The Commission's investigatory
powers
1.3 The Bill would enable a person authorised by
the Electoral Commission to enter premises occupied by an organisation
or individual, at any reasonable time, and inspect any documents
relating to the income and expenditure of the organisation or
individual, for the purposes of the carrying out of the Commission's
functions.[3] This investigatory
power can be used in relation to a wide range of individuals or
entities, including a candidate and their election agent.[4]
It would enable an official of the Electoral Commission to enter
the home of a candidate or their agent, without a warrant or any
requirement of reasonable cause, and to inspect all of their personal
financial documentation such as receipts and bank statements.
It is a criminal offence to obstruct a person authorised to exercise
this power of entry and inspection.[5]
1.4 Such a power to enter premises and inspect financial
documents engages the right to respect for private life and home
in Article 8 ECHR and the right to peaceful enjoyment of possessions
in Article 1 Protocol 1 ECHR. The Explanatory Notes to the Bill
correctly acknowledge (at para. 140) that the power of entry engages
Article 1 Protocol 1 and (at para. 139) that the power of inspection
engages Article 8 because it involves the inspection of personal
information. The Explanatory Notes do not, however, acknowledge
that the power of entry itself engages the right to respect for
private life and home in Article 8 because the premises which
can be entered may be the individual's home.
1.5 The Explanatory Notes to the Bill state that
the power of entry and inspection features safeguards designed
to ensure that the power will be exercised compatibly with Convention
rights. Certain safeguards against the wrongful use of the power
are set out on the face of the Bill. For example, entry must
be at a reasonable time.[6]
The power to inspect is confined to financial documents.[7]
The power may not be used to enter premises and inspect documents
for the purposes of an investigation by the Commission of a suspected
offence or contravention of the Political Parties, Elections and
Referendums Act 2000:[8]
there is a separate power of entry and search, requiring a warrant,
where an offence or contravention is suspected.[9]
Authorisation of a person exercising the power must be in writing,[10]
and evidence of the authorisation must be produced by the person
exercising the power if required to do so by the occupier of the
premises.[11] There
is protection for material which is subject to legal professional
privilege.[12] The Commission
is required to prepare and publish guidance as to the circumstances
in which it is likely to exercise the power of entry and inspection,[13]
and to specify in its annual report the cases in which premises
were entered under the power.[14]
1.6 Notwithstanding these safeguards, we were concerned
about the breadth of the power and in particular the fact that
the only precondition to its exercise is that it must be for the
purpose of carrying out the Electoral Commission's functions.
We therefore wrote to the Secretary of State pointing out that
there is no requirement that the Commission have reasonable grounds
to suspect anything before exercising the very broadly drafted
power of entry and inspection. We asked what safeguards he could
point to which would ensure that power will not be exercised incompatibly
with the right to respect for private life and home in Article
8 ECHR and the right to peaceful enjoyment of possessions in Article
1 Protocol 1.
1.7 The Secretary of State in his response said that
the power is "intentionally widely drawn in order to ensure
that the Commission has available to it sufficient powers in order
to perform its compliance monitoring function". He said
that the Commission has indicated that such powers are "necessary
for it to carry out proactive risk-based assessments of regulated
entities
for example, when its compliance staff visit party
premises for the purposes of auditing policy development grants."
In the vast majority of cases, the Commission says, this will
be done on a voluntary basis, but "it is possible to envisage
a situation where such an audit has begun, potential procedural
irregularities are apparent, but a party or other individual or
organisation to whom the power applies withdraws their co-operation."
Though broad, the Secretary of State argues that the power is
not unlimited because it must be exercised rationally and in accordance
with the general principles of public law, and s. 6 of the Human
Rights Act requires it to be exercised compatibly with Article
8 and Article 1 Protocol 1. In addition, the Secretary of State
points to the fact that the Commission will be required to issue
guidance on how it will use its power of entry and inspection,
including the likely circumstances in which it will use the power,
and it will be required to take that guidance into account in
its exercise of the power.
1.8 We have considered carefully the Government's
justification for the power and the adequacy of the safeguards
relied on. However, we have considerable difficulty understanding
the necessity for this power at all, bearing in mind the availability
of a power to enter and search with a warrant in cases where there
are reasonable grounds for believing that an offence or a contravention
has been committed.[15]
In the example the Government relies on to demonstrate the necessity
of the wide power to enter and inspect, where co-operation has
been withdrawn but "potential procedural irregularities are
apparent", it seems to us that the power to enter and search
with a warrant would be available. We also note that the Government
itself points out in its letter to us that the current equivalent
power[16] "has not
been used since 16 February 2001, the date on which it became
available." That existing power is narrower than the power
proposed in the current Bill, which extends its application to
others such as candidates and their agents. We also note that
the Government has still not indicated the likely circumstances
in which the Commission would seek to use such a power. Such
an important restriction on the scope of a very broad power should
be on the face of the Bill, not left to future guidance to be
drawn up by the body on which the power is conferred.
