Joint Committee on the Draft Mental Health Bill Written Evidence


DMH 111 Law Society

Evidence from the Law Society

The Law Society is the professional body for solicitors in England and Wales. The Society regulates and represents the solicitors' profession, and has a public interest role in working for reform of the law.

We welcome the opportunity to respond to the Draft Mental Health Bill 2004 ('the Bill').

The Law Society has long campaigned for reform of the Mental Health Act 1983 ('the 1983 Act'), which is widely recognised as out of date and not fully compatible with the Human Rights Act 1998.[27] However we believe that the proposals contained in the Bill are misconceived and fail to provide adequate safeguards to protect the rights of people with a mental disorder.

The Law Society is an associate member of the Mental Health Alliance and as such endorses the Alliance's submission to the Joint Committee.

1.  Is the Bill rooted in a set of unambiguous principles? Are these principles appropriate and desirable?

The Law Society is disappointed that the Bill does not contain an explicit statement of underlying principles. Instead it provides for a Code of Practice to be published which will set out general principles "to which a person must have regard whenever coming to a decision under or in pursuance of this Act in respect of a patient".[28] Therefore, the principles do not underpin the Bill, but instead relate to decision-making under it.

The Bill provides that the Code of Practice must design the principles to secure that patients are involved in decisions, decisions are made fairly and openly and any interference to patients is kept to the minimum necessary.[29] The Law Society supports these general statements but believes they will not protect patients' rights unless they are part of an explicit statement of principles on the face of the Bill. This would set the tone of the Bill from the outset and ensure enhanced legal status for the principles. The Mental Health (Care and Treatment) (Scotland) Act 2003 and the Mental Capacity Bill 2004 are examples of legislation which have successfully incorporated explicit statements of principles.[30]

We also believe that the effectiveness of the proposed principles is rendered meaningless by the provision allowing the Secretary of State to disapply any of the principles in the Code of Practice.[31] The circumstances in which the principles could be disapplied are left undefined and are potentially wide ranging[32]. Therefore they cannot be relied upon as effective principles and merely resemble a set of 'nice ideas'.

The Law Society is also concerned that the principles may fail to reflect the provisions in the Bill. For example, despite the provision of patient involvement in decisions, the Bill fails to take into account the capacity of the patient to agree to medical treatment. Many people with a mental disorder retain capacity to make treatment decisions and we believe that overriding a capable refusal of treatment should only take place in clearly defined and limited circumstances.[33] This is recognised in the Mental Health (Care and Treatment) (Scotland) Act 2003 which provides that the patient's ability to make treatment decisions must be 'significantly impaired' by mental disorder before a compulsory order can be made.[34]

Furthermore, where a patient is deemed to be "at substantial risk of causing serious harm to other persons" he/she will be subject to compulsory powers regardless of the patient's willingness to accept treatment.[35] This does not accord with the principle stated in the Bill that interference to patients and restrictions should be kept to the minimum necessary.[36] Under Part 2 of the 1983 Act people with a mental disorder which would render them a danger to others are not subject to compulsory powers if they accept treatment voluntarily.

2a) Is the definition of Mental Disorder appropriate and unambiguous?

"Mental disorder" is defined in the Bill as "an impairment of or a disturbance in the functioning of the mind or brain resulting from any disability or disorder of the mind or brain".[37] The Law Society is concerned that this is a circular definition and fails to exclude people who suffer a temporary impairment or disturbance in the functioning of the mind or brain as a result of a physical condition such as diabetes. We believe that this definition is too wide and many conditions that could never result in detention or compulsory treatment under the current legislation will come within the scope of the Bill.[38] The Mental Health (Care and Treatment) (Scotland) Act 2003 provides a far tighter and more straightforward definition of mental disorder.[39]

2b) Are the conditions for treatment and care under compulsion sufficiently stringent?

The relevant conditions are set out in clause 9. The first condition is that the patient is suffering from mental disorder. Please see comments above at 2a).

The second condition is that the mental disorder is of such a nature or degree as to warrant the provision of medical treatment to the patient.

The Law Society is concerned that this condition is too broad, as it provides that the mental disorder must be of a nature or degree to warrant the provision of medical treatment rather than the provision of compulsory medical treatment. This means that the mental disorder does not have to be serious enough to justify overriding the wishes of the patient, but merely serious enough to justify specialist treatment. This is a lower threshold than the one in the 1983 Act whereby the mental disorder must be of a nature or degree to require compulsory detention in hospital.[40]

We are also concerned that the definition of 'medical treatment' further undermines the purpose of this condition, which the explanatory notes argues is "to ensure that only those with a serious mental disorder can meet the conditions."[41] Medical treatment is defined as "treatment for mental disorder provided under the supervision of an approved clinician" and the explanatory notes confirm that approved clinicians will be senior specialists such as consultant psychiatrists and consultant psychologists.[42] Under this definition of medical treatment, the 'nature or degree' of the mental disorder would not need to be particularly serious. For example, it could apply to a person with schizophrenia who is stable and compliant with oral medication prescribed by a GP and receives monthly visits from a Community Psychiatric Nurse and who then decides, against the advice of the Nurse, to discontinue these visits.[43] Such a person would fall within the ambit of compulsory powers even if they retained capacity to make treatment decisions. This may provide an unintended incentive not to accept help from the community mental health team.

