Judgments - London Borough of Harrow v. Johnstone continued |
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My Lords, in the light of these principles it seems to me quite
beyond doubt that, absent the special procedural background, the wife's notice to the Council
of 22 March 1994 was effective to allow the joint tenancy to terminate on the expiry of the
notice. I am unable to see how clause 19 of the tenancy agreement could lead to any other
result, nor has anything in the Housing Act 1985 been identified which could alter the position.
The husband's right to remain in occupation, and the security of tenure which he had hitherto
enjoyed, came to an end on the due date for renewal. Other things being equal, the husband
remained in the house without legal warrant, and the Council was entitled to take steps to
remove him.
The question is whether, in the particular circumstances,
other things were indeed equal. The husband maintains that they were not, for two quite
distinct reasons. The first depends on the injunction of 3 February 1994. It is said that, by
giving the notice of 22 March 1994, the wife was in breach of the injunction and that all the
subsequent acts of the wife and the Council are either inherently flawed or were abusive and
hence unenforceable.
An examination of this argument must begin with the terms of
the injunction. Did the requirement that the wife should not "exclude or attempt to
exclude" the husband from the house prohibit her from notifying the Council that the
tenancy would not be renewed? As background, it is useful to consider what powers might
have been available to the judge when he ordered the wife not to "exclude" the
husband from the house. The following were mentioned in the course of argument. (I set out
the legislation as it existed at the relevant time, since this was the context of the injunction.)
Looking though this list it is plain that most of the items on it
have no bearing on Judge Krikler's order. Relief under section 24 of the Act of 1973 and
Schedule 1 to the Act of 1983 could be granted only on decree and at that time there was
none. The order obviously was not made under section 9 of the Act of 1983, as the
discretionary balancing exercise required of the court could not have been performed ex parte
on the material put before the judge. And the order could not have been made under section
37 of the Act of 1973, since this was available only on an application made in matrimonial
proceedings and the husband's application was not so made. There remain the last two grounds on which Judge Krikler
might have exercised jurisdiction. The choice between them seems quite clear. Let us look at
how the case proceeded. The husband's application was led by an affidavit alleging that the
wife had assaulted him and locked him out of the house. The application was typed on a
printed form reciting the Domestic Violence and Matrimonial Proceedings Act 1976. It invited
the court to make orders:
and concluded with the words: "And that the respondent not prevent the applicant
from returning to 5 Waghorn Road . . ."
Regrettably, even on this second appeal neither side is able
to provide any information about what happened when this application came before the judge.
It is not even known whether the ex parte application was followed, as it should have been, by
inter partes proceedings; and if so, with what result. What we do know, however, is that an
injunction was made in the terms already recited: an injunction which so far as is known the
wife has never sought to discharge or vary. My Lords, reading this application together with the statute
which it invoked and with the terms of the order as made it is in my view absolutely plain that
the prohibition against excluding the husband was not intended to be a mandatory order
requiring the wife to co-operate in maintaining in force the rights created by the joint tenancy
pending the adjustment of those rights on a future date in proceedings not yet started. The
application was made at a time of crisis when the husband had been locked out of the house
and wanted to get back in. His concern was that his wife had excluded him from the exercise
of the rights of occupation which he undoubtedly possessed under the joint tenancy. There is
no sign in the documents of an apprehension on his part that the rights themselves were
under threat and would require protection by an order requiring the wife to keep the tenancy in
being. If the court was to grant something on the lines of a mandatory Mareva-like
injunction the first step was to ask for one. This the husband did not do. Instead he invited the
court to make an order designed to ensure that the molestation of which she was accused did
not happen again. The Domestic Violence and Matrimonial Proceedings Act 1976 was the
right vehicle for such an order, and although the injunction actually issued did not follow
precisely the wording of the Act I have no doubt that this was the foundation of the order which
Judge Krikler intended to make and did make. As such it was concerned with the exercise of
rights under the tenancy and not with the continued existence of the rights themselves.
On this view the husband's first line of argument fails at the
outset.
There remains the husband's second line of argument, based
not on the husband's rights but on the general interest of preserving the integrity of the judicial
process. It was based primarily on Attorney-General v. Times Newspapers Ltd.
[1992] 1 A.C. 191, reinforced by Attorney-General v. Leveller Magazine Ltd.
