8 Miscellaneous issues
Applicability of legislation
to Parliament
208. In 1934, in a case brought by the author
and (later) Independent Member of Parliament for Oxford University
A P Herbert,[189] Lord
Chief Justice Hewart ruled that the court would not hear a complaint
that alcohol was being sold in the precincts of the Palace of
Westminster without the necessary licences, on the grounds that
the matter fell within the exclusive cognisance of Parliament.
That decision was never challenged in a higher court, and ever
since, the Green Paper notes, there has been uncertainty as to
"the extent to which statute law applies to either House
of Parliament".[190]
209. The Clerk of the Parliaments described this
uncertainty in more detail:
"Since the A P Herbert case was decided, a number
of Acts have expressly provided that their provisions, or certain
of them, are to apply to Parliament ... The express inclusion
of such a provision in some Acts leaves uncertain the extent to
which other Acts (in which the same or a similar formula does
not appear) apply to Parliament. By inference, they would not
seem to apply, in the absence of some compelling implication that
they must have been intended to apply".[191]
210. Parliament has accordingly acted for many
years, albeit not entirely consistently, on the presumption that
laws do not apply to Parliament unless Acts specifically state
that they do. The Chairman of Committees of the House of Lords
summarised the situation in a written answer on 16 January 1995:
"United Kingdom health and safety legislation
is not considered as applying to the Palace of Westminster, having
regard to the 1935 decision in R. v. Graham-Campbell ex parte
Herbert [1 KB 594]. This decision indicates that the courts
will not, in the absence of express provision or necessary implication,
treat the provisions of an Act of Parliament as binding on the
two Houses themselves, so far as those provisions would affect
the internal affairs of the Houses. The Palace authorities do,
however, try to comply fully with the relevant legislation as
if it were binding on them in the same way as on the Crown".[192]
211. The 1999 Joint Committee, applying the test
of necessity in judging whether or not a matter was subject to
Parliament's sole jurisdiction, was highly critical of the legacy
of the decision in R v. Graham-Campbell:
"Parliamentary Privilege exists to enable Members
to discharge their duties to the public. It cannot be right that
this privilege should have the effect that Parliament itself,
within the place it meets, is not required to comply with its
own laws on matters such as health and safety, employment, or
the sale of alcohol".[193]
212. The courts have also cast doubt on the apparent
legal implications of the decision in Graham-Campbell.
In R v. Chaytor the Supreme Court considered the case in
passing, noting that "Following [Graham-Campbell]
there appears to have been a presumption in Parliament that
statutes do not apply to activities within the Palace of Westminster
unless they expressly provide to the contrary. That presumption
is open to question".[194]
213. This comment is interpreted in the Green
Paper as follows:
"In light of the Chaytor judgment, the
line likely to be taken by the courts in future appears to be
reasonably clear. Courts remain respectful of parliamentary privilege
and exclusive cognisance; but statute law and the courts' jurisdiction
will only be excluded if the activities in question are core to
Parliament's functions as a legislative and deliberative body".[195]
214. This over-simplifies the position. The difficulty
lies not with the likely attitude of the courts, were a similar
case to be brought, but with the fact that no such case has yet
been brought, while in the meantime, for 75 years, legislation
has mostly been drafted on the presumption that the case was correctly
decided. This has led to inconsistency and muddle. In the words
of the Lord Chief Justice:
"If, on day one, you say, 'This Act applies
to Parliament,' and, on day two, you do not say anything about
it, it will be assumed that it does not apply to Parliament. And
the other way round: if, on day one, you say, 'This Act does not
apply to Parliament,' and, the next time, you leave it silent,
somebody will say, 'Well, they didn't say the Act didn't apply
to Parliament. Last time, they said it didn't. This time, it looks
as though it must'."[196]
215. A similar situation existed in Canada until
it was clarified by the 2005 judgment of the Canadian Supreme
Court in Canada (House of Commons) v. Vaid. In that decision,
as described in Chapter 2, the court applied a "doctrine
of necessity" in assessing whether or not exclusive cognisance
applied in a specific area. The court accordingly found that Parliament's
exclusive cognisance was limited to matters closely and directly
connected with its core functions as a legislative and deliberative
body, and did not extend to matters such as the employment rights
enjoyed by ancillary staff. The court found further that in matters
of general administration the Canadian House of Commons was subject
to federal law.[197]
216. The 1999 Joint Committee recommended that
the legacy of the Graham-Campbell judgment be resolved
by legislation. On the one hand, the Joint Committee recommended
a general provision to the effect that the privilege of each House
to administer its own internal affairs applies only to activities
directly and closely related to proceedings in Parliament; on
the other, it recommended legislation to clarify that in future
there should be a principle of statutory interpretation that in
the absence of a contrary intention Acts of Parliament should
bind both Houses.[198]
217. The Clerk of the Parliaments expressed qualified
support for these recommendations: "The approach recommended
by the 1999 Joint Committee would require legislation, but is
consistent with what I take to be the essential rationale of exclusive
cognisance, and would offer clarity going forward."[199]
On the other hand, the Green Paper notes that implementing the
1999 Joint Committee's recommendations "would probably require
a prior definition of what is meant by the phrase 'proceedings
in Parliament'"something the Government have ruled
out.[200] The Clerk
of the House of Commons cited the Supreme Court's comments in
the Chaytor judgment, and the hazards of legislating to
clarify the situation, as reasons for concluding that "there
is no need for legislation to clarify the extent of Parliament's
privilege to organise its internal affairs".[201]
218. The Lord Chief Justice did not think that
there was "very much difficulty" about the current situation
and noted that, should the issue come before a court, the matter
would be clarified and it would be up to Parliament to legislate
should it disagree with that decision.[202]
We agree that the courts, taking account of the decision of the
Canadian Supreme Court in Vaid, might well overturn the
judgment in Graham-Campbell should a similar issue come
before them. But it has been over 75 years since Graham-Campbell,
and the matter has not yet been clarified. We are therefore reluctant
to rely upon the courts to address the problem, as the opportunity
may not arise for some time.
