gaining political expression, in
part as a reaction to what has happened in the rest of the United
Kingdom and in part as a reaction to Europe, which I will come
on to.
As a consequence of the Smith Commission, we
will necessarily have to engage in further reform of the institutions
that hold the United Kingdom together. . It is not simply about
what has happened in recent years, with the rise of the SNP in
Scotland; the decline of Labour and the Conservative party in
Scotland is a long-running and long-standing thing. The Conservative
vote share in Scotland first started to decline in the 1960s;
it halved again in the 1980s. It took longer for the Labour vote
share to decline, but the Labour party is in deep crisis in Scotlandmake
no mistake about that. Some of those trends are also visible in
the rest of the United Kingdom. The territorial reconfiguration
that is taking place is setting off a chain of events that will
provide opportunities at least for thinking about a written constitution
and the renewal of our constitutional settlement.
Third, and related to that, is the European
question. Certainly for the English who are hostile to Europe
and to the United Kingdom as configured, questions about democracy
and Europe are highly entwined. At the moment, that is given expression
most forcibly by UKIP, but it is also present in the attitudes
and sentiments of others across the party spectrum. That is important
for the following reason: the UK emerged from the second world
war with a sense of unitary sovereignty, of being a united nation
in itself, and of not needing to refound itself, and in particular
of not having to do what took place in most of continental Europe,
which was to entangle executive power in checks and balances,
and to prevent the backsliding towards authoritarian or fascist
government. We did not experience that here, so we did not create
written constitutions and we did not embed ourselves in relations
with our European partners to overcome the division of nation
states and the war that it produced throughout Europe's history.
When we joined the European Union, we were joining
a single market. We were not being asked to do anything different
in respect of our sovereignty and the sense of our sovereignty.
That explains in large part why the political elite in the United
Kingdom finds it very hard to think about Europe in terms of the
pooling of sovereignty and the checks and balances that we impose
on our ourselvesthe compromises we makeby virtue
of belonging to something bigger. It means that solving our relationship
with Europe might be not only in part about a referendum that
needs to take place, but also about how we govern ourselves. The
two matters become intimately related, because the question of
sovereignty is at the heart of both. .
Those are some of the forces at work that we
might think provide an opportunity. In respect of some of the
issues that animate public debate, we could say, "Look, we
can take those to a constitutional, democratic debate"bearing
in mind what we have just heard from Roger. I have a handful,
the first of which is the accountability of power, and that is
about corporate power as well as public or state power. It is
about the sense of being governed by others and the need for a
Madisonian set of checks and balances to insulate political power
from private and economic power. It is also that we need a different
relationship to those at the centre of state power. Albeit that
that is expressed in many different political arguments at the
moment, it seems to me that it gives grounds for thinking that
if we addressed that question, we could take people to new ways
of thinking about democracy.
Second is privacy and surveillance. In the UK,
we obviously have not had the same kind of reaction to the Snowden
revelations of recent years that people in Germany havewith
the history of the GDR and its state security apparatusbut
the British people are not entirely indifferent to the question.
Key issues are at stake for people in the collection and use of
their personal data. Also, for example, when the Metropolitan
police are able to track down journalists' sources simply by using
RIPA powers to request it from telecom companies, something deeply
wrong is happening in our democracy. Such questions of privacy
and surveillance might not have the resonance in our popular and
political culture that they do in places such as Germany, but
they are none the less important.
Third is press freedom. I found it very interesting
that a lot of right wing newspapers and newspapers with a vested
interest in opposing Leveson, although not just them, bemoaned
the fact that we do not have a constitution that enshrines freedom
of expression and press freedom. They got to the notion of a written
constitution, particularly the US constitution, through the issue
of what would protect a free pressfor right or wrong, that
was an argument that was made. In this discussion, people will
come to these issues from completely different political backgrounds
and for different political reasons. If people are saying, "We
want constitutional protection of freedom of expression and of
a free press," it seems to me to be worth engaging with that,
whether or not they have a vested interest. That is an important
question that does not seem to be going away.
Finally, the question of identity. If I consider
the rise of English identity, the change in Scottish identity
and the development of a Scottish civic identity, attitudes to
the European Union, and issues of trying to knit people together
in conditions of cosmopolitan diversity in places such as London,
they seem to me to lead us towards the need not simply to rest
upon an assumed collective identity expressed through parliamentary
sovereignty or national institutions, but to create conditions
whereby identities can mix and people can live together in new
circumstances. Again, that points to a new kind of constitutional
and democratic settlement.
I want to finish by making a couple of points.
If the forces and issues that I have described are at least worth
considering and might be at play, what are the processes from
here? In 2007, I went to work for Gordon Brown when he became
Prime Minister. His first remarks as Prime Minister were about
constitutional questions, which people will rememberthey
got people like those in this room very excited at the time. He
talked about a written constitution, as he had done before and
as he has done since, but nothing much came of it. Lines in prime
ministerial speeches and even in manifestos, or letters and petitions
to The Times or other august newspapers, are not going
to create change.
