Joint Committee on House of Lords Reform Second Report


Proceedings of the committee relating to the report

SESSION 2002-03

DIE MARTIS, 25º FEBRUARII 2003

Present:
Lord Archer of Sandwell

Viscount Bledisloe

Lord Brooke of Alverthorpe

Lord Carter

Lord Goodhart

Lord Howe of Aberavon

Lord Oakeshott of Seagrove Bay

Baroness O'Cathain

The Earl of Selborne

Lord Weatherill

Mr James Arbuthnot

Mr Chris Bryant

Mr Kenneth Clarke

Dr Jack Cunningham

Mr William Hague

Joyce Quin

Mr Clive Soley

Mr Paul Stinchcombe

Mr Paul Tyler

The Joint Committee deliberate.

Ordered, That the Joint Committee be adjourned to Tuesday 1 April at Ten o'clock.

DIE MARTIS, 1º APRILIS 2003

Present:

Lord Archer of Sandwell

Viscount Bledisloe

Lord Brooke of Alverthorpe

Lord Carter

Lord Forsyth of Drumlean

Baroness Gibson of Market Rasen

Lord Goodhart

Lord Howe of Aberavon

Lord Oakeshott of Seagrove Bay

Baroness O'Cathain

The Earl of Selborne

Lord Weatherill

Janet Anderson

Mr James Arbuthnot

Mr Chris Bryant

Dr Jack Cunningham

Mr William Hague

Mr Stephen McCabe

Joyce Quin

Mr Terry Rooney

Mr Clive Soley

Mr Paul Stinchcombe

Mr Paul Tyler

Dr Jack Cunningham, in the Chair.

The Order of Adjournment is read.

The Proceedings of Tuesday 25 February are read.

The Joint Committee deliberate.

Ordered, That the Joint Committee be adjourned to Tuesday 29 April at Ten o'clock.

DIE MARTIS, 29º APRILIS 2003

Present:

Lord Archer of Sandwell

Viscount Bledisloe

Lord Brooke of Alverthorpe

Lord Carter

Lord Forsyth of Drumlean

Baroness Gibson of Market Rasen

Lord Goodhart

Lord Howe of Aberavon

Lord Oakeshott of Seagrove Bay

Baroness O'Cathain

The Earl of Selborne

Lord Weatherill

Janet Anderson

Mr James Arbuthnot

Mr Chris Bryant

Mr Kenneth Clarke

Dr Jack Cunningham

Mr William Hague

Mr Stephen McCabe

Joyce Quin

Mr Terry Rooney

Mr Clive Soley

Mr Paul Stinchcombe

Mr Paul Tyler

Dr Jack Cunningham, in the Chair.

The Order of Adjournment is read.

The Proceedings of Tuesday 1 April are read.

A draft Report is proposed by the Chairman, brought up and read.

A draft Report is proposed by Mr Paul Stinchcombe, brought up and read as follows:

"PART ONE : HOW TO RESPOND TO THE VOTES OF 4TH FEBRUARY 2003

Introduction

1.  We began our First Report by reminding ourselves why, over the past century, all attempts at reform of the House of Lords have failed - it was because of the lack of agreement on what was needed to replace the existing House. We went on, however, to state our firm resolve to play our part in avoiding the repetition of that history:

'...(W)e believe that there is now an historic opportunity to enact a reform which will enable the second chamber to continue to play an important and complementary role to the Commons, with its future at last secure.'

2.  And yet despite our early optimistic protestations to the contrary, history is clearly in danger of repeating itself.

3.  In particular, by our First Report this Committee put before the Houses of Parliament seven options for the composition of a reformed House of Lords ranging from an all-appointed second chamber to one which was all-elected, with intermediate possibilities of a hybrid House of Lords part-elected, part-appointed in different proportions.

4.  On 4th February 2003, however, the House of Commons rejected each and every one of the options that was put before them. The votes were as follows:

  1.  Fully appointed        Rejected by 323 votes to 245  2.  Fully elected          Rejected by 289 votes to 272  3.  80 per cent appointed/20 per cent elected  No division  4.  80 per cent elected/20 per cent appointed  Rejected by 284 votes to 281  5.  60 per cent appointed/40 per cent elected  No division  6.  60 per cent elected/40 per cent appointed  Rejected by 316 votes to 253  7.  50 per cent appointed/50 per cent elected  No division.

