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Judgments - Reg. v. Secretary of State for the Home Department, Ex parte V. and Reg. v. Secretary of State for the Home Department, Ex parte T.  continued

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The relevant statutory provisions: the Children Act 1908 and the Children and Young Persons Act 1933.

      I start with the Children Act 1908, and the subsequent consolidating Act, the Children and Young Persons Act 1933. It was under section 53(1) of the latter Act (as amended) that the two respondents in the present case were sentenced to be detained during Her Majesty's pleasure; but since that subsection reflects without material alteration section 103 of the Act of 1908, it is right that I should begin with the earlier statute. Sections 103-105 of that Act provide as follows:

     "103. Sentence of death shall not be pronounced on or recorded against a child or young person, but in lieu thereof the court shall sentence the child or young person to be detained during His Majesty's pleasure, and, if so sentenced, he shall, notwithstanding anything in the other provisions of this Act, be liable to be detained in such place and under such conditions as the Secretary of State may direct, and whilst so detained shall be deemed to be in legal custody.

     "104. Where a child or young person is convicted on indictment of an attempt to murder, or of manslaughter, or of wounding with intent to do grievous bodily harm, and the court is of opinion that no punishment which under the provisions of this Act it is authorised to inflict is sufficient, the court may sentence the offender to be detained for such period as may be specified in the sentence; and where such a sentence is passed the child or young person shall, during that period, notwithstanding anything in the other provisions of this Act, be liable to be detained in such place and on such conditions as the Secretary of State may direct, and whilst so detained shall be deemed to be in legal custody.

     "105(1) A person in detention pursuant to the directions of the Secretary of State under the last two foregoing sections of this Act may, at any time, be discharged by the Secretary of State on licence.

      (2) A licence may be in such form and may contain such conditions as the Secretary of State may direct.

      (3) A licence may at any time be revoked or varied by the Secretary of State, and where a licence has been revoked the person to whom the licence related shall return to such place as the Secretary of State may direct, and if he fails to do so may be apprehended without warrant and taken to that place."

      The Act of 1933 was a consolidating Act. We find the provisions of 103 to 105 of the Act of 1908 gathered into section 53 of the Act of 1933, with minor alterations none of which are material for the present case. Section 53 in its original form provided as follows:

     "(1) Sentence of death shall not be pronounced on or recorded against a person under the age of eighteen years, but in lieu thereof the court shall sentence him to be detained during His Majesty's pleasure, and, if so sentenced, he shall, notwithstanding anything in the other provisions of this Act, be liable to be detained in such place and under such conditions as the Secretary of State may direct.

     "(2) Where a child or young person is convicted on indictment of an attempt to murder, or of manslaughter, or of wounding with intent to do grievous bodily harm, and the court is of opinion that none of the other methods in which the case may legally be dealt with is suitable, the court may sentence the offender to be detained for such period as may be specified in the sentence; and where such a sentence has been passed the child or young person shall, during that period, notwith-standing anything in the other provisions of this Act, be liable to be detained in such place and on such conditions as the Secretary of State may direct.

     "(3) A person detained pursuant to the directions of the Secretary of State under this section shall, while so detained, be deemed to be in legal custody.

     "(4) Any person so detained as aforesaid may, at any time, be discharged by the Secretary of State on licence.

      Such a licence may be in such form and may contain such conditions as the Secretary of State may direct, and may at any time be revoked or varied by the Secretary of State.

      Where a licence has been revoked the person to whom the licence related shall return to such place as the Secretary of State may direct, and if he fails to do so may be apprehended without warrant and taken to that place."

      Section 53 was subsequently amended in certain respects. First, following the abolition of the death penalty in 1965, section 53(1) was amended (by sections 1(5) and 4 of the Murder (Abolition of Death Penalty) Act 1965) to make a sentence of detention during Her Majesty's pleasure mandatory, in place of a mandatory life sentence, for young offenders convicted of murder. Second, following the introduction of the Parole Board by the Criminal Justice Act 1967, the power to release young offenders sentenced under section 53 of the Act of 1933 was made dependent upon a recommendation by the Board and, in the case of those sentenced to imprisonment for life or to detention during Her Majesty's pleasure, prior consultation with the Lord Chief Justice and (if available) the trial judge: see section 61 of the Act of 1967. Finally, the whole regime was subject to major revision in Part II of the Criminal Justice Act 1991. The relevant provisions of that Act are of great importance in the present case; but the form of section 53 of the Act of 1933 (as previously amended) was left untouched. Before I turn to the impact of the Act of 1991, I wish first to consider section 53 itself.

