Parliamentary convention
85. As an alternative to legislation, it has
been suggested that a convention should be developed, the central
theme of which would be a requirement for Parliament to be informed
by Government of deployment proposals or developments, and asked
to give its approval to them. This was considered a more flexible
arrangement than a statutory scheme and one which avoided the
legal consequences of a statutory provision.[138]
86. Many witnesses considered that a parliamentary
convention already exists on this issue, by which Government considers
itself bound to inform Parliament about deployments of the Armed
Forces, although it does not go far enough in the eyes of many
because the Government is at liberty to pick the timing and procedure
followed for the discharge of its obligation. Other evidence noted
that there had been an "apparent establishment of a constitutional
convention" since the vote by Parliament prior to engaging
in hostilities in the second Iraq war.[139]
This view appeared to be substantiated by comments by the Prime
Minister to the House of Commons Liaison Committee in January
2003, when he said "no government could engage in a conflict
if Parliament was against it
That is why of course there
will be ample opportunity for the House to make its view clear".
He also said that he "cannot think of any circumstances in
which a Government can go to war without the support of Parliament"[140].
But in February 2005 the Prime Minister said that he did not think
the vote set a constitutional precedent although that it would,
"for political rather than constitutional reasons
be more like the norm in the future, provided it can be done."[141]
In his evidence to us, the Lord Chancellor emphasised that the
Prime Minister did not recognise that there was, or should be,
a new way of involving Parliament:
"You could not possibly go to war with Parliament
against you because it is the embodiment of the people, but that
is not the same as saying, as you are trying to say, that therefore
gives rise to a convention that subject to emergencies or secrecy
you have got to go to Parliament and have a vote on the substantive
motion as to whether or not Parliament supports it."[142]
87. It is however noteworthy that in April 2005
the Rt Hon Gordon Brown MP, Chancellor of the Exchequer, in a
newspaper interview shortly before the General Election, said
that the precedent set in allowing MPs to vote before the Iraq
war should become a permanent feature of government life:
"Now that there has been a vote on these issues
so clearly and in such controversial circumstances, I think it
is unlikely that except in the most exceptional circumstances
a government would choose not to have a vote in Parliament. I
think Tony Blair would join me in saying that, having put this
decision to Parliament, people would expect these kinds of decisions
to go before Parliament."[143]
Gordon Brown reverted to this theme nine months later
when, in a speech on 14 January 2006, he declared:
"Just as on the first day I was Chancellor I
limited the power of the executive by giving up government power
over interest rates to the Bank of England, I suggested during
the General Election there was a case for a further restriction
of executive power and a detailed consideration of the role of
parliament in the declaration of peace and war."[144]
This conclusion was echoed by Kenneth Clarke, in
evidence before us on 29 March this year, when he said that "there
should be some constitutionally explicit role for Parliament in
approving, in all possible circumstances, the deployment of troops
in combat areas."[145]
88. The views of both Gordon Brown and Kenneth
Clarke recognise that the nature of contemporary politics in the
United Kingdom has changed, as has the nature of contemporary
armed conflict; and that the two need to be brought into a better
alignment with each other. We note however that the Ministers
who gave oral evidence to us chose to regard the Prime Minister's
and Gordon Brown's statements as doing little more than restate
the Government's current position. Dr Howells interpreted Gordon
Brown to be stating "that the way the House works at the
moment (if you like, convention with a small 'c') is the way it
ought to proceed"[146]an
interpretation rather at odds with the words actually used by
Gordon Brownnotably "these kinds of decisions"
in 2004 and "a further restriction of executive power"
in 2005.
89. Some witnesses argued that a parliamentary
convention was a less desirable alternative to a statute. The
Democratic Audit and Professor Weir, for example, contended that
conventions were notoriously elastic and the rules on going to
war in a democratic state required clarity. They did not think
the executive would accept that a convention should require a
vote on a substantive motion approving military action abroad;
and if it was all left up to a convention, the Prime Minister
could prepare for deployment without any parliamentary input and
put the proposal to Parliament at the best possible time to gain
approval.[147] Kenneth
Clarke told us that he preferred the statutory route because:
"I have an increasing feeling that many of the
conventions of government, the constitution and political life
in this country are now very much weakened. There is an increasing
tendency on the part of the modern executive, when taking advice
on constraints on its power, to say, when they discover that conventions
are conventions but are not legally binding within the sanction
of Parliament, that when those conventions are out of date they
should be changed. We have seen quite a lot of less important
conventions swept away quite inexorably in recent years, not just
under the present government. I think the process is accelerating."[148]
90. The Lord Chancellor and Ministers of State
for Defence and Foreign and Commonwealth affairs told us that
a convention would be as unattractive as a statute:
"To prescribe (as a proposal for statute does
or the proposal for convention does) how [the Government] obtains
initial support would, we believe, both blur the essential distribution
of responsibility and unwisely hamper the proper prosecution of
intervention and the process of accountability. The key point,
we believe, is that it must be for the executive to make the decisions
on deployment. How consultation or support from Parliament is
sought and obtained is a matter for the executive and Parliament
... Formal constraints, either in statute or in the convention,
do not work when faced with the reality of planning and deployment.
