3 Reservations and interpretative
declaration
21. In our last report, we concluded that the proposal
that the UK make at least the same number of reservations to the
Convention as all 43 existing State Parties combined was extremely
worrying.[29] Although
we had inadequate information to reach a firm conclusion on the
necessity of the reservations being considered by the Government,
we had doubts about the necessity of each of the reservations
or declarations being considered and their compatibility with
the object and purpose of the Convention.[30]
22. We called on the Government to publish the draft
text of its proposals for reservations or declarations, together
with an explanation of its view that its proposals were compatible
with the object and purpose of the Convention, and therefore permitted
as reservations. We have commented on the Government's refusal
to conduct a consultation on the draft reservations, above. The
Government's opinion is that the Explanatory Memorandum provides
reasons to support the Government's view that each reservation
is necessary and compatible with the object and purpose of the
Convention.[31] We
are satisfied that the Explanatory Memorandum sets out the Government's
view (that its proposals for reservation are necessary), subject
to a notable exception which we consider below. While we may
disagree with them, the Government's views are clearly discernible
from the contents of the Explanatory Memorandum. We regret,
however, that the Explanatory Memorandum provides no explanation
of the Government's view that its proposals for reservations and
an interpretative declaration are compatible with the object and
purpose of the Convention.
23. We bear in mind that reservations to international
human rights treaties are generally scrutinised closely by international
monitoring bodies, given that the expression of rights in human
rights conventions are obligations owed by States directly to
individuals within their jurisdiction, not to other States.[32]
For example, in guidance on reservations compatible with the
object and purpose of the International Covenant on Civil and
Political Rights (ICCPR), the UN High Commissioner for Human Rights
explained:
In an instrument which articulates very many
civil and political rights, each of the many articles, and indeed
their interplay, secures the objectives of the Covenant. The
object and purpose of the Covenant is to create legally binding
standards for human rights by defining civil and political rights
and placing them in a framework of obligations which are legally
binding for those States which ratify
Although treaties that
are mere exchanges of obligations between States allow them to
reserve inter se application of rules of general international
law, it is otherwise in human rights treaties, which are for the
benefit of persons within their jurisdiction. Accordingly, provisions
in the Covenant that represent customary international law
may
not be the subject of reservations.
[
]
Equally, a reservation to the obligation to respect
and ensure rights and to do so on a non-discriminatory basis
would
not be acceptable. Nor may a State reserve an entitlement not
to take the necessary steps at a domestic level to give effect
to the rights of the Covenant.[33]
24. The UN High Commissioner for Human Rights recently
reiterated this approach and highlighted that the Committee on
the Rights of Persons with Disabilities will address any reservations
or declarations lodged by States in their periodic review of State
reports under the Convention. She has urged States to be aware
that similar monitoring bodies have consistently expressed the
view that reservations "diminish the scope of protection
afforded by [human rights] treaties".[34]
25. International monitoring bodies, such as the
new Committee on the Rights of Persons with Disabilities will
scrutinise reservations closely and will be quick to call for
their removal if they appear to be inconsistent with the object
and purpose of the Convention.
26. We welcome the Government's view that the
UK should not accede to any treaty unless domestic law and practice
are capable of complying with its obligations.[35]
Signature of any new international human rights instrument should
provide an opportunity for an audit of national law and policy
with a view to removing any incompatibilities with the rights
guaranteed before ratification, in so far as possible.
27. We expressed our concern, in our first Report
on the Convention, that the Government's approach to ratification
appeared to involve asking Government Departments and Devolved
Administrations for a "wish-list" of reservations or
interpretative declarations and that it was unclear whether departmental
requests had been effectively challenged. The evidence presented
by the Minister for Disabled People reinforced our view that ultimately,
requests from Departments were subject to very limited scrutiny
as to whether they were compatible with the object and purpose
of the Convention.[36]
28. In its response, the Government rejected this
impression, arguing that the Office for Disability Issues had
worked very closely with Devolved Administrations and Departments
"on emerging issues". This liaison had involved "scrutiny,
discussion and challenge at all stages resulting in a significantly
shorter list of reservations and declarations than was first identified".[37]
We cannot accept the Government's reassurance that the Office
for Disability Issues has been responsible for challenging requests
for reservations or interpretative declarations without some scepticism,
not least because the process of arriving at the current list
of reservations and the interpretative declaration has been so
opaque. The list presented to Parliament is very similar to the
list of issues which was being considered in May 2008, when the
possibility of making reservations was first announced by the
then Minister for Disabled People, Anne McGuire MP.[38]
Since then, one reservation being discussed has been dropped
and another has been proposed.[39]
Acceptance of new international human rights standards should
not trigger a "wish-list" approach to potential reservations
from departments seeking to protect existing policies and practices.