The third condition is that it is necessary that medical treatment be provided to the patient to protect him/her from suicide or serious self-harm, or from serious neglect by the patient of his/her health and safety, and/or to protect other people.

The Law Society believes that this condition is flawed because of the Bill's failure to take into account the patient's capacity to make treatment decisions. The requirement that treatment must protect the patient from 'suicide or serious self-harm, or from serious neglect by him of his health and safety' is too narrow for people who lack capacity and come within the ambit of the Bill. For example, it would prevent treatment being provided to an incapacitated patient who resists treatment but presents a low level of risk.[44] On the other hand, where a person has capacity to make treatment decisions this condition is too wide. Such a person should only be subject to compulsory powers in clearly defined and limited circumstances, such as where there is a significant risk to the health and safety of the patient or the safety of others.

We are also concerned that the phrase 'to protect other people' is potentially very wide indeed. Crucially the Bill breaks the link in the 1983 Act between the need to protect the public and the requirement that it is necessary for the patient to receive treatment in hospital. The Bill therefore establishes a lower threshold for the use of compulsion and in a risk-averse society such as ours, it is quite easy to imagine that mere nuisance behaviour could be used to justify making a person subject to compulsory powers in the community. This raises the alarming possibility of using mental health legislation to create psychiatric ASBOs.[45]

The fourth condition is that the treatment cannot be lawfully provided to the patient without him/her being subject to the provisions of the Act. This would exclude from the remit of the Bill people who lack mental capacity whose treatment could lawfully be provided under the Mental Capacity Bill.[46] It is therefore likely that the Bill will mainly be used to impose treatment on people who have capacity but refuse treatment.

This raises the issue of what level of service needs to be offered to an individual on a voluntary basis before the use of compulsory powers can be justified. There is clear evidence that many patients are willing to accept treatment voluntarily if they are given high levels of support.[47] There may be discrimination issues if patients in some parts of the country are more likely to be subject to compulsory powers than those in other areas due to the patchy distribution of high level good quality community services.

The fifth condition is that medical treatment is available which is appropriate in a patient's case, taking all circumstances into account. The explanatory notes state that no one can be brought under formal powers unless treatment is available in the individual case.[48]

The Law Society is disappointed that the Bill does not specify that medical treatment must provide a health benefit to the patient. It may be that the Government intends 'appropriate' to mean 'a health benefit' but if this is the case it should be stated on the face of the Bill. The Government has argued that some people with personality disorders have not been brought under formal powers because of uncertainty about whether their personality disorder can be 'treated'.[49] However, court judgements have clearly established a wide meaning of treatability under the 1983 Act.[50] The Law Society believes that that the concept of a 'health benefit' would ensure that the use of compulsory powers is in the best interests of the patient's health needs.

The Law Society is also concerned that the Bill has removed the exemptions under the 1983 Act which specified that a person cannot be dealt with as suffering from a mental disorder by reason only of promiscuity or other immoral conduct, sexual deviancy or dependence on alcohol or drugs.[51] This helps to ensure that conditions and behaviour, which on their own should not be regarded as a mental disorder, are excluded from mental health legislation. We also believe that exemptions help ensure that practitioners consider carefully the basis for compulsory detention and treatment.

We believe that the Bill's conditions for compulsory care and treatment are too broad. This is illustrated by the fact that a smoker, who has tried and failed to give up, would apparently meet all the relevant conditions in clause 9.[52] The Government may claim that such situations are unlikely to arise because the good sense and discretion of doctors can be relied upon. However the Bill gives clinicians no discretion about the use of compulsory powers if the relevant conditions are satisfied.[53] The Law Society believes that patients' rights will only be protected by tightly defined relevant conditions and by providing clinicians with discretion about the use of compulsory powers.

In addition, the Law Society believes that the criteria for treatment and care of patients who are subject to criminal proceedings under Part 3 of the Bill are not sufficiently stringent. We are concerned that the conditions for remand or committal for compulsory medical treatment are significantly broader than the criteria for compulsory treatment under Part 2. This provides greater opportunities to subject people to compulsory treatment as an alternative or in addition to a criminal disposal. Any person charged with a criminal offence could be brought within the exercise of compulsory powers if he/she is suffering from a mental disorder of a nature or degree to warrant the provision of medical treatment and where appropriate medical treatment is available. This is irrespective of whether treatment is necessary for their health or safety or the protection of others. We believe there should be greater congruence in the criteria for compulsory treatment for civil patients and those subject to criminal proceedings and under sentence.

2c) Are the provisions for assessment and treatment in the community adequate and sufficient?