We need deeper processes of change, which are
more likely to come either through crisis or through some process
that, by leveraging the opportunities that I have described, might
begin to develop some real momentum. That is why some kind of
convention process of the kind that Alan Renwick and others have
written about a lotthat which took place in Ireland after
the crash there, for example, as well as those that have taken
place in other countriesmight be a reasonable way forward,
or of thinking about taking things forward. Such a process would
have to be very pluralist and would require people to open up
to those of no party as well as of other parties, and it would
have to be fallibilisticconscious that we are not going
to proceed smoothly in a predetermined direction, or to be likely
to achieve change very quickly. We have to be both optimistic
and realistic about the extent to which change can be achieved.
Chair: Thank you very much for that,
Nick. You really responded to Roger's challenge and set out many
different routes through which people might engage in constitutional
issues. Does anyone have any brief reflections on or responses
to what they have heard from Nick?
Anthony Barnett: I am from openDemocracy,
and we collaborated with Michael Wills in the Ministry of Justice
when he was in charge of Gordon Brown's constitutional programme.
We ran a large and long-standing debate in openDemocracy with
Mr Wills about how to have a deliberative process, and using the
web and so on. The fundamental fact was that the Prime Minister
did not let go of the process. He talked about it, as you say,
but his idea of a convention was to sit down at a table of people
and listen to themwhat I call "daddy deliberation."
What happened in Scotland showed that if the
regime actually lets gowhether deliberately or, as with
Cameron and the Scottish referendum, through complacencyand
if there is a decision-making process that takes place outside
the parliamentary process but is for real, not a consultation,
people are capable of pricking up their ears. They will test that.
There is a kind of sceptical, "nothing's going to change"
attitude among the British public, if I may talk about them in
the presence of an expert from MORI, but part of that sceptical,
pragmatic cynicism, if you like, is that if they have tested the
coin and it is for real, the release of energy that could come
about is quite considerable.
Nick Pearce: I agree, Anthony, although
I think it raises the question of how political parties and political
leaders engage in processes of the kind you described. I reject
the notion that you simply pass things from politics to civil
society without any engagement of the political institutions and
parties; I think it is incumbent on parties and others to engage,
and it is important that they do so.
There must also be ways of bringing things back
into political circuits. I do not disagree at all with what you
say, but in the Irish constitutional convention, for example,
the parties were representeda certain proportion of seats
were reserved for them. We also need different kinds of political
leaders from those who just give written statements or stand up
and give speeches. We need a different kind of leadership that
is much more engaged, pragmatic, decentralised and so on.
I completely accept what you said about not
letting go, but I would counsel that, in most models, things do
have to come back into parliamentary processeseven if you
have had a referendum, you have to legislate for the outcome and
to bring things back into institutional policies if you are creating
changesand it is at that point that the resistance gets
incredibly strong. Michael Wills did a Ministry of Justice Green
Paper on expanding human rights in the UK to social and other
rights. I was sitting at the back behind the Cabinet tableas
some do as advisers in No. 10when that paper came to Cabinet,
and scorn was absolutely poured on it. Michael walked away wounded.
It is difficult to do these things in government. The other issue,
then, is what popular depth of attachment is there to the question
that will force change back through the political system?
I am agreeing with you, but I want you to think
about politics on both sides of the equationin the public
engagement processes and when things come back.
Chair: That is an interesting conversation.
Duncan Hames: I am Duncan Hames, the
Member of Parliament for Chippenham. One of the challenges is
how to relate constitutional questions to the changes to our politics
and democracy that are sought by members of the publicI
hesitate to generalise about them all in one go, and there is
nothing sensible about presuming that they will rally around a
series of coherent positions, because there are so many different
people with different attitudes, as I am sure Roger would explain
to us. None the less, questions such as, "Why do politicians
not appear to live the way we do?", "Why do they behave
the way they do?" and, "Why is there a difference between
what people say before and after elections?" are characteristic
of what people often say is broken about our politics, yet they
are not immediately and obviously relatedalthough they
are relatedto the constitutional changes that may be discussed
in the crunch moments of a convention or during any other work
on this agenda. In seeking to maintain the public's appetite,
interest, sense of ownership and drive in terms of making all
these things happen, therefore, there is a real risk that we get
lost in that gap. I do not quite know what the answer is, and
I would welcome the panel's advice.
Chair: Does anyone
want to come in at this point? Alan, with your expertise on the
Irish model and other models, do you want to say something about
the public's ability to deliberate on these issues and about the
growing appetite for these things over time, which has been evidenced?
Alan Renwick: A number of deliberative
assemblies have included randomly selected citizens in the process
of deliberating on things we tend to imagine are abstruse and
not of interest to the average voter. Ireland had its constitutional
convention looking at various aspects of the constitution. Several
Canadian provinces and the Netherlands also had conventions looking
at the electoral system. In all those cases, we have good evidence
from people who were there watching, and the academic studies
based on surveys of the participants and other forms of evidence
that the quality of deliberation is extraordinarily high in these
assemblies. People engage effectively.
As was suggested a moment ago, that partly happens
when people know that the conversation they are having is part
of a real process and is not just some consultation that no one
thinks will deliver anythingthere is an expectation that
it will lead to a referendum or some other form of genuine decision
in the end. Partly it requires that the process is designed very
carefully to ensure appropriate facilitation and that it is not
just several hundred people in a room shouting at each other.