5.  So it is that, despite our early optimism, despairing voices have urged this Committee to give in and give up.

6.  There is, however, a serious inhibition on the powers of the Joint Committee to dissolve itself by its own motion. In particular, the reform of the House of Lords is a matter for Parliament, not for the Joint Committee (and not for the Executive either). Through resolutions of both Houses, it was Parliament that established the Joint Committee as the vehicle to report to it on models of potential reform of the second chamber. Having created the Joint Committee by resolution, neither House of Parliament has yet resolved to wind it up.

7.  The Joint Committee firmly believes that it does not have the capacity to wind itself up. The Committee was established by the Houses of Parliament and not by itself. Accordingly, it is not for us but for the Houses of Parliament to determine the Committee's fate.

The options: wind-up the Joint Committee or give it a renewed mandate

8.  There are two options for the future of the Joint Committee which Parliament could decide upon - winding the Joint Committee up or asking it to continue and complete its work.

Four reasons for giving the Joint Committee a renewed mandate

9.  For the following four reasons we believe that if Parliament were to accede to counsels of despair and dissolve the Joint Committee, that would amount to a lamentable failure of Parliamentary resolve. Indeed, it would mean that Parliament had either colluded with - or surrendered to - a divided executive and an obstructionist House of Lords to prevent the latter's reform, when its reform was the sole purpose for which Parliament actually established the Joint Committee.

  1.  Restoring the credibility of Parliament

10.  Commentators have already noted the unusual voting patterns of certain Honourable and Right Honourable Members as highlighted by Early Day Motions 686 and 689. As those Early Day Motions reveal, several Honourable and Right Honourable Members of the House of Commons appear to have voted in an inconsistent fashion, leading - to a contrived rejection by the Commons of certain democratic models put before them on 4th February. In addition, commentators have also noted the fact that some Right Honourable Members of our own Joint Committee spoke powerfully in debate in the House of Commons in favour of a largely elected second chamber and then conspicuously failed to vote for it.

11.  Such behaviour inevitably adds to the political cynicism in the country, to the growing belief that there never was a firm intention on the part of Parliament to take the reform of the House of Lords remotely seriously.

12.  If Parliament were to confirm this impression by resolving to wind the Joint Committee up, the credibility of Parliament itself would be seriously undermined. Moreover, there could not be a worse time for Parliament to play so dangerous a game with the public's confidence in our democratic processes - the people's disengagement with politics is already such that mayoral candidates have been elected on joke platforms. Turnout is at an all-time low - down from 77.7% in the 1992 General Election to 59.4% in 2001, a loss of some 7 million voters in under a decade. Turnout in other elections is already far lower. The risk must be very real that turnout at the next General Election will be less than 50%. If it is, the legitimacy of democratic government itself will be in question. The opportunity for reforming the House of Lords is one which could reverse that trend, and to opt instead to undermine yet further the public's confidence in Parliament would be an act of monumental folly.

13.  The first reason for Parliament asking the Joint Committee to continue its work is that to do otherwise would reinforce the cynicism that the public already feels in our Parliamentary processes. Indeed, if Parliament were to vote to wind the Joint Committee up it would undermine the credibility of Parliament itself. That would be a very grave mistake to make.

  2.  Filling the leadership void

14.  As earlier indicated, the reform of the House of Lords is a matter for Parliament not the executive. Nonetheless the Joint Committee cannot help but note that despite the governing party's manifesto commitment at the last General Election,

'to completing the House of Lords reform and make it more representative and democratic, while maintaining the House of Commons' primacy',

the votes on 4th February - and the comments made in the run-up to the debate - reveal that the cabinet itself is deeply divided as to the best way forward.

15.  In addition, analysis of the votes cast in the House of Commons on 4th February reveals that these divisions run right through both the governing party and the official opposition.

16.  The second reason for Parliament asking the Joint Committee to continue its work is that with the executive split, with the major political parties deeply divided, and with the governing party thereby in danger of not being able to deliver on a firm manifesto commitment, there is an absence of political leadership on the issue of the reform of the House of Lords. This is a void that only the Joint Committee is positioned to fill. We believe that if the Joint Committee were to fail to fill that void it would be abdicating the responsibilities vested in it by Parliament.