The Law Society believes that the Government plans for community assessment and treatment are impracticable. The experience of supervised discharge under s25A of the 1983 Act illustrates that where people in the community are 'required' to comply with certain conditions, this has proved difficult to enforce.[54] Under the Bill, a clinical supervisor is given the power to 'take and convey' a non-resident patient back to hospital where he/she fails to comply with the conditions, however it is not made clear how this is to be achieved.[55] The use of a warrant under clause 225 may be intended for this purpose but would be dependent on police and ambulance availability and resources. Also, since the patient must be detained within 24 hours, it is likely that a hospital bed must be kept free thus putting extra strain on limited resources.[56]

The Government intends to use regulations to limit the types of cases where a patient can be compulsorily assessed in the community without an immediately preceding hospital admission. The explanatory notes give the example of a "revolving door" patient.[57] However, in light of the wide definitions and low thresholds for compulsory treatment in the Bill, we are concerned that this provision will be applied to a wider group of patients than intended.

3. Does the draft Bill achieve the right balance between protecting the personal and human rights of the mentally ill on one hand, and concerns for public and personal safety on the other?

The Law Society believes that the Bill unfairly discriminates against people with mental disorders. It makes non-offending individuals with a mental disorder who have capacity subject to compulsory powers, but does not explain why this is justified when people without mental disorders who have capacity and who pose as much risk to themselves or others, such as binge-drinkers, are subjected to the same powers.

This may be based on the misconception that it is a lack of legal powers which places the public at risk from people suffering from mental disorder. The various homicide inquiries overwhelmingly show that it is lack of resources, lack of information and lack of communication that causes care and treatment to break down in such a way as to increase the likelihood of a tragedy.[58] Increased legal powers, such as community treatment orders, will not improve this situation unless they are backed-up by sufficient resources and if patients in the community are properly supported there would be less need for compulsory powers.

We also believe that a significant number of patients will be denied access to the safeguards provided in the Bill. Many people who lack capacity due to mental disorder will be excluded from the Bill and the safeguards it offers, such the Mental Health Tribunal, because they could be 'lawfully' treated under the Mental Capacity Bill.[59] This would include many people who are currently detained under the 1983 Act. The safeguards provided by the Mental Capacity Bill are far more limited.[60]

We also believe that the apparent safeguards in the Bill will not necessarily protect the rights of patients. For example, a patient would be able to apply to the Mental Health Tribunal to review the use of compulsory powers, but in order to be discharged the patient must show that he/she does not meet the relevant conditions, which are extremely wide (see 2a) above). Furthermore, the Tribunal has no discretion to discharge an individual if all the relevant conditions are met and therefore it may be extremely difficult for a patient to be discharged from the provisions of the Bill.[61]

4. Are the proposals contained in the Draft Mental Health Bill necessary, workable, efficient and clear? Are there any important omissions in the Bill?

We believe that the Bill will only be workable if there is a dramatic increase in resources. For example, the new Mental Health Tribunal system would require a significant increase in the numbers of mental health professionals, approved clinicians, tribunal members and expert panel members, together with proper administrative support. However it seems unlikely that resources will be available in the foreseeable future given the current staff shortages in the provision of mental health services.[62]

The proposals are extremely resource intensive, both in terms of time and money. The Mental Health Review Tribunal system is struggling to manage at present with many appeals being cancelled and delayed.[63] The Bill will lead to a significant increase in the numbers of hearings and a vast expansion in the types of decisions that tribunals will have to consider, such as authorising care plans, displacing nominated persons, authorising ECT and examining whether the relevant conditions apply. This will require a major change in the culture of Tribunals.[64] It is also likely that hearings will be significantly longer, which will have massive resource implications for recruitment and training.[65]

Furthermore, although the Bill will require a Mental Health Tribunal to make decisions about a patient's ongoing treatment and to authorise care plans, the Tribunal will not be in a position to monitor or police its decisions. This may result in considerable amounts of litigation when the arrangements go wrong and people suffer as a result of a Tribunal decision. Equally, there are likely to be many appeals to the Mental Health Appeal Tribunal.[66] We therefore have grave concerns about whether the new expanded system is realistic and practicable.

As to whether the proposals are clear, the Law Society refers the Committee to Schedule 5 of the Bill as just one of many examples of impenetrable lack of clarity.

We believe that the major omission in the Bill is the right to an assessment of need and the provision of services for people with mental health problems and their families.[67] The provision of well-resourced community services reduces the need for compulsory hospital admission and reflects the principle of the least restrictive alternative. This is recognised in the Mental Health (Care and Treatment) (Scotland) Act 2003 which provides that a local authority shall provide services for people with a mental disorder, which includes care and support services and services designed to promote well-being and social development.[68] The Act also includes a duty to inquire into individual cases where it appears that a person with a mental disorder is being ill-treated or neglected.[69] This issue is ignored in the Bill, which instead focuses on detention and the use of compulsory powers.

5. Is the proposed institutional framework appropriate and sufficient for the enforcement of measures contained in the Draft Bill?

