Terrorism Act 2000 (Remedial) Order 2011: Stop and Search without Reasonable Suspicion - Human Rights Joint Committee Contents


3  Does the Order remove the incompatibility?

Introduction

46. If Parliament is satisfied that the Government has demonstrated both the need for a counter-terrorism power to stop and search without reasonable suspicion and the need for such a power to be introduced with immediate effect, the next question is whether the Order, as introduced, removes the incompatibility identified by the European Court of Human Rights in Gillan.

47. The incompatibility found by the Court, it will be recalled, was that the current counter-terrorism powers to stop and search without reasonable suspicion were in breach of the right to respect for private life in Article 8 ECHR because they are "neither sufficiently circumscribed nor subject to adequate legal safeguards against abuse."

48. The Remedial Order introduces a replacement power to stop and search which is still exercisable without reasonable suspicion, but is only available in more circumscribed circumstances and subject to stronger safeguards.

(1) Is a power to stop and search without suspicion inherently incompatible with Article 8 ECHR?

49. The first compatibility issue raised by the Remedial Order is whether a power to stop and search without reasonable suspicion is inherently incompatible with the Convention, because the lack of any requirement for reasonable suspicion renders selection for stop and search arbitrary and invites discrimination in the exercise of the power.

50. The EHRC included with its submission a legal opinion it has obtained from Rabinder Singh QC and Professor Aileen McColgan as to the human rights compatibility of the replacement stop and search power contained in the equivalent provisions of the Protection of Freedoms Bill. Singh and McColgan advise that, although the replacement power is an improvement on the current law, the inherently arbitrary nature of stop and search without the need for reasonable suspicion is irredeemably incompatible with Article 8. In their view, nothing short of a requirement of reasonable suspicion on the part of the officer selecting for stop and search can provide a sufficient legal basis for interferences with the right to respect for private life in Article 8. The absence of such a requirement renders selection for stop and search arbitrary. As well as failing to remedy the incompatibility identified in Gillan, it is also, in Singh and McColgan's view, inherently incompatible with the right to liberty in Article 5 ECHR (since stopping and searching involves a deprivation of liberty for the duration of the stop and search); is likely to give rise to breaches in practice of the rights to freedom of expression and peaceful protest in Articles 10 and 11 ECHR where the power is used against protestors, as it was in Gillan itself; and is likely to lead to discrimination in the enjoyment of Convention rights in breach of Article 14 ECHR because by authorising arbitrary stop and search it invites discrimination in the selection of individuals against whom to use the power.

51. Human Rights Watch, in its submission, also takes the view that a power to stop and search without reasonable suspicion is "fundamentally flawed" and, even with the best guidance to officers as to how to exercise the power, cannot be rendered compatible with Convention rights because of the irreducible arbitrariness of the selection of individuals to subject to the power. In Human Rights Watch's view, the only human rights compatible power to stop and search is one which requires reasonable suspicion. On this view, the Order fails to remove the incompatibility identified in Gillan and either should not be approved or should be modified to include a requirement of reasonable suspicion.

52. The EHRC itself, however, does not appear to share this view that a power to stop and search without reasonable suspicion is inherently incompatible with Article 8 and other Convention rights. In its submission, it "recognises that there may be very exceptional circumstances in which it is necessary for there to be a power to stop and search without reasonable suspicion [...] for instance to prevent a real and immediate act of terrorism or to search for perpetrators or weapons following a serious incident." The question for the EHRC, rather, is whether the restrictions on the scope of the power are sufficiently tightly defined and the safeguards against its misuse robust enough to ensure that the power is only used in those very exceptional circumstances when it is absolutely necessary.

53. The NIHRC, the IPCC, JUSTICE and Liberty all appear to take a similar position to the EHRC, accepting in principle that a power to stop and search without reasonable suspicion may be necessary in exceptional circumstances and focusing on the definition of the power in the Order and the adequacy of the safeguards provided in order to make sure that it is exercised compatibly with Convention rights.