219. Moreover, a decision of the courts along
the lines of the Vaid judgment would not resolve the existing
legacy of inconsistent statutory provisions. Indeed, the 1999
Joint Committee pointed out that even a retrospective legislative
provision confirming that all existing legislation applied to
Parliament would have "unforeseeable practical repercussions".[203]
220. Whatever the merits of the Graham-Campbell
decision in the context of the internal administration of
Parliament in the 1930s, we agree with the 1999 Joint Committee
that today, applying the test of necessity, "it cannot be
right that
privilege should have the effect that Parliament
is not required to comply with its own laws on matters
such as health and safety, employment, or the sale of alcohol".[204]
221. In the meantime, it is essential that Parliament
should be absolutely clear, at the time it passes new legislation,
which provisions apply to Parliament and which do not. This would
provide the courts with clarity on Parliament's intentions and
help avoid a situation in which Parliament suddenly found itself
subject to provisions in legislation from which it had understood
itself to be exempt.
222. In fact an agreement was reached in 2002
which should have achieved precisely this level of clarity. As
the Clerk of the Parliaments told us, guidance was issued by the
Treasury Solicitor to departments, asking them "to consult
the respective House authorities
on whether any proposed
legislation that is to apply to the Crown, or its servants, should
also apply to the two Houses and to instruct the draftsman accordingly".[205]
The Clerk of the Parliaments commented that "unfortunately,
this policy, though endorsed at the time by the Treasury Solicitor
and Parliamentary Counsel, has not been consistently observed".[206]
CONCLUSIONS
223. We accept the principle that legislation
of general application should apply to the staff and premises
of Parliament, unless that legislation specifies otherwise. The
legacy of the Graham-Campbell means that the contrary presumption
has been adopted as a principle of legislative drafting, namely
that legislation does not extend to Parliament unless it states
expressly that it does so. This has led, over many years, to manifold
inconsistencies in statute law.
224. It does not seem practicable to resolve
these inconsistencies without a sweeping retrospective change
to the law, which could have unforeseeable consequences. The legislative
approach recommended by the 1999 Joint Committee, while avoiding
retrospective change, would have represented an elegant and effective
solution going forward.
225. Unfortunately the Government's proposals
in the Green Paper, which appear to be based largely on wishful
thinking, suggest that there is little prospect of legislation
to resolve this issue. In the absence of legislation, the safest
way forward, however undesirable it may be as a statement of principle,
is to reiterate and formalise the current presumption that legislation
does not apply to Parliament unless it expressly provides
otherwise.
226. We recommend that the two
Houses be invited to adopt resolutions stating that the House
of Commons and the House of Lords should in future be expressly
bound by legislation creating individual rights which could impinge
on parliamentary activities, and that in the absence of such express
provision such legislation is not binding upon Parliament.
227. We further recommend that
the Government take steps to ensure that all Departments comply
with the official guidance issued by the Treasury Solicitor in
2002, which asked them to consult the House authorities on whether
any proposed legislation that is to apply to the Crown, or its
servants, should apply also to the two Houses.
Privileges contained in House
of Lords Standing Orders
228. The Green Paper deals with a few privileges
of the House of Lords, which are expressed in, though they do
not necessarily derive from, the House's Standing Orders.[207]
These matters, affecting the House of Lords only, have been considered
by the House of Lords Procedure Committee, which reported in March
2013 that it concurred with the Government's assessment that the
three Standing Orders discussed in the Green Paper were obsolete.
On 24 April the House of Lords agreed with the Committee's recommendation
that the three Standing Orders, on printing and publication of
proceedings (27 February 1699), concerning examining witnesses
in perpetuam rei memoriam (3 July 1678) and no oath to take
away the privilege of Peerage (30 April 1675), be repealed.[208]
The Standing Orders were accordingly repealed on 9 May 2013.