The Law Society believes that the proposals to create a new Tribunal system are elaborate and far-reaching. However, even if sufficient resources can be provided to ensure a fully operational Tribunal system, there remain serious doubts as to whether it would safeguard patients' rights.

The relevant conditions in the Bill are extremely wide (see 2a) above). The Mental Health Tribunal has no discretion to discharge if all the relevant conditions are met, and as the conditions are so widely defined, it may be extremely difficult for a person to be discharged once he/she has been made subject to the provisions of the Bill.[70]

The Bill does not address the difficulty that will arise if the Mental Health Tribunal and the approved clinician cannot agree on the care plan.[71] If the Tribunal is to have a real role in monitoring the treatment of patients, the care plans will need to be detailed and precise. The opportunities for disagreement will be considerable, not only between any particular Tribunal and the approved clinician, but also between one Tribunal and the next. It will be logistically impossible to ensure continuity of tribunal membership as a patient's care develops. It will therefore be necessary for the approved clinician to re-argue the whole case before each Tribunal, as the new Tribunal members will have to be satisfied on their own account that the treatment plan is appropriate.

We are also concerned that the Bill proposes to give criminal courts the power to issue Mental Health Orders for up to 6 months on a person subject to criminal proceedings.[72] The court will be required to approve a care plan authorising compulsory treatment for resident and non-resident patients. We believe that criminal courts will lack the benefit of the experience and expertise of the Mental Health Tribunal.[73] We are particularly concerned that the court is not under a duty to appoint a member of the Expert Panel to assist in this task. Furthermore, all discussions about care plans will need to be held in closed sessions for reasons of confidentiality and the length of time these discussions could take may cause major disruption to court lists.

6. Are the safeguards against abuse adequate? Are the safeguards in respect of particularly vulnerable groups, for example children, sufficient? Are there enough safeguards against misuse of aggressive procedures such as ECT and psychosurgery?

The role of carers and the nominated person

The Law Society is concerned that the Bill removes the status of nearest relative and abolishes some of the important rights which families have in relation to the exercise of compulsory powers.[74] The Bill provides that any carer and any person with parental responsibility must be consulted before a determination is made. However this is subject to the significant limitation, that it does not apply if the consulter considers it 'inappropriate' or 'impracticable'.[75] The Law Society is concerned at the reduction of rights for families to question the need for compulsory powers. We believe that this is an inadequate replacement of the right of the nearest relative under the 1983 Act to be consulted over compulsory admission, and, more importantly the right to object to compulsory admission for treatment.

The Law Society does not believe that the role of the nominated person will provide an adequate replacement of the rights and powers of the nearest relative. Under the Bill the nominated person is not appointed until after the patient becomes liable to assessment, whereas under the 1983 Act the nearest relative is involved prior to the decision to impose compulsory powers.[76] This is a major reduction in an important safeguard. The nominated person has rights to be consulted over the wishes and feelings of the patient in relation to compulsory treatment and can apply to the Mental Health Tribunal for the patient's discharge.[77] However, this is again an inadequate replacement of the nearest relative's right to ask the hospital managers to grant discharge under the 1983 Act.[78]

The safeguards in relation to ECT and other aggressive treatment.

The Bill identifies ECT as a treatment calling for special safeguards, in that a patient who retains capacity may refuse it.[79] However, this is this is subject to an emergency power to give ECT.[80] It is difficult to envisage circumstances where the emergency power will apply yet the patient would retain capacity. The Law Society would therefore question the need for this emergency provision.

7.  Is the balance struck between what has been included on the face of the Draft Bill and what goes into Regulations and the Code of Practices right?

The Law Society is concerned that the amount of information left to Regulations and the Code makes it impossible to understand the full aspects of the Bill. The Bill sets out that most patients will be assessed in hospital but a small group, to be outlined in Regulations, will be assessed in the community without a preceding hospital admission.[81] Regulations will enable Ministers to disqualify certain categories of people from being nominated persons.[82] The Bill also fails to define what it means by 'type B' medical treatments, which would be subject to special safeguards. Once again this will be defined in regulations, as will the safeguards which will be available.[83]

It may be that the Regulations and Code of Practice will render less objectionable some of the provisions in the Bill. However, it is just as likely that the Regulations and Code of Practice will limit or undermine some of the apparent safeguards and benefits of the Bill. Until we see the Code of Practice and the Regulations, we cannot really comment any further.

8.  Is the Draft Mental Health Bill adequately integrated with the Mental Capacity Bill (as introduced in the House of Commons on 17th July 2004)?

The Law Society is concerned that the relationship between the Draft Mental Health Bill and Mental Capacity Bill will be complex and confusing.