  3.  Preventing an unacceptable constitutional settlement

17.  The Joint Committee is - as stated immediately above - the only vehicle by which the reform of the House of Lords can currently be progressed. If it were wound-up by Parliament that vehicle for reform would thereby be abolished. We would then be left with the status quo - a hybrid second chamber whose membership was very largely appointed but in smaller part there by accident of birth. This model is universally condemned and has been made to look even absurd of the recent election by the second chamber of a replacement hereditary peer from a candidate list of 81 former hereditary peers. It was precisely because the status quo was thought repugnant that the Houses of Parliament established the Joint Committee to preside over its reform, and to allow the status quo to stay by default will serve only to bring the second chamber into further disrepute.

18.  The third reason for Parliament asking the Joint Committee to continue its work is that the Joint Committee believes that to surrender our responsibilities now would leave the nations and regions of the United Kingdom with a constitutional status quo which is not remotely acceptable - a hybrid second chamber with the majority there only through the exercise of patronage and the minority there only by reason of the accident of their birth. The Joint Committee does not believe that it should condemn the constitution of the United Kingdom to such a settlement.

  4.  Fulfilling the original mandate

19.  The Joint Committee notes, also, that it has not yet fulfilled the mandate it was originally given. In particular, the Joint Committee was established by the Houses of Parliament:

'... to report on options for the composition and powers of the House of Lords and to define and present to both Houses options for composition, including a fully nominated and fully elected House, and intermediate options'.

In purported fulfillment of the above, the Joint Committee has - so far - presented to both Houses certain options. As we have noted above, none of these have commanded the support of the House of Commons. There are other options - however - which the Joint Committee has not yet even considered nor allowed either House of Parliament to vote upon. In particular, we have not given any consideration whatsoever to any option of either indirect election or election by secondary mandate.

20.  In the premises it is evident that the remit for which Parliament first established the Joint Committee has not yet been fulfilled. In these circumstances it would be obviously premature to dissolve the Joint Committee.

21.  The fourth reason for Parliament asking the Joint Committee to continue its work is that despite the breadth of our remit 'to report on options for composition... of the House of Lords', we have conspicuously failed to report to either House in respect of any option of indirect election or election by secondary mandate.

Conclusions on the options for the Joint Committee

22.  For all of these reasons, the Joint Committee invites the Houses of Parliament not to wind the Joint Committee up but to give it instead a renewed mandate to continue to consider options for the reform of the House of Lords which might reconcile the differences of opinion which the recent votes in the House of Commons dramatically exposed.

PART TWO : THE PREFERRED NATURE OF THE RENEWED MANDATE

The options: minor revision or radical reform

23.  The Joint Committee appreciates, however, that the votes on 4th February 2003 in the House of Commons indicate the scale of the task that now confronts it. If all past attempts at reform of the House of Lords have been broken by the failure to agree on its replacement, the rejection by the House of Commons of every single option for reform that we proposed by our First Report shows that disagreement still continues.

24.  Indeed, the scale of the apparent disagreement inevitably tempts us to ask the Houses of Parliament to invite the Joint Committee to consider first those areas in which the recent debates indicate the disagreements to be less serious - removing the remaining hereditary peers, improving the current system of appointment, considering the size of the second chamber, the age at which Lords might retire, and whether they should be remunerated.

Three reasons for favouring radical reform

25.  However, the Joint Committee believes that - for the following three reasons - it would be a grave mistake for the Joint Committee to continue to meet only to tinker with minimalist measures, not properly to debate radical reform.

  1.  Legitimising the illegitimate

26.  The first reason is that any Bill which simply addressed issues of peripheral concern would run the risk of legitimising the illegitimate, leading to the greater longevity of the Lords as it is currently and unacceptably composed. Whilst perfection should never be the enemy of the good, it must always be the enemy of the bad.

  2.  Practical difficulties

27.  The second reason is that there would be real difficulties in getting a minimalist Bill through either House of Parliament. The Commons would likely reject the reforms as insufficient and the Lords reject any Bill that expelled the remaining hereditary peers. Moreover, even if such a Bill could be enacted a real question has to be asked as to whether it would be worth the Parliamentary time taken to pass it.

  3.  Fulfilling the original mandate

28.  The third, and perhaps most important, reason is that minor tinkering with the more obvious failings of the status quo would not remotely address our wholesale failure to fulfill our original mandate properly to consider and report upon the options for potential reform of the House of Lords - not the least of which are the models of indirect election or election by secondary mandate which we have thus far ignored.