Registers of Members' Interests
229. In 1990, in Rost v. Edwards, Mr Justice
Popplewell in the High Court determined that the Register of Members'
Interests was not a proceeding in Parliament. Although notice
was given of intention to appeal, the case was settled and so
the judge's decision was not reviewed.[209]
Nevertheless, doubt was cast on the correctness of the decision
in Prebble v. Television New Zealand in 1995.[210]
Indeed, a year later the Defamation Act 1996 specifically listed
any communication with "any person having functions in connection
with the registration of members' interests" as a proceeding
in Parliament.[211]
230. The 1999 Joint Committee, while indicating
that it would not be appropriate to comment "on the correctness
of this decision", argued that, if correct, it should be
reversed: "we are in no doubt that, if this decision is correct,
the law should be changed. As the law now stands, it is open to
a court to investigate and adjudicate upon an alleged wrongful
failure to register. That ought to be a matter for Parliament
alone".[212] The
Joint Committee accordingly recommended that, as part of its proposal
for a Parliamentary Privileges Act, one of the items included
in the indicative list of matters deemed to be "proceedings
in Parliament" should be "the maintenance of any register
of the interests of the members of a House and any other register
of interests prescribed by resolution of a House".[213]
231. The Green Paper simply states that the current
law is "unambiguous that the registers are not proceedings
in Parliament."[214]
No further comment is madenor is there any acknowledgement
that the law, even if unambiguous, may be wrong.
232. Speaker's Counsel was scathing in his summary
of Rost v. Edwards, which he described it as a "chapter
of accidents", in which the Law Officers had had no opportunity
to intervene.[215]
He did not indicate how Parliament could reverse the decisionand
the Clerk of the House, in his written evidence, simply said that
"I look forward to Popplewell J's decision being reversed
in due course".[216]
233. It is clear to us that
the decision in Rost v. Edwards represented an inappropriate
encroachment on an area that should be subject to Parliament's
exclusive cognisance. We note that the decision was not definitive,
and that it has been criticised in other judgments. In the event
that a similar case were to come before the courts, we consider
that there is a strong possibility that the decision in Rost
v. Edwards would be reversed. We would expect the two Houses
to intervene should such a case arise.
234. In the meantime we agree
with the 1999 Joint Committee that, if legislation on parliamentary
privilege is contemplated, it should clarify that the Registers
of Members' Interests, and other Registers prescribed by resolution
of either House, are proceedings in Parliament for the purposes
of Article 9 of the Bill of Rights.
Members' correspondence
235. Correspondence with constituents and constituency
case-work in general do not form part of the "proceedings
in Parliament" under the absolute privilege afforded by Article
9 of the Bill of Rights. In 1958 the House of Commons rejected
the opinion of its Committee of Privileges that a letter written
by a Member to a Minister concerning a nationalised industry was
a proceeding in Parliament.[217]
236. The 1999 Joint Committee decided that in
principle the exceptional protection of absolute privilege should
remain confined to the core activities of Parliament unless a
pressing need was shown for an extension,[218]
and considered that there was insufficient evidence of difficulty
to justify so substantial an increase in the amount of parliamentary
material protected by absolute privilege. Members are not in the
position that, lacking the absolute immunity given by Article
9, they are bereft of all legal protection. In the ordinary course
a Member enjoys qualified privilege at law in respect of his constituency
correspondence. In evidence to the 1999 Joint Committee the then
Lord Chief Justice of England (Lord Bingham of Cornhill) and the
then Lord President of the Court of Session (Lord Rodger of Earlsferry)
both stressed the development of qualified privilege at law and
the degree of protection it provides to those acting in an official
capacity and without malice:
"So long as the member handles a complaint in
an appropriate way, he is not at risk of being held liable for
any defamatory statements in the correspondence. Qualified privilege
means a member has a good defence to defamation proceedings so
long as he acted without malice, that is, without some dishonest
or improper motive".[219]
237. The Clerk of the House of Commons, in considering
the status of Members' correspondence, concluded that it would
be a matter for the courts to decide in a case whether something
done, said or written was actually a "proceeding in Parliament"
and thereby entitled to the absolute protection afforded by Article
9. He suggested that, rather than fix our contemporary application
of the term, the wiser course for the health of parliamentary
democracy in the long run would be to apply a pragmatic test in
each case of how closely what the Member (or witness, or parliamentary
official) did or wrote was connected to actual proceedings in
the House or its committees. He resisted interpretations that
took as their starting point a formulation such as that of the
Canadian 19th century judge that "a Member of Parliament
is privileged in anything he may say or do within the scope of
his duties in the course of parliamentary business", unless
those duties were narrowly defined.[220]
238. The Clerk of the House's view was that,
in general, whether a Member's letter is a proceeding in Parliament
will depend, in the circumstances of the case, on how closely
the letter is connected to an occurrence, actual or clearly foreseen,
in the House or one of its committees. He pointed out that Article
9 was not the only factor, since "the special position of
a person providing information to a Member for the exercise of
his parliamentary duties has been regarded by the courts as enjoying
qualified privilege at law".[221]
239. Arguments for extending special protection
to Members' correspondence were advanced by some of the House
of Commons Members who gave evidence to the Committee established
following the searches of the parliamentary offices of Damian
Green MP in November 2008.[222]
The Rt Hon David Davis MP suggested that while a broad and absolute
parliamentary privilege could allow a Member of Parliament to
keep the involvement of a whistleblower secret, in the absence
of statutory protection for a public servant disclosing information
to a Member of Parliament, too narrow a view of privilege could
lead to the perverse consequence that the only way to protect
any leaked secret information would be to make public use of it
in parliamentary proceedings.[223]
240. In its consideration of the hacking of Members'
mobile phones, the House of Commons Standards and Privileges Committee
questioned whether the established position remains appropriate,
though without reaching a firm conclusion:
"We agree with the Clerk of the House that the
question of whether Members' performance of their constituency-related
duties is part of the work of Parliament is 'difficult.' It has
become increasingly difficult as the proportion of time spent
by MPs on constituency-related work has grown. But the principle
is well established: unless a Member's constituency-related work
is carried out on the floor of the House, in one of its committees,
or through the tabling of a motion, question or amendment, it
is not a proceeding in Parliament and it is not, therefore, protected
by privilege. Such was the conclusion of the Joint Committee in
1999, which was itself founded on previous findings of the House,
of committees of the House and of the courts. The question that
remains is whether a principle that is founded on a set of circumstances
far removed from those that now apply, and which were codified
in a statute more than four centuries ago, remains entirely fit
for purpose. That is a question that goes far beyond the scope
of this Report".[224]
241. The Minister, in contrast, told us that
"The Government is not aware of evidence which suggests that
MPs do not have sufficient protection to carry out their work
... The Government believes that the current position is appropriate
which enables the courts to determine the boundaries of privilege
in individual cases".[225]
242. We recognise and welcome
the willingness of the courts to give consideration to the appropriate
role of a Member of Parliament in acting on behalf of a constituent.
