2 SOCIAL
ACTION, RESPONSIBILITY
AND HEROISM
BILL
BACKGROUND
2.1 The Social Action, Responsibility and Heroism
Bill ("SARAH") was introduced in the House of Lords
on 21 October,[112]
having completed its passage through the House of Commons on 20
October. The Bill received its Second Reading in the House of
Lords on 4 November.
2.2 Lord Faulks QC, Minister of State for Justice,
has certified that in his view the Bill is compatible with the
Convention rights. We wrote to the Government on 16 July asking
a number of questions about the Bill. The Lord Chancellor and
Secretary of State for Justice, Rt Hon Chris Grayling MP, responded
by letter dated 5 August 2014. Copies of the correspondence are
available on our website.[113]
2.3 We received two submissions on the Bill: from
the Access to Justice Action Group, arguing that the Bill is unnecessary
and, to the extent that it reduces the duty of care owed to people
at risk, will lead to breaches of the rights of injured people
under Articles 2, 6 and 8 ECHR; and from Slater & Gordon (solicitors)
similarly arguing that the Bill is unnecessary to the extent that
it is aimed at addressing public perception, and may lead to the
erosion of civil rights of ordinary people injured in the workplace
through no fault of their own.
INFORMATION
PROVIDED BY
THE DEPARTMENT
2.4 A separate ECHR Memorandum was published alongside
the Bill, which correctly identifies the main human rights issues
raised by the Bill. An impact assessment has also been published.
Our Legal Advisers met the Bill team on 9 July. The Minister
responded promptly and fully to our questions in our letter. WE
COMMEND THE
DEPARTMENT FOR
ACTING IN
ACCORDANCE WITH
OUR RECOMMENDED
BEST PRACTICE
IN THE
INFORMATION IT
HAS PROVIDED
TO ASSIST
US IN
OUR SCRUTINY
OF THE
BILL'S
HUMAN RIGHTS
COMPATIBILITY.
THE
PURPOSE AND
EFFECT OF
THE BILL
2.5 The Bill is short, comprising just 5 clauses.
According to the Government, its overarching purpose is to encourage
volunteering and involvement in social action. The policy objectives
behind the Bill were explained in a letter to our Chair from the
Under-Secretary of State for Justice, Shailesh Vara MP, dated
23 June 2014:
The Bill stems from our concern that people are
being deterred from taking part in voluntary activities, helping
others or intervening in emergencies because of the fear that
in doing so they may expose themselves to the risk of being held
liable if something goes wrong. We also want to make sure that
when people have been trying to do the right thing by taking a
generally responsible approach towards the safety of others during
the course of an activity, the courts will take full account of
the circumstances in the event they are sued.
2.6 The Lord Chancellor and Secretary of State for
Justice has described the purpose of the Bill as being to curb
the health and safety culture.[114]
He explained that the Bill was conceived during the Red Tape Challenge
on health and safety. He acknowledged that the courts do apply
common sense, and very often throw out the most absurd cases,
but not before individuals have been subjected to the stresses
and strains involved in having to defend claims.
We need a system that is rooted in common sense.
Of course those who are negligent, or who act in a way that is
foolish or reckless should be able to be punished by the law.
But those who are trying to do the right thing should believe
that the law will be on their side.
And that is precisely what SARAH will do. The
best way to describe the proposed Bill is that it will serve as
a signpost from Parliament to the Courts. It will set out very
simple protections for those people who act in the interests of
society, responsibly or heroically. It will say to the Courts
that we want their decisions clearly to take into account whether
people have been trying to do the right thing or not. And in particular
we want the Bill to serve as a deterrent to jobsworths trying
to punish people for doing so.
A handful of simple clauses, but what we hope
will be a powerful message about how we want the law to be applied.
Judicial discretion will of course remain, but it will be exercised
in these cases against the background of a clear message from
Parliament.
I want the Good Samaritan who comes to someone's
aid, the small business employer who is doing their best, the
person trying to do something positive for their community, all
to feel that the country and the system is on their side. Time
and again we see stories of a jobsworth culture or a legalistic
culture that seems to stop common sense in its tracks.