They would need emergency provisions."[149]
91. The Attorney-General took a rather different
view. Although he considered that there were questions about how
a convention could be created, he agreed that if there was going
to be any form of change and the choice was between a statute
and a convention, then he would prefer a "convention (which
does not have binding legal force) [and] at least avoids some
of the difficulties which I think you have rightly identified".[150]
92. Lord Falconer told us that his opposition
to the idea of convention was based on his understanding that
it would be a procedure that would have to be followed, requiring
"that if you use armed conflict involving United Kingdom
troops you have got to come, save in exceptional circumstances,
to get prior approval by a motion on the issue of should you use
troops".[151]
However, Lord Mayhew proposed to us a convention that would not
automatically require prior parliamentary approval, but stipulated
that Parliament itself would identify those important deployments
where it deemed its prior approval was necessary. This formula
sought to avoid objections about definitions and inflexibility,
by incorporating a more flexible and Parliament-led approach:
"The drafting, of course, is going to be all-important,
but you have got to avoid in whatever legislation of a domestic
character (that is to say within Parliament or otherwise) the
same difficulties of definition which will bedevil a statutory
requirement. That is why it occurred to me that the way you might
do it would be to establish a convention which would make it the
duty of Government to seek the prior approval of the House of
Commons in respect of any deployment of United Kingdom Armed Forces
overseas which may be identified for the purposes of that convention
by the House of Commons. So you would have a general rule that
the House of Commons could tap into in respect of a deployment
which caught their interest, for whatever reason, and that would
avoid a difficulty of definition, which seems to me to be rather
desirable."[152]
93. A convention of this kind may provide a compromise
between those who would like to see Parliament having a more consistent
role in decisions to deploy armed forces, and those who consider
that formal parliamentary involvement would hamper effective executive
action and create a legal minefield. The Ponsonby Rule[153]
is a relevant example of a convention that gives Parliament a
formal but flexible role in the government's exercise of a royal
prerogative power. Since 1924, this convention has required that
all treaties subject to ratification (with limited exceptions)
be laid before Parliament for 21 sitting days. The laying is done
by means of a Command Paper and, since 1997, the treaties have
been accompanied by an explanatory memorandum. Under the Ponsonby
rule Parliament, rather than Government, decides which treaties
it would like to debate; if no indication of disapproval is received,
it is considered that Parliament has sanctioned a treaty's ratification.
On 3 March 2006, Lord Bassam of Brighton told the House of Lords
that the Government was considering putting the Ponsonby rule
procedure on a statutory footing, "to increase the clarity
and enforceability of the rule that government bring such matters
before and to the attention of Parliament".[154]
Resolution of differences between
the two Houses
94. There was some discussion of whether both
Houses of Parliament should be allowed to vote on prior approval,
or whether it should just involve the House of Commons. The right
of the House of Lords to have a debate on the issue and express
its view was not called into question. The House contains members
whose experience enables them to provide advice of value in such
situations. Lord Lester told us that in principle he could not
see why the Lords should not have the same power to withhold consent
as it has on legislation generally.[155]
Others considered that a vote of prior approval should involve
just the House of Commons until the House of Lords underwent reform.
