Appeal of Lord Taylor of Blackburn to
the Committee for Privileges
Dear Mr Johnson,
Allegations against Lord Taylor of Blackburn"Appeal"
to Committee for Privileges
Under cover of a letter from Mr Brendan Keith,
dated 23 April 2009, Lord Taylor of Blackburn was sent a copy
of the Report of the Sub-Committee on Lords' Interests into the
allegations made in the Sunday Times on 25 January 2009.
This letter invited Lord Taylor to send to the
Clerk to the Sub-Committee any comments on the evidence he was
sent. Nevertheless, you have subsequently confirmed, in your letter
dated 29 April 2009, that the Sub-Committee's report had already
been sent to the Committee for Privileges and that no further
substantive changes could be made to the text. Lord Taylor has,
however, been told that he may submit an "appeal" against
the Sub-Committee's findings to the Committee, in accordance with
Para 19(e) of the Code of Conduct. The Committee will then consider
this appeal at the same time as it considers the Sub-Committee's
findings.
It should be noted from the outset that Lord
Taylor does not accept that this opportunity to make submissions
to the Committee for Privileges is an "appeal". Lord
Taylor has been denied any opportunity to respond to the findings
of the Sub-Committee that were adverse to him before those findings
were sent on to the Committee for Privileges. Given that the Sub-Committee
appears in its report to have reformulated the charges against
him, this "appeal" is in actuality Lord Taylor's first
chance to defend himself.
Correspondence between Lord Taylor and the Sub-Committee
has been sent to the Committee for Privileges as an annex to the
report. The Committee is asked to read that correspondence in
full, together with the statutory declarations of Lord Taylor
and his personal assistant Janet Robinson, so that the appeal
below can be put in its proper context.
LORD TAYLOR'S
APPEAL
Chronology
17/12/2008 | Jonathan Calvert, a Sunday Times journalist, calls Lord Taylor using the false name David Thompson and dishonestly claiming to be from Michael Johnson Associates (MJA)
|
18/12/2008 | Lord Taylor and Calvert meet for coffee at the House of Lords. The meeting ends with Lord Taylor "walking away" (and Calvert's comment "it's up to us to convince you, obviously")
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12/01/2009 | Calvert follows up on the meeting by sending Lord Taylor an email attaching a background brief on the Business Rate Supplements Bill and asking for another meeting
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15/01/2009 | Unrecorded conversation between Lord Taylor and Calvert
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| Lord Taylor meets Calvert and another Sunday Times journalist, Claire Newell, posing as Claire Taylor of MJA
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| Sunday Times claims that Lord Taylor left telephone messages for Calvertunrecorded
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16/01/2009 | Calvert calls Lord Taylor
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20/01/2009 | Calvert sends Lord Taylor an email attaching a lengthy briefing on the BRS Bill
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| Janet Robinson, Lord Taylor's assistant, acknowledges receipt without comment
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21/01/2009 | Lord Taylor leaves Calvert a telephone message thanking him for briefing
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| Calvert leaves Lord Taylor a message in response (exact date unknown)
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| Lord Taylor leaves Calvert a message stating that he has had meetings on the Bill
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| Lord Taylor leaves second message for Calvert
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22/01/2009 | Sunday Times claims that Calvert left a message for Lord Taylor
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23/01/2009 | Michael Gillard of the Sunday Times tries to call Lord Taylor and leaves message
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| Gillard successfully calls Lord Taylor and reveals to him the undercover "sting"
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??/01/2009 | Lord Taylor leaves final message for Calvert
|
| |
SUMMARY OF
SUBMISSIONS
1. The Sub-Committee's finding is flawed both
on substantive and procedural grounds.
2. The Sub-Committee has found that Lord Taylor
was willing to breach the Code of Conduct (report paras
280 & 281). In terms of an actual breach of the Code of Conduct,
this can only possibly be interpreted as a breach of Paragraph
4(b): "Members of the House ... should act always on their
personal honour." There has been no finding of any other
breach.
3. The term "personal honour" has never
been satisfactorily defined and thus imposes a standard that is
insufficiently certain and foreseeable to permit a finding of
breach.
4. Even if this standard is accepted, to establish
a "willingness" to breach the Code of Conduct sufficient
to amount to a failure to act on his personal honour, the Sub-Committee
needed to have considered the evidence before it to establish
Lord Taylor's mindset in light of his knowledge at the time. It
failed to do so.
5. If it had done so it could not have concluded
that Lord Taylor had failed to act on his personal honour, because
it would have had to acknowledge that the evidence before it confirmed
that any suggestion made by Lord Taylor that he had breached or
was willing to breach the Code was entirely and deliberately false.
His motive in doing so was to establish whether those he was dealing
with were or were not genuine lobbyists. He cannot therefore be
guilty of acting against his personal honour.
6. In any event, the finding against Lord Taylor
cannot stand because it was reached through an unfair process.
7. Lord Taylor was denied basic procedural safeguards
guaranteed by domestic and international law, and by the House
of Lords own rules. Not least of these is the right to know the
charges against you and to test the evidence against you through
cross-examination (or at least the Sub-Committee's own inquisitorial
powers) and the right to confront your accuserin the case
the Sunday Times journalists whose examination was sought
in order to elicit exculpatory evidence.
INTERPRETATION OF
CODE OF
CONDUCT
8. At paragraphs 39 to 66 of its Report, the
Sub-Committee engages in "a detailed analysis of the Code
of Conduct." At the end of that analysis the Sub-Committee
established criteria against which the conduct of the four Lords,
including Lord Taylor, would then be tested.
9. The majority of the Sub-Committee's interpretation
of the Code of Conduct accords with Lord Taylor's understanding
of the Code, which he believes he shares with a significant number
of Peers. For example, Lord Taylor agrees that the "purpose
of the no-paid-advocacy rule is to prevent a Member from entering
into any financial arrangement that would limit his complete independence
to act in the public interest in Parliament or bind him to a particular
point of view on behalf of a body outside Parliament" [para
48], and that the "distinction between receiving a financial
inducement to influence the parliamentary process and having a
financial interest as a result of employment or otherwise"
is essential [para 50].
10. In particular, Lord Taylor understands and
believes in the "key distinction" [para 59] between
unacceptable advocacy and acceptable advice, discussed
at some length in the November 2000 Seventh Report of the Committee
on Standards in Public Life: "Standards of Conduct in
the House of Lords" (quoted in paragraph 60 of the Sub-Committees'
report). Lord Taylor abided by this distinction at all times.
11. However, a few other matters in the "criteria"
established by the Sub-Committee are entirely novel.
12. Specifically, Lord Taylor is concerned by
the Sub-Committee's interpretation of "personal honour"a
quiet and arcane term, dating from a time when escutcheons were
blotted and political life was lived in gentleman's clubs. It
is a term that has not been adequately defined by the Sub-Committee
or at any stage in its existence. An underlying principle of the
European Convention on Human Rights is that the law must be sufficiently
certain to allow a person to foresee what behaviour will and what
behaviour will not be in breach of that law. This requirement
protects against arbitrary punishment and is a cornerstone of
any conception of the rule of law. The Sub-Committee simply states
that the term "personal honour" has "been used
for centuries." Longevity is no substitute for legal certainty.
13. Neither is certainty provided by referring
to the Seventh Report of the Committee on Standards in Public
Life which also proceeds on the basis that "personal honour"
is simply universally understood. This is not a hard and fast
rule against which behaviour will be tested and reputations destroyed.
The uncertainty of the rule can only be increased by considering
past occasions on which members of the House of Lords, such as
Lord Archer and Lord Kagan before him, despite their misdeeds
have not been found to have been in breach of their personal honour.
14. The Sub-Committee's view on "personal
honour" is indicated in its novel suggestion in paragraphs
42 and 52 that a Member of the House of Lords will be in breach
of the Code of Conduct if he appears to act or speak in a way
that is not consistent with public perception of what is appropriate
behaviour for a Lord. This is a particularly uncertain standard
of behaviour to which no Member of the House of Lords could hope
to adhereespecially if he or she is to have their private
conversations recorded and scrutinized. Lord Taylor is entitled
to have his conduct measured against a recognised standard, not
the shifting sands of public opinion whipped by up by tabloid
hostility against politicians generally. The majority of the public
do not have full knowledge of a Peer's circumstancesnot
least that, unlike an MP, he is unpaid and that he is perfectly
entitled to work as a consultant, Parliamentary or otherwise.
15. By putting at risk Lord Taylor's reputation
and livelihood on the basis of an accusation that he has appeared
to act in a way that public opinion, in the sway of the popular
press, would not consider appropriate, the Sub-Committee has fallen
foul of the requirement of certainty in law and the protection
against arbitrariness this provides. Lord Taylor understands that
he must act in accordance with the Code of Conduct, and maintains
that he has done. He does not accept that he must comply with
this arbitrarily imposed and uncertain standard. While he admits
that he boasted and exaggerated and in some respects behaved foolishly,
had the sting continued he would never have accepted money for
breaching the Code and would never have acted in a way that would
compromise his integrity.
16. One other matter of dispute is the view at
paragraph 63 that "making an introduction" is necessarily
a breach of the Code of Conduct. As Lord Taylor put it in his
statutory declaration:
"I have to say that I do not consider that approaching
ministers, having explained that I am working with a certain company,
having declared my interest and suggesting that the company has
some reasonable points to make and would like to meet the minister
could be other than proper."