Although we can envisage circumstances in which it might become
necessary to legislate in order for stronger statutory protection
to be given to Members' correspondence with, or case-work on behalf
of, their constituents, we do not see any need for change at the
present time.
Briefings by officials
243. The New Zealand Supreme Court ruled in Attorney
General and Gow v. Leigh[226]
that only qualified privilege attached to a briefing given by
a civil servant to a Minister prior to the Minister answering
a question in the House of Representatives. The Attorney General
and the Speaker of the House of Representatives had argued that
absolute privilege should apply, because of the necessary connection
between the briefing supplied by the official and the parliamentary
proceeding itself.
244. It would not be appropriate for this Committee
to comment on the New Zealand Supreme Court's legal analysis in
Attorney General and Gow v. Leigh (which is not in any
case binding in the United Kingdom). But with respect to the effect
of that decision, we note the view of the Clerk of the House of
Representatives, that the judgment will in practice have "a
chilling effect on the way in which officials think about what
they can say to a Minister in briefings".[227]
We also note that the Committee for Privileges of the House of
Representatives has now recommended legislation in response to
the judgment.[228]
245. Briefings provided by officials to Ministers,
to assist them in answering parliamentary questions, play a necessary,
indeed fundamental, part in proceedings in Parliament. If an Urgent
Question is tabled in the morning, and the Minister is required
to answer it a few hours later, we find it difficult to believe
that absolute privilege attaches to the question itself, and to
the answer, but not to the briefing supplied by officials in the
intervening hours. The same principles apply even when briefing
is not required with such urgency. Such briefing is necessarily
antecedent to a parliamentary proceeding, and should enjoy the
same protection as is afforded to the draft of a speech or question,
whether prepared by a Member personally or by a researcher acting
on the instructions of that Member.
246. This does not mean that absolute privilege
would apply in the event of briefing supplied by officials in
these circumstances being published, for example by the Department
concerned. In such an event, the act of publication not having
been undertaken "by order or under the authority of the House
of Lords or of the House of Commons", it would not be protected
by the provisions of the Parliamentary Papers Act 1840.
247. The Minister echoed the concerns raised
by the Clerk of the New Zealand House of Representatives, noting
that the decision in Attorney General and Gow v. Leigh
"could potentially have a chilling effect on the content
of briefing by officials if officials could be legally liable
for that content".[229]
248. We regret the decision
of the New Zealand Supreme Court in Attorney General and Gow
v. Leigh. In our view, briefings supplied by officials to
Ministers in order to enable them to answer parliamentary questions
are necessarily antecedent to proceedings in Parliament, and should
enjoy the same protection as drafts of speeches or questions.
We recommend that they should continue to do so in the United
Kingdom.
Jury service
249. According to the Canadian textbook on House
of Commons Procedure and Practice:
"Since the House of Commons has first claim
on the attendance and service of its Members, and since the courts
have a large body of individuals to call upon to serve on juries,
it is not essential that Members of Parliament be obliged to serve
as jurors. This was the tradition in the United Kingdom long before
Confederation and this has been the Canadian practice since 1867.
