Lessons for Civil Service impartiality from the Scottish independence referendum - Public Administration Contents


2  Serving two masters: a unified Civil Service

Background

8. The devolution settlement enacted in 1998 was couched as "a process not an event", implying that the 1998 arrangements did not represent an end state but would continue to evolve.[3] The Civil Service in the devolved administrations adapted, within the continuing legal concept of a unified Civil Service. However, in the period since 1998, little attention has been paid to the impact of the new divided political leadership under which the UK Civil Service now operates. The referendum campaign has exposed the practical reality for the Civil Service under Scottish devolution. For example, enforcement of the Civil Service Code in Scotland, which constitutionally should be UK-wide, has been devolved to the Scottish Government's Permanent Secretary, Sir Peter Housden.

HISTORY

9. Devolution in the UK is asymmetrical: there are fundamental differences between each devolution settlement. The arrangements for Scotland and Northern Ireland resemble each other to some extent, but this resemblance is limited. Both administrations have a devolved legislature and an executive. Both the Scottish Parliament and Northern Ireland Assembly have primary legislative powers, on all matters not reserved to the UK Parliament.

10. A separate Northern Ireland Civil Service was established under the Government of Ireland Act 1920, which continues to operate in Northern Ireland today.[4] The devolution legislation passed in 1998 adopted a different concept for Scotland and Wales.

11. There was no requirement to legislate for a specific Scottish Civil Service. Until 2010 the UK Civil Service was constituted by means of an Order in Council. The Scotland Act 1998 reserved the Civil Service to Westminster.[5] There had been a separate Scottish Office since 1885, which already operated administrative devolution. Following devolution only certain Scottish civil servants working in devolved subject areas would report directly to the new Scottish Executive, whereas UK-wide departments, such as the Department for Work and Pensions, would continue to report to the UK Government.

12. Written evidence from Richard Parry, a University of Edinburgh academic, argued that, although the Civil Service of the Scottish Government "has various managerial relationships with departments of the UK government as part of the unified Home Civil Service, this does not compromise its exclusive political accountability to Scottish ministers, and so talk of a 'dual obligation' is somewhat misplaced."[6]

Devolved Government, unified Civil Service

13. Professor Jim Gallagher of the University of Oxford raised the "interesting general question of how the civil servants operating for governments that are of different political complexions should work together."[7] This underlined the conclusion of our 2013 Report Truth to Power that "the impact of devolution and decentralisation on one of our central institutions of state [the Civil Service] has hardly been given any external consideration, and yet the consequences are potentially very significant and underappreciated."[8]

14. In Scotland and Wales the Civil Service remains a UK matter in law.[9] In practice, however, the Scottish Government and Welsh Government have autonomy over staffing, promotions and grading, and pay settlements.[10] The single UK framework tends only to apply to the highest reaches of the Home Civil Service-the Senior Civil Service.[11]

15. Civil servants in the Scottish and Welsh Governments are accountable to ministers in their respective Governments in the same way Civil Servants in UK departments are accountable to their respective ministers.[12] The Scottish Government's 2013 written evidence to us for our earlier inquiry on the future of the Civil Service cited its two-fold responsibilities:

    To deliver the policies of the elected Government of Scotland, which includes delivering the current Scottish Government's purpose of creating a more successful country by increasing sustainable economic growth with an opportunity for all of Scotland to flourish; and to act with integrity, impartiality, objectivity and honesty.[13]

16. A Memorandum of Understanding between the UK Government and devolved administrations sets out the expectations for interactions between the administrations as well as situations where information may not be shared.[14]

Is the Civil Service still unified?