While Lord Taylor denies having ever done such a
thing, it is disputed that such an introduction, made in the public
interest and after having declared any interest the individual
Peer might have, would be a breach of the Code of Conduct. There
is certainly nothing specific in the Code creating such a prohibition,
and with an explicit declaration of interest it cannot be in breach
of the "spirit" of the Code. This is an example of the
Sub-Committee interpreting the Code of Conduct in a novel way
that may not meet general agreement.
CONCLUSION OF
THE SUB-COMMITTEE
17. At paragraph 281 of its report the Sub-Committee
sets out its final conclusion on Lord Taylor:
"We conclude that Lord Taylor's conversations
with the journalists display his clear willingness to breach the
Code of Conduct by engaging in paid advocacy, and by failing to
act on his personal honour, as required by paragraphs 4(c) and
4(b) of the Code."
18. In paragraph 280 the Sub-Committee considered
that Lord Taylor's reason for deceiving the journalists about
his behaviour in Parliament must have been either that "it
was a true picture he was painting, in which case he had breached
the Code in the past and was agreeing to breach it again; or it
was a story spun in order to secure a lucrative contract, in which
case he was falsely suggesting that he would breach the Code in
future." The Sub-Committee then expressly states that "we
prefer the latter finding."
19. This finding is consistent with the Sub-Committee's
conclusion at paragraph 264 that Lord Taylor's exaggerations to
the journalists "were designed to win a lucrative contract
with lobbyists."
20. While the overall finding of the Sub-Committee
requires decoding, it appears clear that:
(a) Lord Taylor has not been found actually to have
breached the Code of Conduct;
(b) Lord Taylor has been found to have displayed a
"willingness" to breach paragraphs 4(b) and 4(c) of
the Code of Conduct.
21. There is nothing in the Code of Conduct prohibiting
"willingness" to breach the Code. Either Lord Taylor
has engaged in paid advocacy or failed to act on his personal
honour or he has not. Taken at its highest this finding can only
possibly amount to an actual breach of paragraph 4(b)"Members
of the House ... should act always on their personal honour."
Agents provocateurs
22. The core of the charge against Lord Taylor
is raised in paragraph 280. Lord Taylor denies the allegation,
but if it were found to be true would Lord Taylor's "story
spun to secure a lucrative contract" actually amount to a
breach of his personal honour?
23. Firstly, it is reiterated that "personal
honour" is simply too uncertain and inconsistent a concept
on which to base a finding of guilt and a subsequent sanction.
24. However, it is accepted that certain behaviour
would offend against a popularly understood concept of "personal
honour"insofar as that means personal integrity. For
example, making a false statement under oath, or deceiving the
public by issuing a false prospectus or making a false statement
in the House. In private the concept is less clear still, but
it might be considered a breach of personal honour to deceive
an individual into entering into a business relationship. It would
undoubtedly be a matter of fact and degree.
25. There could not, however, be a breach of
personal honour when there is no honour on the other side of any
such agreementwhere falsehoods are induced by the actions
of an agent provocateur, especially one working for a powerful
newspaper seeking to make money out of a 79 year old servant of
the people.
26. In criminal courts the actions of agents
provocateurs often result in a finding of abuse of process, which
stops the case in its tracks, or in the exclusion of evidence.
At the very least, they would be regarded in law as substantial
mitigationand there is a good deal of authority to that
effect in sentencing cases (eg R v James William Chalcraft
and Neil David Campbell [2002] 2 Cr. App. R. (S.) 42). Where
a sting is involved it is necessary to show that it has gone far
enough for an offence to be committedie that money has
actually been paid or corrupt services begun to be supplied, or
that there has been a clear agreement that spells out such unlawful
services.
27. In this case of course, the particular unfairness
to Lord Taylor is that the Sunday Times aborted the sting
before he had crossed the Rubicon. So his defence, that he would
never have crossed it, must rely on his sworn statement and that
of Ms Robinson. His character and credibility and his oath all
attest to the fact that he would not, had the sting continued,
either agreed to act as a lobbyist for this company or, in the
unlikely event that they were able to satisfy him of their bona
fides, that he would not have engaged in paid advocacy on their
behalf. The Sub-Committee does not say it is sure that he would
have compromised his integrity in these ways and at the end of
the day that is the vital question.
A. SUBSTANTIVE GROUNDS
"Willingness" to breach the Code of Conduct
28. As discussed above, the allegation that Lord
Taylor is in fact guilty of breaching the Code simply because
he has shown himself to be willing to do so is an attempt to hold
Lord Taylor to an inconsistent and uncertain standard of behaviour.
This is also a new and entirely circular charge. That "willingness"
to breach itself constitutes a breach of the Code appears to have
been extrapolated by the Sub-Committee from the focus on public
perception set out aboveitself a novel concept introduced
by the Sub-Committee.
29. Nevertheless, Lord Taylor rejects entirely
the finding that he was "willing" to breach the Code.
As made clear in paragraph 2 of his statutory declaration (SD
para 2):
"I have never acted with the intention of breaching
the code of conduct or doing anything unethical"
30. At paragraph 38 of its report the Sub-Committee
acknowledges that "no money changed hands. No contracts were
signed for the provision of Parliamentary services. No services
were provided." On a fair reading of the evidence it is clear
that, even if the Sunday Times' devious sting had never
been revealed, at least on Lord Taylor's part no money would have
changed hands, no contracts would have been signed and no services
would have been provided. They could not have proved that they
were genuine and so Lord Taylor would have had no further truck
with them. In the unlikely event that further dishonest representations
persuaded him that they were genuine, he would certainly not have
breached the Code by engaging in paid advocacy on their behalf.
31. The Sub-Committee's conclusion that Lord
Taylor was willing to breach the Code comes at the end of a number
of confused and confusing findings in relation to his behaviour
and, more crucially for the Sub-Committee, his motives. The following
submissions deal with the errors in those findings in turn.
Lord Taylor's evidence
32. At paragraph 201 the Sub-Committee states
that "it is regrettable that Lord Taylor and his solicitors
have failed to assist us, by denying to us the evidence we would
have drawn from our detailed questioning of him had he attended
the Sub-Committee." The reason why Lord Taylor declined the
invitation to appear before the Committee was the almost complete
lack of procedural safeguards discussed in depth below. It is
indeed regrettable that Lord Taylor was denied the opportunity
to defend himself against the Sunday Times' allegations in a fair
and open procedure, and was instead forced to explain himself
by way of statutory declaration. Nevertheless, Lord Taylor did
provide a sworn statutory declaration. This is the best
evidence that the Sub-Committee had available to itevidence
on oath backed up by potential punishment. It is unfortunate,
to say the least, that the Sub-Committee appears to have completely
failed to understand the significance of such a declaration. Lord
Taylor was not given the credit to which he was entitled for his
years of unblemished service and particularly his unblemished
credibility. This should have been weighed in the balance in his
favour.
33. In paragraph 202 the Sub-Committee suggests
that Lord Taylor must be "judged on his behaviour and on
the meaning of his words and on his intentions." It is clear
from the rest of the report that in fact any findings are derived
solely from the Sub-Committee's view of Lord Taylor's motives,
as his behaviour and words are not in breach of the Code. In making
those findings the Sub-Committee failed to give his sworn evidence
due weight and thus failed to take on board his defence.
34. In paragraph 203 the Sub-Committee states
confidently that if Lord Taylor had truly been suspicious of MJA
from the start, he should not have continued speaking with the
undercover journalists. Instead he "should at that point
simply have walked away." The Sub-Committee has completely
failed to appreciate that Lord Taylor did literally walk away
at the end of this first meeting. His position was evident from
Calvert's parting words: "But it's up to us to convince you,
obviously" [see H1 p20]. The Sunday Times nevertheless chose
to target him again a month later (see brief chronology above)
and to entrap him with a more sophisticated and costly sting operation.
It is important to note that Lord Taylor had not made any attempt
to follow up on the meeting himself.
35. In any event, this suggestion that Lord Taylor
did not walk away when he should, taking things beyond the Code
of Conduct, is incorrect. The Sub-Committee is merely stating
what it, with the significant benefit of hindsight and the certain
knowledge that these were agents provocateurs, considers
would have been a better way of dealing with a particular situation.
However, when Lord Taylor is perfectly entitled to engage in paid
Parliamentary consultancy and to provide advice on, amongst other
things, seeking amendments to legislation, there is no ethical
reason why he cannot explain that other people's ideas of the
way things work are naive and incorrect and then correct them.
Even if he was slightly wary, there was no reason why he could
not probe further.
36. In relation to Lord Taylor "setting
out his credentials and his record of achievement" this too
is dealt with in his statutory declaration, in his description
of himself as "a loquacious old man with an advanced degree
of self-satisfaction" (SD para 2) and (albeit in relation
to the second meeting) in his acknowledgement that he is "a
somewhat lonely old man without regular companionship, and that
I may well have used this occasion as an opportunity to discourse
to company, and simply to talk very loosely ... I boasted about
myself extensively" (SD para 25). What person (or what politician)
does not enjoy the opportunity to tell an attentive audience of
their many triumphs and achievements, and how many would not,
in a seemingly private setting, add generous embellishment here
or there when so doing? Even if such behaviour is completely foreign
to the members of the Privileges Committee, it cannot fairly be
considered proof of a willingness to act in breach of the Code
of Conduct unless it is followed by subsequent misconduct.