The duty of Members to attend to their functions as elected representatives
is in the best interests of the nation and is considered to supersede
any obligation to serve as jurors. It has also been recognized
in law".[230]
250. In the United Kingdom the Criminal Justice
Act 2003 removed the exemption of Members of the House for Commons
and the House of Lords from the requirement to perform jury service
in England and Wales.[231]
The 2012 edition of the Australian House of Representatives
Practice attributes the excusal of its Members to the House's
prior claim on their services.[232]
David McGee's Parliamentary Practice in New Zealand notes
that the law in New Zealand goes still further and provides that
Members of Parliament there are not to serve on any jury in any
court on any occasion: "Rather than being exempt from serving
on juries, members are now disqualified from doing so".[233]
251. Lords entitled to receive writs of summons
to attend the House of Lords, officers of the House of Lords,
and Members and officers of the House of Commons are excusable
as of right from jury service in Scotland,[234]
as are Members of the Scottish Executive and junior Scottish Ministers[235]
and Members of the National Assembly for Wales.[236]
In Northern Ireland, Members of the Northern Ireland Assembly,
Officers and servants of the Northern Ireland Assembly, Members
of the Scottish Parliament, Lords entitled to receive writs of
summons to attend the House of Lords and Members of the House
of Commons are excusable as of right from jury service.[237]
Members of the European Parliament do not have to perform jury
service in either Scotland or Northern Ireland.[238]
252. We have no reason to believe that, in practice,
Members are treated with anything other than the greatest consideration
by HM Courts and Tribunals Service in England and Wales, which
will readily grant requests to defer jury service to suitable
dates, for example when Parliament is not sitting, or (in the
case of elected Members) arrange for them not to have to serve
on a jury in their own constituency. Indeed, an amendment to the
Practice Direction (Jury Service: Excusal) by the Lord Chief Justice
in 2005 specifically drew attention to the needs of jurors with
public service commitments such as Members of the two Houses.[239]
Nevertheless we consider it objectionable in principle for a Member
of the legislature to be in the position of having to seek permission
of another branch of government in order to perform his or her
parliamentary duties, which might cover, for example, participating
in a vote of confidence in a Government uncertain of its majority.
We recognise that some Members will have a strong preference to
perform what they conceive to be their civic duty, if the occasion
arises, so we do not advocate a complete exemption or disqualification
for Members.
253. We recommend that Government
should bring forward legislation providing that Members of either
House should be among those who have a right to be excused from
jury service in England and Wales. We welcome the fact that Lords
entitled to receive writs of summons to attend the House of Lords,
and Members of the House of Commons, are excusable as of right
from jury service in Scotland and in Northern Ireland. We see
no reason to restore (nor, in Scotland, to retain) the exemption
for officials of either House of the Westminster Parliament.
Freedom from arrest
254. The Green Paper agrees with the 1999 Joint
Committee that the privilege of freedom from arrest in civil matters
ought to be formally abolished.[240]
In his written evidence, the Clerk of the House of Commons told
us it did not appear to him that there would be any untoward consequences
for Parliament from taking such a step,[241]
although he noted that a privilege of freedom of arrest in civil
matters has not been of practical significance since 1870 (when
imprisonment for debt was abolished). He suggested any legislation
required to extinguish the privileges relating to freedom of arrest,
exemption from compulsory attendance as a witness and the service
of court documents in the precincts of Parliament ought to be
very narrowly drawn and with a narrow long title, lest it became
a vehicle for legislating on other matters.[242]
The Clerk of the Parliaments agreed that freedom from arrest in
civil matters was of little relevance today, but stated that,
given the risks inherent in legislating on matters of privilege:
"I would say, 'Better not to do anything, given that the
issues are not a big deal, than to open up the risk'."[243]
In his written evidence, he noted that it was unclear how the
Government proposed to abolish the privilege of freedom from arrest
in civil matters, as the Green Paper contained no draft clauses
to this effect.[244]
255. Erskine May explains
the privilege of exemption of a Member from serving as a witness
as being asserted on the same principle as other personal privileges,
that is to say the paramount right of Parliament to the attendance
and service of its Members.[245]
In her response to the Government's consultation on the Green
Paper the Clerk of the New Zealand House of Representatives argued
that the privileges of freedom from arrest in civil matters, exemption
from being compelled to attend court as a witness and a ban on
serving court documents in person within the precincts of Parliament
were founded in the principle that a Member's first duty is to
the House:
"For the House to operate and retain the respect
of citizens, members need to be seen to be attending to their
parliamentary duties. To this extent, these privileges still have
relevance. Members have a duty to their electors to attend to
their roles as members and are not in exactly the same position
as ordinary members of the public".[246]
256. We recognise that the privilege of freedom
from arrest in civil matters is of little practical significance
today, though there are still rare circumstances in which it might
be applicable. In the 1960s a court held in Stourton v. Stourton
that an order to commit a peer could in certain circumstances
be not punitive, but a civil process to enforce obedience to a
court order.[247] A
similar case arose in a lower court as recently as 1989.[248]
The judge in Stourton v. Stourton, Mr Justice Scarman,
acknowledged that "each case will depend on its facts",
and it therefore remains conceivable, if unlikely, that such a
scenario could arise again in the future.
257. The privilege of freedom
from arrest in civil matters is of little relevance today. In
any case, we think it only right that Members of both Houses are
as equally subject to the law, both civil and criminal, as the
people they represent. We therefore concur with the judgement
of the 1999 Joint Committee that the privilege of freedom from
arrest in civil matters should be formally abolished. At the same
time, we acknowledge that the likelihood of this privilege arising
is remote, and that its abolition can only be achieved by legislation.