You have to be careful to ensure that everyone can take part in
that conversation and that everyone's voice can be heard. There
are lots of experts on facilitation who are remarkably good at
doing that so that it works effectively.
I have been talking about this quite a lot over
the past year, and I often pick up suspicion from many people
on whether the public can really engage effectively in a deliberative
forum such as this. The evidence we have from the forums is that
the public are great when asked to think seriously about these
sorts of issues.
Chair: Just to add
to that evidence and to respond to Duncan and Nick, the Irish
modelit is the model that the ERS is advocatingis
one with two thirds citizens and one third elected representatives
sitting as equals with vested interest hats coming off for the
deliberations. Perhaps that is a different sort of concept from
the usual. I will bring in Graham, and then I am keen to hear
from Alex.
Graham Allen: Just thinking about what
Nick has been saying, necessarily the Blair/Brown years stripped
out ideology and belief from the Labour party so that it could
be elected in a conventional two-party system to win middle England
and 100,000 voters. We were not doing it before and we had to
do it in a different way, and that was the way that they chose
to do it. That accounts for the lack of belief and for not having
principles around devolution and Union, which could have driven
lots of policy issues.
I argue that we are now in a wholly different
situation. That Blairite response, good as it was at the timeI
supported it at the timeis as outdated as they saw Jack
Jones, Hugh Scanlon and beer and sandwiches with Callaghan and
Wilson at No. 10. We need to reinvent some of the ideology, belief
and vision. We do not have to do it all on day one, but we need
to be able to lead and to sell to people that we actually stand
for something. If you do that and are clear about your commitment
to the Union and to devolution, you are the biggest antidote to
nationalism. The nationalists feed on the fact that you are going
to triangulate, focus group and opinion poll yourself out of existence,
and they can push the agenda. If you are clear about what you
want to achieveeven if you are clear that it will take
some timeyou will attract people to your political party.
In a sense, we have to reinvent that. If we are lucky, we have
probably got one election in which to do that.
Chair: I will hand
over to Alex now. There is a huge amount to respond to. I have
every confidence that you will come up with at least five practical
ideas.
ALEXANDRA RUNSWICK, UNLOCKING MAGNA
CARTA: RESPONSES FROM THE PUBLIC
Alexandra Runswick: Thank you. One of
the issues that I often have to addressit has come up in
multiple different ways todayis the idea that the public
are not interested in constitutional reform. We have had it in
terms of the polling evidence that people do not put it forward
as one of the issues that they care about. We get it in terms
of people not rating it on doorsteps and not discussing it down
the pub. When Katie and I gave evidence to the PCRC about constitutional
conventions, we got it in terms of, "Well, you are having
this conversation, but no one is sitting at home discussing what
powers they want their second-tier authority to have." That
is absolutely correct. I am sure that virtually no one other than
someone on a second-tier local authority has ever discussed what
powers that body should have, but that does not mean that people
are not having those conversations. They are having them in a
different way and in a different language to how we have them
in this room, but that does not mean that they are not having
them. All kinds of debates that are not reflected in Westminster
are going on in this country, such as about where power should
lie, whether there should be some kind of Yorkshire assembly or
something for the north altogether or whether we should have a
north-west constitutional convention. There are all kinds of different
debates in different communities about where power should lie
and what decisions they want to be able to take. It is not necessarily
articulated in the same terminology that we use at events such
as this, but it is absolutely happening.
My first rule for how we need to engage with
the public is that we need to start with where they are and with
the conversations that they are having. Issues that people raise
on doorsteps are about feeling powerless, about feeling that there
is nothing that they can do and that things are done to them,
whether by Europe or by corporations. That is absolutely about
constitutional reform, even if it is not being expressed as, "I
want a written constitution" or "I want a constitutional
convention."
The other thing that I wanted to flag up is
that people need skills in order to be able to participate effectively
in a democracy. That is something that we often lose sight of,
particularly in rooms such as this where we all have such skills.
It is easy to lose sight of the fact that not everybody does.
One thing that was really exciting about the Scottish referendum
was the process of people getting and learning those skills. The
Electoral Reform Society Scotland did some brilliant work in its
"Democracy Max" programme, which I am sure Katie will
reflect on more.
Equally, when it comes to constitutional conventions,
there are good things that we can do in terms of having a learning
phase for the public participants, so that they go into it with
a sense of their own expertise. We can have joint work between
the public and politicians, as Katie suggested and as happened
in the Irish model, so that there is recognition of that expertise.
That creates a different way of working, which is different from
the daddy deliberation that Anthony was talking about involving
politicians meeting with the public in a room and saying, "This
is how it will work, and, no, you can't do that." If this
is to work, it has to be done in a different way, using a different
style of politics.