37. In paragraph 205 the Sub-Committee accepts
that Lord Taylor "said frequently what he could not do"
but then criticises him for giving "a clear impression that
it was only the methods suggested by MJA that troubled him."
38. As the Sub-Committee accepts, Lord Taylor
is entitled to enter into Parliamentary consultancies and is entitled
to advise clients on parliamentary matters, including the
passage of legislation, but not to engage in advocacy on
the client's behalf. In other words, when the ends of MJA were
to attempt to persuade ministers that an amendment should be made
to a particular Bill, ie lobbying, it is indeed only their methods
that should trouble Lord Taylor. And trouble him they did, which
is why he attempted to suggest alternative steps that they
could take.
39. As Lord Taylor explained clearly in his statutory
declaration:
"I berated the disguised journalist for his naivety
both as a matter of principle and as a matter of practicality,
pointing out, because I thought this guy would be more persuaded
by an argument based on practicality rather than morality, the
ineffectiveness of having people speak for you in the chamber.
The point I was making is really one of blinding simplicity: you
will get a better hearing from a minister if you get your message
across to him in an informal situationeg "over a pie
and a pint" rather than in a formal meeting when he or she
is surrounded by civil servants. I probably got carried away a
bit with my examples but I was not on oath or under any duty to
speak precisely: I was in a private conversation with a man of
exasperating naivety, and trying to bring home to him how his
conception of parliament was mistaken." (SD para 13)
40. In the quotation from the Neill Report at
paragraph 60 of the Sub-Committee's own report, one of the forms
of advice which it expressly states is permitted is providing:
"indications as to which are the appropriate
ministers to approach for purposes of furthering the interests
of the client and how such approaches might be made."
41. This is what Lord Taylor was doing, albeit
in the generalised way appropriate to a first meeting and tailored
to the naive man with whom he was speaking. The Code of Conduct,
even on the Sub-Committee's view, quite properly does not prohibit
providing general advice on how to go about approaching ministers
or other civil servants. As is made very clear in paragraph 210
of the report, Lord Taylor recognised that "he could and
would advise lobbyists, in accordance with a consultant's proper
role."
Understanding of the rules
42. The Sub-Committee dwells on the question
of whether or not Lord Taylor was aware of the rules contained
in the Code of Conduct, despite the fact that its interpretation
seems to reduce them to the vague criterion of not doing anything
an uninformed member of the public might consider inappropriate.
43. Lord Taylor made it clear to the undercover
journalists, as he made it clear in his statutory declaration,
that he understood the no-paid-advocacy rulealbeit in the
sense discussed above rather than in the way it has now been interpreted
by the Sub-Committee after they reached their judgment. Indeed,
Lord Taylor's insistence on not breaking the rules is a consistent
feature of his conversations with the journalistsup to
the point where he began making deliberately outlandish claims
designed to draw them out.
44. In paragraph 208 the Sub-Committee is critical
of Lord Taylor's understanding that approaching ministers, declaring
an interest and suggesting a meeting with a client is not in breach
of the Code of Conduct. As discussed above, Lord Taylor believed
that doing so, as long as it did not conflict with the public
interest, was legitimate. This is a perfectly reasonable interpretation
of the Code of Conduct, and one that is widely held. The Sub-Committee
in its report appears to be changing the rules. However, if Lord
Taylor is mistaken in his understanding of the Code of Conduct
he apologises for that and is willing to apologise both to the
Committee and the House. However, it should be emphasised that
Lord Taylor has in fact never acted on his understanding [see
SD para 39(viii)].
Lord Taylor's actions
45. The Sub-Committee accepts the legitimacy
of Lord Taylor providing advice on who the lobbyists should meet,
on their chances of success and on guidance he could get from
individuals such as "Gary" in Victoria Street (see paragraphs
210-213 of the report). While Lord Taylor clearly did not enter
into any formal agreement, or even formal negotiations, with the
undercover journalists to provide such advice, it is acknowledged
that if he had this would have been entirely within the Code of
Conduct.
46. It is notable that the section of the report
on Lord Taylor's actions is so brief. As stated above, it is a
novel, circular and illogical suggestion that Lord Taylor is in
breach of the Code of Conduct because of his apparent "willingness"
to breach it. This is nevertheless the only basis upon which the
Sub-Committee is able to accuse Lord Taylor, without taking into
account his sworn evidence as to what was really in his mindthe
intention or mens rea in making the statements.
Lord Taylor's methods/intentions
47. The Sub-Committee goes on, however, to indicate
that it was "troubled" by the fact that Lord Taylor's
explicit refusal to act in breach of the Code of Conduct
did not seem to them to have been for the right reasons. Paragraph
213 of the report appears to suggest that the Sub-Committee is
able and empowered not only to check whether rules have been followed
but also to punish those who do follow the rules but for a reason
the Sub-Committee does not like. This is a truly astonishing basis
upon which to impugn the unblemished reputation of a Peer of 30
years standing!
48. In any event, Lord Taylor completely denies
the suggestion that he had some sinister ulterior motive when
spoiling the Sunday Times sting by refusing to take cash to ask
questions or put an amendment in the House. In the first interview
Lord Taylor did eventually put the journalist in his place by
telling him he was "completely off" and "ignorant",
but he first addressed him in practical terms rather than appealing
to his sense of morality. This is explained in more detail in
Lord Taylor's statutory declaration, particularly at paragraph
13quoted above. It cannot reasonably be interpreted as
establishing that Lord Taylor was oblivious to the ethical binding
nature of the Code.
49. The Sub-Committee seems able to do little
more than indicate it is not happy with the tone of Lord Taylor's
discussions. It is important to bear in mind once again that this
was a private conversation, which amounted to the opening gambit
in preliminary discussions over a consultancy role. While moralising
might have been a useful lesson for the fictitious lobbyist Mr
Thompson, it is simply not a breach of any Parliamentary rule
to tell someone that acting in breach of the Code of Conduct is
ineffective, as well as being wrong.
50. At paragraph 215 the Sub-Committee clutches
a very thin straw by emphasising the words "I should watch
what's going on in committee, and then when it comes in here I
will do more with it." These vague words are no more than
a general indication that Lord Taylor, if a contract was arranged,
would assist his clients in relation to the Bill. The Sub-Committee
itself has to look elsewhere to try to find what is meant by "doing
more", but is unable to find anything damning.
51. Firstly the Sub-Committee claims at paragraph
216 that Lord Taylor indicates a willingness to speak in the Chamber
for his client's benefit. Importantly, all they can refer to is
a passage from the second meeting with the undercover journalists.
This is significant for two reasons. Firstly, as Lord Taylor makes
clear in his statutory declaration (SD para 31), at this stage
he is suspicious of the journalists and seeking to "call
their bluff." Secondly, in this passage Lord Taylor emphasises
the need to register his interests and to declare them before
speaking in the Chamber. It is ironic that in seeking to damn
Lord Taylor the Sub-Committee referred to a passage in which he
emphasises the importance of adhering to the Code of Conduct.
52. In any event, in relation to what he says
is possible, Lord Taylor accepts that his understanding of the
Code of Conduct is that he is able to speak on a matter that concerns
a client if he considers it to be in the public interest and if
he declares his interest first, both on the publicly available
register of interests and in the Chamber itself. There is nothing
in the Code of Conduct that says otherwise (see above). If, however,
he is wrong in this (as others may well have been) then he stands
corrected and is willing to apologise for his misunderstanding,
but such an honest belief hardly indicates a lack of personal
honour and simply cannot indicate any intention to deceive or
behave improperly "behind the scenes."
53. The second example of "doing more",
referred to by the Sub-Committee at paragraph 217, is "evidence"
that they claim "shows that Lord Taylor was willing to lobby
Ministers and civil servants for the client's benefit." The
first passage then quoted [H1p8] shows no such thing. It is taken
from early in the first meeting with the undercover journalist,
at a point when Lord Taylor is simply talking about the way in
which he works generally as a Member of the House of Lordsto
give the "lobbyist" an idea that informal approaches
can work better than those conducted with a fanfare. There is
and could be no suggestion that such an approach is wrong in principleonly
that it would be wrong for Lord Taylor to do this on behalf of
a client. Once again, Lord Taylor never has and never would do
so.
54. Completely out of sequence and context the
Sub-Committee also quotes in paragraph 218 one line from the second
meeting with journalists that took place almost a month later
[H2p14]. It is not fair or accurate to lift a single line from
this conversation and attempt to use it to bolster an allegation
made in respect of the initial meeting. In any event, Lord Taylor
does explain in his statutory declaration that this part of the
second meeting was also a discussion of general interaction between
Parliamentarians, civil servants and lobbyists:
"I was not of course suggesting that I was open
to receiving payment for influencing ministers over a pie and
pint in the dining room. This was never my intention. There is
nothing sinister about my advising them to meet ministers informally
rather than formallyit is simply the truth that all lobbyists
understandit is merely a reflection of the way in which
civil servants, when present, manage to control ministers and
inhibit their imagination." [SD para 26]
55. Lord Taylor's references to his contacts
within the Treasury teams, referred to at paragraph 219 of the
Sub-Committee's report, while true, are a clear example of his
bluster and boasting in the first meeting. Indeed, the Sub-Committee
itself acknowledges in paragraph 220 that what is quoted in the
previous paragraph is mere "boasting of his connections."