Witness summonses
258. The Green Paper links the question of Members
being summoned as witnesses to that of jury service, suggesting
that, as Members are no longer exempt from jury service, there
is no continuing justification for the continuation of the privilege
of exemption from attending court under compulsion as a witness.[249]
If the Member concerned wishes to exercise the privilege of not
being compelled to respond, the Speaker will normally write to
the court asking that the member be excused from attending.[250]
259. In New Zealand, the Legislature Act 1908
codified statutory provisions, dating back to New Zealand's Privileges
Act of 1866, which broadly exempt Members from being compelled
to appear before a court while Parliament is sitting.[251]
In Canada, by contrast, the exemption is asserted by the House
of Commons without statutory underpinning, as set out in a 1989
ruling by Speaker John Allen Fraser:
"the right of a Member of Parliament to refuse
to attend court as a witness during a parliamentary session and
during the 40 days preceding and following a parliamentary session
is an undoubted and inalienable right supported by a host of precedents".[252]
260. The Green Paper slightly mis-states the
position, in claiming that the 1999 Joint Committee reported that
there had been cases of the privilege of exemption from attending
court under compulsion as a witness being used by Members in personal
cases, unrelated to their membership of a House of Parliament.[253]
What the 1999 Joint Committee actually said was that the privilege
was absolute, and may be used in a personal matter, unconnected
with membership of the House. The 1999 Joint Committee asked for
evidence from the Attorney General,[254]
who advised the Joint Committee that:
"Defining what kind of evidence a Member may
or may not be required to give would introduce a legal test on
which the courts would have to adjudicate. That exercise would,
it seems to me, be inconsistent with the principle of Members
having an absolute immunity from the subpoena process".[255]
261. Dr Adam Tucker argued in his response to
the Government's consultation on the Green Paper that
there was no continuing case for Members' exemption from attending
court as a witness, because this rule extended beyond the appropriate
operation of parliamentary privilege: "It has the effect
of granting a personal privilege to Members in excess of that
justified by the demands of the separation of powers".[256]
Nevertheless, in Dr Tucker's view, justified refusals to attend
court as a witness would still be protected by the natural operation
of the doctrine of parliamentary privilege, even without the general
exemption from being compelled to attend as a witness.
262. The 1999 Joint Committee recognised vexatious
subpoenas as a problem that assailed all public figures, from
which Members of the Commons perhaps suffered more than most.
The 1999 Joint Committee recommended that Members' exemption from
attendance as a witness should be abolished, but a subpoena should
not be issued against a Member without the leave of a master or
district judge (or the equivalent).[257]
263. The Clerk of the House of Commons questioned
whether the potential hazard in Members having to seek permission,
either as jurors or witnesses, to be allowed to perform their
Parliamentary duties instead of being in court, is one that should
be accepted.[258] John
Hemming MP argued in his response to the Government's consultation
on the Green Paper that it would be possible to undermine parliamentary
democracy by requiring Members of Parliament to turn up in court
to give evidence at times that conflict with parliamentary sessions:
"It is entirely possible if the law is changed to envisage
a situation where this power would be used, particularly if there
was a narrow majority".[259]
264. In its response to the Government's consultation
on the Green Paper, the Crown Prosecution Service suggested that
removal of Members' exemption from attending court as a witness
would assist in the appropriate bringing to justice of further
offenders in a small number of cases.[260]
We are not aware of any evidential basis for this unlikely claim.
265. We do not recommend any
change in Members' right not to respond to a court summons as
a witness. There is no evidence that application of this privilege
has caused any harm, and given the frequency of vexatious litigation,
it is reasonably foreseeable that ending it could interfere with
Members' primary duty to attend Parliament.
Service of court documents within
the precincts
266. The 1999 Joint Committee considered that
the rule against service of court documents such as writs and
orders within the precincts of the House on a day when the House
is sitting, but not otherwise, served some purpose in protecting
members and others who attended either House from service of court
documents within the House being used for publicity-seeking purposes.
In the 1999 Joint Committee's view, such activity would be an
abuse of the precincts of Parliament.[261]
The 1999 Joint Committee recommended that the rule should be retained
and should apply at all times, irrespective of whether Parliament
is sitting. While noting that it was doubtful whether service
by post on a sitting day could ever be regarded as a contempt,
the 1999 Joint Committee further recommended it should be made
clear that service by post was not a contempt.
267. In his response to the Government's consultation
on the Green Paper, the Clerk of the Legislative Council of the
Parliament of Western Australia argued that treating as a contempt
the serving of court documents in person within the parliamentary
precincts on a sitting day continued to be relevant, as it acknowledged
the importance of a sitting of Parliament and that such a sitting
should not be interrupted by processes connected with the judicial
branch of government.[262]
268. The Clerk of the House of Commons suggested
that, as modern practice in serving documents by post seemed perfectly
adequate, we might concur with the 1999 Joint Committee that there
is no need to allow the serving of court documents in person within
the precincts of the Palace on any day.[263]
John Hemming MP did not think there was that much of a problem
with the serving of documents "as long as it does not undermine
the security of proceedings".[264]
269. Given the efficacy of service
of court documents by post, we agree with the 1999 Joint Committee
that service of witness summonses in person within the precincts
of Parliament ought to continue to be treated as a contempt.
Members' access to the precincts
of Parliament
270. On the first day of every session, the House
of Lords passes the following Order about Stoppages in the Streets:
"That the Commissioner of Police of the Metropolis
do take care that the passages through the streets leading to
this House be kept free and open and that no obstruction be permitted
to hinder the passage of Lords to and from this House during the
sitting of Parliament; or to hinder Lords in the pursuit of their
parliamentary duties on the Parliamentary Estate; and that the
Gentleman Usher of the Black Rod attending this House do communicate
this Order to the Commissioner."