We note the Government's argument that the Office of Disability
Issues has been involved in scrutinising, discussing and challenging
individual proposals for reservations but regret that the majority
of the reservations outlined to us last year have survived that
scrutiny process apparently unscathed, despite the existence of
serious concerns in relation to many of them, as we discuss below.
29. We are conscious of the difficulties that we
have experienced in persuading the Government to remove reservations
once they are in place. We and our predecessor Committee repeatedly
recommended that the Government should withdraw reservations to
the UN Convention on the Rights of the Child (UNCRC), including
an immigration reservation which we and our predecessor Committee
considered was neither necessary nor compatible with the object
and purpose of the Convention.[40]
In response to each of these recommendations, the Government
maintained its view that the reservation was necessary and compatible
with the object and purpose of the UNCRC.[41]
30. The Government finally withdrew its reservations
to the UNCRC in September 2008, sixteen years after the Convention
was ratified, in January 1992. This experience illustrates that,
once in place, it can be difficult to persuade the Government
that reservations to international human rights treaties are not
required.
31. Our experience in scrutinising the United
Kingdom implementation of the UNCRC is that reservations, once
in place tend to persist even where UN monitoring bodies, parliamentary
committees and civil society organisations are united in the view
that they are unnecessary and incompatible with the object and
purpose of the treaty. We start our scrutiny of the reservation
and interpretative declaration proposed for this Convention from
the standpoint that there should be as few such statements as
possible, preferably none, and that where such statements are
necessary, the Government should be committed to making the legislative
and other changes necessary to enable them to be withdrawn as
soon as practicable.
32. We consider each of the Government's proposals
for reservations and its proposal for an interpretative declaration
below. Our consideration aims to provide Members of both Houses
with our views on three questions:
- Are the proposals necessary?
- Are the proposals compatible with the object
and purpose of the Convention?
- Are there any other additional matters about
the Government's proposals which both Houses should consider?
Special schools and parental choice:
Right to education (Article 24)
33. The bulk of the evidence which we have received
on the Convention has related to the Government's proposal to
lodge a reservation and an interpretative declaration in respect
of the right to education. The Explanatory Memorandum explains:
The Government intends to enter an interpretative
declaration to make clear that the UK general education system
includes both mainstream and special schools, thereby clarifying
how the UK Government interprets the Convention. [
] A reservation
will be entered to allow for circumstances where disabled children's
needs may be best met through specialist provision.
34. The reservation proposed states:
The UK reserves the right for disabled children
to be educated outside their local community where more appropriate
educational provision is available elsewhere. Nevertheless, parents
of disabled children have the same opportunity as other parents
to state a preference for the school at which they wish their
child to be educated.
35. The interpretative declaration includes an express
commitment to inclusive education, but expresses the Government's
view that any general education system may include both special
and mainstream schools:
The United Kingdom Government is committed to
continuing to develop an inclusive system where parents of disabled
children have increasing access to mainstream schools and staff
and which have the capacity to meet the needs of disabled children.
The General Educational System in the UK includes mainstream
and special schools, which the UK Government understands is allowed
under the Convention.
36. Article 24 of the Convention provides:
State Parties recognise the right of persons
with disabilities to education. With a view to realising this
right without discrimination and on the basis of equal opportunity,
State Parties shall ensure an inclusive education system at all
levels and lifelong learning [
]
In realising this right, State Parties shall
ensure that:
(a) Persons with disabilities are not excluded
from the general education system on the basis of disability,
and that children with disabilities are not excluded from free
and compulsory primary education, or from secondary education,
on the basis of disability;
(b) Persons with disabilities can access an inclusive,
quality and free primary education and secondary education on
an equal basis with others in the communities in which they live;
(c) Reasonable accommodation of the individual's
requirements is provided;
(d) Persons with disabilities receive the support
required, within the general education system, to facilitate their
effective education;
(e) Effective individualised support measures
are provided in environments that maximise academic and social
development, consistent with the goal of full inclusion.