Under the Mental Capacity Bill a doctor can treat an incapacitated person in his/her best interests.[84] This includes using restraint, whether or not the incapacitated person resists, if this is necessary to prevent harm and is proportionate to the likelihood of the incapacitated person suffering harm and the seriousness of that harm. Treatment cannot be provided where the incapacitated person has an Attorney or a court appointed deputy who objects.[85] In that case the doctor could apply to the court to challenge that person's objection but in the meantime could provide life-sustaining treatment or do any act which he/she reasonably believed to be necessary to prevent a serious deterioration in the incapacitated person's condition.[86]

The Draft Mental Health Bill provides that an individual cannot be subject to compulsory powers unless "medical treatment cannot lawfully be provided to the patient without him being subject to the provisions of this Part".[87] This means that if a person lacks capacity and can be treated under the Mental Capacity Bill, he/she cannot come under the Draft Mental Health Bill. However if the incapacitated person's Attorney or deputy refuses to agree to medical treatment, the Mental Capacity Bill cannot be used to authorise treatment and they would be subject to the Draft Mental Health Bill if the other conditions under clause 9 are met. This raises a number of complicated scenarios: -

  • A person ('P') with a mental disorder has capacity to make treatment decisions but does not have an Attorney or a deputy. If P refuses treatment and the other relevant conditions are met, P will be made subject to Draft Mental Health Bill. However if P then loses capacity he/she will have to be discharged from the Draft Mental Health Bill and treated under the Mental Capacity Bill. If P then regains capacity, P can no longer be treated under the Mental Capacity Bill and he/she will have to be re-assessed under the Draft Mental Health Bill.

  • A person ('D') with mental disorder has capacity and has made a valid Lasting Power of Attorney. If D refuses treatment and meets the relevant conditions, he/she will be made subject to the Draft Mental Health Bill. If D then loses capacity and the Attorney consents to the continuing treatment, D must be discharged from the Draft Mental Health Bill because treatment could lawfully be provided under the Mental Capacity Bill.

However if the Attorney does not consent to the continuing treatment, the doctor must apply to the Court of Protection to continue treatment. In the meantime the doctor can continue to treat the patient under the Mental Capacity Bill.

  • A Person ('C') has made a valid advance decision under the Mental Capacity Bill refusing admission to psychiatric hospital and/or the provision of psychiatric medication should they lose capacity in the future. In this case C could not be treated under the Mental Capacity Bill, whether or not his/her Attorney or deputy consented and would have to be treated under the Draft Mental Health Bill, so long as all the relevant conditions in clause 9 applied.

Under the Draft Mental Health Bill, the clinical supervisor must discharge a treatment order if at any time he/she is not satisfied that all of the relevant conditions are met in the patient's case.[88] This means that if the patient loses capacity and can be treated under the Mental Capacity Bill, he/she must be discharged from the Draft Mental Health Bill.[89] Therefore the clinical supervisor must keep the patient's capacity under constant review and discharge the patient as soon as he/she becomes aware that the patient has lost capacity to make treatment decisions (unless the patient has an Attorney or deputy who opposes treatment, or an advance directive refusing treatment, in which case treatment cannot be authorised under the Mental Capacity Bill).

Where a person ('F') has fluctuating capacity and knows that he/she is likely to need psychiatric treatment in the future, F could decide beforehand which legislation he/she wishes to be treated under. If F believes that the Draft Mental Health Bill provides greater protection, he/she could make an advance decision to refuse treatment and if F is also intending to create a Lasting Power of Attorney, he/she could exclude decisions about psychiatric treatment so that the Attorney cannot override the advance decision.[90] If F prefers to be treated under the Mental Capacity Bill legislation, he/she would not make an advance decision and would exclude decisions about psychiatric care from any Lasting Power of Attorney. This would prevent the Attorney refusing to consent to treatment on behalf of F thus bringing into effect the powers of the Draft Mental Health Bill.

The Law Society believes that the relationship between the two Bills is so complex that, in many cases, it would be practically impossible to work out when one Act should be used and the other should not.


HL v United Kingdom[91]

The case of HL has created further confusion about the interface between the two Bills. The decision makes clear that a person who lacks capacity to consent to his/her admission to hospital but who does not object, can nevertheless be 'deprived of his liberty' within the meaning of Article 5(1) ECHR. Moreover, the legal framework provided by the common law doctrine of 'necessity' and 'best interests' contains inadequate procedural safeguards to protect such patients.

In future, such patients will need to be detained under a properly regulated system in order to guarantee them the kind of safeguards that are lacking at common law. This could apply to incapacitated informal patients in hospitals and people who lack capacity and are living in nursing homes or care homes whose particular circumstances may amount to a deprivation of liberty.

The provisions of the Mental Capacity Bill may suffice for people who lack capacity and who are not being detained in accordance with the HL judgement. However it is difficult to see how the Bill could be adapted to accommodate those people lacking capacity who are currently unlawfully detained so as to provide the ongoing review and regulatory procedures required by Article 5(4).

In principle, the Court of Protection provisions would be sufficient to meet the requirements for procedural safeguards established in HL v United Kingdom. However, in practice, it is most unlikely that the Government would wish to use a High Court procedure to deal with thousands of routine decisions, many of which will be uncomplicated, uncontroversial and uncontested. The Government needs to urgently address this issue because there will be many people who are "HL" detained but who do not meet the criteria for the use of compulsory powers under either the current Mental Health Act or the Draft Mental Health Bill.