The other thing that I would say, which was
shown by the Scottish referendum, is that the public get engaged
and participate when they feel that there is a decision being
taken that matters to them and where they feel that they can have
a say. All too often, they feel that they do not actually know
how to influence things or how to take part. Roger talked about
them not liking processes. I am sure that that is true in terms
of how he was framing it for the point, but when people choose
to participate, the process really matters. It matters that people
see what the process is and, crucially, what the outcomes will
be. We all know people who say, "There is no point getting
involved in this consultation. They Government already know what
they are going to do. It will not make any difference." We
need to spell out the process, its independence and be honest
about the outcomes. You often cannot change everything. It would
be lovely if we all could, but it does not work like that. We
should not raise people's expectations that their input will do
something that it cannot. We should be explicit about what they
can do.
My first point was about having a conversation
where the public are. The second is about giving people the skills
to enable them to participate in democracy. My third point is
about being clear about the process and what the outcomes are.
How we do that at Unlock Democracy is by clearly differentiating
our work between encouraging the public to participate in government
and political processes and our campaigning. We obviously have
a campaigning agenda. I want a written constitution.
I am also running a survey, taken by more than
2,000 people so far, for the Political and Constitutional Reform
Committee about the "new Magna Carta" inquiry. It does
not advocate one thing or another; it is about facilitating public
participation, taking a report that was quite technical and detailed
and picking out key, highlighted issues and allowing the public
to air their views. That is not only important in terms of the
public having confidence in the process and wanting to participate
in it, but a fascinating exercise for us as an organisation. We
sometimes learn that the public are absolutely with us on our
policy agenda. In terms of the working that we were doing on lobbying,
there was pretty much universal agreement among the thousands
of people who participated. We also got around 4,500 people to
submit evidence on the draft House of Lords Reform Bill a few
years ago. Actually, people agreed with us about the idea of having
an elected House of Lords, but on some of the more detailed policy
issues they did not agree with some of the things we had come
up with. We took a much more compromised route and they were being
much more hard line about things like length of terms: they were
much clearer that they did not think that you should have long
and unrenewable terms, and that that was not democratic. So you
can learn interesting things by separating out our campaigning
mission, our mass mobilisation campaign, from our participation
exercises .
To tell you a little bit about our "Unlock
Magna Carta" campaign: we started planning this over a year
ago, because we were concerned that the celebration of Magna Carta
would fit very neatly into a slightly nostalgic, sentimental,
"Weren't we wonderful in 1215? We came up with these brilliant
ideas. Isn't it all nice and hunky dory?" We want to make
sure that there was a debate not just about where people thought
power should lie in 1215, but about what they thought should happen
today. Also, we wanted to have a conversation that was not just
in the Westminster village. So we are hoping to run this project
in a way that both educates people about what is in the Magna
Carta, but also gets them thinking about what rights and freedoms
they want protected today. It might be something completely different
to what we would necessarily put forward as an organisation.
Although the project is being run by Unlock
Democracy, it is funded by the Heritage Lottery Foundation and
it is involving a very wide range of civil society organisations,
including the Democracy Matters coalition, which has all kinds
of community organisations, including the Workers' Educational
Associationdifferent organisations that can take it into
different communities. One thing that we know all too well is
that it is really easy to run a so-called public engagement exercise,
which involves a meeting in Parliament, with people saying "I
can get you a few hundred people. It's a doddle for me to do."
They are all signed up and they will raise valid issues, but it
does not move the conversation beyond the people who are already
committed to this as an area and as a policy issue.
One of things that we found at our launch was
that a large number of people at the launch event had already
written their own Magna Cartas. That's great. I'm really pleased
that people have done that, but I want the conversation to be
about more than those people. If we are going to do what we want
to do, which is to start a national debate about these issues,
then we have to take it outside the people who are already having
this debate, into communities that have not started to think about
these issues in this way.
So we are doing all kinds of different events.
So far we have got things planned in Bristol, Croydon, Manchester,
Lincoln, Leicester, Liverpool, Durham, Edinburgh, Newcastle, Nottingham,
Sheffield, Oxford, Birmingham, Cambridge and London. If your city
or locality is not listed and you would love to organise an event,
please do let us know.
The other thing I would just say is that, as
part of the education work aroundwe have a quiz on our
websiteunlockdemocracy.org.uk/magnacartaall about
the Magna Carta, which is both fun and surprisingly tricky. Apparently,
my perfect score doesn't count, because I help draft the questions.
So obviously I'm upset about that, but I'm challenging everybody
else in this room to take it and to do really well.
As Katie said, this morning we were handing
in this petition to No. 10 about our campaign for a constitutional
convention. It's the start of something. It's the beginning of
a journey. It's about building consensus. Because we want to change
the way we do politics around these issues, so it's not just a
question, as Nick said and as Roger also said, about Westminster
handing out powers or handing out a particular proposal, but about
engaging the public meaningfully in that conversation. For projects
like "Unlock Magna Carta" to work, and for our constitutional
campaign to work, we need to take that conversation outside London
and outside Westminster, and we need to bring it to as many different
organisations and as many different people as possible. I very
much hope that people will join us on that journey.
QUESTIONS AND DISCUSSION
Chair: Excellent. So any questions, comments
or reflections for Alex, first of all? Then we'll have a more
general discussion. Okay. In that case, we will open up for general
discussion. I am keeping a list of the practical ideas that have
come up. Let's have several contributions, and then we will have
responses from the panel.