2.7 The Bill makes provision about the matters to
which a court "must have regard" in determining a claim
in negligence or breach of statutory duty. It will apply when
a court, in proceedings for negligence or breach of statutory
duty, is determining the steps that a person was required to take
to meet a standard of care.[115]
The Bill provides that when making such a determination, the court
must have regard to three specific matters:
· whether the alleged negligence or breach
of statutory duty occurred when the person was acting for the
benefit of society or any of its members;[116]
· whether the person, in carrying out the
activity in the course of which the alleged negligence or breach
of statutory duty occurred, demonstrated a generally responsible
approach towards protecting the safety or other interests of others;[117]
and
· whether the alleged negligence or breach
of statutory duty occurred when the person was acting heroically
by intervening in an emergency to assist an individual in danger
and without regard to the person's own safety or other interests.[118]
SIGNIFICANT
HUMAN RIGHTS
ISSUES
2.8 The ECHR Memorandum prepared by the Ministry
of Justice correctly identified the two significant human rights
issues which the Bill raises:
(1) whether the Bill restricts the right of access
to court in such a way as to be incompatible with the right of
access to court in Article 6(1) ECHR; and
(2) whether the Bill is compatible with the positive
obligation in Articles 2, 3 and 8 to put in place an effective
legal framework for the protection of the rights in those Articles
(the right to life, the right not to be subjected to inhuman or
degrading treatment, and the right to respect for private and
family life, including physical integrity).
2.9 The Government considers that the right of access
to court in Article 6(1) ECHR is not engaged by the Bill, because
it cannot be said to restrict the circumstances in which an individual
has access to the courts, nor does it confer immunities from civil
liability.
2.10 It accepts that Articles 2, 3 and 8 ECHR are
engaged by the provisions of the Bill, because it acknowledges
that proceedings for negligence or breach of statutory duty can
sometimes be the mechanism by which Convention rights are guaranteed.
However, it does not consider that there is any infringement
of those rights.
2.11 To enable us to take a view on these human rights
compatibility questions, we wrote to the Government asking for
further information and explanation about three matters in particular:
(1) whether the Bill is intended to change the
substantive law or merely to counter popular misperceptions;
(2) what evidence the Government relies on to
demonstrate the need for the Bill; and
(3) the Bill's intended scope of application,
including its relationship with other well established legal protections
such as those in the Health and Safety at Work Act and the Human
Rights Act.
PURPOSE
OF THE
BILL: SUBSTANTIVE
CHANGE OR
"SIGNAL"?
2.12 As the Explanatory Notes to the Bill point out,
under the current law, a court considering a claim in negligence
must determine whether the defendant acted reasonably, taking
into account all the circumstances of the case. A court will
also take into account all the relevant circumstances in determining
whether a defendant was in breach of a duty of care imposed by
statute. Case law has established the kinds of factors which
might be relevant to such determinations.
2.13 The Government says that the Bill does not change
this overarching framework but merely requires the court to have
regard to certain specified matters. It says that nothing in
the Bill precludes the court from having regard to any other relevant
factors or from deciding what weight to give to each of those
matters.
2.14 The Minister in his reply to our questions similarly
says that the Bill does not tell the court what conclusion it
should reach and does not prevent a person from being found negligent
if the circumstances of the case warrant it. He says that the
Bill will not therefore give anyone licence to take unnecessary
risks with people's safety or leave the injured party without
a remedy when the defendant has failed to meet the applicable
standard of care in all the circumstances of the case.
"However, [the Bill] will send a strong
signal to reassure people that the courts will consider, in all
cases, the wider context of the defendant's actions prior to reaching
a conclusion on liability."
2.15 The Government's ECHR memorandum acknowledges
that the courts already take account of a range of matters when
determining whether a defendant's conduct has fallen below the
standard of care, including the nature of the activity in question,
the degree of care which the particular risk or likelihood of
injury justified, the gravity of the harm which might be suffered
and the cost of mitigating the risk. Case-law shows that the
courts consider matters such as whether the defendant was acting
in an emergency, whether he or she was acting as a rescuer, and
the impact on the future conduct of the activity.[119]
2.16 In other parts of the explanatory material accompanying
the Bill, however, it is suggested that the Bill introduces a
substantive change to the law. For example, the Government's
ECHR Memorandum states that clause 3 of the Bill "requires
the court to consider wider aspects of the defendant's conduct
than are typically considered by the courts in such cases at present",
and acknowledges that it may be the case that the requirement
to consider this wider context will change the court's analysis.[120]
However, it also states that "it is not intended that this
will change the court's overall approach" and that the court
will retain its discretion to make such determination as is just
in the particular circumstances.