54. We do not consider that a power to stop and search without reasonable suspicion is inherently incompatible with Article 8 ECHR, as well as Articles 5, 10, 11 and 14, because of its inherent arbitrariness. Although we see considerable force in the argument that the lack of a requirement of reasonable suspicion gives rise to a serious risk that the power will be exercised in breach of those rights, because there is an irreducible element of arbitrariness in the exercise of the power, in our view it is not clear from the Gillan judgment that the European Court of Human Rights goes this far. In particular, if the Court in that case had considered that the lack of a requirement of reasonable suspicion was of itself fatal to the compatibility of the power, it would not have been necessary to conduct the detailed analysis of the practical effectiveness of the limitations on the scope of the power and the adequacy of the safeguards against its misuse.

55. In our view, a very tightly circumscribed power with sufficiently robust safeguards against abuse is not inherently incompatible with Convention rights, provided its definition and safeguards ensure that it is confined to the exceptional circumstances in which such a power is shown to be needed in order to prevent a real and immediate risk of terrorist attack.

56. The main questions for our consideration are therefore whether in the Order as currently drafted the replacement power is sufficiently tightly defined and the safeguards sufficiently robust to prevent the abuse or arbitrary use of the power in practice.

(2) The Definition of the Replacement Power

57. We have considered whether the replacement power to stop and search without reasonable suspicion is sufficiently tightly circumscribed as defined in the Order, or whether the Order should be modified to constrain further the discretion left both to authorising officers and to those exercising the power to stop and search.

58. The Government argues that the definition of the replacement power to stop and search without reasonable suspicion addresses the criticisms made in the Gillan judgment about the breadth of the discretion given by the current law to both the authorising officer and the individual officer exercising the power to stop and search. It points in particular to the following features of the replacement power which, it argues, ensure that the discretion conferred by the Order is "appropriately constrained":

  • An authorisation may only be given when a senior officer reasonably suspects that an act of terrorism will take place and the senior officer considers that it is necessary to prevent such an act (this is considerably higher than the "expediency" test in section 44);
  • An authorisation may last for a period no longer than the senior officer considers necessary and for a maximum of 14 days (as opposed to a 28-day maximum under section 46(2) of the 2000 Act);
  • An authorisation may cover an area or place no greater than the senior officer considers necessary;
  • The Secretary of State may substitute an earlier date or time for the expiry of an authorisation when confirming an authorisation;
  • The Secretary of State may substitute the area or place authorised for a more restricted area or place when confirming an authorisation;
  • A senior police officer may substitute an earlier time or date or a more restricted area or place, or may cancel an authorisation;
  • An officer exercising the stop and search powers may only do so for the purpose of searching for evidence that the person concerned is a terrorist (within the meaning of section 40(1)(b) of the 2000 Act) or that the vehicle concerned is being use for the purposes of terrorism (as opposed to the purpose under section 45(1) of searching for articles of a kind which could be used in connection with terrorism);
  • Officers (in both authorising and using the powers) must have regard to a statutory Code of Practice which further constrains the use of those powers.

59. The replacement power is defined in a way which does meet a number of the criticisms made by the Court in Gillan concerning the breadth of the discretion left to both the authorising officer and the individual officer exercising the power. This is acknowledged in the representations of the EHRC, the NIHRC, the IPCC, JUSTICE, Liberty and Human Rights Watch, as well as in the Legal Opinion of Rabinder Singh QC and Professor Aileen McColgan. Many of these representations, however, argue that there is scope to define the power more tightly and that this ought to be done in order to make it more likely that the power will be exercised compatibly with the right to respect for private life and other Convention rights.

60. We have considered four main ways in which the scope of the power could be more tightly defined.

(a) Objective grounds for authorising officer's view of necessity

61. The European Court of Human Rights was critical of the fact that the statutory test for the giving of authorisations by the senior police officer was one of "expediency" rather than "necessity".[38] This meant that there is no requirement of any assessment of the proportionality of the measure. The Order provides that an authorisation can be given if the authorising officer "reasonably suspects that an act of terrorism will take place"[39] and "considers" that the authorisation is necessary to prevent such an act, the specified area or place is no greater than is necessary to prevent such an act and the duration of the authorisation is no longer than is necessary to prevent such an act.[40]