Until 2005, the House of Commons used to make an
Order in similar terms:
"That the Commissioner of the Police of the
Metropolis do take care that the passages through the streets
leading to this House be kept free and open and that no obstruction
be permitted to hinder the passage of Members to and from this
House during the Sitting of Parliament, or to hinder Members by
any means in the pursuit of their Parliamentary duties in the
Parliamentary Estate; and that the Serjeant at Arms attending
this House do communicate this Order to the Commissioner."
271. The regular batch of Sessional Orders, which
used to be passed by the House of Commons without notice on the
day of State Opening, was discontinued in 2004.[265]
The Speaker persisted in putting the Question on the Sessional
Order relating to the Commissioner of the Police of the Metropolis
until the Government fulfilled its commitment to bring forward
legislation about demonstrations and security around Parliament.
The relevant provisions, which surfaced in the Serious Organised
Crime and Police Act 2005, were not universally well-regarded;
in 2007 the incoming Prime Minister promised a review in The
Governance of Britain White Paper.[266]
The current legislation applying to the control of demonstrations
in Parliament Square is Part 3 of the Police Reform and Social
Responsibility Act 2011. The Sessional Orders had little or no
legal effect; the police in the environs of the Palace can rely
for their powers only on statute law. Nonetheless, there is an
inconsistency in that the House of Lords still passes its Sessional
Order at the start of each Session.
272. While the new legislation applies appropriate
and proportionate statutory controls to demonstrations in Parliament
Square, the previous non-statutory requirement to safeguard Members'
access to the House of Commons has been disregarded.
273. We regret the abandonment
in one House of the practice of requesting the assistance of the
Metropolitan Police Commissioner in preventing the obstruction
of Members in the streets leading to the House and we call for
its restoration in the House of Commons.
274. While such Sessional Orders
may have little or no direct legal effect, they serve as a reminder
that the police and other authorities have a special obligation
to ensure that Members of both Houses must have free access to
Parliament when in session. This obligation may require them to
make special efforts, beyond those that the police make for ordinary
citizens, in order that Parliament and its proceedings are not
impeded by whatever may be happening outside the precincts of
the Palace of Westminster.
189 R v. Graham-Campbell ex parte Herbert [1935]
1 KB 594 Back
190
Cm 8318, paragraph 202 Back
191
Written evidence from the Clerk of the Parliaments,
paragraph 22 Back
192
HL Deb, 16 January 1995, WA 33-34 Back
193
Report from the 1999 Joint Committee on Parliamentary
Privilege, paragraph 250 Back
194
R v. Chaytor and others [2010] UKSC 52 paragraph 78 Back
195
Cm 8318, paragraph 216 Back
196
Q 240 Back
197
Canada (House of Commons) v.Vaid [2005] 1 SCR 667 Back
198
Report from the 1999 Joint Committee on Parliamentary Privilege,
paragraph 251 Back
199
Written evidence from the Clerk of the Parliaments, paragraph
26 Back
200
Cm 8318, paragraph 210 Back
201
Written evidence from the Clerk of the House of Commons,
paragraph 33 Back
202
QQ 242, 246 Back
203
Report from the 1999 Joint Committee on Parliamentary Privilege,
paragraph 251 Back
204
Ibid., paragraph 250 Back
205
Written evidence from the Clerk of the Parliaments, paragraph
25; letter from the Treasury Solicitor, dated 21 March 2002, printed
as an Appendix to this Report Back
206
Written evidence from the Clerk of the Parliaments, paragraph
25 Back
207
Cm 8318, paragraphs 328 to 342 Back
208
Fifth Report from the House of Lords Procedure Committee, Session
2012-13, HL Paper 150, paragraphs 8 to 17 Back
209
Rost v. Edwards [1990] 2 QB 460; Erskine May, 24th
edition, page 234 Back
210
Prebble v. Television New Zealand [1995] 1 AC 321 Back
211
Defamation Act 1996, s. 13(5)(e) Back
212
Report from the 1999 Joint Committee on Parliamentary Privilege,
paragraph 123 Back
213
Ibid, paragraph 129 Back
214
Cm 8318, paragraph 54 Back
215
Q 208 Back
216
Written evidence from the Clerk of the House of Commons, paragraph
18 Back
217
Further written evidence from the Clerk of the House of Commons;
Erskine May, 24th edition, page 217. The Strauss
case was the subject of the House of Commons Fifth Report from
the Committee of Privileges, Session 1956-57, HC 305, which was
debated on 8 July 1958 (HC Deb columns 208-345). Back
218
Report from the 1999 Joint Committee on Parliamentary Privilege,
paragraphs 103 to 112 Back
219
Ibid., paragraph 110 Back
220
Further written evidence from the Clerk of the House of Commons,
citing Justice O'Connor in R v. Bunting [1885] Ontario
Reports page 563 Back
221
Further written evidence from the Clerk of the House of Commons;
Erskine May, 24th edition, page 270 Back
222
Police Searches on the Parliamentary Estate, HC 62, paragraphs
158 to 162 Back
223
Ibid., paragraph 161 Back
224
Privilege: Hacking of Members' mobile phones, HC 628, paragraph
47 Back
225
Written evidence from the Deputy Leader of the House of Commons Back
226
Attorney General and Gow v. Leigh [2011] NZSC 106 Back
227
Q 132 Back
228
Q 133; Report from the Privileges Committee of the House of Representatives
on Question of privilege concerning the defamation action Attorney-General
and Gow v. Leigh, I.17A, June 2013 Back
229
Written evidence from the Deputy Leader of the House of Commons Back
230
House of Commons Procedure and Practice, 2nd edition (2009),
ed. Audrey O'Brien. In Canada, jury selection comes under the
jurisdiction of the provinces. Examples of provincial statutes
include the Jury Act 1980 (New Brunswick); and the Jury Act 1998
(Saskatchewan). Back
231
Section 321 and Schedule 33, Criminal Justice Act 2003 repealed
schedule 1 to the Juries Act 1974, which codified in statute the
traditional parliamentary privilege of exemption from jury service. Back
232
House of Representatives Practice (2012), page 748. This
exemption is incorporated in the Jury Exemption Act 1865 which
provides that Member of Parliament are not liable, and may be
summoned, to serve as jurors in any Federal, State or Territory
court. Back
233
Parliamentary Practice in New Zealand, 3rd edition, ed.