56. The bluster reaches a higher, and more fantastical,
level both towards the end of his second meeting with the journalists
and particularly in the telephone calls that followed that second
meeting. At this point Lord Taylor was making increasingly extravagant
and outlandish claims in an effort to "flush out" the
truth of the sting operators' game. This is discussed further
below, but it is clear that Lord Taylor was never genuinely suggesting
that he would meet with Treasury ministers. He accepts that he
was lying, but was doing so in order to provoke the "lobbyists"
into revealing themselves. This cannot be a breach of personal
honouron any interpretation of that term. For the Sub-Committee
to conclude, despite Lord Taylor's reasonable and consistent explanation,
that this "indicates a clear willingness to breach the Code"
is itself "astonishing." A person's integrity is not
compromised if he tells lies for an acceptable purposein
this case in attempting to unveil a suspected liar.
57. In paragraph 221 the Sub-Committee states
that Lord Taylor "claimed that he could arrange meetings
for the clients with Ministers and officials." As was explained
in Lord Taylor's statutory declaration, and is discussed above,
Lord Taylor's interpretation of the Code of Conduct is that there
is nothing inappropriate about approaching a ministers and, having
declared your interest, "suggesting that the company has
some reasonable points to make and would like to meet the minister"as
long as this is consistent with the public interest. However,
Lord Taylor makes it clear in his statutory declaration [SD para
39(viii)] that he has in fact never approached a minister or civil
servant and asked them to meet with a client.
58. Thus once again the very worst that Lord
Taylor can be accused of is that he has what is undoubtedly a
widely held and understandable mistaken understanding of the Code
of Conductbut that he has never acted upon that misinterpretation.
59. At paragraphs 222-223 of its report the Sub-Committee
quotes extensively from the transcripts of the two meetings between
Lord Taylor and the undercover journalists in an attempt to show
that he was willing to lobby civil servants. Once again the Sub-Committee
has construed Lord Taylor's words in the most damning way possible,
completely failing to appreciate the context in which he was speaking
and the explanation given in his statutory declaration at paragraph
15:
"My descriptions of what should be done at the
top of page 11 refer to "you" ie the company that employs
me as a consultant, and not something that I would do personally.
When I say "what you do is you talk to the parliamentary
team ... you point to them the difficulties that the retailer
will be having| you get them to amend it that way," I was
referring to the perfectly proper procedure that companies adopt
if they want changes in legislation: ie they go to the people
responsible and make their submissions. As consultant I may advise
them on how to make their pitch and whom to go to seebut
it is the company's pitch and not mine. I do not play any part
in the amendments process. I was telling them "what you do
is you meet the minister, you meet the various people." I
was not suggesting that I would do this for any company. I would
help identify decision makers; certainly that is the role of a
consultant."
60. The way in which these comments were understood
and would have been understood by a reasonable third party is
clearly an area on which Lord Taylor would have wished to cross-examine
Calvert. This was not possible.
61. At the first meeting Lord Taylor does nothing
more than explain to the naive man he is dealing with how he deals
with civil servants (legitimately and in the public interest)
and how the lobbyists themselves could and should deal
with civil servants he might identify as worth speaking to.
62. The Sub-Committee incorrectly states at paragraph
224 of its report that "Lord Taylor was clearly confirming
how he intended to act for the client's benefit." The passage
quoted: "I'm going to talk to them about it and then I'm
going to talk to people here and see what we can do", is
entirely consistent with the information gathering and subsequent
provision of advice that is the legitimate role of a paid consultant.
It may well be that he is setting out his stall and hinting that
he can do more than he could actually do, but this is not per
se a breach of the Code.
63. This is the limit of Lord Taylor's role.
Lord Taylor has and had no intention of lobbying himself. Indeed,
Lord Taylor has never lobbied ministers or civil servants on behalf
of any client. His position on lobbying is neatly summarised by
the Sub-Committee at paras 228 to 230.
Lord Taylor's attempts to push the journalists "into
revealing their game"
64. As mentioned above, Lord Taylor in his statutory
declaration explained that he (and his personal assistant Janet
Robinson) was increasingly suspicious of the undercover journalists
(eg SD paras 12 and 21), that while he was reassured at times
by their apparent professionalism (eg SD para 34) his doubts increased
and towards the end of the "sting" he deliberately lied
to the journalists about his actions and intentions in order to
"flush them out" (SD paras 33-34).
65. In paragraphs 232-234 of its report the Sub-Committee
explains that it does not accept this explanation from Lord Taylor,
given three important factors.
66. First is that "Lord Taylor's emphasis
on surreptitious techniques indicates that he knew what he was
suggesting to do in relation to MJA was improper." This is
unfair and untrue. Lord Taylor respects the rules of the House
of Lords but he is a pragmatist and is aware that sometimes negotiations
"behind the scenes" will be more honest and open, and
thus more effective, than those conducted in public. This is the
art of lobbying and is undoubtedly true, as many lobbyists and
corporate advisers would make plain. Acknowledging that this is
so does not amount to "improper" behaviour. The Committee
will be familiar with the recent decision of Jack Straw to refuse
to disclose the minutes of the Cabinet meeting on the decision
to invade Iraq. This was justified on the basis that disclosing
the Cabinet's discussions would undermine democratic decision-making
in futurebecause free and open discussion would be inhibited
by the knowledge that it might be scrutinised in future.
67. The second factor was that "comments
made by Lord Taylor during his meetings with the journalists about
his own lack of discretion in what he was saying to them suggests
that he knew that his methods were compromising." Once again
the Sub-Committee has added 2 and 2 and made 5. Lord Taylor good
naturedly suggests he has revealed too much about the way things
are done since doing so could mean that his role as a consultant
is undermined. There is nothing sinister in keeping one's modus
operandi secret. In any event, he is making a joke about himself,
perfectly in character: Who needs a consultant if they can "cut
out the middle man"? Lord Taylor has not revealed any compromising
methods that he might be concerned about. This passage shows a
lack of any guilty consciencehe is actually letting
them know that he harbours some suspicions about them and is implicitly
challenging them to prove that they are genuine.
68. The third factor is Lord Taylor's comment
that "rules are meant to be bent sometimes." Lord Taylor
deals with his use of this common expression in his statutory
declaration (SD para 27). The Sub-Committee acknowledges this
but says that the explanation was "convoluted and unconvincing."
Lord Taylor's explanation was simply that he meant the phrase
in the same way as it was used by Atticus Finch in "To Kill
a Mockingbird"that overly rigid rules can sometimes
prevent justice. This is an explanation that is entirely consistent
with the context in which the comment is madeLord Taylor
insisting once again that he will not be party to breaking the
rules. To suggest that this passage is "convoluted"
is inexplicablethe Committee is asked to read it for itself
and consider whether the Sub-Committee's comment is fair. The
passage is straightforward and lucidly clear.
69. The interpretation of this single comment
as a "signal" that Lord Taylor was "ready in certain
circumstances to break the letter and spirit of the Code"
is entirely unreasonable and indicates how far the Sub-Committee
was prepared to go to find fault on Lord Taylor's part.
Previous clients
70. Lord Taylor stands accused of breaching the
Code of Conduct in relation to his dealings with the fictional
"MJA". However, he was also accused by his persecutor,
the Sunday Times, of having previously amended legislation on
behalf of a genuine client, Experian. This was denied from the
very start by Lord Taylor in his conversation with Michael Gillard
(quoted at para 238 of the report), in which he confirmed that
he had not amended legislation but simply advised by "pointing
out the difficulties about legislation." He added that when
he had used the term "I've got it amended" he meant
"It is the agents that have got it amended."
71. That the Sub-Committee is prepared to conclude
that Lord Taylor is dishonest on the basis of a "cold call"
cross examination by an aggressive Michael Gillard of the Sunday
Times, without being given any sight of the transcript, is
deeply disturbingparticularly in light of the Sub-Committee's
refusal to allow Lord Taylor to cross examine Gillard on his methods
and motives in return. This is typical of the Sub-Committee's
unfairnessit is aware of Gillard's reputation and his history
of unsuccessful libel defences, beginning with Lord Goldsmith's
successful exposure of his methods (Gillard v Goldsmith (1981)).
72. Lord Taylor addressed his relationship with
a genuine client, Experian, in his statutory declaration [SD para
39(iv)], which is quoted in paragraph 240 of the report. He states
clearly that "I have never myself secured or attempted to
secure any amendment to any bill `quietly behind the scenes or
otherwise'."
73. In fact the Sub-Committee comes to no conclusion
on whether Lord Taylor has acted inappropriately in relation to
Experian. It is certainly in no position to find against Lord
Taylor on this matter. However, it has concluded at paragraph
241 of its report that "Lord Taylor's clear intention was
to make the journalists believe that he had worked on legislation
in the interests of Experian, in order that he might win a contract
with the lobbying company." The Sub-Committee adds that Lord
Taylor's mention of a meeting with Lord Drayson over gas storage
is "another example of his boasting about what he could do
for those who employed him."
74. The Sub-Committee is apparently claiming
that Lord Taylor has breached the Code of Conduct by exaggerating
what he has done on behalf of previous clients when discussing
with a potential future client what he could do for them. This
is a circuitous route by which to accuse Lord Taylor of wrongdoing.