62. We welcome the definition of the first part of the test for authorisations: reasonable suspicion that an act of terrorism will take place is, as the Metropolitan Police point out in their evidence, "a fundamental increase in the threshold." We accept the Home Office's explanation for preferring "reasonable suspicion" to "reasonable belief": to ensure that the right balance is struck between the powers being significantly circumscribed and the powers still being useful.[41] The threshold of reasonable suspicion, rather than belief, reflects the reality that authorising officers will usually be acting on the basis of intelligence information which cannot necessarily be immediately corroborated but may need to be acted upon. On the other hand, the powers can only be authorised where there is reasonable suspicion that an act of terrorism "will" take place, rather than "may" take place, which is designed to ensure that the powers are only authorised in response to an immediate threat. We also welcome the fact that the Code of Practice makes clear that the authorising officer's reasonable suspicion must relate to a particular act of terrorism rather than be based on a generic assessment that an act of terrorism is likely. We also note with interest the fact that as of 13 May 2011 the Metropolitan Police had not considered it appropriate to use the replacement power to stop and search "as the MPS have not been presented with sufficient intelligence to reach the threshold necessary to support the use of an authority."[42] The fact that this period included the Royal Wedding confirms to us that the threshold in the Order is indeed significantly higher than in the previous legislation that it replaces.

63. However, there is no express requirement in the Order that the authorising officer's views as to necessity be "reasonable" and therefore have an objective basis: on the face of the Order, the authorising officer's subjective view as to necessity (however unreasonable) would therefore be sufficient.

64. The Code of Practice provides authorising officers with detailed guidance as to how to apply the new statutory test for making an authorisation, including, for example, guidance that the consideration of necessity by the authorising officer must involve an assessment of why other measures, such as reasonable suspicion stop and search powers, are not sufficient to address the threat.[43] The Code of Practice also gives guidance on the information which should be provided by the authorising officer to the Secretary of State, including an explanation of why the use of the authorisation powers is considered an appropriate and necessary response to the circumstances and why other measures are regarded as inadequate.[44] However, while the Order contains an express requirement that a constable must have regard to the Code when exercising any powers to which the Code relates,[45] and that a failure to do so can be taken into account by a court or tribunal, there is no equivalent provision requiring authorising officers to have regard to the Code when issuing authorisations.

65. The EHRC welcomes the introduction of the reasonable suspicion requirement on the authorising officer and the provisions in the Code of Practice requiring an explanation as to why the powers are felt appropriate and necessary and why other measures are regarded as inadequate. However, they argue that there would be better checks on the use of the power if the Code of Practice provision were on the face of the Order and if there were also an express requirement that the authorising officer have a reasonable belief as to the necessity of the authorisation to prevent an act of terrorism and the necessity of its geographical scope and duration. Singh and McColgan similarly argue that a requirement for objective reasonableness as regards the senior police officer's view as to the necessity for the authorisation (its geographical and temporal extent, etc.) would facilitate subsequent legal challenge: "in the absence of such a requirement it is difficult to see what judicial control could apply after the fact."

66. JUSTICE, however, disagree, considering it unnecessary to introduce an additional requirement of reasonable belief, because "the courts would likely read in such a requirement in any event, as a matter of public law reasonableness if not compatibility with Article 8 ECHR."

67. We consider that expressly requiring that the authorising officer's view of necessity be reasonable, and that those reasons be given, will both concentrate minds and facilitate effective judicial control of the authorisation process. We therefore recommend that the Order should be modified so as to include express requirements on the face of the Order that the authorising officer:

(i) have a "reasonable belief" as to the necessity of the three matters specified in new s. 47A(1)(b)(i)-(iii) Terrorism Act 2000; and

(ii) provide an explanation to the Secretary of State (or to the court if the Order is amended to provide for prior judicial authorisation[46]) as to why the powers are necessary and appropriate and why other measures are regarded as inadequate.

(b) Geographical area

68. The Court in Gillan was critical of the potential geographical width of authorisations to stop and search without reasonable suspicion. Under the replacement power the geographical area of an authorisation must be no greater than the authorising officer considers necessary to prevent an act of terrorism.

69. The Code of Practice makes clear that any authorisations must be "as limited as possible" and the area authorised should be "no wider than necessary". It also makes clear that Force-wide authorisations are not justifiable (other than in respect of the City of London Police force, which covers the square mile of the City of London).

70. A number of representations received argued that absolute geographical limitations on the face of the Order would reduce the risk of the power being used arbitrarily. JUSTICE, for example, suggested that it may be desirable to include a maximum limit of no more than five square kilometres. The EHRC suggested a limit of no more than one square mile.