The Joint Committee's responsibility for past failure

29.  The Joint Committee accepts its share of responsibility for the current state of affairs. In our First Report we should have addressed the principled objections which Honourable and Right Honourable Members held against direct election, appointment and hybridity and endeavoured to develop constitutional models which might meet those concerns. We avoided that entire debate. Rather than attempt to reconcile the differences of Honourable and Right Honourable Members, we simply afforded them the opportunity to restate their previous positions.

30.  We were wrong to narrow the debate as we did, reducing a complex series of constitutional issues to the two alternatives of an all-elected and all-appointed second chamber (which we were obliged to present in any event) and a baffling series of arbitrary arithmetic options in-between. The Houses of Parliament should have been asked to debate not numbers but principles - legitimacy, primacy, expertise and, above all, participation. We needed to give Parliament the chance to do more than choose between varying proportions of members elected and members appointed, we needed to afford them the opportunity to consider the potential means of election to the second chamber. We failed to do so.

31.  We accept that our First Report will have left many Honourable and Right Honourable Members confused when they addressed those options on 4th February. In particular, through failing in our First Report to deal explicitly or at all with the issue of indirect election or election by secondary mandate, the Joint Committee denied those who supported such options any chance to vote for them. Moreover, some in this position - perhaps many - voted for an appointed second chamber instead of one which was elected, either in the mistaken belief that indirect election and/or election by secondary mandate was in fact a method of appointment; or because they feared that a vote for an elected chamber might yield a directly elected chamber with which they strongly disagreed. We accept that we should not have put Honourable and Right Honourable Members is so invidious a position.

The way forward

32.  For all of the above reasons, the Joint Committee believes that Parliament should give it a fresh mandate to do the job it should have done first time - to report on options for the reformed composition of the House of Lords which have not thus far been considered, including the options of indirect election and election by secondary mandate.

PART THREE : THE OBJECTIONS IN PRINCIPLE TO APPOINTMENT, DIRECT ELECTION AND HYBRIDITY

The context for further consideration: the objections to past options

33.  The context within which the Joint Committee must proceed to consider the options of indirect election and election by secondary mandate is necessarily provided by the objections in principle which were raised by Honourable and Right Honourable Members against the options which previously we reported to the House.

34.  The Joint Committee accepts, therefore, that it must take proper cognisance of the votes of the House of Commons on 4th February when it conducts its future work. In particular, the Joint Committee acknowledges that the options of 100% direct election, 100% appointment, and the range of hybrid chambers in-between have all been rejected.

35.  The Joint Committee believes that - in the light of those votes - it must investigate the detailed reasons why the House of Commons rejected all of the above options and consider whether, and if so how, those objections might best be accommodated. After all, it is those objections which lie behind the position we are in. Even if - as individuals - we do not agree with all of those objections, it is incumbent upon us at least to understand them. Otherwise we will never bridge the divisions of principle which separate us, so to achieve a broad consensus on reform.

  1.  The objections to direct election

36.  Those Honourable and Right Honourable Members who object to a directly elected second chamber do so - principally - because they believe that a directly elected second chamber would fundamentally undermine our bicameral system of Parliament, one which only works if one House has primacy over the other.

37.  In particular, they note that for centuries the Lords had primacy over the Commons because the landed aristocracy were perceived to be superior to the lower social orders. They note - further - that it was only with the advent of democracy that the Commons attained its primacy. They therefore conclude that democracy conferred upon the Commons a legitimacy with which the unelected Lords could never compete, and that this democratic legitimacy was the source of primacy. From this analytical premise they argue that history compels the view that if the second chamber was to be directly elected it would have legitimacy equal to that of the Commons and would one day assert itself against the Commons, challenging its primacy.

  2.  The objections to appointment

38.  Those Honourable and Right Honourable Members who object to an appointed second chamber also believe that it is democracy which brings legitimacy. However, they argue that this cannot possibly justify a second chamber being composed by appointment for that would make the second chamber illegitimate by design - a constitutional settlement which is absurd. They assert, moreover, that an appointed second chamber will be illegitimate however expert its members and however they are appointed: if the power of appointment is placed in the hands of an Independent Appointments Commission we will have patronage by the great and the good; if that power is placed in the hands of political parties we will have cronyism.