9. Is the Draft Mental Health Bill in full compliance with the Human Rights Act?

The Law Society believes that the Bill is unlikely to fully meet the requirements of the Human Rights Act 1998 and highlights the following areas of concern.

The Law Society welcomes the provision of independent Mental Health Act advocates for patients and the nominated person.[92] We are however extremely concerned that the Bill provides that advocates can help patients to exercise their rights by way of representation at a Tribunal hearing.[93] The Law Society believes that the provision of independent advocacy is an important safeguard for patients' rights but it cannot provide, nor should it be allowed to stray into, expert legal representation and advice.

Failure to provide patients who are subject to compulsory powers with specialist legal representation would contravene fundamental human and legal rights.[94]

The Bill provides that a person with mental disorder thought to be at substantial risk of causing serious harm to other persons will not be allowed to receive treatment informally, if the other relevant conditions in clause 9 apply. This will mean that people who have the capacity to consent to treatment and who do consent will still be made subject to compulsory powers. We believe that this fails the ECHR requirement that any restrictions on liberty must be proportionate to the objective to be achieved.

There has been increasing judicial recognition that the imposition of treatment on competent patients raises issues under Article 3 (prohibition of inhuman or degrading treatment) and Article 8 (respect for private and family life), especially where the person does not present a danger to the health or safety of others.[95] This is likely to form the basis of future challenges to the Bill.

The introduction of compulsory community treatment[96] would constitute an interference with the patient's right to respect for private life under Article 8(1) and would need to be justified on one of the grounds set out in Article 8(2). Currently, compulsory medical treatment can only be imposed on those detained or liable to be detained in hospital. The introduction of community treatment orders would make people with mental disorders subject to compulsory powers even if their treatment needs could be met in the community with the provision of high quality services.[97] This may also fail the ECHR test of proportionality.

ECHR caselaw has established a patient's right to privacy under Article 8.[98] The Bill allows a patient's approved clinician to consult with a wide range of carers, both professional and informal. Although the patient's wishes have to be taken into account when deciding whether or not to consult, the patient's wishes do not override the views of the clinician. If "consult" means merely "listen to the views of", then there may be no significant breach of confidentiality. However if "consult" means, "discuss with" then this would engage the right to private life established under Article 8.

Article 5 (4) of the ECHR requires that a person deprived of their liberty shall have the lawfulness of their detention decided speedily by a court. Court judgements have recognised that the current Mental Health Review Tribunal system has been beset with resource and administration difficulties that have led to delays and cancellations of hearings which have seriously prejudiced patient's interests.[99] We are concerned that the Bill will put additional stress on this system and unless considerable resources are made available, patients will continue to be denied a speedy review of their detention.

The Bill provides a new police power to enter premises without a warrant and remove a person who is believed to be suffering from a mental disorder and in urgent need of removal based on the evidence of an Approved Mental Health Professional.[100] We are concerned that this power may be used simply to avoid the trouble of obtaining a warrant and may be open to challenge under Article 5. Section 17 of the Police and Criminal Evidence Act 1984 already gives the police power to enter premises for the purpose of saving life and limb or preventing serious damage to property.








10.  What are likely to be the human and financial resource implications of the draft bill? What will be the effect on the roles of professionals? Has the government analysed the effects of the Bill adequately, and will sufficient resources be available to cover any costs arising from implementation of the Bill?

The Government anticipates that there are likely to be over 40,000 Tribunal hearings under the Bill, almost double the number under the current Act. It is estimated that 80 full time equivalent legal members will be needed to staff the new Tribunal and the total cost for the first year will be £70 million.[101]

The Law Society expects that in relation to the role of solicitors, virtually all patients will seek to be represented. Indeed, we believe this is essential in order to protect the rights of vulnerable patients, given the potentially serious consequences of decisions made by the Tribunal. It is not clear whether the Treasury has agreed to make additional funding available to the Legal Services Commission to cover the cost of these additional hearings. The success of the proposed Tribunal system depends on finding enough suitably qualified lawyers. The Department of Health must be prepared to set fee levels at an adequate level to attract sufficient, qualified members.