      First of all, I am satisfied that the submission of Mr. Fitzgerald Q.C. for Venables that a sentence to detention during Her Majesty's pleasure under section 53(1) contains no element of punishment is unsustainable. Section 104 of the Act of 1908, which is the direct precursor of section 53(2) of the Act of 1933, expressly refers to cases in which punishment provided for elsewhere in the Act is insufficient. It is plain, therefore, that a sentence under section 104 involved punishment of the young offender; and this is all the more obvious when it is seen that, among the lesser sentences which might then be imposed, was a sentence of whipping (see section 107(g)). That being so, it is inconceivable that a sentence of detention under section 103 for the greater offence of murder should not likewise involve punishment of the offender. Furthermore, there is nothing in section 53 of the Act of 1933 to indicate that any different conclusion should be drawn in respect of a sentence of detention under section 53(1); on the contrary, consistently with that conclusion, section 53 is headed by the words "Punishment of certain grave crimes." Since, therefore, a sentence of detention under section 53(1) involves punishment, it is difficult at first sight to see why, as a matter of policy, the Home Secretary should not be entitled to identify a penal element and require that it should be served before release on licence.

      I turn next to the conclusion of the Divisional Court that a sentence of detention during Her Majesty's pleasure under section 53(1) connotes "not only a power but a duty in the Secretary of State to keep the question of continued detention under review throughout the period of detention," with the effect that the imposition of a penal element which must be served before release is inconsistent with such a sentence. In my opinion this conclusion flows from a misunderstanding of the applicable legislation.

      I have read with great interest the paper prepared by Professor A. W. B. Simpson for submission to the European Court of Human Rights in Prem Singh v. United Kingdom. The theme of the paper is that a sentence on a young offender (whether under section 103 of the Act of 1908 or section 53(1) of the Act of 1933) to detention during Her Majesty's pleasure should not be viewed as equivalent to a mandatory life sentence. That the two should be differentiated is explained in the paper, essentially because the introduction of such a sentence for young offenders "formed part of an elaborate legislative scheme which reflected a general policy of treating young offenders quite differently from older ones" (see page 22). A similar policy no doubt underlay the amendment to section 53(1) in 1965 to make a sentence of detention during Her Majesty's pleasure mandatory, in place of a mandatory life sentence, for young offenders convicted of murder. But this policy relates to "making a special arrangement for the disposal of juvenile murderers" (see page 26). It does not relate to arrangements for their discharge; indeed it would be surprising if it did so because, unlike the case of young offenders, detention during Her Majesty's pleasure as originally applied to lunatics was regarded as purely preventative, and so was an interim order pending their release if they recovered (see pages 13-14). In such cases, continuous review was no doubt necessary (see page 13). But the same does not necessarily apply in the case of young offenders, where the sentence involves punishment.

      At all events, the position is made clear in both the Act of 1908 and the Act of 1933, where the power of discharge is expressly provided for, and is a power vested in the Secretary of State to discharge the young offender at any time on licence, subject to revocation of that licence by him at any time -see section 53(4) of the Act of 1933 (now repealed), formerly section 105 of the Act of 1908. Furthermore, these statutory provisions for discharge are likewise applicable to sentences of detention under section 53(2) of the Act of 1933, formerly section 104 of the Act of 1908. In my opinion, the adoption of the expression "during Her Majesty's pleasure" in relation to one form of detention under the Acts of 1908 and 1933 cannot of itself give rise to any impact upon discharge, when identical provision is expressly made in each statute for a power of discharge applicable to both forms of detention.

      Furthermore, no implication can in my opinion be derived from these words that cases of detention for murder under section 53(1) of the Act of 1933 (or under section 103 of the Act of 1908) should be kept under continuous review. It would be most extraordinary if the presence of these words in the sections applicable in cases of murder should have that effect, when the absence of those words in section 53(2) (or section 104) should have the effect that offenders sentenced to detention for life for lesser offences under those provisions would be deprived of the benefit of any such review. That no distinction can be drawn in this way between the two provisions is made plain by the fact that, in the days before the time when identification of a penal element in the sentence was considered desirable, the flexible regime applicable to young offenders was considered to be equally appropriate to those sentenced under section 53(2) and section 53(1). This is made plain in the decision of the Court of Appeal (Criminal Division) in Reg. v. Fuat [1973] 1 W.L.R. 1045. There the Court of Appeal upheld a sentence of 20 years detention imposed under section 53(2) on a 16 year old boy held guilty of attempted murder and robbery. In the course of his judgment, Lord Widgery C.J. (at pp. 1049 et seq.) stressed that section 53 created:

     "an entirely flexible procedure in which, as the subject develops and his character matures, the Home Secretary can direct him to appropriate training and eventually secure his release when that release is possible and consistent with the safety of the public."