75. Such behaviour cannot possibly be a breach
of any part of the Code of Conduct apart from the catch-all "personal
honour." The flaws in this standard are discussed above.
Nevertheless, Lord Taylor denies that he has done anything untoward
in referring to his work for Experian. In the course of his work
as a consultant he has provided them with legitimate advice that
has helped them to secure amendments to legislation. Since
MJA themselves were hoping to lobby for a change to a Bill it
is little wonder that Lord Taylor thought that they would be interested
in the legitimate work he had done for Experian.
76. Lord Taylor is guilty of nothing more that
boastingdelivering a "tradesman's puff." This
occurred in a private conversation. There was no deception of
the public, and indeed no deception of those with whom he was
speaking (another matter that could and should have been proven
through cross-examination). There was thus certainly no breach
of personal honour.
77. At paragraph 62 of its report the Sub-Committee
quotes Lord Griffiths' "helpful rule of thumb" on the
distinction between legitimate advice and illegitimate advocacy.
It is noteworthy that Lord Griffiths states:
"You can say, `Well, I think we might get the
amendment through'. But, what you cannot do is take any part in
helping to get the amendment through." (emphasis added)
78. Thus even Lord Griffiths agrees that saying
that "we" got the amendment through, or even "So
I've got that amendment", rather than they've got
that amendment, is not in of itself a problem as long as Lord
Taylor has not himself taken any part in helping to get an amendment
through. He has not.
Lord Taylor's motives
79. In paragraphs 242-246 of its report the Sub-Committee
considers Lord Taylor's motives. As previously discussed, it is
disturbing and unsatisfactory that the whole question of Lord
Taylor's "guilt" appears to have been determined on
the Sub-Committee's assessment of why he took steps that in of
themselves were entirely within the rules.
80. In summary, the Sub-Committee rejects Lord
Taylor's submission [SD paras 5 and 14] that his interest was
originally piqued by mention of "generating 500 new jobs,
many of them in the North West" and finds instead that "money
was an important motive for Lord Taylor."
81. Firstly, Lord Taylor makes it absolutely
clear in the course of his meetings with the journalists that
money is not his primary concern. In his very first telephone
conversation with "David Thompson" Lord Taylor does
not mention money apart from saying "I have got past the
stage of seeking monetary rewards" and indicating (in response
to a question) that he might work for free. The transcripts of
the two meetings that followed cover more than 80 pages, but only
a few lines deal with how much Lord Taylor might be paid. Even
in these lines Lord Taylor makes it clear that discussions about
money embarrass him.
82. Secondly, the Sub-Committee appears to have
decided that wishing to earn money for doing legitimate work is
itself a breach of "personal honour." This is patently
untrue. Lord Taylor was discussing a potential consultancy and
was entitled to be paid for that consultancy. As distasteful as
the Sub-Committee appears to find it, once the question of money
has been raised there is nothing wrong in seeking a good wage
for an honest day's work.
83. The worst that Lord Taylor can genuinely
be accused of is that once money had been raised he reminded the
undercover journalists that they had previously offered £10,000
per month not £5,000 per month. It is respectfully submitted
that this is a reminder that any human being would have provided
when faced with a sudden 50% pay cut, and is in no way dishonourable.
84. Thirdly, Lord Taylor's motivations did include
those quoted by the Sub-Committee at paragraph 242 of the reporthe
enjoyed a challenge, he liked solving problems, he enjoyed helping
young people whom he liked, and he did things for his own satisfaction.
Lord Taylor would stand by these as subsidiary motivating factors,
and there is nothing wrong or in any way in breach of the Code
of Conduct for him to do so.
85. Fourthly, Lord Taylor was however primarily
motivated by the potential for new jobs for the North West.
He makes this abundantly clear in his statutory declarationas
quoted in paragraph 243 of the report. Indeed, this was the true
meaning of the frequently quoted "you just whetted my appetite"
comment (see SD para 17). The Sub-Committee does not believe that
this motivation was genuine, because it apparently does not appear
in the evidence it received from the Sunday Times.
86. Lord Taylor honestly recalls that jobs for
the North West were mentioned in an early conversation
with the journalist Jonathan Calvert. It should be pointed out
that the Sunday Times accepts that a conversation between Lord
Taylor and Calvert took place on 15 January 2009, before the second
meeting, but was not recorded. Despite this gap, Lord Taylor has
been denied any opportunity to question Calvert on that recollection.
This was an issue on which cross-examination, or at the very least
careful questioning by the Sub-Committee, was essential. How does
the Sub-Committee know that Calvert would not have accepted that
the North West was mentioned if this was put to him in cross-examination?
It is completely unfair of the Sub-Committee to have found that
he has lied without allowing him to make good his defence.
87. In any event, the fact that Lord Taylor did
not subsequently say out loud for the benefit of hidden microphones
that "my primary interest in this matter is the creation
of jobs in the North West" does not mean that this was not
the case. Lord Taylor is from the North West and has a long history
of championing that region. As Lord Taylor says in his statutory
declaration:
"The North West is my area and I have been humbled
and privileged to help its people." [SD para 5]
88. It is one thing for the Sub-Committee to
accuse Lord Taylor of breaching the Code of Conduct, it is going
further to suggest that his commitment to the North West is not
genuine. Unless the Sub-Committee is doing so, there is a sound
basis on which to base a conclusion that, in the absence of direct
evidence of his state of mind, it is likely that Lord Taylor would
have been interested in assisting job creation in the North West.
There is certainly no basis to find, beyond reasonable doubt,
that Lord Taylor was interested solely in personal gain.
Did Lord Taylor enter into an agreement with the lobbyists?
89. Lord Taylor maintains that he never progressed
beyond preliminary discussions with the supposed lobbyists, and
that any suggestion he had entered into an agreement with them
is false. His position is set out in his statutory declaration
and summarised at paragraph 252-256 of the report. Once again
the Sub-Committee shows that it is prepared to accept "evidence"
gleaned through improper cross-examination of Lord Taylor in a
cold call by the controller of the two agents provocateurs,
Michael Gillard, whom the Sub-Committee cite with respect as if
he were a senior police officer of unblemished repute conducting
an interview under caution.
90. The Sub-Committee at paragraph 258 accepts
that there was no written agreement. This should be spelled out
more clearly as a finding. At paragraph 259 the Sub-Committee
nevertheless concludes "that Lord Taylor believed he
had reached an agreement with "MJA" (our emphasis).
However, the Sub-Committee then backtracks by adding:
"We should nevertheless emphasise that the heart
of the matter is not whether he concluded a legally binding agreement,
but what he said he could do for MJA and his intentions in his
discussions with them."
91. This passage indicates the following:
(a)The Sub-Committee is unable to establish that any agreement
was entered into. The Sub-Committee has failed to deal with the
fact that the statutory declarations of both Lord Taylor and his
assistant Janet confirm that nothing would have been concluded
without her involvement. Indeed, Lord Taylor tells the journalists
that any deal would be notarised by Janet and then declared as
an interestneither of which events took place.
The only passage that the Sub-Committee
quotes from to support its view that Lord Taylor believed he had
entered into an agreement is taken from p52 of the transcript
of the second meeting. Lord Taylor specifically explains in his
statutory declaration that at this stage of the second meeting
his suspicions had been piqued and as a result:
"That is when I
decided to push them andI had in my mind that the only
way to bring this business to a conclusion was to pretend that
we had done a deal and then see what they said. I really thought
that their messing me around had some ulterior object. So I thought
I would bring them to the crunch, pretend we had an agreement
and see what they did. That is why I pretended at page 51: "we've
agreed that we're doing the deal| when do we officially start?
When do you want to start? Just name a figure. We've said 10 are
you happy about that?"" [SD para 32]
It is disappointing, and of significance,
that this passage is not quoted in the Sub-Committee's report.
(b)On the correct standard of "beyond reasonable
doubt," and indeed on the civil standard of "balance
of probabilities," there is simply no prospect of any finding
that Lord Taylor entered into or believed that he had entered
into an agreement with the lobbyists.
(c)Lord Taylor accepts that the question of whether or
not there was an agreement is of course central to an allegation
of a breach of the Code of Conduct. The Sub-Committee, however,
having realised that there is no real evidence of such an agreement
has sought to minimise its significance. Thus the focus turns
back to Lord Taylor's "motivation"and the new
allegation of "willingness" formulated by the Sub-Committee.
Lord Taylor's interest in the retail sector
92. The Sub-Committee's focus at paragraph 27
of its report on the lack of depth in Lord Taylor's understanding
of what "MJA" were supposedly seeking to achieve strongly
supports the fact that he had not yet entered into any agreement
with them. On the contrary, it logically supports the inference
that towards the end of his dealings with the undercover journalists
he was really more interested in finding out the truth about them,
ie whether or not they were genuine, than he was in the subject
matter of the amendment they claimed to seek, of which he had
the sketchiest understanding.
Lord Taylor's other explanations
93. Lord Taylor acknowledges that his initial
reaction to being told by Michael Gillard that he had been the
subject of a sting operation was a flustered one. Lord Taylor
is an old man and while he had very strong suspicions about the
journalists at this stage it was still something of a shock to
be told that he was the dupe in a Sunday Times exclusive.