2.17 Clarity about the exact purpose of the Bill
is important for the purposes of scrutinising its human rights
compatibility. To the extent that the Bill is intended to address
a public perception about the law, Parliament has to consider
the extent to which it is necessary to legislate rather than inform
and educate the public about the current law; and to the extent
that the Bill is intended to change the law, Parliament has to
consider whether the extent of any reduction in the scope of individuals'
access to legal remedies for harm caused by negligence or breach
of statutory duty is necessary and proportionate. We therefore
asked the Government whether the Bill is intended to change the
substantive law of negligence and breach of statutory duty, or
solely to counter a public perception that courts do not always
have regard to the matters set out in clauses 2 to 4 of the Bill.
2.18 The Government's response draws a distinction
between clauses 2 and 4 of the Bill on the one hand and clause
3 on the other. It considers that clauses 2 (social action)
and 4 (heroism) "essentially reflect the current law, but
emphasise and restate it in a way which will provide reassurance
that the court will take these factors into account." Clause
3 (responsibility), on the other hand "represents a change
to the current law to ensure that the court takes account of the
defendant's general approach, in carrying out an activity, towards
protecting the safety and interests of others".
2.19 In some explanations of the purpose of the Bill,
immediately following the Queen's Speech, it was suggested that
the Bill would lead to a reduction in insurance premiums, but
this did not appear in any of the explanatory material which was
published with the Bill. We therefore asked the Government whether
it was any part of its rationale for the Bill that it would lead
to a reduction in insurance premiums.
2.20 The Government replied that reducing insurance
premiums is not the principal reason for legislating. It says
that its main objective is to reassure the public that if they
participate in activities which benefit others, demonstrate a
responsible approach towards safety in the course of an activity
or selflessly intervene to help somebody in an emergency, the
courts will always take that into account in the event that they
are sued. If that deters people from bringing spurious claims
and has a knock-on effect on insurance premiums, the Government
would welcome that outcome, but its own impact assessment acknowledges
that any impact on insurance premiums is likely to be slight.
2.21 IT
NOW APPEARS
TO BE
CLEAR, FROM
THE GOVERNMENT'S
RESPONSE TO
OUR QUESTIONS,
THAT DIFFERENT
PARTS OF
THE BILL
HAVE DIFFERENT
PURPOSES. CLAUSES
2 AND 4 ARE
INTENDED TO
SEND A
SIGNAL DESIGNED
TO COUNTER
A PUBLIC
PERCEPTION ABOUT
THE CURRENT
LAW, WHILE
CLAUSE 3 IS
INTENDED TO
CHANGE THE
SUBSTANTIVE LAW.
WE CONSIDER
BELOW THE
STRENGTH OF
THE EVIDENCE
THAT EXISTS
TO DEMONSTRATE
THE NEED
FOR LEGISLATION
INTRODUCED FOR
THESE TWO
PURPOSES. AS
WE HAVE
PREVIOUSLY COMMENTED
IN LEGISLATIVE
SCRUTINY REPORTS,
WE DOUBT
WHETHER MERELY
SENDING A
SIGNAL, RATHER
THAN CHANGING
THE SUBSTANTIVE
LAW, IS
AN APPROPRIATE
REASON FOR
LEGISLATING, UNLESS
THERE IS
CLEAR EVIDENCE
THAT THE
LAW IS
BEING MISINTERPRETED
AND THEREFORE
MISAPPLIED IN
A WAY
WHICH UNDERMINES
THE PURPOSE
OF THE
LAW IN
QUESTION (see for example
our recent comments on the changes to the offence of child cruelty
in our Report on the Serious Crime Bill).
EVIDENCE
2.22 We asked the Government about the evidence it
relies on to demonstrate the need for the Bill, whether to counter
a public perception about the current law or to introduce a substantive
change to that law.