This was as true of a young offender sentenced to life or a fixed period of detention under section 53(2) as it was of one sentenced to detention during Her Majesty's pleasure under section 53(1). In this connection, Lord Widgery C.J. relied upon a passage from the judgment of Lord Parker C.J. in Reg. v. Chambers; Reg. v. Sorsby (1967) 51 Cr.App.R. 254, 256, when he said of sentences under section 53(2):

     "Although these sentences take the form of ten years and twelve years fixed terms, it is quite clear that under the Children and Young Persons Act [1933] the Home Secretary has an absolute discretion at any time to let them out on licence. As the learned judge said, he was giving these sentences in order in effect to make them into indeterminate sentences whereby the Home Secretary could, whenever it was thought safe, let these boys out."

      It follows that the flexible procedures then applied did not owe their origin to the fact that some young offenders (those sentenced under section 53(1)) were sentenced to be detained during Her Majesty's pleasure. On the contrary, they applied to all young offenders, whether sentenced under section 53(1) or section 53(2). Indeed, it would have been most surprising if any distinction had in this respect been drawn between the two categories of young offenders.

      In more recent years, it has been recognised in the case of adult prisoners that it is desirable to fix a penal element which has to be served before release, a policy which has been recognised by your Lordships' House to be unobjectionable (see Reg. v. Secretary of State for the Home Department, Ex parte Doody [1994] 1 A.C. 531, 559C, per Lord Mustill). As Lord Woolf M.R. pointed out in his dissenting judgment in the Court of Appeal in the present case, there can be no legal objection to the Home Secretary applying the same approach to young offenders. As I have already recorded, he said, at p. 90:

     "This is because it allows a young offender to know the period during which he is unlikely to be released and when he should prepare himself to put forward representations. The objection which is most often made by those subject to an indeterminate sentence is its uncertainty. They need a target date."

It would be very strange if the benefit (such as it is) of such a policy should be available to young offenders sentenced to detention for life under section 53(2), but not to those sentenced to detention during Her Majesty's pleasure under section 53(1). Certainly, I can derive no such conclusion from the words "during Her Majesty's pleasure."

      For these reasons, quite apart from the impact of the Act of 1991, I am unable to accept the reasoning or conclusion of the Divisional Court on this point.

The relevant legislation: the Criminal Justice Act 1991.

      It is against that background that I now turn to the impact on these cases of Part II of the Criminal Justice Act 1991, which in my opinion puts the matter beyond all doubt. The Act made important changes in respect of the administration of criminal justice in this country; but it is Part II of the Act, concerned with the early release of prisoners, with which your Lordships are directly concerned. In order to understand the relevant provisions of the Act, however, it is necessary that I should first refer to developments in the policy applied by successive Home Secretaries in relation to release on licence, and to a decision of the European Court of Human Rights.

      First of all, in a statement made by Mr. Leon Brittan on 30 November 1983, he stated that, in the case of life sentence prisoners, he looked to the judiciary for advice on the period to be served to satisfy the requirements of retribution and deterrence and to the Parole Board for advice on risk. This appears to have been the origin of the penal element or "tariff." He further stated that the first review by the Local Review Committee would normally take place three years before the expiry of that period, which would give time for preparation for release if the Parole Board recommended it, having considered risk. The ultimate discretion when to release would remain with the Home Secretary. This policy was further developed in a statement by Mr. Douglas Hurd on 23 July 1987, following the decision of a Divisional Court in Reg. v. Secretary of State for the Home Department, Ex parte Handscomb (1988) 86 Cr.App.R. 59, which was concerned with discretionary life sentences.

      Next, following the decision of your Lordships' House in Reg. v. Secretary of State for the Home Department, Ex parte Doody [1994] 1 A.C. 531, a statement was made by Mr. Michael Howard on 27 July 1993 giving effect to that decision (with which your Lordships are not here directly concerned), in which he reiterated (with amendments) the policy with regard to the penal element referred to in previous policy statements in relation to mandatory life sentence cases, and concluded with the following words:

      "Everything that I have said about the practice of the Secretary of State in relation to mandatory life sentence prisoners applies equally to persons who are, or will be, detained during Her Majesty's pleasure under section 53(1) of the Children and Young Persons Act 1933, as well as to persons who have been, or will be, sentenced to custody for life under section 8 of the Criminal Justice Act 1982."