Nevertheless, his denial that he ever had meetings with Yvette
Cooper and Peter Mandelson are consistent and accurate. Furthermore,
Lord Taylor denies that he has made any approaches to anyone or
that he entered into any agreement. Lord Taylor repeats his consistent
and truthful position in his sworn declaration, as is clear from
paragraph 262 of the Sub-Committee's report.
94. In his statutory declaration Lord Taylor
admits his age and loquaciousness and humbly accepts that he has
a tendency to boast at times. He also states that much of what
he said to the undercover journalists was loose talk and exaggeration.
The Sub-Committee refuses to accept this and at paragraph 264
of the Report it states that "[h]is exaggerations were designed
to win a lucrative contract with lobbyists." This is the
core of the allegation against Lord Taylor.
95. While Lord Taylor was sceptical about the
"lobbyists" he was meeting from the start, and while
his suspicions about them grew, he nevertheless enjoyed the opportunity
to spend time with some bright younger peopleand particularly
the opportunity to talk about himself and receive admiration for
his achievements. Lord Taylor is 79 years old and on the verge
of retirement, but he is indeed an active Member of Parliament
as the Sub-Committee states. Being a Member of Parliament is not,
however, proof against a tendency to exaggerate personal achievements
or to ramble on at length.
96. Lord Taylor's exaggerations were made in
the course of amicable and private conversationnot
in the course of hard nosed negotiation as the Sub-Committee implies.
They were not designed to deceive those he was speaking to (despite
the great lengths they were going to deceive Lord Taylor) but
merely to earn himself attention, praise and respect. This is
not a breach of the Code of Conduct.
97. It is worth noting that at paragraph 202
of its report the Sub-Committee states that Lord Taylor's "conversations
with the journalists were so exaggerated and his conduct so irrational
that it may well be thought that no genuine lobbyist would have
taken much time with Lord Taylor." It is hard to square the
exaggeration and irrationality accepted by the Sub-Committee with
their conclusion that this was not loose talk but a carefully
constructed and deceitful attempt to secure a lucrative contract.
98. The Sub Committee goes on in paragraph 264
to say that Lord Taylor "claimed that he had abused his parliamentary
influence in the past on behalf of paying clients and he indicated
a clear willingness to abuse it in future on behalf of MJA."
This is essentially a repeat of the overall allegation made against
Lord Taylor by the Sub-Committee investigating him. For the reasons
given in his statutory declaration, explained further above, Lord
Taylor denies this allegation entirely and denies that he has
acted against his personal honour.
Was there a counter-sting?
99. Lord Taylor's explanation that he said the
things that he did to the undercover journalists because of his
desire to "call their bluff and push [them] into giving up
their game" is detailed in his statutory declaration and
summarised in paragraphs 265 to 268 of the Sub-Committee's report.
To an extent this matter has already been addressed in the above
submissions on paragraphs 232-234 of the report, but since the
Sub-Committee has returned to this issue these submissions will
do the same.
100. Importantly, the Sub-Committee has failed
to acknowledge the importance of Lord Taylor's consistency in
his explanation for his actions. Despite concerns over reliance
on Michael Gillard's call to Lord Taylor on 23 January, it is
of huge significance that Lord Taylor's first reaction, having
had no time to "make up" a defence, was that he was
seeking to expose whether or not the journalists were genuine.
It was plain that he had suspected them. Once again, cross examination
of Gillard would have revealed this to be the case. Lord Taylor's
explanation remains the same throughout the proceedingssee,
for example, his statutory declaration.
101. The Sub-Committee makes it clear that it
does not accept this explanation, but its reasons for doing so
are themselves far from convincing. At paragraph 269 they note
that Lord Taylor expresses his willingness to work with the journalists"I
want you to know that I think you're both good young people and
I would be delighted to work with both of you" (H2p58). The
Sub-Committee adds that in his statutory declaration Lord Taylor
comments about this exchange "If only I had known the truth!"
102. Lord Taylor has never claimed that he was
sure that a trick was being played upon him. As his statutory
declaration indicates, Lord Taylor looks for the best in others
(and perhaps unreasonably expects the same in return) and to the
last he was hopeful that his suspicions were misplaced. If he
had known the truth from the start he would have walked away and
would not have been dragged through the gutter by the Sunday
Times, nor would he be in the position he now finds himself
before the Committee.
103. However, Lord Taylor's conspicuous and deliberate
friendliness towards the two journalists at the end of the second
meeting is entirely consistent with the attempts to "draw
them out", which culminated in the outrageous claims about
meetings with Ministers. In light of Lord Taylor's explanation
it would have been more surprising if he had suddenly been cold
or hostile.
104. In paragraphs 270 to 277 the Sub-Committee
concentrates on Lord Taylor's detailed explanation for his claims
that he would arrange meetings with, and then had met with, Ministers
including Yvette Cooper, Jack Straw and Peter Mandelson. The Committee
is invited to note that Lord Taylor has not wavered or altered
his story from when the "sting" was first revealed to
him in his conversation with Michael Gillard on 23 January 2009,
throughout the Sub-Committee's investigation to this "appeal"
to the Committee on Privileges.
105. After taking such time to set out Lord Taylor's
evidence on his attempts to "flush out" the journalists,
the Sub-Committee then explains its refusal to accept the story
in one short paragraph (278):
"We are not persuaded by Lord Taylor's argument
that he was stringing the journalists along ... We do not consider
that this story is supported on the evidence. We do not believe
that, if he was truly suspicious about the journalists' identity
or intentions, he would have been so reckless as to tell them
how he would behave as a consultant and to reveal the extent to
which he had both broken the Code in the past and was willing
to do so in the future. We have concluded that this story is an
attempt after the event to justify his actions, and we do not
accept it."
106. Firstly, it is worth noting that, despite
his consistency, the Sub-Committee have misinterpreted Lord Taylor's
defence as "stringing the journalists along." This was
not what he was doing. He was seeking to raise the game to such
a level that he would force the supposed lobbyists to reveal whether
or not they were genuine but naive or were fraudsters of some
sort.
107. More significantly, as will be obvious to
the Committee at this stage, the Sub-Committee's conclusion is
based on a false central premisethat Lord Taylor was revealing
past breaches of the Code and indicating willingness to breach
the Code in the future. This is simply not true, and is itself
unsupported by the evidence. Lord Taylor admits some exaggeration
and loose talk, but the fact remains that the Sunday Times' underhand
efforts revealed nothing more than a discussion with potential
clients of the way in which Lord Taylor could assist them through
providing advice and direction on the way in which they could
help themselves.
108. Once this essential truth is established,
the fact that Lord Taylor told the journalists "how he would
behave as a consultant" as well as how he had acted in the
past is entirely unremarkable. Despite Lord Taylor's suspicions
over the supposed "lobbyists" authenticity, which eventually
led him into the realms of deliberately provocative fantasy, there
were points at which he took them at face value and genuinely
discussed the way in which they could legitimately get
their client what he was seeking. Lord Taylor had no reason to
hide his methods because there was simply nothing untoward for
him to hide.
109. What is conspicuous in its absence is any
reasonable explanation by the Sub-Committee as to why Lord Taylor
told the journalists the outrageous untruths about his meetings
with Cabinet members. The suggestion that Lord Taylor had met
with these politicians was not only outrageous but also unbelievablecertainly
for any genuine lobbyist. As the Sub-Committee itself acknowledged
at paragraph 202 of its report Lord Taylor's "conversations
with the journalists were so exaggerated and his conduct so irrational
that it may well be thought that no genuine lobbyist would have
taken much time with Lord Taylor."
110. If Lord Taylor had actually been seeking
through these claims to negotiate a lucrative contract with "MJA"
he would never have suggested anything so unlikely. Lord Taylor's
knowledge of the ridiculous nature of these claims is evident
from his final telephone message for "David Thompson",
after the sting has been admitted, in which he reveals the natural
progression of his claim: "I shall be seeing Gordon Brown
some time over the weekend and I shall be seeing the Queen on
Monday."
111. What does the Sub-Committee suggest Lord
Taylor was intending to do next? To defraud MJA of large sums
of money by creating an elaborate and continuing deceit that he
was continually meeting with Government ministers? When MJA spoke
to these ministers or some of their staff themselves and found
out that they had been deceived would Lord Taylor have jumped
on an aeroplane to Rio de Janeiro to live the high life with his
ill-gotten gains?
112. This is patently nonsense. The only reasonable
explanation for such obvious and easy to expose falsehoods is
that given by Lord Taylor himself. He was seeking to discover
whether these so-called "lobbyists" were bogus by provoking
them to "come to the crunch" and to level with him about
their client. This is clearly the only way that Lord Taylor's
"irrational" behaviour makes any sensebut the
Sub-Committee appears to have simply shut its eyes to the truth.
113. Crucially, this is in fact the only story
that the evidence properly supports. It is supported by the sworn
declarations of Lord Taylor and his assistant Janet Robinson,
both of whom are entitled to credit for their good character.
It is supported by the transcript of the conversation between
Lord Taylor and Michael Gillard. It is hinted at throughout the
transcripts of the meetings. The evidence simply does not
suggest that this was a story concocted after the event.
114. While it deplores what it considers Lord
Taylor's "clear intention" [para 79], the Sub-Committee
fails to give any credit to Lord Taylor's real intention. Without
the ability to cross-examine those who seek to condemn him, Lord
Taylor was not given the opportunity to defend that real intention.