EVIDENCE OF PUBLIC PERCEPTION
2.23 The Explanatory Notes accompanying the Bill
say that there is "some evidence" that people are deterred
from participating in socially useful activities due to worries
about risk and/or liability. The evidence it cites as an example
of this evidence is a survey conducted in 2006/07 by the Institute
of Voluntary Research and National Centre for Social Research
on behalf of the Cabinet Office, in which 47% of just under 300
respondents felt that the worry about risk/liability was a reason
for not volunteering.[121]
We asked the Government whether the question in the survey about
reasons for not volunteering distinguished between "risk"
and "liability" and, if so, how many respondents said
they were worried about "liability" specifically. We
also asked what other evidence exists, apart from the 2007 survey,
to demonstrate that the risk of legal liability is a reason why
people do not volunteer.
2.24 The Government replied that the 2007 survey
did not distinguish between risk and liability. However, the
Government points to the fact that bodies such as the National
Council for Volunteering Organisations ("NCVO") welcome
the Bill, and cites the executive director for volunteering and
development at the NCVO who said that his organisation continues
to get a lot of calls from charities and individual volunteers
"about risk and liability". He said that the chances
of any action being taken against them are very low but there
is clearly a great concern about risk, and anything that can be
done to break down barriers to people getting involved in their
communities is very welcome.
2.25 We also asked the Government how its justification
for the Bill is affected by the fact that rates of formal volunteering,
which declined steadily between 2005 and 2010/11, had returned
to peak levels by 2012-13. The Government replied that volunteering
rates are increasing thanks in part to initiatives the Government
has been backing to increase participation. It acknowledges that
there have been positive developments in terms of the number of
people volunteering, but considers that "volunteering rates
could be increased still further if barriers that deter people
from getting involved, such as worries about liability, are removed."
2.26 WE
HAVE CONSIDERED
CAREFULLY THE
STRENGTH OF
THE EVIDENCE
BASE SHOWING
THAT THE
SPECIFIC RISK
OF LEGAL
LIABILITY, AS
OPPOSED TO
RISK GENERALLY,
IS A
REASON WHY
PEOPLE DO
NOT VOLUNTEER,
AND WE
HAVE FOUND
IT WEAK.
THE EVIDENCE
RELIED ON
BY THE
GOVERNMENT AS
DEMONSTRATING A
PUBLIC PERCEPTION
THAT VOLUNTEERING
CARRIED TOO
GREAT A
RISK OF
LEGAL LIABILITY
IS ALMOST
ENTIRELY ANECDOTAL,
AND WE
DO NOT
CONSIDER SUCH
EVIDENCE TO
BE A
SOUND BASIS
FOR LEGISLATING.
EVIDENCE OF JUDICIAL DISREGARD OF
THE RELEVANT MATTERS
2.27 Assuming that the Government considers the Bill
to be necessary in order to meet a real practical problem of courts
paying insufficient regard to the matters specified in clauses
2 to 4 in actions for negligence or breach of statutory duty,
we asked the Government to identify examples of the cases on which
it relies to demonstrate that courts sometimes do not have regard
to those matters; and to provide examples of the sorts of claims
which succeed under the current law but will not after the passage
of the Bill.
2.28 The Government replied that "the Bill does
not stem from any perception on the part of the Government that
the courts are misapplying the current law." Rather, it
relies on the perception on the part of defendants that they will
be found negligent or in breach of statutory duty which, the Government
says, is driving them to be cautious, making volunteers for example
take out insurance when they do not need to, making employers
settle damages claims out of court rather than run the risk of
losing, and stopping passers-by going to the aid of other people
who are in difficulty. The Government says that it is immaterial
whether or not these cases actually reach court: it is the perception
that matters.
2.29 At the same time, however, the Government also
says it "would not be legislating if [it] [
] thought
the Bill would make no material difference to the way courts determine
negligence claims or claims for breach of relevant statutory duties."
However, it says that "it is not possible to provide hypothetical
examples of cases which would be decided differently." In
fact, we had asked for actual examples of cases that might be
decided differently under the Bill, rather than hypothetical examples,
in order to test the strength of the case for legislating, but
the Minister's response does not provide any actual examples.