37. Like all other economic and social rights in
the Convention, the right to education is subject to the principle
of progressive realisation according to available State resources.[42]
38. Two broadly opposing views were represented in
the evidence which we received on this issue. On the one hand,
a number of witnesses argued that the reservation and interpretative
declaration are necessary to ensure that special schools remain
an option for children and adults with disabilities whose educational
and development needs cannot be met in another setting.[43]
Some witnesses argued that parents should be entitled to request
this type of provision for their severely disabled children or
those with complex support needs.[44]
This provision might necessarily be provided away from some local
communities, but may be the best provision to meet their child's
needs.[45] For example,
RESCARE, an organisation representing children and adults with
learning disabilities and their families, told us:
We consider that the reservations are essential
in meeting the needs of children and young people with learning
disabilities, autism and other complex needs as an option for
their parents.[46]
39. Mr Simon Burdis added:
It does not matter how inclusive and accessible
mainstream schools are made, a substantial proportion of children
need the dignity and expertise of a special school environment
whether provided by the State
, independent, voluntary, or
charitable sector according to need. Where a local area does
not have a range of appropriate mainstream and special school
provision of different kinds to meet different needs available,
it is especially important that parents and family carers retain
the right to be able to choose appropriate special school and
other specialist provision.[47]
40. On the other hand, a number of witnesses, including
the UN Convention Campaign Coalition, representing 33 disabled
people's organisations; the EHRC and the NIHRC, argue that this
reservation is not necessary or compatible with the concept of
the progressive realisation of inclusive education envisaged by
the Convention. The EHRC considers that this reservation lacks
aspiration and represents a change in UK policy, as it appears
that the UK now openly accepts that segregated special schools
will always play a part in the general system of education in
the UK. They had understood that previous policy aspired towards
mainstream schools becoming progressively more inclusive, including
through the increased co-location of specialist and mainstream
provision. The NIHRC express a similar view.
41. The UN Convention Campaign Coalition told us:
The UNCCC believes that the Convention provides
an opportunity to take proactive steps to improve access to mainstream
education so parents have a genuine choice in schooling their
child. We are concerned that the Government is not taking a balanced
approach in its promotion of parental choice and is in danger
of completely ignoring the interests of disabled children. [
]
UNCCC do not regard segregation and separation in special settings
[as] inclusion.[48]
42. Disability Action expressed their concern about
the inclusion of special schools within the UK understanding of
its general education system:
If someone is sent to a particular school 'on
the basis of disability', then they are clearly not being educated
within the 'general education system' as that phrase is used in
Article 24. Indeed the system that excludes cannot be the same
system that includes or proposed to include. [
] Entering
these reservations would have the effect of retaining separate
special schools for some disabled children permanently in the
UK. This is clearly in direct conflict with the goal of achieving
a more inclusive education system for children and young people.
Indeed the requirement to progressively realise the right to
education as specified under Article 4 (2) of the UNCRPD renders
such a reservation unnecessary.[49]
43. We note the wide spectrum of views that have
been expressed in respect of the need for the Government's proposed
reservation and interpretative declaration in relation to education.
We regard the wide divergence of views as a good indication that
the relevant provisions of the Convention leave considerable scope
for disagreement about their meaning. On one reading, the Convention
requires States to move progressively towards the elimination
of special schools. On another view, the Convention permits States
to continue to provide education at special schools, provided
they are also working to increase access to mainstream schools.
The justification for entering a reservation or interpretative
declaration in relation to provisions whose meaning is unclear
is likely to be stronger for that reason.
44. We see no necessary contradiction between requiring
States to take steps to increase access to mainstream education
on the one hand, and allowing them to maintain special schools
for those whose needs are such that it would not be in their interests
to be educated in a mainstream setting. A commitment to progressive
realisation of inclusive education does not in our view entail
a commitment to the elimination of special schools. We can see,
however, that the provisions of the Convention could be interpreted
in that way and we therefore understand why the Government
feels it necessary to enter a reservation and an interpretative
declaration to make clear its understanding that a commitment
to inclusive education is not incompatible with the continued
existence of special schools.
45. At the same time, we understand the concern expressed
by some witnesses that the justification provided by the Government
for its proposals - being based on the need to maintain special
schools as part of the general education system and focusing on
parental choice - could be interpreted as indicating that the
Government is moving away from the current statutory position,
which contains a strong presumption that a child who has special
educational needs must be educated in a mainstream school
unless this would be incompatible with (a) the wishes of the child's
parents or (b) the provision of efficient education of other children.[50]
These are the only reasons why mainstream education can be refused
for a child with special educational needs. The relevant Departmental
Guidance on the duty to educate in a mainstream school states:
Mainstream education cannot be refused on the
grounds that the child's needs cannot be provided for within the
mainstream sector. The general duty assumes that with the right
strategies and support most children with special educational
needs can be included successfully at a mainstream school. The
local education authority should be able to provide a mainstream
option for all but a small minority of pupils. Local education
authorities should look across all of their schools and seek to
provide appropriate mainstream provision where possible.