Stuart White: The theme of the panel
is public involvement, engagement and participation. I suppose
that one important issue in thinking about that is how the state
treats people when they try to get involved or engaged. I am drawn
back to one of the pieces of data that Roger presented at the
start, which is the fact that 91% of the British public support
the right to protest. That got me thinking about the right to
protest and the status that it has currently in the UK. If you
take a deliberative view of what democracy is, the right to protest
and the right to assembly are absolutely crucial. They are
crucial to the ability of the citizen to initiate a conversation
with politicians and with fellow citizens about what is being
done. I am not confident, when I look at how protesters and people
trying to assemble are treated at the moment, that we have a robust
right to protest.
If I look at the treatment of Occupy Democracy
recently when they tried to assemble close to Parliament, and
the treatment of student protesters on many university campuses,
I do not see a robust right to protest. It seems to me that if
you protest outside some very restricted parameters today, you
run the risk of being filmed by the police, and you run the risk
of your data being put on a database of so-called domestic extremists.
You run the risk of being kettledI was kettled in Julyand
you run the risk of being prosecuted under public order laws.
So here are some of our fellow citizens who have a very high level
of moral engagement with public issues. They are trying to get
involved and they are trying to engage their fellow citizens and
the elite with the questions that concern them, and the state
treats them in what I think is a very disrespectful and intimidatory
way. A starting point is: what do we do about the right to protest?
Adam Ramsay: Thursday last week was the
800th anniversary of the coronation of Alexander II of Scotland,
who, as I am sure you all know, is a very important figure in
our constitutional history. A few months later, he led an army
south to support the barons against King John and helped secure
the Magna Carta the first time round; in fact, he got all the
way to Dover. He also signed the treaty that drew the border between
Scotland and England.
Looking forward, it is worth thinking about
the trigger points that are going to come over the next year or
two to shape this debate, because this is not happening in a vacuum.
The reason I mention Alexander II is that there is another Alexander
coming south from Scotland in the next few months and preparing
to rip up the British constitution. The SNP have been very clear
that in order to get support from their perhaps 30 or 40 MPs,
a Labour Government will have to devolve even more powers than
the Smith commission is proposing, as well as scrapping Trident,
ending austerity and so on. If it is a Tory Government, we have
got the prospect of a European referendum coming up. I am not
going to say much more about that, but it is worth remembering
that there will be some quite serious constitutional debates over
the next two or three years. These things are not fitting into
an abstract vacuum; they are fitting into a very high-energy context.
Martin Smith: A big elephant in the roomits
head has poked through a bitis the role of political parties,
or really the failure of political parties. There are two fundamental
problems. One is that the major parties in the UK are 19th-century
organisations that were created inside Parliament; they have always
had relatively weak links with civil society, and I think that
those links have broken down significantly now. The problem with
that is that the mechanism for ordinary people to get into politics
is very much defined by parties. If parties are not functioning
as transmission valves for ordinary people to stand as councillors
or MPs, or as ways for them to express their interests, there
is a real block on ordinary people having any say over politics
beyond big issues such as constitutional conventions. Actually,
what people want is a say over things that affect them every day,
and if parties are not giving them that mechanism, how do they
do it? In rethinking the constitution we need to think about how
people can be represented in politics outside parties. Most people,
as I am sure the surveyors can tell us, no longer have any strong
attachments to parties, so why are parties still driving politics
when people do not feel that parties are very important?
Chair: Duncan, do you want to say anything
about political parties? This is a fundamental point that now
affects all the parties because of the diminishing numbers of
members.
Duncan Hames: I certainly accept the
observation that political parties are failing. If there are other
models that we could embrace, I am sure there would be plenty
of people queuing up to embrace them and maybe that is part of
the work that needs to be done, but there are also myths about
access to political parties. In my experience, it is not difficult
for someone to join my political party and find themselves standing
for the council or even for ParliamentI believe there are
still a number of vacancies for next May. [Laughter.] I
joke, but the bigger barriers are often to getting elected, which
is less about how parties work internally and more about questions
of money in politics and about the expectations we have of people
seeking to become Members of Parliament. When I say "we,"
I don't mean the expectations of the selection committees of political
parties as much as some of the expectations of members of the
public. Although I agree with the initial premise, I think some
of the questions that poses for us about how our democracy works
are questions not just for the people running political parties,
but for all of us taking part in this discussion.
Chair: Definitely. We are to publish
a report this week on the future of the political parties, doing
a little scene-setting and hopefully offering some practical thoughts
and reflections, so it is very relevant. I am conscious of time,
so I am just going to take some other contributions before asking
the panel to respond to anything to which they would like to respond.
Is there anyone who hasn't contributed who wants to contribute?
Colin Miller: Part of the answerthis
would not replace political parties but would run alongside themis
the way in which we think about how democracy functions. At the
moment we have purely elective systems, and there are quite a
lot of us who think that running in parallel to and having as
much formal status as representative democracy is incorporating
systems of participative and deliberative democracy. That is not
new: it happens in Brazil, the United States, India and all around
the world, and it is perhaps beginning to happen in this country.