[1979] A.C. 440. The former case arose from successive attempts by newspapers to
publish materials drawn from a work named Spycatcher, said to infringe the
confidentiality of information about the activities of the British security services. In one set of
proceedings the Attorney-General was seeking a final injunction against certain newspapers
to restrain the publication of such materials and had obtained an interlocutory injunction
pending trial. This injunction attracted widespread publicity. Later, "The Sunday
Times" began to serialise extracts from Spycatcher, which by now was on the
verge of sale in the United States. The Attorney-General instituted further proceedings
against the proprietors of that newspaper and its editor, alleging that although they were not
parties to the injunction they had knowingly impeded the proper conduct of the confidentiality
action in which it had been granted, since once material was made public the purpose of that
action was gone. This submission prevailed in your Lordships' House. My Lords, the decision in the Spycatcher case could
not by any stretch be applied directly to the present appeal. It depended on four
circumstances. There were proceedings in existence between the Attorney-General and the
first group of defendant newspapers which would be fruitless if anyone made public the
information whose confidentiality the proceedings were brought to assert. There was in force
an injunction, admittedly not directed to anyone except the first group of newspapers, but
obviously intended to stop the publication by any medium of materials which would
compromise the pending proceedings. The editor and publishers of "The Sunday
Times" knew of the injunction and understood its purpose. Accordingly they knew that if
they published extracts from the book they would frustrate both the purpose of the injunction
and the purpose of the action itself. Their choice to publish was treated by the courts below
(and this was no longer challenged before the House) as justifying the inference of an
intention to interfere with the course of justice. None of these features is present here. It could not I think
seriously be maintained that the Spycatcher case binds the House to decide in favour
of the husband. The argument on his behalf is more oblique. Before addressing it I must
point out one feature which does not stand in its way. At first sight the most conspicuous
difference between the Spycatcher case and the present lies in the existence of an
injunction which although not directed to other newspapers had the obvious purpose of
preventing just the kind of act which "The Sunday Times" deliberately carried out.
References to this injunction recur throughout the arguments and judgments, and its presence
overshadows the entire case. Nevertheless it was not the mainspring of the decision, for
every member of the House was at pains to emphasise that the submission for the Attorney-
General did not depend on giving the injunction any binding effect on The Sunday Times. It is
not perhaps entirely clear what the reasoning of the House would have been if the injunction
had not existed at all. A lead towards the answer is, I believe, given by Lord Oliver of
Aylmerton, at p. 224, in the following passage:
This reasoning shows, I believe, that even where there is no injunction to make explicit the
importance of preserving the subject matter of an action until trial a wanton destruction of that
subject matter, with the intention of impeding a fair and fruitful trial, is capable of being a
contempt of court; and indeed I would myself have been willing to recognise this possibility
even without the guidance of the House.
It does, however, appear to me that even on this footing the
differences from the Spycatcher case are fatal to this branch of the husband's case.
No proceedings designed to yield proprietary relief were in existence at the relevant time.
There was no reason for the Council to be aware of any aspect of the matrimonial relationship
except that the wife had moved out and was serious enough about wanting to live separately
to apply for rehousing. No inference of an intention to frustrate the aim of the proceedings
could be drawn from the Council's dealings with the wife (whatever exactly they were) since
there were no proceedings to frustrate. Without such an intention an allegation of contempt
would be quite unsustainable, even if the activities of the wife and the council did stand in the
way of whatever remedies in relation to the tenancy the husband might subsequently have
tried to obtain. Counsel for the husband were thus compelled to advance an
argument much more extreme than any relied upon in the Spycatcher case, to this
effect. Faced with a spouse who showed real signs of desiring a permanent end to the
marriage the Council should have foreseen that there already were, or in the future might be,
proceedings in which the court would be called on to address the proprietary rights of the
spouses, including the valuable (if vulnerable) security of tenure of the house; it should also
have foreseen that the destruction of the tenure would cause irreparable damage to the
husband, since the loss of his tenancy coupled with the rehousing of the wife might critically
determine the question of where the young children lived; even if it was not at first in
possession of enough information to form a judgment the Council should have informed itself
by making enquiries; and having done so should have abstained from joining with the wife in
any course of action which might put out of the husband's reach the possibility of obtaining
some kind of relief in any proceedings which he or the wife might, in the parlous state of the
marriage, ultimately come to begin. My Lords, I acknowledge the appeal of this argument in
human terms. We know insufficient of the marital discord to say that the wife was in the wrong,
but at least there was sufficient merit on the husband's side for him (rather unusually, given
the reversal of gender) to obtain an anti-molestation order which the wife has never tried to
displace. Nevertheless, I see no ground to treat the notice by the wife as ineffectual, and still
less to convict the Council of a wrongful intention to frustrate the ends of justice. Exactly what
passed between the council and the wife has never been investigated, as it should have been
if they were to be held in contempt. One may, however, test the matter by envisaging a
situation where the wife came to the council and simply asked to be rehoused; where the
official explained that this could not be done because she was already a tenant; where she
told the official that she no longer wanted to keep the joint tenancy in being and asked what to
do; where the official recommended that she should take legal advice; and where her lawyer,
familiar with the principle of Monk, prepared the notice which was in fact served.
Would it be possible to say that anyone involved had acted in contempt of court? Surely not.