[51]
46. We welcome the restatement in the Explanatory
Memorandum of the Government's commitment to inclusive education.
We are concerned, however, that the scope of the reservation
and interpretative declaration may send a confused message to
people with disabilities about the purpose and intention of the
Government's position. We call on the Government to confirm that
nothing in its reservation and interpretative declaration is intended
to enable the Government to dilute in any way the current strong
statutory presumption in favour of mainstream education for children
with special educational needs. We also ask the Government to
confirm that the purpose of its proposed reservation and interpretative
declaration is simply to clarify that nothing in the Convention
requires the Government to work towards the eventual elimination
of special schools in the UK. If this is the purpose of the
Government's reservation and interpretative declaration, we accept
that a lack of clarity in the Convention may necessitate a reservation
and an interpretative declaration which is compatible with the
object and purpose of the Convention.
Service in the Armed Forces: Work
and employment (Article 27)
47. The Government intends to enter a reservation
to the Convention in respect of service in the armed forces.
Service in the armed forces is already exempt from the application
of the Disability Discrimination Act (as amended). The Explanatory
Memorandum explains the Government's position:
The Government has decided to exclude members
of the Armed Forces in the DDA because Armed Forces personnel
need to be combat effective in order to meet a world-wide liability
to deploy, and to ensure that military health and fitness remain
matters for Ministry of Defence (MoD) Ministers based on military
advice, not for the courts.
Recruiting non-deployable people, or those with
limited deployability, would have an impact on the general levels
of non-deployability within the Services and would run the risk
of creating a two-tier system between those who are deployable
and those who are not. This would have an adverse effect on morale
and operational effectiveness by placing undue stress on those
fit to serve on the frontline and who would have to absorb the
increased operational turn-around and frequency of operational
tours.
48. The text of the proposed reservation provides:
The United Kingdom ratification is without prejudice
to provisions in Community law that Member States may provide
that the principle of equal treatment in employment and occupation,
in so far as it relates to discrimination on the grounds of disability,
shall not apply to the armed forces. The United Kingdom accepts
the provisions of the Convention, subject to the understanding
that its obligations relating to employment and occupation, shall
not apply to the admission into or service in any of the naval,
military or air forces of the Crown.
49. The Explanatory Memorandum makes clear that this
reservation is the subject of ongoing discussion with the European
Commission. The current draft proposals for ratification by the
European Commission would permit, but not require, Member States
to make a reservation of the type proposed by the Government.
So far, no EU party to the Convention has entered a similar reservation.
50. Article 27 of the Convention recognises the right
of persons with disabilities to work, on an equal basis with others.
State Parties are required to safeguard and promote the realization
of the right to work, including for those who acquire a disability
during the course of employment.
51. In our last report, we expressed our view that
the Government should consider removing the existing exemption
for service in the armed forces from the Disability Discrimination
Act (as amended) in the forthcoming Equality Bill. We stressed
that evidence should be provided to support any justification
provided by the Ministry of Defence that the existing exemption
is necessary.
52. The evidence which we received on this proposal
argued that the reservation was unnecessary to achieve the objectives
of the Ministry of Defence. For example, Leonard Cheshire told
us:
There is no legal requirement in the Convention
to hire personnel unable to do the job they are recruited for;
the obligation is to ensure a non-discriminatory and accessible
work environment when it is reasonable to do so. As such the
reservation is unnecessary and sends an unhelpful negative message
about the support that those who acquire an impairment during
their service can expect to receive.[52]
53. The EHRC agreed with this view and said that:
The only impact for the MOD of lifting the exemption
would be to prevent it from making unwarranted generalisations
about disabled people's capacity to serve, and to help ensure
the consistent application of existing good practice across the
armed forces. [53]
54. The Explanatory Memorandum explains that Ministers
wish to retain the discretion to take decisions about capacity
to serve based on "military advice", without the scrutiny
of the courts. We have seen no evidence to support the Government's
position that this exemption is justified and appropriate, other
than the desire expressed by the Ministry of Defence to retain
control over the assessment of fitness for service. We note the
conclusion of the EHRC in respect of the removal of a similar
exemption from the Disability Discrimination Act (as amended)
for police forces:
The exemption which
applied to the police
and fire services
was lifted in 2005, with no negative impact
upon the ability of both services to determine objectively who
joins the services, or upon operational effectiveness.[54]
55. We doubt whether the continuing exemption
from the Disability Discrimination Act (as amended) is necessary.