39.  They argue - moreover - that there is no point in reforming the House of Lords unless it is to make it more democratic: it was because the hereditary peers were an affront to democracy that they were removed; and we now have to deal with the equally undemocratic life peers. They accept that democracy does not equal legitimacy but assert that it does confer it, that it affords two vital constitutional protections - government by consent and government by representatives. They conclude that in the democratic age it is simply inconceivable that we should now turn away from democracy and embrace patronage instead.

  3.  The objections to hybridity

40.  Those Honourable and Right Honourable Members who object to a hybrid chamber - part-directly elected, part-appointed - do so because they consider that constitutional stability demands that all members have the same standing, that none is more legitimate than others.

41.  They point to the fact that, at present, all members of the House of Lords owe their presence to patronage - their mandate is by appointment, not one peer has the legitimacy which democratic election confers. They therefore argue that introducing a directly elected element into the second chamber will create a chamber of conflicting mandates and that such a chamber would be fatally unstable.

Summary of objections

42.  In summary, it has been argued that all three of the principal options are objectionable in principle - that direct election will threaten the supremacy of the House of Commons; that appointment will not be a democratic expression of the will of the people; and that a hybrid House will be a fudged compromise which is constitutionally unstable. Moreover, the votes cast in the House of Commons - whereby all of the options were rejected - indicate that a majority of that House attribute real weight to all of these objections.

PART FOUR : WIDENING THE DEBATE - INDIRECT ELECTION AND ELECTION BY SECONDARY MANDATE

Responding to the objections by widening the debate

43.  The Joint Committee considers that in the light of these objections and their reflections in the votes cast on 4th February, we must now recast this entire debate. Our purpose must be to wrestle with the objections to the past options we have put forward and endeavour to devise an electoral model which meets them - one which is democratic, which will lead to a membership which will make it both effective and legitimate, but which will ensure that the second chamber neither duplicates the composition of the Commons nor receives a mandate from the electorate which allows it to challenge the Commons' primacy. This - indeed - is the course of action we expressly anticipated in paragraph 3 of our First Report:

'Once both Houses have had the opportunity to debate and vote on the options which we set out here, we shall... need to consider such differences as may exist between the expressed views of the two Houses and the means by which, and the extent to which, they might be brought closer together.'

44.  In order to take this bold agenda forward the Joint Committee will - firstly - need to look to models of indirect election to the second chamber and/or of election by secondary mandate, models which - as we have already noted - are not even canvassed in our First Report.

45.  Moreover, in reporting to the Houses of Parliament on the possible models of indirect election or election by secondary mandate, we must continue to be guided by the five qualities which the Joint Committee has always considered to be desirable in a reformed second chamber:

·  Legitimacy

·  Representativeness

·  No domination by any one party

·  Independence

·  Expertise

46.  In addition, however, the Joint Committee must also bear in mind the need to re-engage the electorate so that they not only participate in our democracy more fully but begin once more to trust it, own it, and even cherish it. In particular, at a time of falling voter turnout the Joint Committee believes that Lords reform is the only issue presently before Parliament which has the ability to re-engage the public in our democratic process. We must take full advantage of the opportunity this affords us.

Models of indirect election and of election by secondary mandate

47.  There are at least three models of indirect election and election by secondary mandate which the Joint Committee could consider: functional constituencies; indirect regional elections; and election by secondary mandate. We briefly describe those models below.

  1.  Functional constituencies

48.  Under the functional constituency model, members would be elected to the second chamber by discrete representative groups (Local Authorities, TUC, CBI, small business, banks, doctors, teachers, lawyers, environmentalists, the disabled, ethnic minorities, faith groups, etc.,) so ensuring democratically elected members in the second chamber with real expertise (and a greater likelihood of  independence) covering the range of departmental responsibilities.

  2.  Indirect regional elections

49.  Under the indirect regional election model, members would be elected by those already elected to Local Authorities and Regional Assemblies so that the second chamber would have democratic roots and be geographically representative, but with members who would not have the prime mandate of directly elected MPs.

  3.  Election by secondary mandate

50.  Under the model of election to the second chamber by secondary mandate, MPs would continue to be elected by the first past the post system but each vote cast at the general election would carry with it a secondary mandate for the second chamber, adding additional weight to the votes cast at those elections. Members would then be elected to the second chamber according to regional lists and in proportion to the votes cast within each of the 12 regions and nations of the United Kingdom.[21]

Preliminary thoughts on the models of indirect election

51.  The first two of the above three options have already been criticised in some quarters, including in the debates on 4th February. In particular, it has been argued that the functional constituency model would narrow the electoral base to the vested interests so that we would create a Parliament of lobbyists. Likewise, the model of indirect regional elections has been criticised because the regional agenda is too undeveloped and because - again - it does not encourage participation on the part of the electorate.