71. We have given careful consideration to whether the geographical area or place to which an authorization applies should be more specifically defined on the face of the Order and, if so, what that limit should be. We have concluded that the combination of the tighter definitions and stronger safeguards that we are recommending, together with the clear guidance in the Code of Practice, makes it unnecessary to define a geographical limit on the face of the Order.

(c) Duration

72. The Order provides that authorisations may last for no longer than the authorising officer considers necessary to prevent an act of terrorism and for a maximum of 14 days (compared to 28 days under the current law).

73. Some representations we received also argued that stricter temporal limitations on the face of the Order would make it more likely that the power to stop and search without reasonable suspicion would in practice be exercised compatibly with the right to respect for private life and other Convention rights. The EHRC, for example, argued that authorisations should be subject to a maximum duration of 48 hours, with any longer period requiring judicial authorisation. JUSTICE, on the other hand, considered the 14 day limit to be sufficient, but only on the basis that authorisations are made by courts (see below).

74. We welcome the stricter limit on the duration of an authorisation under the Order. We think that the power to stop and search without reasonable suspicion should be a wholly exceptional power which is only available where there is an imminent threat of terrorist attack, and this requires the duration of an authorisation to be as short as possible. We have therefore considered whether the duration of an authorization should be even more strictly defined in the Order, but we do not consider this to be necessary if our recommendation below concerning the renewal of authorisations is accepted.

(d) Renewal of authorizations

75. The Court in Gillan was critical of the fact that "rolling authorisations" were possible under the 2000 Act, and that such a rolling authorisation had been in place in respect of the Metropolitan Police area since the powers had come into force.

76. The provisions in the Remedial Order permit the renewal of authorisations.[47] The Code of Practice states that rolling authorisations are not permitted under the new powers, but that a new authorisation covering the same or substantially the same area or place "may be given if the intelligence which informed the initial authorisation has been subject to fresh assessment and the officer giving the authorisation is satisfied that the test for authorisation is still met on the basis of that assessment."[48] Human Rights Watch argue that these provisions in the Code are not sufficient to avoid rolling authorisations. The EHRC suggest that the Order should specify a limit as to the number of authorisations that can be made consecutively in relation to the same place without new evidence, and JUSTICE favour the Order expressly preventing the giving of a new authorisation other than on the basis of new or additional information.

77. The Home Office points out that the Code of Practice makes clear that rolling authorisations of the kind made by some forces under the old s. 44 powers, where some geographical areas are repeatedly covered by authorisations based on the same information, are not permitted. It opposes a prohibition on renewal of authorisations, because this would mean that it would not be possible to authorise the powers in an area previously covered, even where the existing intelligence had been reassessed and remained current and credible.

78. We accept that a total prohibition on the renewal of an authorisation would not be desirable, but we note that there is nothing on the face of the Order to prevent rolling renewals and the mere assertion that these are not permitted by the Code of Practice cannot have that effect in the absence of some statutory words to that effect.

79. We recommend that the Order should be modified so as expressly to prevent the giving of a new authorization other than on the basis of new or additional information or a reassessment of existing intelligence that the threat remains immediate and credible.

(3) Adequacy of the Safeguards against Abuse

80. We received a number of representations in favour of increasing the legal safeguards against possible abuse or arbitrary use of the replacement power to stop and search without reasonable suspicion.

(a) Prior judicial authorisation

81. The Court in Gillan was concerned about the adequacy of the provision in the legal framework for review of authorisations. It was particularly concerned by the limited review powers of the Secretary of State and lack of opportunity for effective judicial scrutiny of the powers.

82. In their written evidence, JUSTICE and the EHRC argued forcefully for prior judicial authorisation of the availability of the power to stop and search without reasonable suspicion. In the EHRC's view, this would increase the likelihood of robust and independent scrutiny of the necessity for authorisations and so make it more likely that authorisations would only be made when strictly necessary. In JUSTICE's view, the power is unlikely to be compatible with Article 8 in the absence of such prior judicial authorisation. Although it welcomes the additional safeguards in the Order as genuine improvements on the present position, it considers that they are not in themselves enough to ensure compatibility with Article 8 ECHR. It considers that the case for confirmation being made by a judge rather than a government minister is overwhelming, and recommends that the authorisation power in the Order be amended to require police authorisations to be approved by a High Court judge.