While this exemption remains in force, we acknowledge that the
reservation proposed by the Government is necessary to achieve
the Government's policy objective. In our view, the existing
exemption is inconsistent with the requirements of the Convention
and would be subject to challenge without a reservation. We reiterate
our recommendation that the existing exemption should be reconsidered
in the Equality Bill.
56. The breadth of the exemption is such that it
proposes to exempt the armed forces in their entirety from the
requirement to treat service personnel, or those who seek to apply
for service, without discrimination on the grounds of disability.
This would extend to exempting all armed forces from the requirement
not to discriminate without justification against existing service
personnel who incur a disability in the course of their service.
This reservation would permit the armed forces automatically
to discharge a service person with disabilities, without justification,
simply on the basis that he or she has a disability. Given
the breadth of the proposed reservation in respect of service
in the armed forces - seeking as it does to remove a major public
authority entirely from a basic provision on non-discrimination
in access to employment - we consider that it is open to challenge
as being incompatible with the object and purpose of the Convention.
57. The EHRC has suggested that an amendment to the
Disability Discrimination Act to provide express justification
for service in the armed forces, based on the provisions in the
Sex Discrimination Act and limited to combat effectiveness, could
be justifiable.[55]
If the Government decides to lodge a reservation in the terms
it proposes, or any alternative based on the principle of combat
effectiveness, we recommend that the Government should commit
to keep the reservation under review and undertake to reconsider
the necessity for the reservation within 6 months of Royal Assent
being granted in respect of the forthcoming Equality Bill.
Immigration: liberty of movement
58. It has been clear since May 2008 that the Home
Office would be seeking an immigration based reservation to the
Convention. In our last Report, we criticised the lack of clarity
in respect of the proposals for this reservation, noting that
it was unclear whether the Government was proposing a reservation
in respect of specific immigration and citizenship rights or whether
the Home Office was simply seeking a "catch all" reservation
intended to cover some as yet undetermined policy objective.[56]
59. The Explanatory Memorandum explains that the
Government proposes to enter a reservation in respect of liberty
of movement:
A general reservation will be entered in order
to retain the right to apply immigration rules and to retain
the right to introduce wider health screening for applicants entering
or seeking to remain in the UK, particularly in the event of a
global health emergency, if this is considered necessary to protect
public health.
This clarifies the Government's understanding
that the Convention does not create new or additional rights for
non-UK national disabled people relating to the entry into, stay
in and departure from the United Kingdom.
60. The Government proposes a reservation in the
following terms:
The United Kingdom reserves the right to apply
such legislation, insofar as it relates to the entry into, stay
in and departure from the United Kingdom of those who do not have
the right under the law of the United Kingdom to enter and remain
in the United Kingdom, as it may deem necessary from time to time.
61. The breadth of this proposal is clear when contrasted
with the narrower interpretative declaration on immigration rights
made by Australia:
Australia recognises the rights of persons with
disability to liberty of movement, to freedom to choose their
residence and to nationality, on an equal basis with others.
Australia further declares its understanding that the Convention
does not create a right for a person to enter or remain in a country
of which he or she is not a national, nor impact on Australia's
health requirements for non-nationals seeking to enter or remain
in Australia, where these requirements are based on legitimate,
objective and reasonable criteria.
62. The Explanatory Memorandum explains that the
UK's proposed reservation is intended as a general reservation
to the whole Convention, and is not specifically targeted at Article
18 and the right to liberty of movement.[57]
This is consistent with the evidence which we took from the Minister
for Disabled People, that the Home Office was seeking reservations
or declarations in respect of immigration and citizenship, "with
particular but not necessarily exclusive focus on Article 18 of
the Convention".[58]
We regret the lack of clarity in the Explanatory Memorandum
in respect of the implications of the proposed reservation on
liberty of movement for the requirements of the Convention.
The breadth of the proposed reservation and its purpose is entirely
unclear. We are disappointed that the elastic text of the proposed
reservation confirms our earlier concern that the Home Office
is seeking "catch-all" protection for any policy relating
to immigration and nationality against the full application of
the rights recognised by the Convention.
63. The Government's proposal is nearly identical
to a similar reservation to Article 22 of the UNCRC which has
recently been removed.[59]
The justification proposed by the Government in respect of that
reservation was similarly vague and accompanied by the explanation
that nothing in the UNCRC was intended to create any further legal
obligations in respect of those subject to immigration control.[60]
We consider that our predecessor Committee's conclusions in respect
of the immigration reservation to the UNCRC apply with equal force
in respect of this proposed reservation. It is neither necessary
nor compatible with the object and purposes of the Convention.