Although Clare Short's Armed Forces (Parliamentary Approval
for Participation in Armed Conflict) Bill provided that a
vote would include both Houses, the second reading debate persuaded
her that it should involve just the House of Commons until the
Lords was reformed and had the legitimacy of being an elected
body. She noted that when this happened some thought would have
to be given to how to resolve potential differences.[156]
95. Lord Morris told us that "of course
the House of Lords may voice its view", but should not have
a vote on the issue.[157]
Lord Mayhew considered that, "if part of your purpose is
to establish democratic legitimacy so as to enhance the confidence
which the public and the soldiers within the public will have,
then I think limiting your requirement to the House of Commons
is more likely to meet that bill".[158]
He later agreed with the proposal that each House could have a
debate and a vote and, if they differed, the House of Commons
would prevail.[159]
The Lord Chancellor agreed, and when asked whether his attitude
would differ if, following reform, the House of Lords was substantially
elected, said:
"It would not, no, because part of the stance
of the Government, with which I completely agree, is the primacy
of the House of Commons. Whatever arrangements are made, the executive
is to be drawn from its support in the House of Commons. The existence
of the Government depends upon its ability to command a majority
in the House of Commons. The constitutional basis of what I set
out at the beginning was the accountability of the executive to
Parliament and the fact that its existence depends on its support
in the Commons. So it would not change my view".[160]
79 Lord Garden, Volume II: Evidence, Q 110; Professor
Greenwood, Volume II: Evidence, Q 95; Lord Lester, Volume II:
Evidence, Q 6; Professor McEldowney, Volume II: Evidence, Page
228; New Politics Network, Volume II: Evidence, Page 92. Back
80
Lord Vincent, Volume II: Evidence, Page 60. Back
81
see Mr Blick, Volume II: Evidence, Q 190; also see Professor Rowe,
Volume II: Evidence, Page 18. Back
82
Volume II: Evidence, Q 122 Back
83
Volume II: Evidence, Q 152 Back
84
Tony Benn, Volume II: Evidence, Q 4 Back
85
Lord Falconer, Volume II: Evidence, Page 120. One might add that
the security of intelligence sources is another factor. Back
86
Lord Boyce, Volume II: Evidence, Q 107; Lord Goldsmith, Volume
II: Evidence, Q 252; Professor Denza, Volume II: Evidence, Page
214. Back
87
New Politics Network, Volume II: Evidence, Page 92. Back
88
New Politics Network, Volume II: Evidence, Page 102. Back
89
Professor Denza, Volume II: Evidence, Page 214. Back
90
Lord King, Volume II: Evidence, Q 163; Lord Falconer, QQ 270,
278; Adam Ingram, Volume II: Evidence, Q 276. Back
91
Professor Denza, Volume II: Evidence, Page 214. Back
92
Volume II: Evidence, Q 248 Back
93
Democratic Audit, Volume II: Evidence, Page 88. Back
94
Lord Morris was not a member of the Committee when he gave evidence
to our inquiry and took no part in the preparation of this report. Back
95
Volume II: Evidence, Q 210; also see Lord Goldsmith, Volume II:
Evidence, Q 238 Back
96
Volume II: Evidence, Q 210 Back
97
Volume II: Evidence, Q 208 Back
98
Volume II: Evidence, Q 327 Back
99
Volume II: Evidence, Q 242 Back
100
Lord Mayhew, Volume II: Evidence, Q 207; also see Volume II: Evidence,
Q 209 Back
101
Democratic Audit, Volume II: Evidence, Page 88; see also Lord
Lester, Volume II: Evidence, Q 22 Back
102
Lord Mayhew, Volume II: Evidence, Q 225 Back
103
Volume II: Evidence, Q 252 Back
104
Democratic Audit, Volume II: Evidence, Pages 88 and 104; also
see Volume II: Evidence, QQ 183-204 Back
105
Democratic Audit, Volume II: Evidence, Page 104. Back
106
New Politics Network, Volume II: Evidence, Page 92; also see Dr
Ziegler, Volume II: Evidence, Page 31. Back
107
The House of Commons' Foreign Affairs Committee's remit is: "to
examine the expenditure, administration and policy of the Foreign
and Commonwealth Office (FCO) which includes the diplomatic service";
while the House of Commons Defence Committee's remit is to: "examine
the expenditure, administration and policy of the Ministry of
Defence and its associated bodies" Back