83. The Metropolitan Police, on the other hand, "cannot see a case for [prior judicial authorisation] as the current process has a significant level of oversight already as the application passes from the Assistant Commissioner to the Home Secretary and is scrutinised at each level."[49] The police regard prior judicial oversight as "adding an additional level of bureaucracy" and "an additional administrative phase." They point out that this is likely to be "in the midst of what may be a testing scenario" and suggest that the person exercising the judicial oversight would have to be vetted to the highest level and have access to the full intelligence picture, "in addition to a background of operational experience to make what, in effect, is an operational decision." The police do not however, rule out the possibility of prior independent oversight, but say any proposal for it would need to be looked at very closely, and suggest as a possible alternative model independent oversight by a commissioner, similar to the role performed by the Office of Surveillance Commissioners.

84. The Home Office says that the review of counter-terrorism and security powers considered judicial authorisation of the use of the new stop and search powers and decided that it was not appropriate, because it blurs the lines between the executive and judiciary. The Government should be responsible for national security decisions, and the judiciary for reviewing such decisions.

85. We understand why, from the police's perspective, having to obtain prior authorisation of the availability of certain counter-terrorism powers from an external, independent decision-maker will seem like, at best, the addition of an unnecessary layer of bureaucracy and, at worst, a distraction from dealing with urgent operational demands. We also understand concerns about the capacity of the independent overseer to understand and appreciate those operational demands. In our view, however, it is important not to lose sight of the fact that a power to stop and search without reasonable suspicion is a wholly exceptional power, the exercise of which can only be justified in the narrowest of circumstances. As Lord Bingham observed in the House of Lords in Gillan,[50]

"It is an old and cherished tradition of our country that everyone should be free to go about their business in the streets of the land, confident that they will not be stopped and searched by the police unless reasonably suspected of having committed a criminal offence. So jealously has this tradition been guarded that it has almost become a constitutional principle. [...] [A]ny departure from the ordinary rule calls for careful scrutiny".

86. We think it is right that the legal regime which makes this power available to be exercised in such exceptional circumstances should include a requirement of prior judicial authorisation. We do not regard this as blurring the lines between the executive and the judiciary as the Home Office suggests. Rather, it would guarantee independent scrutiny of the justification for making such an exceptional power available, and as such would be a crucial safeguard against the power being used in practice in wider circumstances that Parliament intended. Given the history of the operation in practice of the previous power in s. 44 of the Terrorism Act 2000, we regard prior judicial authorisation as an indispensible safeguard. We are pleased to see that the Metropolitan Police is not in principle opposed to some system of prior independent scrutiny of authorisations. We are confident that High Court judges can perform this important role, and that an urgent procedure can be devised to deal with genuine emergencies, whereby a police authorisation can have immediate effect, subject to judicial confirmation within 48 hours.

87. We recommend that the Order should be modified so as to provide for prior judicial (as opposed to executive) authorization of the availability of the power to stop and search without reasonable suspicion, with an urgent procedure for police authorization subject to judicial authorization within 48 hours.

(b) Strengthening the Code of Practice

88. We welcome the fact that the Code of Practice accompanying the replacement power does expressly prohibit the selection of people for stop and search on grounds of ethnicity, except where the characteristic forms part of the description of a particular suspect.[51]

89. However, we note that while the IPCC welcomed many of the safeguards in the Code of Practice, it was concerned about the absence of a requirement to record a person's name and description of the person or vehicle being searched, because this may make it harder to monitor effectively the use of stop and search powers and thereby safeguard against their misuse. We also note that while constables exercising the power to stop and search without reasonable suspicion are obliged to comply with the Code of Practice, authorising officers are not.

90. We recommend that the Code of Practice should contain stronger recording requirements in order to facilitate monitoring and supervision of the use of the replacement power to stop and search without suspicion. We also recommend that the authorising officer should be obliged to comply with the Code of Practice, as well as the individual officers exercising the power to stop and search.

(c) Public notification of authorisations

91. Authorisations made under the replacement power will not be public. The EHRC argues that there should be public notification when authorisations are made, in order to enable better public scrutiny of the operation of the powers when they are made available, and also to facilitate judicial scrutiny. The Commission also considers that such notification may have a practical deterrent effect in relation to the risk of terrorist activities. JUSTICE, on the other hand, consider that advance public notification would be likely to reduce the operational effectiveness of authorisations, but sees no reason why they should not be publicised once the authorisation has ended.