1.9 We remind
the Government that the onus is on it to demonstrate a pressing
social need for powers of entry and inspection that interfere
with the right to respect for private life and home. We
do not consider that the Government has shown a pressing social
need to extend an already broad power of entry and inspection,
which has never been used, and the Commission will already have
available a power to enter and search, with a warrant, where there
are reasonable grounds to suspect an offence under, or contravention
of, election law. We therefore
recommend that paragraph 1(5) of proposed new Schedule 19A to
the Political Parties, Elections and Referendums Act 2000 be deleted
from the Bill because the Government has failed to show any pressing
social need for such a wide power to interfere with the private
life and homes of candidates and their agents.
We suggest the following amendment to
give effect to this recommendation:
Schedule 1, page 17, line 5, leave out sub-paragraph
(5).
Prisoners' voting rights
1.10 In our last two reports monitoring adverse human
rights judgments, we have criticised the Government's delay in
responding to the judgment of the Grand Chamber of the European
Court of Human Rights in Hirst v UK.[17]
In that case, the Grand Chamber decided that the current ban
on prisoners' voting in the UK[18]
is disproportionate and incompatible with the Convention right
to participate in free and fair elections (guaranteed by Article
3 of Protocol 1 ECHR). That the relevant statutory provisions
have never been subject to a full parliamentary debate played
a part in the decision of the court.[19]
The statutory ban has also been declared incompatible with Convention
rights under Section 4 of the Human Rights Act 1998 by the Court
of Session in Scotland.[20]
1.11 The decision of the Grand Chamber was handed
down in October 2005, after an earlier adverse decision in 2004.
The Government launched a consultation on prisoners' voting rights
in December 2006.[21]
This consultation ended in March 2007 and a second stage consultation
was planned. The Government originally aimed to bring forward
legislation to address this issue in or around May 2008. Contributions
to the first stage of the Government consultation have not been
published and the second stage consultation has not been launched.
1.12 More recently, in response to a written question
by Lord Lester of Herne Hill, the Government confirmed that it
intends to proceed with its second stage consultation on this
issue, but provided no timetable for publication.[22]
1.13 Our previous criticisms of the Government's
approach to this issue have included:
- Drawing the attention of both
Houses to the continuing failure of the Government to provide
answers to our request for information on the timetable proposed
for reform and for full information on the Government's approach
to the case (including any new information provided to the Council
of Europe monitoring body, the Committee of Ministers);
- Expressing concern that the delay in this case
indicated that it was destined to join a list of long-standing
breaches of the Convention by the United Kingdom which were legally
straightforward but politically difficult to remedy;
- Noting that, since the judgment was handed down,
other countries including Ireland and Cyprus, have amended their
elections law to allow prisoners to vote;[23]
- Recommending that the Government publish the
responses to its earlier consultation and its own proposals for
reform without delay, together with a timetable for progress;
- Recommending that a legislative solution should
be proposed during this parliamentary session. Without such a
solution, there is a significant risk that the next general election
will take place in a way which unlawfully disenfranchises at least
part of the prison population in the United Kingdom.[24]
1.14 Contrary to some press reports, we have never
suggested that the ECHR requires that all prisoners should be
entitled to vote.[25]
The current blanket ban on all prisoners voting has been found
by the European Court of Human Rights to breach the European Convention
and the Government is under an obligation to implement that judgment
by repealing the blanket ban[26]
and bringing forward an alternative proposal.
1.15 We recently asked Jack Straw MP, the Secretary
of State for Justice, and Michael Wills MP, the Human Rights Minister,
in oral evidence for an explanation of the ongoing delay with
this case. The Secretary of State said that lack of parliamentary
and political support for reform had contributed to the Government's
approach:[27]
The difficulty we have got - and there is no secret
about this - is this is an issue
on which both the main
parties have had a very clear position, which has not been the
subject of any significant controversy whatsoever within their
parties, that when people are convicted and sentenced to prison
they lose their civic right to vote ... If Members of Parliament
decide that they are not going to accept what the European Court
says then they will not accept it. What we have been seeking
to do is to identify the best possible way of meeting the obligations
under that decision and to do so in a way that shows respect and
achieves consent for that decision, and I happen to think that
that is sensible and it recognises the unusual reality of this
particular decision.
1.16 In addition, the Human Rights Minister added
his concern about the practical implications of reform:[28]
If prisoners are allowed to vote, there is then the
issue of putting them on an equal footing with other voters. Other
voters have not a right but an expectation of access to parliamentary
candidates so that they can judge them first hand. What implications
does that have for prison and prison access at a time when the
prison service is already very stretched?