2.30 We also asked to be provided with some examples
of the sorts of cases the Lord Chancellor had in mind when he
said in his piece referred to above that "time and again
we see stories of a 'jobsworth' culture or a legalistic culture
that seems to stop common sense in its tracks." The Government's
response does not provide any examples of such cases, but says
that the provisions in the Bill are intended to complement various
measures taken to discourage speculative personal injury claims
and to ensure that such claims are dealt with fairly. It says
that there has been an increase of 30% in the number of personal
injury claims brought against employers between 2010-11 and 2013-14
(from 81,000 to 105,000). It acknowledges that "many of
these claims may have been valid ones, but the rise could also
be attributed to an increasingly litigious climate." It does
not, however, provide any analysis of actual cases to demonstrate
by reference to evidence that there has been an increase in the
number of unmeritorious or speculative claims.
2.31 We note that the Compensation Act 2006 already
provides that, in considering what was necessary to meet the standard
of care in a particular case, the court can look at whether a
particular requirement might prevent a desirable activity being
carried out to any extent or discourage people from undertaking
functions in relation to it.[122]
Section 1 of the Act provides:
1 DETERRENT EFFECT
OF POTENTIAL
LIABILITY
A court considering a claim in negligence or
breach of statutory duty may, in determining whether the defendant
should have taken particular steps to meet a standard of care
(whether by taking precautions against a risk or otherwise), have
regard to whether a requirement to take those steps might
(a) prevent a desirable activity from being undertaken
at all, to a particular extent or in a particular way, or
(b) discourage persons from undertaking functions
in connection with a desirable activity.
2.32 WE
DO NOT
CONSIDER THAT
THE GOVERNMENT
HAS DEMONSTRATED
BY EVIDENCE
THAT COURTS
SOMETIMES PAY
INSUFFICIENT REGARD
TO THE
MATTERS SET
OUT IN
CLAUSES 2 TO
4 OF THE
BILL WHICH
MAKES IT
NECESSARY TO
TAKE THE
UNUSUAL STEP
OF INTRODUCING
LEGISLATION DIRECTING
THEM TO
HAVE REGARD
TO THOSE
MATTERS WHEN
CARRYING OUT
THEIR JUDICIAL
FUNCTION OF
ADJUDICATING IN
INDIVIDUAL CASES.
EVEN WERE
WE SATISFIED
THAT SUCH
EVIDENCE EXISTS,
WE WOULD
DOUBT THE
APPROPRIATENESS
OF DIRECTING
THE COURTS,
IN MANDATORY
LANGUAGE, TO
HAVE REGARD
TO CERTAIN
FACTORS WHEN
CARRYING OUT
THEIR JUDICIAL
FUNCTION, RATHER
THAN LEAVING
THE MATTER
TO THEIR
DISCRETION, FOR
THE SAME
REASONS WE
GAVE IN
OUR REPORTS
ON THE
GOVERNMENT'S
PROPOSED REFORMS
TO JUDICIAL
REVIEW IN
PART 4 OF
THE CRIMINAL
JUSTICE AND
COURTS BILL.
SCOPE
OF APPLICATION
2.33 The Government's explanation of the purpose
of the Bill contained in the explanatory material accompanying
it is that it is intended to benefit "volunteers" in
the sense of private individuals who choose to give up their time,
or put themselves at risk, for the greater good. As drafted,
however, the Bill is of much wider application, and could be invoked
by other defendants to claims for negligence or breach of statutory
duty, including employers and public authorities. We therefore
asked the Government about how the provisions in the Bill are
intended to affect the other legal duties owed by such defendants,
for example under health and safety legislation and the Human
Rights Act.
CLAIMS AGAINST EMPLOYERS
2.34 As the Explanatory Notes point out, the Bill
is general in its application, so it could apply to claims against
individuals or organisations, including employers. The potentially
wide application of the Bill was also highlighted in the Minister's
original letter to us explaining the policy objectives behind
it, in which he said:
We anticipate that the provisions will be relevant
in a wide range of situations where people have been acting heroically,
for the benefit of others, or have adopted a responsible approach
towards the safety of others in the course of an activity, both
where they are doing so in a voluntary capacity or in the course
of employment or some other activity.