The workload of the Tribunal will also increase enormously. Not only will the number of hearings vastly increase but each hearing will take at least 50% longer, due to the Tribunal's extended remit to include consideration and approval of the care and treatment plan, so there will be fewer hearings carried out per panel, per day.This increase in workload and the numbers of hearings will require a large cohort of new members to carry out the additional work.[102] There will also be a need to fully train the additional members of the Tribunal as well as additional training for all the continuing members to enable them to deal with the new remit. There are also major concerns about the availability of sufficient applicants who would be willing to work full time. We are not aware of any research being conducted on the availability of candidates for such posts and there are considerable doubts whether such posts would be attractive.[103]Clinical personnel, especially doctors, will have a far greater workload of preparation of reports under the new Act, as all their detained patients will be subject to regular compulsory Tribunal hearings. This is likely to reduce their availability for either Tribunal membership or the Expert Panel. It seems inevitable that members of the Expert Panel will be required to attend tribunal hearings to be cross-examined on their reports and therefore there could easy be three medical personnel at each hearing. With the increased number of Tribunal hearings there must be very serious doubts about the ability of the NHS to fulfil these demands. Following on from the recruitment of additional members, the cost of running the Tribunal system will rise sharply. If many panels, which currently hear two cases per day, are in future only able to hear one, then more panels will need to be convened. Since members cannot be required to sit more than a given number of days per year, it may be necessary to appoint even more members.There is no doubt that the administration costs of the Tribunal will rise significantly. This will not only be due to the increased number of hearings, but also to the need to obtain far more reports, organise the attendance of and reports from the Expert Panel and arrange the large number of adjourned hearings which will inevitably arise from the non-availability of key people. For all these reasons, it is virtually impossible for the hearings envisaged by the Bill to take place with the frequency and within the time limits proposed. This is likely to result in judicial reviews of the Tribunal and possible liability to damages awards on the same basis as those now being awarded to patients because of the failures of the current administration.[104]It is clear from the Bill that the Tribunal is intended to play a pivotal role in safeguarding the interests of detained patients. However, the Law Society believes that the proposed Tribunal structure is unworkable. If we are correct, then the main safeguard for patients will fall away, patients will be left in a vulnerable position and the exposure to human rights claims will be very serious.

October 2004


27   There have been three declarations of incompatibility with the 1983 Act.  Back

28   Clause 1 (2) Back

29   Clause 1 (3) Back

30   A further example would be the Children Act 1989 Back

31   Clause 1 (4) Back

32   Clause 1 (4) allows the Code of Practice to disapply one or more of the principles where their application would be 'inappropriate or impracticable' and 'in relation to the decisions or persons specified in the code'.  Back

33   In this respect the Bill is at odds with the principles set out in clause 1 of the Mental Capacity Bill 2004 which encourages people to make as many of their own decisions as possible. Back

34   Sections 36 (4) (b) and 57 (3) (d)  Back

35   Clause 9 (7) provides that where a patient aged 16 or over who is at substantial risk of causing serious harm to other persons, the fourth condition (that medical treatment cannot lawfully be provided to the patient without him being subject to the provisions of this Part) does not apply. Back

36   Clause 1 (3) (c) Back

37   Clause 2 (5) Back

38   For example, someone who is dependent on nicotine (see footnote 26 below). Back

39   Section 328 defines mental disorder as 'mental illness, personality disorder or learning disability: however caused or manifested; and cognate expressions shall be construed accordingly'. The Act also provides the following exclusions: sexual orientation, sexual deviancy, transsexualism, transvestitism, dependence on or use of alcohol/drugs, behaviour that causes or is likely to cause harassment, alarm or distress to any other person, or acting as no prudent person would act.  Back

40   Sections 2 (2) and 3 (2)  Back

41   Para. 47 Back

42   Clause 2 (7) Back

43   This is because in most cases a CPN would be a member of a Community Mental Health Team where a Consultant Psychiatrist would retain overall clinical responsibility for clients or maintain a supervisory role. Therefore in this example the mental disorder is of a nature or degree to warrant the provision of 'medical treatment' using this definition.  Back

44   For example a person with a learning disability who lacks mental capacity to make treatment decisions and who is being treated by a psychiatrist for challenging behaviour but also suffers from mild depression and refuses treatment. Under the Bill they could not be treated for depression. The Mental Capacity Bill would also not permit forced treatment in these circumstances. Back

45   This concern also applies in relation to clauses 46 (7) and 119 (7), which allow a mental health order for a non-resident patient to include a condition that 'the patient does not engage in specified conduct'.  Back

46   Cause 5 of the Mental Capacity Bill 2004 provides for acts in connection with care and treatment in the patient's best interests. See Q8 for a fuller discussion of this point. Back

47   See National Service Framework for Mental Health (1999) Standards four and five, pp.41-66. Back

48   Para. 47 Back

49   Improving Mental Health Law - Towards a new Mental Health Act (2004) DOH: para. 3.22 Back

50   For example, see R. (on the application of Wheldon) v Rampton HA [2001] EWHC Admin 134.  Back

51   Section 1 (3) Back

52   A person with nicotine dependency would fulfil all the relevant conditions:

  1. Nicotine dependency is included in the ICD-10 classification of mental disorders (F17) and is listed in the DSM-IV classification (code 305.20)
  2. The mental disorder is of a nature or degree as to warrant the provision of medical treatment (nicotine patches, counselling, treatment for withdrawal)
  3. Medical treatment is necessary to protect the patient from serious self-harm
  4. The fourth condition will be met because the patient continues to smoke despite being advised of the harm that he is doing to himself
  5. The fifth condition will be met because treatment is available for nicotine dependency.  Back