1.17 It is surprising that, in the three years during
which we have been engaged with the Government on this issue,
this is the first time that any Minister has clearly articulated
the Government's concerns. While we accept difficult political
issues may be involved in meeting the judgment of the Grand Chamber,
it remains for the Government to take the initiative and to propose
a solution for parliamentarians to scrutinise. In the meantime,
UK electoral law remains in breach of the ECHR.
1.18 The practical issues which may be associated
with reform should not be overemphasised. Prisoners who are on
remand, or who have been convicted, but not sentenced, are already
entitled to vote and prison rules and guidance exist for this
purpose.[29]
1.19 It is unacceptable that the
Government continues to delay on this issue. The judgment of
the Grand Chamber was clear that the blanket ban on prisoners
voting in our current electoral law is incompatible with the right
to participate in free elections. We call on the Government to
explore the possibility of bringing forward amendments to this
Bill, to give effect to the European Court's judgment.
1 Bill 4 - EN. Back
2
BILLS (07-08) 124 and BILLS (07-08) 125. Back
3
Paragraph 1(5) of proposed new Schedule 19A to the Political Parties,
Elections and Referendums Act 2000, inserted by clause 2 and Schedule
1 of the Bill. Back
4
Paragraph 1(1)(f) and (g) of proposed new Schedule 19A. Back
5
Paragraph 13(2). Back
6
Paragraph 1(5)(a). Back
7
Paragraph 1(5)(b). Back
8
Paragraph 2(6). Back
9
Paragraph 3. Back
10
Paragraph 7. Back
11
Paragraph 8. Back
12
Paragraph 11. Back
13
Paragraph 14(1)( c). Back
14
Paragraph 15(2)(b). Back
15
Paragraph 3. Back
16
In s. 146(3) of the Political Parties, Elections and Referendums
Act 2000. Back
17
Hirst v UK (No2), App. No. 74025/01, Judgment dated 6 October
2005 (Grand Chamber). Sixteenth Report of Session 2006-07, Monitoring
the Government's Response to Court Judgments Finding Breaches
of Human Rights, HL Paper 128/HC 728, paragraphs 67 - 79;
Thirty-first Report of Session 2007-08, Monitoring the Government's
Response to Human Rights Judgments: Annual Report 2008, HL
Paper 173/HC 1078, paragraphs 47 - 63). Back
18
Section 3, Representation of the People Act 1983. Back
19
Hirst v UK, paragraph 79. Back
20
Smith v Scott [2007] SC 345. Back
21
Voting rights of prisoners detained within the United Kingdom,
Department of Constitutional Affairs, December 2006. http://www.dca.gov.uk/consult/voting-rights/condoc.htm. Back
22
HL Deb 12 Jan 2009, Col WA122 (Lord Bach). Back
23
Further recent developments on this issue have taken place across
a number of other common law jurisdictions. For example, since
the publication of our last report, the High Court in Hong Kong
has determined that electoral law which prevents prisoners from
voting in Hong Kong is incompatible with the basic law and the
Hong Kong Bill of Rights, in so far as it contravenes the constitutionally
guaranteed right to vote. The Court ordered the Hong Kong Government
to make arrangements to enable all prisoners to vote on election
day. See Chan Kin Sum v Secretary of State for Justice and
the Electoral Affairs Commission, Judgment dated 8 December
2008, HCAL 82/2008. Similar developments have taken place in
India and Ghana, where a court judgment and a decision of the
local electoral commission have enabled significant numbers of
prisoners to vote in recent elections. Statutory limitations on
prisoners' voting have also been declared incompatible with the
constitutional right to vote by courts in both Australia and South
Africa (See Roach v Electoral Commissioner [2007] HCA 43, High
Court of Australia, dated 30 August 2007 and Minister of Home
Affairs v NICRO 2005 (3) SA 280 (CC), South African Constitutional
Court, dated 3 March 2004). Back
24
Thirty-first Report of Session 2007-08, Monitoring the Government's
Response to Human Rights Judgments: Annual Report 2008, HL
Paper 173/HC 1078, paragraphs 47 - 63. Back
25
See for example, Daily Express, "Prisoners must get
the vote", MPs urge, 10 November 2008. Back
26
Repeal of the blanket ban could be simply achieved by amending
the Bill to omit s. 3 of the Representation of the People Act
1983. Back
27
Q66, Minutes of Evidence, 20 January 2009, HC 174. Back
28
Q67, Minutes of Evidence, 20 January 2009, HC 174. Back
29
See Prison Service Order 2650, Prisoners' Voting Rights.
These prisoners will generally be registered at their usual home
address, but may also register there by way of a local connection
or in the constituency where the prison is located. This final
option is only available where the prisoner is unable to register
at a usual home address or by establishing a local connection
with another constituency. The rules make provision for prisoners
to vote by post or proxy and allow prisoners to right receive
electoral literature and permit prisoners to write to relevant
candidates' agents requesting any relevant literature. Back