115. It is a basic error on the part of the Sub-Committee
that it never considered that the case against Lord Taylor is
premature because the Sunday Times brought the sting to
an end before he was "on the hook"unlike the
1994 case (mentioned in the report) where money was actually paid
and received. On any fair view there can be no certainty, or even
proof to a "very high standard", that Lord Taylor would
have gone through with any agreement that would have required
him to breach the Code and engage in paid advocacy. Again, in
the absence of any cross-examination of the journalists we can't
say why the Sunday Times brought its sting to an end at this premature
stageperhaps it thought that Lord Taylor's remarks that
"rules are meant to be bent sometimes" was sufficient
for its scoop.
116. The plain fact remainsand this is
a feature of entrapment cases that are thrown out of the courtsthat
no fair person could be satisfied, particularly in light of Lord
Taylor's unblemished record of 30 years' service, that he would
have actually transgressed.
B. PROCEDURAL DEFECTS
117. The findings of the sub-committee are vitiated
by its failure to act fairly as required by para 19(d) of the
code of conduct, by article 6 ECHR and by domestic public law
principles.
118. Paragraph 19(d) of the very code of conduct
under which this appeal is brought confirms that:
"in the investigation and adjudication of complaints
against them, members of the house have the right to safeguards
as rigorous as those applied in the courts and professional disciplinary
bodies."
119. From the very beginning of the sub-committee's
investigations into the SundayTtimes' allegations against
him, Lord Taylor made it clear that he considered the sub-committee's
procedures to be deeply flawed and unfair. Attention was repeatedly
drawn to para 19(d). Despite giving the sub-committee ample opportunities,
the problems identified were never rectified and the "right"
in para 19(d) was simply not upheld.
120. In addition to its failure to uphold para
19(d), the sub-committee has:
(a) failed to meet its general public law obligation
as a decision maker to act fairly and in accordance with natural
justice in coming to that decision; and
(b) failed to comply with its obligations as a public
authority under the Human Rights Act 1998, which include the duty
to act compatibly with the right to fair procedure guaranteed
by article 6 of the European Convention on Human Rights.
121. The committee will see from correspondence
between Lord Taylor's representatives and the sub-committee that
despite requests for clarification the sub-committee simply refused
to answer whether it considered itself to be a public authority
for the purposes of the Human Rights Act 1998. The silence on
this point is telling. However, it should be noted that even if
the sub-committee falls outside the HRA s6 definition of a "public
authority", Lord Taylor is still entitled to enforce his
right to fair trial before the European Court of Human Rights.
122. The sub-committee owes duties of fairness
commensurate with the seriousness of the allegations against those
it is investigating. The accusations against Lord Taylor are extremely
serious. A finding that they have been substantiated will have
profound ramifications for Lord Taylor's continuing membership
of the House of Lords, his future work and his reputation after
a lifetime of distinguished public service. Significantly his
persecutor, the Sunday Times, has been advocating his expulsion
from the house.
123. Furthermore, the allegations potentially
amount to criminal conduct. After being referred to the metropolitan
police by Chris Huhne MP, the mps issued a statement on 11 february
2009 in which they confirmed that they "will not undertake
a criminal inquiry into any of the allegations raised." However,
the statement immediately added: "should any further evidence
or information come to light then clearly we will be under a duty
to review this decision." Quite plainly, the police will
be reviewing the sub-committee's report as soon as it is published
and any finding adverse to lord taylor may put him further in
jeopardy.
UNREASONABLE
CRITICISM OF
LORD TAYLOR
124. The various procedural defects are summarised
below, but before these are dealt with in turn, it is necessary
to address the Sub-Committee's allegation at paragraph 22 of the
report that Lord Taylor said in the House on 26 January that he
"wished to be able to refute the allegations in person before
the Sub-Committee" but then "subsequently resiled from
that position."
125. Lord Taylor did not "resile"
from the position stated in the House. He maintained throughout
the Sub-Committee's inquiry that he was keen to have the opportunity
to put his side of the story before the Sub-Committee. However,
he was quite reasonably unwilling to participate in a process
that was entirely unfair. A number of requests were made for the
unfair nature of the proceedings to be remedied precisely to allow
Lord Taylor to act on his desire to give evidence before the Sub-Committee
but, as is discussed in greater detail below, the Sub-Committee
refused to take the reasonable steps required.
Identification of complaint and complainant
126. The Sub-Committee purports, and is obliged,
to follow the procedure set out in the Fourth Report of the Committee
for Privileges: The Code of Conduct; procedure for considering
complaints against Members, HL Paper 205 (session 2007-08).
That procedure is predicated on the existence of a "complaint"
which the Sub-Committee then investigates.
127. In its initial letter to Lord Taylor the
Sub-Committee stated that it was undertaking an investigation
"in view of the allegations published in the Sunday Times
of 25 January." Despite repeated requests from Lord Taylor
in subsequent correspondence, the Sub-Committee failed properly
to identify both the complainant and the "complaint"
that was being investigated. Lord Taylor found it necessary to
remind the Sub-Committee that an entitlement to knowledge of the
charge against him, before he was required to respond to that
charge, was a basic principle of procedural fairness.
128. In a letter dated 4 March a series of charges
were finally put to Lord Taylor, but it swiftly became apparent
that these had been formulated not by any complainant but by the
Sub-Committee itself. It was not until 11 March 2009 that Lord
Taylor was informed that the Sub-Committee was acting on a response
from the Leader of the House of Lords, Baroness Royall of Blaisdon,
to the negative stories that had appeared in the pressnot
any complaint. It is noteworthy that Baroness Royall only claimed
to be making a complaint herself on 12 February 2009more
than two weeks after the investigation had begun.
129. A full explanation of the nature of the
complaint against him was not provided until Lord Taylor was shown
a draft of the "factual" section of its report under
cover of a letter dated 3 April 2009. This explanation merely
highlighted the flawed approach of the Sub-Committee from the
very start.
130. At paragraph 8 of the report the Sub-Committee
states that on 26 January 2009, a 25 January letter from Baroness
Royall of Blaisdon was taken "to be a complaint for the purposes
of commencing an enquiry into the allegations, and agreed to conduct
an investigation." This letter was not, on any sensible reading,
a complaint, and in any event Baroness Royall is herself a member
of the committee charged with considering complaints against member
of the House of Lords. She was in reality passing on the complaint
that had been made to the world at large by the Sunday Times.
131. Now, in the final report sent to the Committee
for Privileges, and seen by Lord Taylor at the same point, the
Sub-Committee has itself reformulated the charges against himaccusing
him of "willingness" to breach the Code of Conduct.
132. Regardless of whether the Sub-Committee
was acting as an adversarial court of law (the procedural safeguards
of which are explicitly promised in paragraph 19(d) of the House
of Lords Code of Conduct) or on an inquisitorial basis, it cannot
be for the tribunal itself to create the complaint and formulate
the charges against Lord Taylor. The initiation of the action
is a matter for the parties not the judge. This is the same even
in an "inquisitorial" system such as that adopted in
France. The failure to observe this fundamental rule left Lord
Taylor in the unacceptable and unfair position that the Sub-Committee
was both his accuser and his judge.
Access to evidence
133. In addition to being deprived of access
to, and knowledge of, the complaint made against him, Lord Taylor
was also required to fight tooth and nail throughout the investigation
to get hold of the very evidence on which he was being tried.
134. Lord Taylor was first asked by the Sub-Committee
to respond to the allegations published in the Sunday Times without
being provided with any detail of any complaint or any evidence
against him. He was later asked again to respond on the basis
of a short set of transcripts, prepared by the Sunday Times itself
from recordings of Lord Taylor's meetings and telephone conversations
with the paper's undercover journalistsor agents provocateurs.
It is important to note that from the beginning the Sub-Committee
was content to rely on the accuracy of these transcripts.
135. After comparing these transcripts with the
audio recordings of the meetings/conversations, obvious and alarming
gaps and flaws in the Sunday Times transcripts were noted by Lord
Taylor's representatives and brought to the Sub-Committee's attention.
These included missing exculpatory passages (such as Lord Taylor
insisting that he is honest and would not break his oath). These
gaps and flaws can only have been deliberately engineered on the
part of the Sunday Times. It was only after the completeness and
accuracy of these maliciously edited and incomplete transcripts
was challenged on Lord Taylor's behalf that the House of Lords
Hansard department was instructed to prepare independent transcripts.
136. An example of the dishonest nature of the
Sunday Times' transcript is not hard to find. Page 8 of
the Sunday Times transcript purports to record the end
of the first meeting between Lord Taylor and Jonathan Calvert.
Rather than transcribing the clearly audible conversation at this
point, the transcript simply reads: "Conversation continues
as Lord Taylor takes Calvert to the peer's entrance where they
part." None of the parting conversation is recorded. In the
Hansard transcript, however, from page 15 onwards, this conversation
is written down and includes Lord Taylor stating unequivocally
that what he would do for a company who engaged his services was
to "do all the research and tell you what chances you've
got of being successful." Lord Taylor goes on to say "I
promise you nothing. That's number one" and to reiterate
that his role, if he accepted what was being offered, would
be to advise on the likely success of a proposed scheme, and that
in doing so he would be "absolutely completely honest with
you ... You or your client will make your own mind up after that."
This passage is obviously exculpatory and casts a revealing light
on the malice of the Sunday Times decision to pursue Lord
Taylor for a second meeting after he had clearly resisted their
improper blandishments at the first.