52.  Notwithstanding the evident strength of the objections to the first two of the options, we believe they should not be dismissed out of hand and that the Joint Committee should at least be invited to consider whether they merit more detailed analysis.

Preliminary thoughts on the model of election by secondary mandate

53.  We also believe that the Joint Committee should consider the merits of the alternative option of election by secondary mandate. Indeed, our preliminary view is that this model passes successfully and comprehensively our guiding tests of legitimacy, representativeness, no domination by any one party, independence and expertise.

54.  In particular:

·  Legitimacy - Since the second chamber would be elected by a genuine expression of the will of the people, it would be legitimate. However, its legitimacy would be one step removed from that conferred by the direct election of MPs so that the primacy of the Commons would be preserved.

·  Representativeness - Members elected by secondary mandate would be elected by regional lists and would therefore be geographically representative.

·  No domination by any one party - As the secondary mandate would be proportional, the Government of the day would not be able to command a majority in both Houses of Parliament.

·  Independence - Since the secondary mandate would be proportional, smaller parties would be able to secure election to the second chamber. In addition, and as we canvassed in our First Report, independence could further be secured by regulating such matters as the ability to stand for re-election either to the Commons or the Lords, length of tenure, and the capacity of members of the Lords to be made a Minister.

·  Expertise - Experts, often unwilling to stand for direct election, would be far more likely to stand if they could be elected from Regional Lists and pursuant to a secondary mandate. Depending upon the rules of the various political parties, they could be voted onto lists by party activists in local primaries.

55.  Moreover, the model of election by secondary mandate carries with it the possibility of reinvigorating our democracy - by adding weight to the votes we already cast instead of imposing another tier of elections on an electorate already suffering from election fatigue. Currently, the only votes that count in the General Election are those that are cast for the winning candidate. Under the secondary mandate system all votes would count. That could be a critical advantage in times of rapidly declining electoral turnout and falling public confidence in the democratic process. In addition, it also addresses - and in terms - the critical issue: how to maintain the primacy of the Commons whilst ensuring the democratic legitimacy of the Lords.

56.  We note - moreover - that we have received a letter expressly asking the Joint Committee to put this option before Parliament for debate - alongside other methods of indirect election - from a number of individuals and think tanks with a long-standing interest in constitutional reform: Billy Bragg; Karen Bartlett (Director, Charter 88); Matthew Taylor (Director, IPPR, in a personal capacity); Will Hutton, Chief Executive, The Work Foundation; Tom Bentley (Demos); Karen Chouhan (Director, 1990 Trust); Nicholas Boles (Director, Policy Exchange); Anthony Rowlands (Chief Executive, Centre for Reform); Martin McIvor (Director, Catalyst, in a personal capacity); Ed Mayo (New Economics Foundation); Anthony Barnett (Open Democracy, in a personal capacity); and Dan Plesch.[22]

Incremental radicalism

57.  We note - finally - that although this solution would amount to a radical reform of the existing constitution, it is incremental in its radicalism. In particular, it requires no new elections to be held. Indeed, it would be possible to re-establish the House of Lords within a very short period of time according to this model since we already know the results from the last General Election and, therefore, the proportions of votes cast in favour of each of the political parties in each of the regions and nations of the United Kingdom.

PART FIVE : CONCLUSIONS

The opportunity that remains

58.  For all of the above reasons the Joint Committee believes that - despite the inevitable cloud of pessimism cast by the votes on 4th February - it may yet be possible to agree a broad consensus on the best way forward. In particular, it is conceivable that we might meet the concerns of those who fear a challenge to the supremacy of this House by making sure that the second chamber does not have the mandate to make that challenge; meet the concerns of those opposed to patronage by ensuring that places in the second chamber derive from votes cast by the electorate; and meet the concerns of those opposed to a hybrid House by indirectly electing the entire membership of the second chamber or by electing them all by secondary mandate.