64. There is nothing in the Convention which would
grant additional rights to people with disabilities in respect
of the right to enter or remain in the United Kingdom. The only
positive requirement of the Convention is that State Parties shall
recognise the rights of persons with disabilities to liberty of
movement, to freedom to choose their residence and to a nationality,
on an equal basis with others (Article 18, emphasis added).
This may include a requirement to make reasonable accommodation
for people with disabilities, including making appropriate modification
and adjustments not imposing a disproportionate burden on the
State if needed in a particular case, to ensure to persons with
disabilities the equal enjoyment of the right to liberty of movement.
However, in our view, the obligation to make reasonable adjustments
is one familiar to all public authorities in the United Kingdom.
Adjustments or modifications do not create new rights, but enable
disabled people to exercise the same rights as everyone else without
discrimination.
65. We are particularly concerned about the Government's
proposal that this reservation may be necessary in order to deal
effectively with public health emergencies. We agree with a number
of our witnesses that the Government already has broad powers
to deal with public health emergencies and to control entry into
the United Kingdom for the purposes of protecting public health.[61]
We considered these powers most recently in our scrutiny of the
Health and Social Care Act 2008, which provided for the wide-spread
reform of the Government's powers to deal with risks to public
health.[62] These powers
apply to all people, regardless of whether they have disabilities
or not. In our view, there is nothing in the Convention which
would require an amendment to the existing law or which could
limit its effectiveness. We agree with a number of witnesses
who wrote to tell us that this amendment appeared to conflate
disability with the risks posed to public health by disease.
We consider that this approach illustrates an unfortunate lack
of awareness of the rights of people with disabilities.
66. Disability Action, a Northern Irish NGO, told
us that this reservation:
[W]ill only serve to perpetuate the misconception
that Government can 'pick and choose' who should be allowed to
enter and remain in the UK based on the perceived severity of
a person's disability - a course of action which would be clearly
discriminatory.[63]
67. In our recent report on the Borders, Immigration
and Citizenship Bill, we considered the potential for the Government's
proposals to accelerate naturalisation by individuals participating
in "active citizenship" to have a discriminatory effect
on people with disabilities. This provides a good example of
how the Convention might affect domestic immigration policy.
There is nothing in the Convention which would require the Government
to grant citizenship to people with disabilities on a more favourable
basis than others. However, the right to liberty of movement
without discrimination in Article 18 of the Convention restates
and bolsters existing rights of individuals to enjoy treatment
without unjustified discrimination in the protection of the law
(guaranteed by common law)[64]
and in their enjoyment of Convention rights, such as the right
to respect for private and family life (as guaranteed by Articles
8 and 14 ECHR).[65]
68. We are concerned that the Government is pursuing
a broad, general reservation related to immigration control.
The Government has not provided an adequate explanation of its
view that the proposed reservation is necessary. In any event,
we consider that there is nothing in the Convention or in domestic
law which could justify a reservation of the breadth proposed.
69. Read literally, this reservation could disapply
the Convention in its entirety in so far as its protection might
relate to people subject to immigration control. In our view,
this is incompatible with the object and purpose of the Convention
and does not constitute a valid reservation.
70. We recommend that the Government abandon this
reservation. We consider that it is both unnecessary and inconsistent
with the object and purpose of the Convention.
71. We note the Government's commitment to review
this proposed reservation within 12 months. If the Government
proceeds to lodge this reservation, we recommend that the review,
12 months after ratification, should provide a clear analysis
of why the Government considers the reservation is necessary and
compatible with the object and purpose of the Convention. This
review must answer the concerns we have set out above and should
contain examples and evidence to support the Government's views
on the continuing need for the reservation.
Review of benefits appointees:
equal recognition (Article 12(4))
72. The final reservation proposed by the Government
involves the guarantee in the Convention for all disabled people
of equal recognition before the law. [66]
73. Article 12(4) of the Convention recognises that
people with disabilities who lack capacity may need additional
protection in order to secure equal recognition in domestic legal
systems. It provides that States shall ensure that domestic measures
which deal with the exercise of legal capacity (for example, the
ability to take legally binding decisions for oneself) shall provide
for "appropriate and effective safeguards to prevent abuse
in accordance with international law". Such safeguards must
include that laws and other measures which address capacity:
- "respect the rights, will
and preferences of the person, are free of conflict of interest
and undue influence";
- "are proportional and tailored to a person's
circumstances';
- "apply for the shortest time possible";
and
- "are subject to regular review by a competent,
independent and impartial authority or judicial body".