All one needs, then, to reach the present case is to telescope the course of events. The
contrast between this case and the Spycatcher case is obvious. There, the newspaper
defiantly acted in detriment to the obvious interests of justice. Here, the Council simply carried
through the logic of its housing policy, that one person could not have two council tenancies at
the same time. I find it impossible to hold that by putting its statutory duty as housing authority
before the interests of a matrimonial relationship of which it was not the guardian the Council
contemptuously subverted the authority of the court or intentionally nullified the aims of any
legal proceedings. This being so I can see no ground upon which it could be held that the
dealings of the Council with the wife and the husband were completely ineffectual, leaving the
parties in the same position as if the notice had never been given. The conclusion is to my
mind inescapable that by the time the matter reached Judge Hutton the interest of the
husband under the tenancy had come to an end by effluxion of time, so that there was no
longer any ground on which he could deny the Council the right to resume possession of the
house. These conclusions are sufficient to dispose of the appeal, and
I therefore abstain from expressing a decided opinion on the matters discussed in the speech
of my noble and learned friend Lord Hoffmann. As at present advised, however, I would
respectfully agree with the first of the points which he makes, and as to the second it is
important to note the concession made by counsel in Newlon Housing Trust v. Al-
Sulaimen (The Times, 24 January 1997). The correctness of this concession may, I
believe, have to be examined if the point comes before the courts again.
However this may be, in my opinion the judgment of
Hobhouse L.J. was right, and I would allow this appeal. Much may have happened in the
years since the question was before Judge Hunter, and the whole merits of the matrimonial
situation may by now be seen in a different light. Nevertheless, I consider that the Council
was entitled to an order for possession in August 1994, I would propose to your Lordships that
such an order should now be made.
LORD HOFFMANN
My Lords,
I have had the opportunity of reading in draft the speech of
my noble and learned friend Lord Mustill and I agree that, for the reasons which he gives, this
appeal should be allowed. The order made by Judge Krikler did not restrain the wife from
serving a notice to quit upon the Council. But since there is likely sooner or later (probably
sooner) to be a case in which, at the time when the notice was served, an order to this effect
had been or could have been made under one or other of the jurisdictions enumerated by my
noble and learned friend, I would offer some observations on what the consequences would
be. In my view, the existence of an injunction could not in itself
vitiate the notice given by the wife. The principle laid down by this House in Monk is
that the term created by the grant of a periodic joint tenancy is defined by reference to the
absence of a notice by the landlord or one or other of the joint tenants signifying that he is not
willing that it should continue. If this negative condition is not satisfied, the term comes to an
end. For my part, I do not see how the existence of an injunction against the wife in
proceedings to which the landlord was not a party and of which it had no knowledge could
enable a court to deem the negative condition to be satisfied. The case against doing so
would be much stronger than in Chapman v. Honig [1963] 2 Q.B. 502 in which a notice
to quit was held valid notwithstanding that the landlord seeking to uphold its validity had
himself given it in contempt of court. In this case the landlord would not have given the notice
or been party to any contempt. If no injunction had been granted before service of the notice,
there may be a question as to whether the joint tenant remaining in occupation can resist an
order for possession by invoking the jurisdiction under section 37(2)(b) of the
Matrimonial Causes Act 1973 to set aside the notice as a "reviewable disposition."
In the recent case of Newlon Housing Trust v. Al-Sulaimen (The Times, 24 January
1997) it was conceded by counsel that the notice, or the termination of the tenancy pursuant
to the notice, was a "disposition" within the meaning of the section. But, as at
present advised, I feel bound to express my doubt as to whether this concession was rightly
made. A notice to determine a periodic tenancy is not in my view equivalent to the
assignment or surrender of that tenancy. There is no interest which passes to the landlord,
whether intact or so as to merge in his reversion. At the time when the notice takes effect,
there is nothing to assign or surrender. What happens is simply that the interest comes to an
end in accordance with the conditions by which it is defined, just as a life interest comes to an
end upon the death of the tenant for life. In neither case is there in my view a disposition. The
definition of "disposition" in section 37(6) is non-exhaustive and therefore perhaps
inconclusive, but it should be noted that the jurisdiction to grant injunctions under
37(2)(a) is much wider than the jurisdiction to set aside dispositions under section
37(2)(b). The former exists not merely when the respondent is about to make a
disposition but also when he is about to "deal with" any property. I express no
view upon whether giving notice would be a "dealing" with the joint tenancy, but the
expression is plainly wider than "disposition" and this in my view makes it unlikely
that Parliament intended "disposition" to be given in this context an unnaturally
wide meaning.
LORD CLYDE
My Lords,
I have had the advantage of reading a draft of the speech of my learned and noble friend Lord Mustill and for the reasons he gives I too would allow this appeal.
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