59.  There remains before us an historic opportunity to enact a reform which will enable the second chamber to continue to play an important and complementary role to the Commons, with its future at last secure. Parliament can - if it has the will - rescue reform of the House of Lords from the long grass. Moreover, for so long as this is possible and options for reform remain which have not yet been considered and which might command support, the Joint Committee must be ready to consider and report upon them.

60.  Parliament - and especially the democratically elected Commons which is supreme - must now assert itself against the unworthy coalition of those who would not reform the House of Lords at all. History will not look kindly upon our efforts if we fail that test of our resolve. Rather, we will appear willing players in a pathetic Parliamentary farce. That is an outcome we must do everything in our power to avoid.

61.  We therefore ask the Houses of Parliament to give us a renewed mandate, so that the reform of the House of Lords might finally be completed.

SUMMARY OF CONCLUSIONS AND RECOMMENDATIONS

PART ONE : HOW TO RESPOND TO THE VOTES OF 4TH FEBRUARY 2003

(i) The Joint Committee firmly believes that it does not have the capacity to wind itself up. The Committee was established by the Houses of Parliament and not by itself. Accordingly, it is not for us but for the Houses of Parliament to determine the Committee's fate.

(ii) There are two options for the future of the Joint Committee which Parliament could decide upon - winding the Joint Committee up or asking it to continue and complete its work.

(iii) For the following four reasons we believe that if Parliament were to accede to counsels of despair and dissolve the Joint Committee, that would amount to a lamentable failure of Parliamentary resolve. Indeed, it would mean that Parliament had either colluded with - or surrendered to - a divided executive and an obstructionist House of Lords to prevent the latter's reform, when its reform was the sole purpose for which Parliament actually established the Joint Committee.

(iv) The first reason for Parliament asking the Joint Committee to continue its work is that to do otherwise would reinforce the cynicism that the public already feels in our Parliamentary processes. Indeed, if Parliament were vote to wind the Joint Committee up it would undermine the credibility of Parliament itself. That would be a very grave mistake to make.

(v) The second reason for Parliament asking the Joint Committee to continue its work is that with the executive split, with the major political parties deeply divided, and with the governing party thereby in danger of not being able to deliver on a firm manifesto commitment, there is an absence of political leadership on the issue of the reform of the House of Lords. This is a void that only the Joint Committee is positioned to fill. We believe that if the Joint Committee were to fail to fill that void it would be abdicating the responsibilities vested in it by Parliament.

(vi) The third reason for Parliament asking the Joint Committee to continue its work is that the Joint Committee believes that to surrender our responsibilities now would leave the nations and regions of the United Kingdom with a constitutional status quo which is not remotely acceptable - a hybrid second chamber with the majority there only through the exercise of patronage and the minority there only by reason of the accident of their birth. The Joint Committee does not believe that it should condemn the constitution of the United Kingdom to such a settlement.

(vii) The fourth reason for Parliament asking the Joint Committee to continue its work is that despite the breadth of our remit 'to report on options for composition... of the House of Lords', we have conspicuously failed to report to either House in respect of any option of indirect election or of election by secondary mandate.

(viii) For all of these reasons, the Joint Committee invites the Houses of Parliament not to wind the Joint Committee up but to give it instead a renewed mandate to continue to consider options for the reform of the House of Lords which might reconcile the differences of opinion which the recent votes in the House of Commons dramatically exposed.

PART TWO : THE PREFERRED NATURE OF THE RENEWED MANDATE

(ix) The Joint Committee appreciates, however, that the votes on 4th February 2003 in the House of Commons indicate the scale of the task that now confronts it.

(x) Indeed, the scale of the apparent disagreement inevitably tempts us to ask the Houses of Parliament to invite the Joint Committee to consider first those areas in which the recent debates indicate the disagreements to be less serious - removing the remaining hereditary peers, improving the current system of appointment, considering the size of the second chamber, the age at which Lords might retire, and whether they should be remunerated.

(xi) However, the Joint Committee believes that - for the following three reasons - it would be a grave mistake for the Joint Committee to continue to meet only to tinker with minimalist measures, not properly to debate radical reform.

(xii) The first reason is that any Bill which simply addressed issues of peripheral concern would run the risk of legitimising the illegitimate, leading to the greater longevity of the Lords as it is currently and unacceptably composed. Whilst perfection should never be the enemy of the good, it must always be the enemy of the bad.

