Select Committee on Merits of Statutory Instruments Thirtieth Report


APPENDIX: SOCIAL SECURITY (MISCELLANEOUS AMENDMENTS) (NO. 4) REGULATIONS 2008 (SI 2008/2424)


Letter from the Chairman to the Rt Hon. James Purnell MP, Secretary of State for Work and Pensions

1.  I am writing to express the Committee's continuing concern about the variable quality of the material DWP is producing in support of its secondary legislation. This has two main elements: the Department's approach to public consultation and the quality of the Explanatory Memoranda laid before Parliament. The Social Security (Miscellaneous Amendments) (No 4) Regulations 2008 (SI 2008/2424), on which the Committee reported this week, is a case which illustrates both elements.

Consultation

2.  This Committee sees a wide range of the secondary legislation produced by your Department and has been struck by the variable nature of its approach to consultation. In some policy areas it appears excellent (for example the mesothelioma exercise described in SI 2008/2365 or the approach demonstrated in SI 2008/1735 on statutory sick pay), however in pensions and benefit matters consultation often appears to be non-existent. In respect of Social Security (Miscellaneous Amendments) (No 4) Regulations 2008 (SI 2008/2424) there is no mention made of consultation by DWP in the Explanatory Memorandum, and only a passing reference to informal consultation with Help the Aged and Age Concern in the equality impact assessment included in the Command Paper[7].

3.  These Regulations also illustrate a trend, that has concerned us in a number of recent DWP Explanatory Memoranda, which implies that, because the Social Security Advisory Committee (SSAC) has not asked for the legislation to be formally referred to it, there is no need for consultation at all [8]. Since our Secretariat raised the issue with officials the wording has been modified[9] but we remain concerned that the SSAC's role as a "critical friend" is being perceived as an alternative to conducting a proper public consultation exercise.

4.  We stressed the importance we place on consultation in our report "The Management of Secondary Legislation: follow up"[10]: "The analysis of a consultation exercise is not an afterthought but should drive policy." (paragraph 13) and we feel most value is gained when consultation seeks views on proposals in the process of formulation rather than at the final stage.

5.  Our Follow-up report also made specific reference to the standing exemption from consultation included in some DWP primary legislation[11], which we find inconsistent with the overarching Government policy, which aims to standardise consultation practice across Government and to set a benchmark for best practice as laid down in the BRE Code of Conduct on Consultation.

Quality of Explanatory Memoranda

6.  In several of our reports in session 2006-07 we raised a number of instances where the Explanatory Memoranda (EM) provided by DWP failed to give adequate detail to enable the House to give proper consideration to an instrument[12]. When your officials gave evidence to our Inquiry in November 2007, we raised these issues with them and they undertook to ensure that EMs were helpful and free standing (13th report session 2007-08, Qs 70-71) but the quality still remains variable.

7.  In relation to the Social Security (Miscellaneous Amendments) (No 4) Regulations 2008 (SI 2008/2424) given the strength of the opposition to the proposal expressed in the response to the SSAC consultation exercise, we would have expected the EM laid before Parliament to give a clearly expressed justification of why the approach chosen was necessary and what the consequences would be. The EM provided reads more like a press notice and is rather vague. To facilitate the House's scrutiny of the proposal our report has attempted to fill the void by presenting a synthesis of the various facts and arguments from a range of published documents. While our report explicitly recognises that Governments are sometimes faced with difficult choices, it remains Parliament's duty to weigh up the rationale for the course of action proposed to see if it has the balance of public interest right. The EM provided with SI 2424 was not sufficiently informative to facilitate this.

8.  The Committee would be grateful for your views on this particular example, but also more broadly, for any action you can take to ensure that the material your Department provides to assist Parliament in its scrutiny of secondary legislation more consistently meets the required standards.

8 October 2008

Letter from the Rt Hon. James Purnell MP, Secretary of State for Work and Pensions, to the Chairman

1.  Thank you for your letter dated 8 October, regarding the handling of secondary legislation in DWP. I am grateful to you for letting me know about the Committee's concerns, and I'm sorry to learn that the Committee was unhappy with our approach on SI 2008/2424 in particular.

2.  You express concern that the Explanatory Memorandum (EM) to this SI makes no mention of any consultation by the Department. I agree it would have been useful if the memorandum had said more about this. My Department held informal discussions with Age Concern and Help the Aged to help ensure that the interests of pensioners were represented when the policies were being formulated. With specific regard to the proposals relating to the reduction in Housing Benefit/Council Tax Benefit period, we also invited welfare rights and similar organisations to send details of case studies and information on the impact of the proposals. This was in addition to our statutory requirement to consult the Local Authority Associations, which we followed. We also took account of the SSAC consultation exercise and report, which gave evidence of potential hardship to some people which could result from these changes. In response to this, we decided to relax the new provisions as they affect people of working age.

3.  With regard to the Explanatory Memorandum to these regulations, I regret that the Committee finds it unsatisfactory. We have identified the learning points from this particular case and will ensure that all future material supporting Statutory Instruments will take these higher standards on board.

4.  You express concern that the Department may seek to use referral to the SSAC as a substitute for its own proper consultation. We will always take a departmental view as to what public consultation arrangements are appropriate for a particular policy proposal. We take into account any consultations undertaken by SSAC, which functions as a statutory body independent of the Department.

5.  More widely, you express concern about the rule which exempts regulations made within six months of commencement of the relevant primary power from the general statutory requirement to refer amending regulations to the SSAC. The purpose of the exemption, as your Committee is aware, is to allow the Department to implement new legislation quickly by avoiding the need to mount a statutory consultation with the SSAC. The Government has taken the view that it would not be right to delay the implementation of major reforms to the social security system by building in a statutory requirement to consult the SSAC in these circumstances. Such a requirement could delay the implementation of major reforms by approximately six months if the SSAC decided to seek formal referral of such regulations.

6.  A recent pilot whereby the SSAC had sight of draft regulations statutorily exempted through the operation of the six months rule is currently being jointly evaluated by the SSAC and DWP. The primary aim of the pilot was to better acquaint the SSAC with the content of new regulations, however, we have undertaken to consider any implications for the SSAC's future functions that the pilot may have raised.

7.  In other areas, our work on consultation and engagement has been praised by stakeholders, in particular the process we put in place around Lone Parent Regulations. We aim to take lessons from this success, as well as from the issues you have raised in relation to SI 2008/2424.

8.  Thanks again for your letter. I hope the above has gone some way to address your concerns. My Department remains committed to consultation and we aim to build on the successful engagement processes we have undertaken.

14 October 2008


7   Command Paper 7469 page 56 para 4.2 Back

8   For example SI 2008/759 EM para 7.6 - The Department has formally consulted the Social Security Advisory Committee concerning the Regulations. The Committee has given its approval to proceed without public consultation.  Back

9   For example SI 2008/2265 EM para 7.7 - No formal consultation has taken place. The Social Security Advisory Committee have considered the proposed amendments and agreed that they need not be formally referred to it. Back

10   13th Report, session 2007-08 (HL Paper 70) paragraph 13  Back

11   Ib id. paragraph 14 Back

12   For example SI 2007/2868 mentioned in our 32nd report of 2006-07, SI 2007/2582 in our 31st report and SI 2006/3188 in our 5th report. Back


 
previous page contents

House of Lords home page Parliament home page House of Commons home page search page enquiries index

© Parliamentary copyright 2008