I have been involved with community development for donkey's years,
so I have seen it happening and functioning in this country now.
Scotland has developed the first Community Empowerment Billno
one is talking about that, but it is critically important. I think
that would be the way in which we start reinvigorating and reinventing
our democracy.
Professor Ian Cram: I am interested
in knowing the panel's views on the role of social media in encouraging
a more deliberative democracy. The younger generation is clearly
using that, and some of us in this room are using it, too, but
I wonder whether social media gives an easy form of commitment
to political movements. People can like something on a Facebook
page or retweet without having to do the work and have the commitment
to a cause. Formerly, they would have had to go out on a rainy
night to knock on doors, and this new level of political commitment
among younger people perhaps does not really represent a deeper
engagement with political issues.
Frances Foley: Something that comes up
again and again is the role of political parties. What is reflected
in public opinion is often what you find is entrenched in the
political system, in the political parties. In this country, the
fragmentation of political parties is, I feel, partly down to
the way we hold a democratic debate, which is reflective of the
party systemquite antagonistic, quite confrontational,
and not used to consensus and coalition building. I have lived
and worked for quite a while in Germany. I have experience there
of trying to do democratic debate with people and organising discussions
like this one. I am not necessarily saying that all the problems
are solved by a more proportional system, but I would say that
the character and nature of the debate that people have, and the
tone and the deliberative exercise, feel very different when people
are used to a different system.
I would suggest that also rearing its head in
the British system now is the breakdown of the political party
system. People do not trust politicians because they do not feel
there is honesty, and because of the strength of the party Whip
and the corralled nature of party politics, which could also be
changed by changing the political and voting system. So I would
suggest there is a symbiotic relationship between the democratic
debate and the nature of that debate and the party system, and
that what you see coming up quite often now is the revival or
emergence of single-issue parties that reflect the interest that
people have in issues rather than party allegiance, which is partly
to do with sociological factors such as the breakdown of the class
system. They are all interlinked and the democratic debate is
the same.
Alan Renwick: I have two points. First,
I want to respond to the very interesting discussion happening
in the seats behind me. It seems there are two models for how
the public might be persuaded to engage in politics: the populist
model and the deliberative model. The populist model basically
says that you follow whatever thoughts happen to be going through
the voters' minds at a particular point in time. Alas, many of
our politicians have come to the conclusion that that is the only
way they can engage with the public these days. Of course, these
are mere opinions, to use Roger's terminology. If you follow those
opinions, you get all sorts of nonsenseyou do not get a
focus on a process, as Duncan Hames suggestedand the processed
thoughts are likely to be highly incoherent. So if we are going
to save ourselves from that, it is vital to try to get public
deliberation into our politics.
When we have a deliberative process, people
understand how process affects outcomes and you can begin to develop
coherent thinking about process. If people see their fellow ordinary
citizens, randomly selected, having thoughts about process and
saying that process matters, that begins to get others thinking
about it. So I think it is vital that we develop public deliberation
involving a random selection of citizens as a part of our constitution-making
process and also our regular political process.
Secondly, Katie, Alex and Nick all mentioned
the Irish model of a constitutional convention. I am probably
partly to blame, because I am one of the people who have argued
for it, but we should be careful. The Irish model is a really
good one in terms of the composition of a constitution-making
body and in terms of getting randomly selected citizens and politicians
deliberating together. In terms of its process, it was terrible.
They had eight constitutional issues that were chosen only because
they were the eight issues that the two governing parties could
not agree on, and they basically had one weekend on each issue,
so there was not remotely enough time for them to engage. [Interruption.]
They had some ability at the end to choose their own, yes. What
you need is a much longer process involving a phase of learning
where they hear from all sorts of different voices, then a phase
of consultation, going around the country, and a phase of deliberation
when they can really think about it very carefully.
Chair: Point completely taken. We need
to take the best of what has happened elsewhere and craft something
unique for the UK. There have been some fascinating themes. Stuart
asked how the state behaves in relation to the right of protest.
Adam rightly talked about the trigger points out there and possible
catalysts for constitutional debate. We also discussed: the role
of political parties; how democracy functions and the potential
for a more deliberative democracy; the role of social media; proportional
representation; and issues around the system before us changing
and fragmenting. There was also a really interesting point: a
call for more public deliberation. We will start off with Roger.
Do not feel that you have to respond to everything, but perhaps
make a couple of points.
Roger Mortimore: It is certainly important
to think about social media. That is creating probably the biggest
change in the way that public opinion is formed since the introduction
of mass newspapers 150 years ago. We are suddenly in a position
where, instead of the public being able to talk only to other
people that they know and are in active contact with, they can
talk to anyone, anywhere in the world, at any time. Potentially,
that has great positive implications for the ability to deliberate:
to find out about issues, discuss them with other people who are
interested in them and come to a sensible conclusion. It may work
out wonderfully well.
