6 Statutory Instruments - Statutory Instruments Joint Committee Contents


Instruments reported



At its meeting on 6 February 2013 the Committee scrutinised a number of Instruments in accordance with Standing Orders. It was agreed that the special attention of both Houses should be drawn to six of those considered. The Instruments and the grounds for reporting them are given below. The relevant Departmental memoranda are published as appendices to this report.

1 S.I. 2012/3064: Reported for failure to comply with Statutory Instrument Practice

Al-Qaida (United Nations Measures) (Overseas Territories) (Amendment) Order 2012 (S.I. 2012/3064)


1.1 The Committee draws the special attention of both Houses to this Order on the ground that it fails to comply with Statutory Instrument Practice.

1.2 The sole function of this Order is to correct errors in S.I. 2012/1757. In a memorandum printed at Appendix 1, the Foreign and Commonwealth Office acknowledges that this Order should have been made available free of charge to all known recipients of the earlier instrument, and should have borne an italic headnote to that effect, in accordance with paragraphs 3.4.11 and 3.4.14 of Statutory Instrument Practice. The memorandum explains the arrangements being made to rectify the position. The Committee accordingly reports this Order for a failure to comply with Statutory Instrument Practice, acknowledged by the Department.

2 S.I. 2012/3065, 3066, 3067 and 3068: Reported for failure to comply with proper drafting practice

Somalia (Sanctions) (Overseas Territories) Order 2012 (S.I. 2012/3065)



Democratic People's Republic of Korea (Sanctions) (Overseas Territories) Order 2012 (S.I. 2012/3066)



Côte d'Ivoire (Sanctions) (Overseas Territories) Order 2012 (S.I. 2012/3067)



Guinea-Bissau (Sanctions) (Overseas Territories) Order 2012 (S.I. 2012/3068)


2.1 The Committee draws the special attention of both Houses to these Orders on the ground that in one respect they fail to comply with proper drafting practice.

2.2 Articles 4, 7, 8 and 9 of S.I. 2012/3065 each provide that certain activities constitute an offence. Each article is expressed to be subject to article 10. Article 10(2) provides that a person is not guilty of an offence under article 4 or 7 to 9 in respect of anything done by the person under the authority of a licence granted by the Governor. Article 11 provides that a person is not guilty of an offence under article 4 or 7 to 9 in respect of anything done by that person (a) outside the territory and (b) under the authority of a licence granted in accordance with any provisions of the law in force in the place where it is done corresponding to the provisions of this Order. The Committee asked the Foreign and Commonwealth Office why articles 4 and 7 to 9 are not expressed to be subject to article 11 as well as article 10.

2.3 In a memorandum printed at Appendix 2, the Department explains that the Order follows the model of a similar order which was made in November last year and had been drafted with the assistance of Parliamentary Counsel. It explains that licences issued under article 10 are likely to be the principal focus of interest for users of the instrument which is why article 10 was mentioned by cross-reference in the earlier provisions, and that it was not thought necessary to draw attention in the same way to article 11. It also points out that article 11 has effect notwithstanding the absence of a cross-reference to it in the earlier articles.

2.4 The Committee agrees that article 11 has effect with or without a reference to it in article 4, 7, 8 or 9, and observes that this applies equally to article 10. As the Department acknowledges, drawing attention to both licensing provisions nonetheless has the merit of consistency, and it is content to follow that approach in future cases. Internal consistency is an inherent characteristic of proper legislative drafting. In this case each of the four articles should have referred to both articles 10 and 11 though it would also have been acceptable had they referred to neither. Identical issues arise in respect of the equivalent provisions of S.I.s 2012/3066, 2012/3067 and 2012/3068.

2.5 The Committee accordingly reports these Order for a failure to comply with proper drafting practice, acknowledged in principle by the Department.

3 S.I. 2012/3152: Reported for defective drafting

Merchant Shipping (Carriage of Passengers by Sea) Regulations 2012 (S.I. 2012/3152)


3.1 The Committee draws the special attention of both Houses to these Regulations on the ground that they are defectively drafted in one respect.

3.2 These Regulations, which support the operation of Regulation (EC) 392/2009 of the European Parliament and of the Council on the liability of carriers or passengers by sea in the event of accidents, require passenger ships entering or leaving a port in the United Kingdom to have insurance in force, and a certificate complying with the provisions of regulation 6.

3.3 Paragraph (1) of regulation 6 sets out the form of the certificate that is required, and paragraph (2) states that the certificate must be -

(a)  if the ship is a United Kingdom ship, a certificate issued by the Secretary of State;

(b)  if the ship is registered in a State Party [a country in respect of which the Athens Convention is in force] (other than the United Kingdom), a certificate issued by or under the authority of the government of that State Party;

(c)  if the ship is registered in a country which is not a State Party, a certificate issued by the Secretary of State or under the authority of any State Party;

(d)  if the ship is registered in a country which is not a State Party but which is a Member State, a certificate issued by, or under the authority of, that Member State.

3.4 There is an apparent conflict between sub-paragraphs (c) and (d) in the case of a ship which is registered in a Member State which is not a State Party. The former requires the certificate to have been issued either by the Secretary of State or under the authority of any State Party, but the latter requires the certificate to have been issued by or under the authority of the Member State. The Committee asked the Department for Transport to explain this apparent conflict.

3.5 In a memorandum printed at Appendix 3, the Department asserts that there is no conflict. The Committee understands it to state that sub-paragraph (c) would apply to ships registered in Member States which have not yet ratified the Athens Convention, and that sub-paragraph (d) also permits certificates issued by such a Member State to be accepted. If this understanding is correct, the intention is that a certificate in respect of such a ship will satisfy the requirements of regulation 6 if it is issued by, or under the authority of the Member State in question, by the Secretary of State, or under the authority of any State Party.

3.6 As drafted, regulation 6(2) does not achieve that effect. Sub-paragraph (c), which applies in the case of a ship which is registered in a country which is not a State Party (whether or not it is a Member State), requires the certificate to be issued by the Secretary of State or under the authority of any State Party. Sub-paragraph (d) (which is more specific than sub-paragraph (c) but does not purport to override it) requires the certificate to be issued by or under the authority of the Member State. The natural meaning of this is that in such cases two certificates would be required. That is clearly not the intention. It would not have been difficult to have drafted regulation 6(2) to make the position clear.

3.7 The Committee accordingly reports regulation 6(2) for defective drafting.


 
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Prepared 12 February 2013