108
Democratic Audit, Volume II: Evidence, Page 104. Back
109
New Politics Network, Volume II: Evidence, Page 104. Back
110
Volume II: Evidence, Q 27 Back
111
Volume II: Evidence, Q 27 Back
112
Volume II: Evidence, Q 53 Back
113
Volume II: Evidence, Q 324 Back
114
Lord Falconer, Volume II: Evidence, Q 292 Back
115
See, for example, Tony Benn, Volume II: Evidence, Q 2; Clare Short,
Volume II: Evidence, Q 2; Lord Lester, Volume II: Evidence, Q
3; Mr Payne, Volume II: Evidence, Q 50; Professor Loveland, Volume
II: Evidence, Q 63; Dr Ziegler, Volume II: Evidence, Q 84; Ms
Wilmshurst, Volume II: Evidence, QQ 92-93; Kenneth Clarke, Volume
II: Evidence, Q 311; Democratic Audit, Volume II: Evidence, Page
88; Professor McEldowney, Volume II: Evidence, Page 228; New Politics
Network, Volume II: Evidence, Page 92. Back
116
Mr Payne, Volume II: Evidence, Q 77 Back
117
Lord Garden, Volume II: Evidence, Q 110; Ms Wilmshurst, Volume
II: Evidence, Q 81; Dr Ziegler, Volume II: Evidence, Q 84 Back
118
Ms Wilmshurst, Volume II: Evidence, Q 81; Lord Lester, Volume
II: Evidence, QQ 6, 14 Back
119
Lord Garden, Volume II: Evidence, Q 110 Back
120
Mr Payne, Volume II: Evidence, Q 50; Clare Short, Volume II: Evidence,
Q 2 Back
121
Dr Zielger, Volume II: Evidence, Page 31. Back
122
see Professor Bell, Volume II: Evidence, Page 52; Lord Lester,
Volume II: Evidence, Q 14 Back
123
Professor Denza, Volume II: Evidence, Page 214; Lord Falconer,
Volume II: Evidence, Page 120. Back
124
Christian Brethren, Volume II: Evidence, Page 211; Lord Falconer,
Volume II: Evidence, Page 120; Humphry Crum Ewing, Volume II:
Evidence, Page 223. Back
125
Christian Brethren, Volume II: Evidence, Page 211. Back
126
Professor Greenwood, Volume II: Evidence, QQ 95-96 Back
127
Lord Goldsmith, Volume II: Evidence, Q 254; also Professor Rowe,
Volume II: Evidence, Q 48 Back
128
Lord Mayhew, Volume II: Evidence, Q 214 Back
129
Lord Falconer, Volume II: Evidence, Page 120; Mr Payne, Volume
II: Evidence, Q 50; Professor Rowe, Volume II: Evidence, Q 59;
Lord Goldsmith, QQ 240, 257 Back
130
Lord Falconer, Volume II: Evidence, Page 120; also see Democratic
Audit, Volume II: Evidence, Pages 88 and 104; New Politics Network,
Volume II: Evidence, Page 92. Back
131
Professor Rowe, QQ 48-49 & Volume II: Evidence, Page 18; Ms
Wilmshurst, Volume II: Evidence, QQ 81, 93; Lord Morris, Volume
II: Evidence, Q 217; Lord Mayhew, Volume II: Evidence, Q 218 Back
132
Professor Rowe, Volume II: Evidence, Q 56 Back
133
Elizabeth Wilmshurst, Volume II: Evidence, Q 81; David Berry,
Volume II: Evidence, Page 209; Democratic Audit, Volume II: Evidence,
Page 88. Back
134
Lord Falconer, Volume II: Evidence, Page 120. Back
135
Democratic Audit, Volume II: Evidence, Page 88 (section 4); Lord
Falconer, Volume II: Evidence, Page 120; Lord Lester, Volume II:
Evidence, Q 32 Back
136
Eileen Denza, Volume II: Evidence, Page 214 Back
137
There were differing opinions about whether the House of Lords
should have a role. This is summarised in paragraphs 94-95. Back
138
Lord Morris, Volume II: Evidence, Q 234; also see Lord Mayhew,
Volume II: Evidence, Q 214 Back
139
Richard Ramsey, Volume II: Evidence, Page 239. Back
140
House of Commons Liaison Committee, Minutes of Evidence, Session
2002-03, HC 334-I, QQ 122, 125 Back
141
House of Commons Liaison Committee, Minutes of Evidence, Session
2004-05, HC 318-I, QQ 31, 32 Back
142
Volume II: Evidence, Q 273 Back
143
Daily Telegraph, 30 April 2005 Back
144
Fabian New Year Conference Back
145
Volume II: Evidence, Q 307 Back
146
Volume II: Evidence, Q 287 Back
147
Democratic Audit, Volume II: Evidence, Page 88; Professor Weir,
Volume II: Evidence, Q 190 Back
148
Volume II: Evidence, Q 311 Back
149
Lord Falconer, Volume II: Evidence, Q 270 Back
150
Volume II: Evidence, Q 258 Back
151
Volume II: Evidence, Q 282 Back
152
Volume II: Evidence, Q 218 Back
153
For more detail, see appendix 5. Back
154
House of Lords Hansard, 3 March 2006: column 481 Back
155
Volume II: Evidence, Q 19 Back
156
Volume II: Evidence, Q 17 Back
157
Volume II: Evidence, Q 181; also see Lord Falconer, Volume II:
Evidence, Q 292 Back
158
Volume II: Evidence, Q 179 Back
159
Volume II: Evidence, Q 182 Back
160
Volume II: Evidence, Q 293 Back