17. Professor James Mitchell, Professor of Public Policy and International Relations at the University of Edinburgh, suggested that there had never been a unified civil service:

    We can overstate the extent to which devolution has affected things. That said, yes, I think things have progressed further and, informally, there is a distinct Scottish Civil Service. There always has been, but it is more distinct now than it was in the past.[15]

18. Akash Paun, Fellow at the Institute for Government, told us that:

    There was a reasonable rationale for maintaining the unified Home Civil Service at the outset of devolution […] The perception was that it facilitated a more informal form of intergovernmental relations that enabled differences to be resolved without escalating to more formal dispute mechanisms. […] Over time, however, what we have seen is, first of all, that political diversion since 2007 has pulled things apart and, also, the gradual evolutionary change of Civil Services in the respective capitals becoming more systems unto themselves.[16]

19. The Rt Hon Peter Riddell, Director of the Institute for Government, suggested that the traditional model of the Civil Service had adapted to address different governments with different views and said "it is evident already that, in practice, Scotland and Wales are at least more distinct Civil Services" that have, for example, different pay scales.[17] Of the Scottish Government's Civil Service he said:

    Scotland has its own reform plan; it is not the same as the one that applies here. The Civil Service has changed an awful lot in Scotland. It is much more outcome­directed. There have been a lot of reforms. They, of course, have an integrated rather than departmental Government structure in Scotland. It has changed a lot, but not in the same ways as in England.[18]

20. Akash Paun argued that it was "more and more of a constitutional fiction that there is a single unified Civil Service anymore".[19] Professor Jim Gallagher pointed out that in practice, the operation, administration, and pay and rations of the Civil Service in the devolved administration were a matter of devolved responsibility. "The only things that are required to be the same are the code and values, and the peer and grading structure of the most senior staff."[20]

21. The Rt Hon Peter Riddell told us that, regardless of the referendum outcome, there would be "an increasing recognition that there are separate Civil Services within that umbrella".[21] He suggested that after the referendum, it would be important to return to the issue of the future of intergovernmental relations across the country:

    We would argue that all parties need to reassess—it would probably be after the general election, in practice—and recognise that there are separate structures […][22]

22. Professor Michael Keating of the University of Aberdeen was in favour of having a Scottish public service separate from the UK Civil Service, in order to provide "greater flexibility for changing the structure of the Civil Service in Scotland".[23] He noted that the need for this had been somewhat lessened by the organisation of the Scottish Government, which has changed considerably "from the Whitehall model".[24]

23. The Scottish independence referendum raised the broad question of how the civil servants serving governments of different political complexions should work together, and the impact for a unified Civil Service regardless of referendum outcome. Professor James Mitchell told us that "informally, there is a distinct Scottish Civil Service. There always has been, but it is more distinct now than it was in the past".[25]

24. In practice the single unified Civil Service has become something of a constitutional fiction, since civil servants in Scotland are expected to serve the Scottish Government in the same way as civil servants in Whitehall departments serve the UK Government. However, the advantages that flow from having a single Home Civil Service justify the retention of a single UK Civil Service.


3   National Assembly for Wales, The history of Welsh devolution, undated Back

4   nidirect, The Northern Ireland Civil Service, undated, and Section 8 of the Government of Ireland Act 1920 Back

5   Schedule 5, Scotland Act 1998 Back

6   Richard Parry [SIR7] Back

7   Q 14 Back

8   Public Administration Select Committee, Eighth Report of Session 2013-14, Truth to power: how Civil Service reform can succeed, HC 74 [incorporating HC 664-i-x, Session 2012-13], September 2013, paragraph 169 Back

9   Scotland Act 1998, section 51 and Schedule 5, paragraph 8; Government of Wales Act 1998, section 34 Back

10   House of Lords, Select Committee on the Constitution, Devolution: Inter-Institutional Relations in the United Kingdom, Second Report of Session 2002-03, HL 28, paragraph 151 Back

11   As above Back

12   Derek Jones, Permanent Secretary, Welsh Government, Future of the Civil Service written evidence, May 2013 Back

13   Scottish Government, Future of the Civil Service written evidence, May 2013 Back

14   Cabinet Office, Devolution: memorandum of understanding and supplementary agreement, March 2010 Back

15   Q 382 Back

16   Q 442 Back

17   Q 455 Back

18   As above Back

19   Q 445 Back

20   Q 9 Back

21   Q 442 Back

22   Q 442 Back

23   Q 9 Back

24   As above Back

25   Q 382 Back


 
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Prepared 23 March 2015