92. We note the importance attached by the police to this power as a tactic to "disrupt, deter and prevent terrorism", and its belief that "high visibility, overt policing tactics have changed behaviour and interfered with the activity of terrorist subjects."[52] Use of the power for deterrence purposes would militate in favour of public notification of authorisations. We also note the comments of the Metropolitan Police that "the police have already moved towards a widely publicised version of any authorities, stops and searches."

93. We see the force of the argument that public notification of authorisations would facilitate accountability for the exercise of the power, including ex-post legal accountability through the courts. In our view, however, the case for public notification of authorisations is less pressing if authorisations require prior judicial approval, as we have recommended above. The case for retrospective publication of an authorisation, however, following its expiry, remains strong and would facilitate political accountability for the exercise of the power, including transparent review by the independent reviewer of terrorism legislation. We recommend that the Order should be amended to include a requirement that authorisations be publicly notified when they have expired, so far as consistent with the protection of intelligence sources.

(d) Role of the Independent Reviewer

94. The Independent Reviewer of terrorism legislation will have an important role to play in ensuring political accountability for the exercise of these exceptional powers. Given the history of the operation of powers to stop and search without reasonable suspicion, and in particular the impact of such powers on minority communities, we think it is important that the Independent Reviewer keep a very close eye on the exercise of the replacement power in practice, and be free to report to Parliament as and when problems arise in practice.

95. We recommend that the Independent Reviewer of Terrorism legislation should have the power to report to Parliament on the exercise of this power on an ad hoc basis, and not be confined to reporting annually as part of his report on counter-terrorism powers generally.

(4) Defective drafting

96. The Home Office has pointed out that there is a defect in the drafting which requires modification of the Order. Paragraph 2 of Schedule 2 to the Order (consequential amendments) provides that "the Code of Practice issued under section 66 of the Police and Criminal Evidence Act 1984 known as Code A is to have effect as if paragraphs 2.18 to 2.26 of the code were revoked".

97. This should have read that PACE Code A is to have effect as if paragraphs 2.18A-2.26 were revoked. Those paragraphs relate to section 44 of the Terrorism Act 2000. Paragraph 2.18 is the last paragraph in a section of Code A on the stop and search powers in section 60 of the Criminal Justice and Public Order Act 1994 and should not have been included.

98. The Secretary of State did not have the vires to make provision to the effect that Code A is to have effect as if paragraph 2.18 were revoked as paragraph 2.18 is not incidental, supplemental or consequential on the substantive provisions in the remedial order (as it relates to a different stop and search power).

99. We draw this defective drafting to the attention of each House and anticipate that it will be corrected by the Secretary of State modifying the Order.


38   Gillan, above n. 2, para 80. Back

39   New s. 47A(1)(a) Terrorism Act 2000 as inserted by para 3(1) of the Remedial Order. Back

40   New s. 47A(1)(b) Terrorism Act 2000. Back

41   Home Office answers to JCHR questions on the Remedial Order repealing and replacing stop and search powers under the Terrorism Act 2000, appended to letter from James Brokenshire MP, Parliamentary Under Secretary for Crime and Security, 19 May 2011, Ev 40-43. Back

42   Letter from Assistant Commissioner Yates, 13 May 2011, Ev 37-40. Back

43   Code of Practice, paras 3.1.1-3.1.12. Back

44   Code of Practice, paras 3.2.1-3.2.7. Back

45   New s. 47C Terrorism Act 2000 as inserted by para. 4 of the Remedial Order. Back

46   See further below, paras 81-87. Back

47   New Schedule 6B to the Terrorism Act 2000, para 11, as inserted by Schedule 1 to the Remedial Order. Back

48   Code of Practice, para 3.3.2. Back

49   Letter from Assistant Commissioner Yates, 13 May 2011, Ev 37-40. Back

50   [2006] UKHL 12 at para 1. Back

51   Code of Practice, paras 4.3.1-4.3.7. Back

52   Letter to the Chair from Assistant Commissioner Yates, 13 May 2011, Ev 37-40. Back


 
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