74. The Explanatory Memorandum explains the Government's
view that domestic law on benefits is incompatible with the last
of these requirements:
There is currently no review system for Department
of Work and Pensions (DWP) appointees, i.e. people who are appointed
to claim and collect benefits on behalf of another person due
to that person's lack of physical or mental capacity.
75. The Government proposes a reservation in the
following terms:
The United Kingdom's arrangements, whereby the
Secretary of State may appoint a person to exercise rights in
relation to social security claims and payments on behalf of an
individual who is for the time being unable to act, are not at
present subject to the safeguard of regular review, as required
by Article 12.4 of the Convention and the UK reserves the right
to apply those arrangements. The UK is therefore working towards
a proportionate system of review.
76. The EHRC agrees that the current system for benefits
appointees is incompatible with the requirements of the Convention
and commends the DWP for its commitment to address this issue
of incompatibility:
We hope the important policy gap identified by
the DWP concerning the need for 'regular review' by a competent,
independent and impartial authority or judicial body of DWP appointees
will
be addressed as a matter of urgency. The solution arrived at
should be sufficient to allow the DWP to withdraw this reservation.
The Commission will closely monitor developments and looks forward
to being consulted by the Department.[67]
77. Most of the submissions we received on this proposal
argued for an urgent solution to remove the identified incompatibility
with the Convention and regretted the need for the reservation.
Witnesses agreed that new measures should be brought forward
to remove the incompatibility as soon as possible. Some witnesses
argued that a reservation was not necessary, but others told us
that although the reservation was necessary, action should be
taken swiftly to allow the UK to withdraw the reservation.
78. In effect, the Government accepts that the current
domestic law is incompatible with the requirements of Article
12(4) of the Convention. We welcome the recognition by the
Government that the existing treatment of benefits appointees
is incompatible with the requirements of the Convention. We
agree with the Government's analysis and consider that, without
any change to the current provision, a reservation is necessary.
79. The equal protection of the law for people with
disabilities is a key element of the package of rights recognised
by the Convention. Without equal protection of the law, many
other rights may be out of the reach of people with disabilities
and particularly those who lack capacity. By reserving the right
to maintain in force measures which do not provide the safeguards
required by the Convention, the proposed reservation is, in our
view, open to challenge by other States as incompatible with the
object and purpose of the Convention. However, in our view, the
risk of challenge is substantially reduced in the light of the
commitment by the UK Government to work towards a compatible and
proportionate system of review for benefits appointees. We
recommend that the Government publish details of its proposal
for a new review mechanism for benefits appointees, together with
any necessary legislative changes and the timetable for reform,
without delay. In keeping with the requirements of the Convention,
we recommend that the Government publish its plans for consultation
and that the Department for Work and Pensions should consult with
disabled people and their organisations. The Government's proposals
will be scrutinised for compatibility with the Convention and
should be designed to facilitate removal of the proposed reservation.
80. This reservation was
first raised publicly in evidence to our Committee on 18 November
2008, almost two years after the UK signed the Convention. During
this time, a number of welfare reforms have been enacted, including
the Welfare Reform Act 2008. In addition, amendments to the Mental
Capacity Act 2005 were included in the Mental Health Act 2007.
These were opportunities to address the issue of benefits appointees,
which were missed and we note that there are no proposals for
reform in the Welfare Reform Bill which is currently before Parliament.
If legislative changes are needed to implement the Government's
plans to create a system of review for benefits appointees, we
recommend that the Government consider making appropriate amendments
to the Welfare Reform Bill.