(xiii) The second reason is that there would be real difficulties in getting a minimalist Bill through either House of Parliament. The Commons would likely reject the reforms as insufficient and the Lords reject any Bill that expelled the remaining hereditary peers. Moreover, even if such a Bill could be enacted a real question has to be asked as to whether it would be worth the Parliamentary time taken to pass it.

(xiv) The third, and perhaps most important, reason is that minor tinkering with the more obvious failings of the status quo would not remotely address our wholesale failure to fulfill our original mandate properly to consider and report upon the options for potential reform of the House of Lords - not the least of which are the models of indirect election or election by secondary mandate.

(xv) For all of the above reasons, the Joint Committee believes that Parliament should give it a fresh mandate to do the job it should have done first time - to report on options for the reformed composition of the House of Lords which have not thus far been considered, including the options of indirect election and election by secondary mandate which we have thus far ignored.

PART THREE : THE OBJECTIONS IN PRINCIPLE TO APPOINTMENT, DIRECT ELECTION AND HYBRIDITY

(xvi) The context within which the Joint Committee must proceed to consider the options of indirect election and election by secondary mandate is necessarily provided by the objections in principle which were raised by Honourable and Right Honourable Members against the options which previously we reported to the House.

(xvii) In summary, it has been argued that all three of the principal options are objectionable in principle - that direct election will threaten the supremacy of the House of Commons; that appointment will not be a democratic expression of the will of the people; and that a hybrid House will be a fudged compromise which is constitutionally unstable.

PART FOUR : WIDENING THE DEBATE - INDIRECT ELECTION AND ELECTION BY SECONDARY MANDATE

(xviii) The Joint Committee considers that in the light of these objections and their reflections in the votes cast on 4th February, we must now recast this entire debate. Our purpose must be to wrestle with the objections to the past options we have put forward and endeavour to devise an electoral model which meets them - one which is democratic, which will lead to a membership which will make it both effective and legitimate, but which will ensure that the second chamber neither duplicates the composition of the Commons nor receives a mandate from the electorate which allows it to challenge the Commons' primacy.

(xix) In order to take this bold agenda forward the Joint Committee will - firstly - need to look to models of indirect election to the second chamber and/or of election by secondary mandate, models which - as we have already noted - are not even canvassed in our First Report.

(xx) Moreover, in reporting to the Houses of Parliament on the possible models of indirect election or election by secondary mandate, we must continue to be guided by the five qualities which the Joint Committee has always considered to be desirable in a reformed second chamber:

·  Legitimacy

·  Representativeness

·  No domination by any one party

·  Independence

·  Expertise

(xxi) There are at least three models of indirect election and election by secondary mandate which the Joint Committee could consider: functional constituencies; indirect regional elections; and election by secondary mandate.

(xxii) The first two of the above three options have already been criticised in some quarters, including in the debates on 4th February.

(xxiii) Notwithstanding the evident strength of the objections to the first two of the options, we believe they should not be dismissed out of hand and that the Joint Committee should at least be invited to consider whether they merit more detailed analysis.

(xxiv) We also believe that the Joint Committee should consider the merits of the alternative option of election by secondary mandate. Indeed, our preliminary view is that this model successfully and comprehensively passes our guiding tests of legitimacy, representativeness, no domination by any one party, independence and expertise.

(xxv) Moreover, the model of election by secondary mandate carries with it the possibility of reinvigorating our democracy - by adding weight to the votes we already cast instead of imposing another tier of elections on an electorate already suffering from election fatigue. In addition, it also addresses - and in terms - the critical issue: how to maintain the primacy of the Commons whilst ensuring the democratic legitimacy of the Lords.

(xxvi) We note - moreover - that we have received a letter expressly asking the Joint Committee to put this option before Parliament for debate - alongside other methods of indirect election - from a number of individuals and think tanks with a long-standing interest in constitutional reform.

(xxvii) We note - finally - that although this solution would amount to a radical reform of the existing constitution, it is incremental in its radicalism. In particular, it requires no new elections to be held. Indeed, it would be possible to re-establish the House of Lords within a very short period of time according to this model since we already know the results from the last General Election and, therefore, the proportions of votes cast in favour of each of the political parties in each of the regions and nations of the United Kingdom.


21   See, for example, the pamphlet by Billy Bragg A Genuine Expression of the Will of the People - a viable method of democratic Lords reform. Back

22   See, Appendix 1 Back


 
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