The thing that makes me cautious is what is
also happening as part of that process, which is that more and
more people seem to be moving away from relying on the professional
media and professional journalists, who, even though many have
partisan views, at least to some extent rely on expert and accurate
knowledge to put their cases, and moving towards the citizen journalist,
the amateur journalist and the complete flake who runs a website
somewhere in Wisconsin. The quality of input in this debate is
by no means guaranteed to be good enough, but it is undoubtedly
a massively important development that we really need to be aware
of.
The other point is the important point that
Alex raised. It really is important to avoid raising the public's
expectations beyond what is practical. One of the big things that
seems to be driving things at the moment is that the public feel
that they want to have more of a say than they are having at the
moment. That message is coming through in a lot of the suggested
changes and reforms: ways in which we can move towards deliberative
decision making or whatever.
I hope that I am wrong, but I think that a lot
of what is behind, "I want to have a say," is, "I
want to get my way." Those two go together, and having a
say and then still not getting the right decision actually disengages
people more than the system at the moment.
If you look at, for example, some of the decisions
that are being decided by public consultation at the momentlook
at the National Health Service consultation in London on the closing
of hospitalsthe people who have put their cases in those
consultations and found that the decision has gone against them
are even angrier than they would have been if there had never
been a consultation. They are convinced that the process is fixed
and that the entire thing is dishonest, so you create a dangerous,
counter-productive situation.
We must be realistic about expectations and
we must be aware that the public come up with these expectations
themselves. They can go into things expecting far more than we
can offer them, or even what we are saying that we can offer them.
Nick Pearce: To pick up the points on
political parties, I have found Peter Mair's writings to be an
indispensable guide to this issue: the analysis of the structural
reasons for the decline of political parties and their gravitation
towards the state both in public office-holding and in professional
routes of recruitment, selection and so on. A vice exists between
being parties of government that have to govern responsibility
and the role of representing the authentic expressions of people's
will. Populist parties can just ignore that. They can just say,
"We are parties that authentically represent the people."
The Five Star movement in Italy refused to enter a Government
because it did not want to be responsible for implementing its
manifesto; it just said, "We're not having anything to do
with government." That does not lead me to think that you
should seek to move beyond parties; rather, it leads to an argument
for the reform of parties. In the UK, the sustained insurgency
has come from people creating or growing partiesUKIP, the
Greens and the SNPnot from the non-party civil society
movements. Although there is an "after party" in the
US created by the Occupy movement, it hasn't gone very far.
I caution against the idea that we are moving
to a "beyond party" system. I think that the party system
is fragmenting and changing, and that it needs much deeper reform.
I completely agree with Martin that it needs to move out into
civil society much more deeply. However, an absence of parties
would mean that democracies become dominated and constrained more
by vested corporate interests than by citizens. That is my response
to that.
On the question of social media, the best example
in Europe of parties existing in and using social media is the
Pirate party in Germany which, for a while, looked like it would
become a serious player. As you know, it won big vote shares in
different Länder and it created this thing called liquid
democracy, but it was annihilated in the subsequent national elections;
it went nowhere, and liquid democracy went down the plughole,
as it were. That is a cautionary tale about believing that you
can do politics without organisation, some kinds of hierarchy,
aggregating interests, and forming and sustaining the loyalties
that parties represent. I agree completely with Stuart about protests.
I think that the Terrorism Act 2000 has been abused and needs
reform.
I agree with Adam, except that I think Salmond
will come south as Charles Stewart Parnell, not as Alexander II.
The confluence of Scotland, the UK and Europe is the issue that
we will face next May, and it really needs thinking through.
Alexandra Runswick: On
the social media point, I think it is fascinating that, on one
level, it is far easier to contact our elected representatives
than it has ever beenmany have Facebook pages and Twitter
accounts, as well as the usual surgeries and the more traditional
methodsyet people feel a bigger disconnect between them
and their elected representatives.
Can social media be helpful? Absolutely. Is
it always? No. We have to be realistic about what it can and can't
do. I have some MPs as Facebook friends, and their comment threads
would not encourage me to participate in any kind of political
debate. Trying to get messages into 140 characters will not foster
deliberation, but there are other forms of social media that can
do that. We need to make sure we use the different forms of social
media for the things that they are good at and not try to use
every single form of communication in exactly the same way, because
that doesn't work. Communities form in different ways in different
places.
On the points about political parties, there
are two things that I want to touch on briefly. First, part of
the problem is that we have lost the ability publicly to deliberate.
We do not have a public sphere to explore big ideas. Yes, I want
deliberative democracy mechanisms, but I don't just mean in that
kind of formalised process. It is about how we debate issues and
whether politicians have the space to talk about issues, not just
specific announcements.
Secondly, on how political parties operate,
one of the challenges is what they ask their members to do. We
always quote the figure about there being three members of the
RSBP for every member of a political party, but to be a member
of the RSPB you hand over money, you get a newsletter that you
want to receive, and you have to look out of your window once
a year and count the birds. To be a member of a political party,
you start more enthusiastically because you care about your community
and a particular policy agenda, and you get leaflet delivery rounds,
canvassing in the rain and committee meetings. That is not necessarily
an inspiring model of participation. Yes, there are big problemsNick
has already talked about themabout the factoring of political
parties, our electoral system and those kind of things, but we
also need to think about what the offer from political parties
is.