2.35 On 1 July the Lord Chancellor and Secretary
of State for Justice said, in response to an oral question:
there is another important part of the Bill that
my hon. Friend has not mentioned, which is the responsibility
piecethe ability for us to provide a deterrent to an employee
who tries it on in the face of a responsible employer who has
done the right thing, when someone in their employment has done
something stupid and still tries to sue. As part of our long-term
economic plan, I want to see those responsible employers protected
against spurious claims, and that is what the Bill will do.[123]
2.36 The Access to Justice Action Group, amongst
others, has raised concerns that clause 3 of the Bill will make
it more difficult for employees to claim compensation for injuries
suffered at work. The Enterprise and Regulatory Reform Act 2013
has already removed the right of civil action against employers
for breach of statutory duty in relation to health and safety
at work regulations, so that compensation can only be claimed
for such breaches where it can be proved that the employer has
been negligent.[124]
2.37 We asked the Government whether its intention
is that the Bill will apply in actions for negligence by employees
against employers and, if so, how the Government intends clause
3 of the Bill in particular to affect the statutory duties owed
by employers under health and safety legislation; and why clause
3 of the Bill is considered necessary in addition to s. 69 of
the Enterprise and Regulatory Reform Act 2013.
2.38 The Government says in response that its aim
in introducing the changes in s. 69 of the Enterprise and Regulatory
Reform Act 2013 was to remove the fear of being sued for strict
liability health and safety duties that causes employers to go
beyond what the law requires, which was undermining their confidence
to grow and develop their businesses and which meant they were
incurring unnecessary costs. However, it is still possible for
the injured party to sue an employer for negligence and to rely
on a breach of a health and safety duty as evidence to support
the claim. The Government says that clause 3 of the Bill is intended
to apply in that sort of case, which it considers to be important
to ensure that employers who have demonstrated a generally responsible
approach to health and safety know that this will be taken into
account by the courts. The rationale is said to be "to provide
reassurance to responsible employers who do the right thing".
The Bill "is not designed to reduce standards of health
and safety in the workplace" and "will not protect negligent
employers who do not have a responsible approach to health and
safety."
2.39 We have considered carefully the effect of clause
3 of the Bill. Although the Government says in response to our
questions about this clause that it is to "provide reassurance
to responsible employers" and not to reduce standards of
health and safety in the workplace, elsewhere in the Government's
response, as we point out above, it is clear that the Government
does consider that this clause introduces a substantive change
in the law and will therefore make a difference to the outcome
of cases. TO
THE EXTENT
THAT CLAUSE
3 OF THE
BILL WILL
LEAD TO
SOME HEALTH
AND SAFETY
CASES AGAINST
EMPLOYERS BEING
DECIDED DIFFERENTLY,
WE DO
NOT CONSIDER
THAT THE
GOVERNMENT HAS
DEMONSTRATED THE
NEED TO
CHANGE THE
LAW TO
RESTRICT EMPLOYEES'
RIGHT OF
ACCESS TO
COURT FOR
PERSONAL INJURY
CLAIMS IN
THE WORKPLACE.
CLAIMS AGAINST PUBLIC AUTHORITIES
2.40 The Bill is also drafted sufficiently widely
to apply to claims for negligence or breach of statutory duty
against public authorities, or employees of such public authorities.
Such defendants will generally be able to satisfy the definition
in clause 2 that they were acting "for the benefit of society
or any of its members", may have been protecting the "safety
or other interests of others" (clause 3) and, in the case
of the emergency services, may have been intervening in an emergency
(clause 4).
2.41 We therefore asked whether it is the Government's
intention that the Bill will apply in actions for negligence or
breach of statutory duty against public authorities, or individuals
working for public authorities, such as the police, social workers,
health care workers and, if so, how the provisions in the Bill
affect the other legal duties owed by such authorities and their
employees. The Government confirmed that the Bill has general
application and will apply whenever the court is considering a
claim for negligence or breach of statutory duty, including against
a public authority or its employees, but it will be for the court
to decide how much weight to give to the factors specified in
the Bill in the particular circumstances of the case. WE
DRAW TO
PARLIAMENT'S
ATTENTION THE
GOVERNMENT'S
ACKNOWLEDGMENT THAT
THE BILL
IS DRAFTED
SUFFICIENTLY WIDELY
TO APPLY
TO CLAIMS
BROUGHT NOT
ONLY AGAINST
VOLUNTEERS BUT
AGAINST PUBLIC
AUTHORITIES.