29 DRC Report, paras 52. Back
30
Ibid, para 90. Back
31
DRC Reply, paras 12 - 14. Back
32
See for example, Effect of Reservations on Entry into force
of the American Convention (Articles 74 and 75), Inter-American
Court of Human Rights, 67 ILR (1982) 558; Belilos v Switzerland,
(1998) 10 EHRR 466, paragraphs 47- 60; Office of the High
Commissioner, General Comment No 24, Issues relating to reservations
made upon ratification or accession, 4 November 1994, CCPR/C/21/Rev.1/Add.6 Back
33
Ibid, paragraphs 7-9 Back
34
Annual Report of the UN High Commissioner for Human Rights, Thematic
Study by the Office of theUN High Commissioner for Human Rights
on enhancing awareness and understanding of the Convention on
the Rights of Persons with Disabilities, 26 January 2009,
A/HRC/10/48, para 20. Back
35
DRC Reply, para 16. Back
36
DRC Report, para 39. Back
37
DRC Reply, para 4. Back
38
DRC Report, paras 3 - 8 Back
39
DRC Report, para 8. Over the course of the past year,
a reservation was being considered in respect of cultural services,
which does not appear in the Explanatory Memorandum. A number
of additional matters were being discussed in May 2008, including
in relation to capacity and mental health, in respect of choice
or residence. Although it was clear that issues relating to capacity
were being considered, this was not clearly related to the issue
of benefits appointees now proposed to be subject to reservation. Back
40
See for example, Tenth Report of 2002-03, The UN Convention
on the Rights of the Child, HL Paper 117, HC 81, para 65;
Seventeenth Report of Session 2001-02, Nationality Immigration
and Asylum Bill, HL 132, HC 961, para 17; Tenth Report of
Session 2006-07, The Treatment of Asylum Seekers, HL 81,
HC 60, paras 173 - 182. Back
41
See for example, Eighteenth Report of 2002-03, Government's
Response to Tenth Report of 2002-03 on The UN Convention on the
Rights of the Child, Annex, para 20; Seventeenth Report of
Session 2006-07, Government's Response to Tenth Report of Session
2006-07, The Treatment of Asylum Seekers, HL 81, HC 60, paras
27 - 28. Back
42
Article 4 Back
43
See for example, Memorandum submitted by Anita Bennet, pp32-32,
below. Back
44
See for example, Memorandum submitted by Evan Davies, pp35-36;
Memorandum submitted by Mrs Kim Wood, pp 36- 37, below. Back
45
Memorandum submitted by Rescare, page 45, below Back
46
Memorandum submitted by Simon Burdis, page 47, below. Back
47
EHRC, Commission's Statement Concerning the UK Government's Explanatory
Memorandum on the UN Convention on the Rights of Persons with
Disabilities, 9 March 2009. Back
48
Memorandum submitted by UNCCC, page 50, below. Back
49
Memorandum submitted by Disability Action, pp 34-35, below. Back
50
Sections 316 and 316A Education Act 1996. The situation in Northern
Ireland is governed by a similar statutory presumption in the
Special Educational Needs and Disability (Northern Ireland) Order
(2005) Back
51
DfES Guidance 0774/2001. Back
52
Memorandum submitted by Leonard Cheshire, page 39, below. Back
53
EHRC, Commission's Statement Concerning the UK Government's Explanatory
Memorandum on the UN Convention on the Rights of Persons with
Disabilities, 9 March 2009. Back
54
Ibid. Back
55
EHRC, Commission's Statement Concerning the UK Government's Explanatory
Memorandum on the UN Convention on the Rights of Persons with
Disabilities, 9 March 2009. See Sex Discrimination Act 1975,
Section 85. Back
56
DRC Report, para 70. Back
57
Article 18 of the Convention provides persons with disabilities
with the right to liberty of movement, freedom to choose their
residence and to a nationality, on an equal basis with others.
It also provides further details of how the right should be secured,
including be ensuring that people with disabilities are not arbitrarily
deprived of their freedom of movement. Back
58
DRC Report, Ev 15 Back
59
That amendment provided: "The United Kingdom reserves the
right to apply such legislation, in so far as it relates to the
entry into, stay in and departure from the United Kingdom of those
who do not have the right under [UK] law to enter and remain in
the UK, and to the acquisition and possession of citizenship,
as it may deem necessary from time to time." Back
60
Tenth Report of 2002-03, paragraph 82. Back
61
Public Health Act 1984, as amended by Health and Social Care Act
2008. Back
62
Twelfth Report of Session 2007-08, Legislative Scrutiny: 1)
Health and Social Care Bill and 2) Child Maintenance and Other
Payments Bill: Government Response, HL Paper 66/ HC 379. Back
63
Memorandum submitted by Disability Action, page 33, below. Back
64
Matadeen v Pointu [1998] 3 LRC 542, para 542; [1999] 1
AC 98, para 109; M v Secretary of State for Work and Pensions
[2006] 2 AC 91, para 136. Back
65
Ninth Report of 2008-09, Borders, Citizenship and Immigration
Bill, HL Paper 62, HC 35, para 1.49 Back
66
Article 12 Back
67
EHRC, Commission's Statement Concerning the UK Government's Explanatory
Memorandum on the UN Convention on the Rights of Persons with
Disabilities, 9 March 2009. Back
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