53   Clauses 16 and 38 Back

54   See Eastman, N. (1997) 'The Mental Health (Patients in the Community) Act 1995' British Journal of Psychiatry, vol. 170.  Back

55   Clause 48 Back

56   Clause 48 (7) Back

57   Para. 66 Back

58   For example, the Independent Inquiry into the Care and Treatment of X (2002) Bolton PCT and Greater Manchester Health Authority. Back

59   Clause 9 (5) provides that formal powers only apply if medical treatment cannot lawfully be provided to the patient without them being subject to Part 2 of the Bill. Back

60   At the time of writing, the Mental Capacity Bill includes a proposal for an independent consultee who can advise the decision making body where the person who lacks capacity has no close friends or family. The Court of Protection will only provide a judicial forum of last resort to deal with particularly difficult and complex decisions and the Government's regulatory impact indicates that the Court will only deal with about 200 cases per year.  Back

61   Clauses 45 and 56 Back

62   For example, 'National Service Framework for Mental health: Five Years On' (2004) MIND publications.  Back

63   The Institute of Mental Health Act Practitioners (2004) have recently documented this in a survey of 11 Mental Health Trusts between May-August 2004. Back

64   The main function of the current MHRT is to review justification for continued detention. This is far narrower than the proposals in the Bill.  Back

65   See question 10  Back

66   For example, it is well established that the 'reasonableness' of an action taken by a person carrying out a public function, such as an approved clinician or a Mental Health Tribunal, is a point of law.  Back

67   A right to assessment is provided under the NHS and Community Care Act 1990 but evidence shows this is often denied to people with mental health problems and relates to social services rather than psychiatric care. This point is covered in more detail in the Mental Health Alliance submission.  Back

68   Sections 25 and 26  Back

69   Section 33 Back

70   Clauses 45 and 56 Back

71   For example, clauses 45 and 56 assume that the Tribunal and clinical supervisor will agree  Back

72   Clause 78 Back

73   Furthermore, it is unlikely that individual magistrates or Crown Court Judges would preside over enough cases to build up any significant experience over time. Back

74   Under the 1983 Act the nearest relative has the right to apply for a person's detention in hospital, the right to insist on an assessment of the need for a person's detention in hospital (and be given the reasons in writing where no application is made) and the right to order the patient's discharge. Back

75   The obligation to consult carers is subject to the requirement of ascertaining the patient's wishes and feelings about consultation (unless this is felt to be inappropriate or impracticable). If the patient has been consulted and does not wish the carer to be consulted, the would-be consulter must make a determination about whether it would be appropriate to consult the carer, and in doing so, they must have regard to the wishes and feelings of the patient and any other relevant circumstances (clauses 11-12). Back

76   Clause 19  Back

77   Clauses 238 and 35 Back

78   Section 25 Back

79   Clause 179 Back

80   Clause 182 Back

81   Clause 15 (2) Back

82   Clause 232 (4) Back

83   Clauses 196-197 Back

84   Clause 5, The Mental Capacity Bill 2004  Back

85   Clause 6 (5) The Mental Capacity Bill 2004 Back

86   Clause 6 (6) The Mental Capacity Bill 2004 Back

87   Clause 9 (5) Back

88   Clause 60 Back

89   This is because in accordance with clause 9 (5) lawful treatment can be provided under the Mental Capacity Bill and therefore the relevant conditions in the Mental Health Bill are not met. Back

90   This could apply if the LPA was made after a valid advance decision Back

91   Application no. 45580/09 5 October 2004 Back

92   Clause 247 Back

93   Clause 247 (3) (b) and explanatory notes para. 427. Back

94   Megyeri v Germany [1993] 15 EHRR 584 Back

95   See R (Wilkinson) v RMO Broadmoor Hospital [2001] EWCA Civ 1545 Back

96   Mental Health Orders for non-resident patients Back

97   It is also of concern that clauses 46 (7) and 119 (7) allow a mental health order for a non resident patient to include a condition that 'the patient does not engage in specified conduct. The meaning of 'specified conduct' is not defined but potentially include preventing a person going to the pub or associating with certain people. This raises further fears that the Bill authorises psychiatric ASBOs. Back

98   For example, JT v UK [2000] 1 FLR 909 Back

99   For example, R v MHRT London South and South-West Region, ex p. C [2002] 1 WLR 176 and R v MHRT and Secretary of State for Health, ex p. KB [2002] EWHC 639. Back

100   Clause 228 Back

101   Explanatory notes paras. 47-54. This does not include hearings of the Mental Health Appeal Tribunal. Back

102   Recruitment may also be necessary to fill the places of those members expected to resign, for example, due to increased workloads, for ethical reasons or because they will be asked to sit alone determining largely medical matters without the benefit of expert advice. Back

103   Full time employment would also raise a number of other issues about tax, National Insurance, pensions, etc which have not been explored. Back

104   See note 73 above Back


 
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