2.42 We also asked the Government whether "breach
of statutory duty" in the Bill includes claims that a public
authority has acted incompatibly with a Convention right, in breach
of the duty to act compatibly in s. 6(1) of the Human Rights Act
1998 and, if so, how the provisions in the Bill are intended to
affect the duty of such authorities to take steps to protect a
person from harm to their Convention rights where they are required
to do so by a positive obligation imposed by the Convention.
2.43 The Government replied that the only statutory
duties that the Bill is concerned with are those that operate
in a similar way to the law of negligence, i.e. where the court
has to determine what steps the defendant should have taken to
meet an applicable standard of care (e.g. the duty owed by the
owner or occupier of land under the law of occupiers' liability,
or by a highways authority under the Highways Act). It says that
the Bill will not extend to the duty to act compatibly with Convention
rights under s. 6(1) of the Human Right Act 1998 "as this
does not involve a requirement to meet a standard of care."
2.44 We note, however, that the duty to act compatibly
with Convention rights does involve a requirement to meet a standard
of care where the right in question imposes a positive obligation
to take appropriate steps to protect that right, such as the obligation
on the police under Article 2 ECHR to protect a person against
a threat to their life or physical integrity of which the authorities
are aware or ought to be aware,[125]
and the positive obligation on the police to investigate serious
violence under Article 3 ECHR.[126]
In actions for damages under the Human Rights Act (against public
authorities such as the police, for example) for failing to take
the necessary steps to fulfil such positive obligations, one of
the issues for the court to decide is whether there was a breach
of the State's duty of care which requires an assessment of whether
the steps taken were reasonable in all the circumstances.
2.45 WE
DO NOT
SHARE THE
GOVERNMENT'S
VIEW THAT
THE BILL
WILL NOT
APPLY TO
ACTIONS FOR
BREACH OF
THE DUTY
TO ACT
COMPATIBLY WITH
CONVENTION RIGHTS
UNDER S.
6(1) OF THE
HUMAN RIGHTS
ACT 1998, WHERE
THE CLAIM
IS FOR
A BREACH
OF A
PUBLIC AUTHORITY'S
POSITIVE OBLIGATION
TO TAKE
STEPS TO
PROTECT CONVENTION
RIGHTS. WHILE
THE GENERAL
INTERPRETIVE OBLIGATION
IN S.
3 OF THE
HUMAN RIGHTS
ACT SHOULD
PREVENT THE
NEW ACT
FROM BEING
INTERPRETED AND
APPLIED SO
AS TO
PREVENT DAMAGES
BEING AWARDED
WHERE REQUIRED
BY THE
CONVENTION, THE
BREADTH OF
THE WORDING
OF THE
BILL GIVES
RISE TO
UNNECESSARY UNCERTAINTY
ABOUT THE
EFFECT OF
THE BILL
ON THE
LIABILITY OF
PUBLIC AUTHORITIES
FOR FAILURE
TO TAKE
STEPS TO
PROTECT CONVENTION
RIGHTS.
112 HL Bill 47. Back
113
http://www.parliament.uk/business/committees/committees-a-z/joint-select/human-rights-committee/legislative-scrutiny-2014-15/social-action-responsibility-and-heroism-bill/ Back
114
Our Bill to curb the Elf and Safety Culture http://www.conservativehome.com/platform/2014/06/chris-grayling-mp-our-bill-to-curb-the-elf-and-safety-culture.html(2
June 2014). Back
115
Clause 1. Back
116
Clause 2 ("social action"). Back
117
Clause 3 ("responsibility"). Back
118
Clause 4 ("heroism"). Back
119
ECHR Memorandum, paras 4 and 5. Back
120
ECHR Memorandum, para. 7. Back
121
Helping Out: A National Survey of Volunteering and Charitable
Giving (September 2007), p. 68 and Table 8.7. Back
122
Compensation Act 2006, s. 1. Back
123
HC Deb 1 July 2014 col 731. Back
124
Section 69 Enterprise and Regulatory Reform Act 2013. Back
125
See e.g. Osman v UK 29 EHRR 245 (1998). Back
126
See e.g. DSD and NVB v Commissioner of Police of the Metropolis
[2014] EWHC 436, in which it was held that although the police
do not owe a common law duty of care in negligence in relation
to the investigation of crime, they are under a statutory duty
under s. 6(1) of the Human Rights Act to conduct investigations
into particularly serious violent acts, such as rape, in an efficient
and timely manner. Back
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