On the fear of protest, yes, absolutely that
is a problem. In terms of the points you raised, the fear and
likelihood of violence is hyped up before any kind of protest
event, so they are seen to be a bad thing, rather than people
having a say about their country and what they think should happen.
It is going to take a big culture change to challenge attitudes.
One of the things we are trying to do in looking at these more
deliberative models is find ways that can bring about that culture
change.
Lastly, on Alan's point about the Irish model,
I completely agree it is not perfect. One reason I like the Irish
model is that it did quite well, despite all the things it was
given. There was a lot of scepticism, from me included, at the
beginning of the process, about the fact that, as you said, it
was the issues that political parties could agree on and was a
very tightly controlled agenda. Actually, they made something
out of it. It has gone further than certainly the political parties
expected. That is one of the things that I find optimistic about
these processes: they can achieve much more than people think.
Because of their legitimacy, they take on a life of their own
and go further than people think.
Chair: Great. It is 4.25 pm, so we have
done well in terms of time. I am going to read out the 10 practical
ideas that I have gatheredI do not know how practical they
are, but they are certainly ideas that I gathered from this discussionand
then I shall hand back to Graham.
The first was touched on by Nick and is identifying
the concrete issuesthe openings, the paths, the things
that people do care and want to talk about. You talked of privacy
and surveillance, and others had other ideas, but it is the way
of getting people engaged in where power lies and making sure
there is a deeper more meaningful process of change that people
feel is worth their while. Alex also touched on stuff being worth
your while when it comes to modern ways of parties opening up.
We had the point about avoiding daddy or mummy
deliberation, which I suppose is another way at looking at the
same thing. It has to be meaningful and treating people as equals.
We had Graham's rallying call to bring ideology, belief, passion
and vision back into this. That is very much linked to Alex's
idea of having a public sphere and a place where big ideas can
be discussed, not just the machine announcements and the top-down
stuff that, for completely understandable reasons, we have seen
with the professionalisation of politics.
There is the point about starting with where
peoplethe publicare at and things that people care
about. There was a very practical suggestion around skills building
and whether deliberative processes can help people not only meaningfully
to participate in something now but, if they are a 25-year-old
taking part, is that then a skill they have for life? Would they
carry on as a different kind of democratic citizen?
There was a point about spelling out the process
and the outcomes with any of this stuff, making it really clear
from A to Z what will happen and what will come next. Linked to
that was a point about translationtranslating White Papers
and some of the stuff that comes from our political institutions
so that people can have their say when it is put into bite-sized
bits. I know Graham's Committee feels strongly about making huge
efforts to reach out and do that kind of translation. Civil society
organisations have a role in that.
I think, if I have done that right, that makes
nine. Something practical that you could all do is the quizit
would be a fun thing. This has been a really rich discussion with
many themes and points of interest. I hope it has been valuable
in thinking about the bigger piece around a written constitution.
It has been fascinating. I want to say a warm thank you to Roger,
Nick and Alex, and to hand back to Graham.
CLOSING REMARKS
Graham Allen, Chair, Political and Constitutional
Reform Committee, took the Chair.
Chair: Thank you, Katie. I will not keep
you long but I will add No. 11, which is the possibility of winning
a bottle of House of Commons champagne if you write a 200 to 300-word
preamble to the written constitution. We have deliberately left
this blank in order to reveal a Jefferson or Hamilton lurking
in the audience. We went to Cardiff last week and made the same
offer. There was a room with about 50 people around a board table.
I said, "I want you guys to do this. Are there any great
users of prose or poets in the room?" All the hands went
up. So they have all got a letter asking them to fill this in.
That would be good fun. Life, liberty and the pursuit of happiness;
what is our resonant, ringing demand, clarion call for a written
constitution?
I am not going to make a long wind-up. I think
everyone has had a great day. It has been a tiring day because
we have all been on the ball and interacting. We have had some
tremendous contributions from the top table and a lot of really
good comment and questions from the audience. I hope we have had
some good breaks with some good networking going on.
We will carry on. As far as we are concerned
the partnership, which is a unique one, with our Select Committee
working with King's, is unprecedented in the history of the House
of Commons. The fact that we produced a report and then campaigned
on it is unprecedented in the House of Commons, as is the fact
that we employ someone who is there just to campaign and get the
message out. We have linked to all the great organisations, many
represented at the top table and with us today, to do a survey
on a written constitution. That and the fact that we have conducted
a voter-engagement exercise show that we are committed and determined
to do something.
I will end as I started. We thought when we
started on this journey that it would leave a legacy and at some
point somebody somewhere might pick it up. However, recent politics
indicates that that day may come sooner than we thought. What
we are going to do to help that happen is continue to keep our
deliberations open and continuing through the new year, with the
manifesto process, the election process and, now let us add, the
possible coalition-making process. We are ready because we have
such great friends as we have seen today in the room.
One last thing. This has been hard work today
in the nicest sense, but we are going to have a little party in
the new year. I hope you will come. No one will need to make any
comments or speeches. We are just going to have a sausage on a
stick and a glass of wine, and we hope you will all join us. We
will let you know about that. Thank you for a great day.
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