      Finally, I must refer to the decision of the European Court of Human Rights in Thynne, Wilson and Gunnell v. United Kingdom (1990) 13 E.H.R.R. 666, in which it was held that, in the case of discretionary life sentence prisoners the penal element in whose sentences has expired, their continued detention should be subject to judicial control by virtue of Article 5(4) of the Convention.

      It is against this background that the effect of Part II of the Act of 1991 can be understood. Section 34 of the Act is concerned with the release of discretionary life prisoners, and it is plain that this section has been drafted to give effect to the decision of the European Court in Thynne. Although the section is drafted with reference to the requirement that a part of the prisoner's sentence is to be served before his release is considered, nevertheless that part is to be determined by the court which sentenced him. Furthermore, once he has served that part of his sentence, and the Parole Board has directed his release, it is the duty of the Secretary of State to release him; and a discretionary life prisoner may require the Secretary of State to refer his case to the Board at any time after (inter alia) he has served the relevant part of his sentence. It follows that, in the case of such prisoners, the question of his release has been entirely "judicialised", to use the current jargon.

      The case of mandatory life prisoners is dealt with in section 35(2) and (3), which provide as follows:

      "(2) If recommended to do so by the Board, the Secretary of State may, after consultation with the Lord Chief Justice together with the trial judge if available, release on licence a life prisoner who is not a discretionary life prisoner.

     "(3) The Board shall not make a recommendation under subsection (2) above unless the Secretary of State has referred the particular case, or the class of case to which that case belongs, to the Board for its advice."

It is apparent that, in such cases, the Secretary of State retains his discretion both when to refer a case to the Parole Board and, if the Board recommends his release, whether to release him as so recommended.

      Section 43 is concerned with Young Offenders. Subsections (1), (2) and (3) provide as follows:

      "(1) Subject to subsections (4) and (5) below, this Part [II] applies to persons serving sentences of detention in a young offender institution, or determinate sentences of detention under section 53 of the 1933 Act, as it applies to persons serving equivalent sentences of imprisonment.

     "(2) Subject to subsection (5) below, this Part applies to persons serving -

      (a) sentences of detention during Her Majesty's pleasure or for life under section 53 of the 1933 Act; or

      (b) sentences of custody for life under section 8 of the 1982 Act,

     as it applies to persons serving sentences of imprisonment for life.

     "(3) References in this Part to prisoners (whether short-term, long-term or life prisoners), or to prison or imprisonment, shall be construed in accordance with subsections (1) and (2) above."

      Subsections (4) and (5) refer respectively to short-term prisoners under the age of 18 years, and persons under the age of 22 years who are released on licence.

      It follows therefore that Part II of the Act (which is concerned with the Early Release of Prisoners) applies both to young offenders sentenced to detention during Her Majesty's pleasure under section 53(1) of the Act of 1933 and to those sentenced to detention for life under section 53(2). However, since the sentence on the former is a mandatory sentence, and the sentence on the latter is discretionary, their cases fall to be considered under different sections of the Act--the former under section 35, and the latter under section 34 (as is made plain by section 51(1) which provides that "'life prisoner' has the meaning given by section 34(7) above (as extended by section 43(2) above)" (emphasis added)). The practical result is that young offenders sentenced to detention for life fall within the judicialised regime in section 34, which makes express provision for the fixing of a part of the sentence which must be served before release, whereas those sentenced to detention during Her Majesty's pleasure fall to be considered by the Secretary of State under the broad discretion now conferred upon him by section 35. Although the regime now applicable under the statute to the latter class of young offenders is that applicable in the case of adult life prisoners subject to mandatory life sentences (i.e., adult murderers), it would not, in my opinion, be strictly correct to describe such young offenders as subject to a life sentence. What has happened is that Parliament has recognised that sentences to detention during Her Majesty's pleasure under section 53(1) have sufficient similarity to sentences of life imprisonment imposed upon adults to render it appropriate that the question of release should in both cases be provided for in the same statutory provision. This is no doubt because in both cases a mandatory sentence of indeterminate length has been imposed for murder, and if release is permitted on licence that licence will remain thereafter revocable by the Secretary of State for the rest of the offender's natural life--as is made plain by section 37(3) of the Act, which is rendered applicable to young offenders detained during Her Majesty's pleasure by section 43(2) and (3) and section 51(1).

 
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