H O U S E of L O R D S
BRIEFING
THE REGISTER OF
LORDS' INTERESTS
The Register of Lords' Interests, established in November
1995, is published annually. This paper explains how the Register
works and distinguishes between the requirements of the Register
and the Cabinet Office "Code of Conduct and Guidance on
Procedures for Ministers".
Categories of Interests
There are three categories under which Lords register interests:
1. Consultancies or similar arrangements, involving payment or
other incentive or reward for providing Parliamentary advice or
services (Mandatory).
2. Financial interests in businesses involved in Parliamentary
lobbying on behalf of clients (Mandatory).
3. Other particulars relating to matters which Lords consider
may affect the public perception of the way in which they discharge
their Parliamentary duties (Discretionary).
The November 1995 resolution describes the position of a Lord
with a category 1 or 2 entry as follows:
"Lords who accept payment or other incentive or reward
for providing Parliamentary advice or services, or who have any
financial interest in a business involved in Parliamentary lobbying
on behalf of clients, should not speak, vote, lobby or otherwise
take advantage of their position as Members of the House on behalf
of their clients".
These categories also include a Lord who accepts a fee for these
services but donates the fee to a charity.
Lords with a direct financial interest in a subject (other than
that in category 1 or 2) on which they speak in the House should
declare it, and make it clear that it is a financial interest.
They should also declare any non-financial interest of which the
House should be aware to make a balanced judgement of their arguments.
This sort of interest could be indirect or non-pecuniary e.g.
trusteeships or unpaid membership of an interested organisation.
These interests may be entered under category 3 but their registration
is not mandatory, so a peer who has share holdings or directorships
(if a non-category 2 company) is not required to register
them. The absence of an entry does not imply that a peer has no
shareholdings, chairmanships etc. Peers are not expected to register
visits that they have made at the invitation of organisations
nor are they expected to register gifts.
Sanctions
The Committee on Lords Interests (a sub-committee of the Committee
for Privileges) has powers to investigate any allegations of failure
to comply with registration and to advise Lords on the application
of the guidelines. The Chairman is Lord Griffiths. The Registrar
is Mr James Vallance White.
At the time of writing there have been no alleged failures to
register, nor any failures to abide by the rules governing Lords'
activities in Parliament following registration of their interests.
The Register - Updating and Viewing
The register is published annually but record copies are kept
up to date at the Table of the House, in the Library and in the
Judicial Office. The latter copy is available for inspection by
the public. To do so, call 0171-219 3074 to arrange to view the
register in the House of Lords Record Office.
Ministers
Peers who hold ministerial posts are also governed by the Cabinet
Office Ministerial Code "A Code of Conduct and Guidance
on Procedures for Ministers" (July 1997). This covers:
Ministers' relationships with Government, Parliament, their
departments, civil servants, constituency and party interests,
visits and hospitality, presentation of policy, their private
interests and pensions.
Any queries about ministers' interests should be addressed
to the relevant government department.
Further information about The Lords' Register of Interests
is available from:
The House of Lords Judicial Office 0171- 219 3111
JUNE 1997
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