David McGee (2005), page 638, referring to the Juries Act 1981 Back
234
Part III of Schedule 1 to the Law Reform (Miscellaneous Provisions)
(Scotland) Act 1980 Back
235
Section 85 of the Scotland Act 1998 Back
236
Paragraph 20 of Schedule 12 to the Government of Wales Act 1998 Back
237
Juries (Northern Ireland) Order 1996 (S.I., 1996, No. 1141) Back
238
Part III of Schedule 1 to the Law Reform (Miscellaneous Provisions)
(Scotland) Act 1980 and Juries (Northern Ireland) Order 1996 (S.I.,
1996, No. 1141) Back
239
Amendment No. 9 to the Consolidated Criminal Practice Direction
(Jury Service), 22 March 2005 Back
240
Cm 8318, paragraph 318; Report from the 1999 Joint Committee on
Parliamentary Privilege, paragraph 327 Back
241
Written evidence from the Clerk of the House of Commons, paragraph
45 Back
242
Q 203 Back
243
Q 203 Back
244
Written evidence from the Clerk of the Parliaments , paragraph
33 Back
245
Erskine May, 24th edition, page 248 Back
246
Clerk of the New Zealand House of Representatives response to
Government consultation on the Green Paper, Cm 8318 Back
247
Stourton v. Stourton [1963] 1 All ER 606. See also Erskine
May, 24th edition, page 247. In this case the court considered
privilege of peerage, rather than privilege of Parliament. The
underlying issue (namely, the question of whether an arrest in
respect of contempt proceedings could constitute a "civil"
as opposed to a "punitive" process) applies equally
to the parliamentary privilege of freedom from arrest. Back
248
Peden International Transport, Moss Bros, The Rowe Veterinary
Group and Barclays Bank plc v. Lord Mancroft (1989), unreported Back
249
Cm 8318, paragraph 323 Back
250
The 1999 Joint Committee noted that on seven occasions between
September 1996 and February 1998 there had been cases when the
Speaker or the Clerk had been approached so that it could be made
clear formally to a court that the privilege existed and the Member
in question wished to assert it (Report of the 1999 Joint Committee
on Parliamentary Privilege, page 86). In 2013, the Clerk of the
House had only one recent example on file, where he had referred
to the privilege in replying on behalf of a Member to a summons,
issued at short notice, in the context of seeking a more mutually
convenient time for the Member to appear. Back
251
David McGee, Parliamentary Practice in New Zealand, 3rd
edition, 2005, page 642 Back
252
House of Commons Procedure and Practice, 2nd edition, 2009,
chapter 3; Canadian House of Commons Debates, 19 May 1989, page
1953. The origins of the 40 day rule may be linked to the time
required to travel to and from Ottawa before the advent of the
railway. Back
253
Cm 8318, paragraph 322; Report from the 1999 Joint Committee on
Parliamentary Privilege, paragraph 330 Back
254
Sir John Morris QC MP, now Lord Morris of Aberavon QC Back
255
Report from the 1999 Joint Committee on Parliamentary Privilege,
Volume III: Written evidence Back
256
Dr Adam Tucker response to Government consultation on the Green
Paper, Cm 8318, paragraph 32 Back
257
Report from the 1999 Joint Committee on Parliamentary Privilege,
paragraph 333 Back
258
Written evidence from the Clerk of the House of Commons, paragraph
47 Back
259
John Hemming MP response to Government consultation on the Green
Paper, Cm 8318 Back
260
Crown Prosecution Service response to Government consultation
on the Green Paper, Cm 8318 Back
261
Report from the 1999 Joint Committee on Parliamentary Privilege,
paragraph 334 Back
262
Legislative Council of the Parliament of Western Australia response
to Government consultation on the Green Paper, Cm 8318, paragraph
11.8 Back
263
Written evidence from the Clerk of the House of Commons, paragraph
48 Back
264
John Hemming MP response to Government consultation on the Green
Paper, Cm 8318 Back
265
The House of Commons resolved on 3 November 2004 to implement
the recommendations of its Select Committee on Procedure's Third
Report of Session 2002-03, HC 855, paragraphs 24 and 25. Back
266
The Governance of Britain White Paper, Cm 7170, July 2008
, paragraphs 164 to 166 Back
|