137. While independent transcripts were finally
sent to Lord Taylor's representatives at the beginning of March,
these were not complete. The Sunday Times' transcripts
of the telephone conversations between Lord Taylor and the journalists
on 15 and 21 January were not even provided to the Sub-Committee
until 18 March; after which they were forwarded to Lord Taylor.
Perhaps significantly, the Sub-Committee had not noticed this
gap in the evidence until it was pursued on Lord Taylor's behalf.
138. In addition to this selective "drip-feed"
of information from the Sunday Times, Lord Taylor was explicitly
denied access to evidence relating to the allegations against
the other Members of the House of Lords. This material was highly
relevant to Lord Taylor's case that he had been subjected to a
malicious, unlawful and unfair entrapment by the Sunday Times.
139. Even at the point that Lord Taylor was given
the very limited final opportunity to comment on the Sub-Committee's
statement of facts in its draft report (on 3 April 2009) he was
made aware of further relevant evidence to which he had
been denied. Indeed, he continues to be denied access to that
material. The Committee will note that at paragraph 7 of the Report
that the Sub-Committee refers to correspondence received from
Ben Wallace MP, and from two members of the public: Keith Pudney
and Ian Dixon. Lord Taylor has not had sight of these communications
nor been given any opportunity to comment on them. His request
for these documents was simply ignored.
140. In summary, over the course of the Sub-Committee's
investigation the provision to Lord Taylor of the evidence against
him has been characterised by delay, a lack of care and unfairness
on the part of the Sub-Committee as well as bad faith on the part
of the Sunday Times. This has denied Lord Taylor a fair opportunity
to answer the allegations against him.
Refusal of representation through counsel
141. Paragraph 20 of the Sub-Committee's report
makes clear the stark inconsistency between the guarantee of "safeguards
as rigorous as those applied in the courts and professional disciplinary
bodies" set out in paragraph 19(d) of the Code of Conduct
and the Sub-Committee's refusal to allow legal representation
before it.
142. To be able to defend oneself through legal
assistance of one's own choosing is a fundamental right explicitly
guaranteed in Article 6 of the ECHR. Lord Taylor was denied this
fundamental right on the basis of Standing Order 67:
"67. A Select Committee shall call
such evidence as it may require, but shall not hear parties by
Counsel unless so authorised by Order of the House."
143. Standing Order 67 explicitly provides that
the prohibition on hearing parties by counsel may be removed by
Order of the House. Lord Taylor invited the Sub-Committee to make
the appropriate motion to seek such an Order, but this request
was refused without adequate explanation. By including the potential
for exception to its prohibition, Standing Order 67 clearly recognises
that in certain circumstances fairness will dictate that representation
by counsel is permitted. Had the Sub Committee wished to treat
Lord Taylor fairly it was within its power to do so. There is
no doubt that the House would have agreed to dispense with the
standing order to allow representation by counsel if given the
opportunity.
Failure to scrutinise the Sunday Times or allow cross-examination
144. In its report, at paragraph 28, the Sub-Committee
states that it "was not within our remit to examine the conduct
of the [Sunday Times] journalists or issues of entrapment
or the undercover use of recording equipment on parliamentary
premises." This conclusion was entirely incorrect, and seems
to be derived from a fundamental misunderstanding of the relevance
of the Sunday Times behaviour. Even if it is not within
the Sub-Committee's remit to take independent action against the
Sunday Times for its flagrant breach of security and contempt
of Parliament, it was undoubtedly well within its remit and indeed,
as can be seen from the substantive grounds set out above, vital
for it to have considered the impact of the effect on Lord Taylor's
mind (and resulting behaviour) of the gradually dawning realisation
that he may be the victim of a confidence trick, as well as the
question of the admissibility before it of improperly obtained
evidence.
145. The suggestion in paragraph 28 that Lord
Taylor could make a complaint to the Press Complaints Commission
is quite obviously completely inadequate. Not only would such
a complaint serve no purpose in relation to the allegations that
have been made against him, but also the industry-run PCC's lack
of independence is widely recognized (see Sir David Calcutt's
"Review of Press Self-Regulation" (Cm 2135 (1993)).
Indeed, the PCC Code of Conduct was drawn up by Les Hinton, the
head of News International in Britain, and Rupert Murdoch's News
Corporation pays substantial sums to keep it going and remunerated.
It is completely unrealistic of the Sub-Committee to suggest that
Lord Taylor's complaints could be fairly or independently heard.
This was put to the Sub-Committee before the report was finalised
but no response was forthcoming.
146. Since the Sunday Times witnesses
were at no point called for questioning by the Sub-Committee their
cross-examination by Lord Taylor was never even a possibility.
The ability to examine witnesses making serious, indeed criminal,
allegations against a person is another basic feature of fair
procedure that the Sub-Committee ignored. Once again this is despite
it being guaranteed by Article 6 ECHR.
147. Lord Taylor, in his own statutory declaration
and through his representatives, has maintained throughout the
investigation that he was the victim of entrapment by agents
provocateurs from the Sunday Times (see paras 8 and
9 of Lord Taylor's statutory declaration in particular). An agent
provocateur is someone who invites or incites his target to
commit and offence he would otherwise never have committed. Significantly,
Lord Taylor had shown no disposition to engage in behaviour in
breach of the "no paid advocacy" rule. The Sunday
Times never revealed the reason why they chose to target himanother
matter on which the Sunday Times could and should have
been cross examined or, at the very least, questioned by the Sub-Committee.
148. Lord Taylor was the victim of a sting operation
designed to "create" an offence under the Code of Conduct,
and the criminal law, with a view to nothing more than selling
more copies of the Sunday Times. As discussed at length
above, he Lord Taylor explained in his statutory declaration that
the behaviour that the Sub-Committee deems to have been against
Lord Taylor's "personal honour," and thus in breach
of para 4(b) of the Code of Conduct, was a result of the Sunday
Times' attempted entrapment, of which he became increasingly
suspicious. This led him to make outlandish claims about meeting
senior ministers in order to draw out those he suspected and to
discover their true purpose.
149. These statements were taken literally by
the Sunday Times, but in any consideration of Lord Taylor's
mens rea they must be read in terms of his purpose in making
them, namely to "flush out" the truth. For this reason,
as was explained in a letter to the Sub-Committee dated 12 March
2008, "extracts from the transcript of [Lord Taylor's] meetings
with the agents provocateurs ... cannot be understood without
exposing the background and context of the confidence trick that
they had played upon him." Both taking evidence from the
Sunday Times' reporters and permitting their cross-examination
was essential to a fair consideration of Lord Taylor's defence
to the allegations against him. The result of the failure to allow
this is clear from the confused and unsupported findings of the
Sub-Committee discussed below.
150. The Sub-Committee's refusal to question
the Sunday Times witnesses, let alone allow them to be
cross-examined, has also denied Lord Taylor any opportunity to
properly explore the question of entrapment for the purposes of
establishing the admissibility of the evidence against
him.
151. Whether or not entrapment by private parties
gives rise to the same broad abuse of process arguments as entrapment
by emanations of the state (see R v Loosely [2001] 4 All
E.R. 897), there can be no doubt that it can undermine the fairness
of subsequent proceedings. To remedy this potential unfairness
evidence obtained through entrapment may be excluded where its
admission would have such an adverse effect on the fairness of
the proceedings that it ought not to be admitted. In criminal
proceedings this would be done pursuant to s78 of the Police and
Criminal Evidence Act 1984 (PACE) (see Morley and Hutton [1994]
Crim.L.R. 919). In these proceedings the Sub-Committee simply
turned a blind eye to the whole issue. It is a clear and obvious
breach of Article 6 to deny an individual the opportunity to raise
the issue of incitement during his trial (see Ramanauskas v
Lithuania, Application no. 74420/01, 5 Feb 2008).
152. In reality the Sunday Times instigated,
and indeed caused, the alleged breach of the Code of Conduct,
the Sunday Times was the true "complainant" against
Lord Taylor who instigated the Sub-Committee's investigation and
the Sunday Times was also the source of all the evidence
against Lord Taylor. In this context, shielding the Sunday
Times from all inquiry and investigation, granting it complete
impunity, unfairly prevented Lord Taylor being able to defend
himself properly before the Sub-Committee. It also indicated an
unfortunate bias on the part of the Sub-Committee in favour of
the Sunday Times and against Lord Taylor.
153. In its report the Sub-Committee gives the
excuse that its desire to keep the proceedings "informal"
enables it to override the fundamental safeguards of legal representation
and proper testing of evidence through cross-examination. In the
circumstances, and given the potential damage to Lord Taylor,
this approach was wrong in law and unjust.
154. In any event, it is inaccurate to suggest
that legal representation and questioning of witnesses by the
parties is not consistent with an inquisitorial process. In European
jurisdictions where an inquisitorial model is preferred to an
adversarial system, persons under investigation are entitled to
be represented by counsel, who are able to ask questions of witnesses.
This is guaranteed by Article 6 ECHR.
155. Various particular areas in relation to
which cross-examination was necessary to test and improve the
evidence are discussed in the substantive grounds above. In summary
these include:
(a) Lord Taylor's disputed recollection that "jobs
for the North West" were referred to by the Sunday Times
journalists;
(b) The Sunday Times decision to pursue Lord
Taylorwhy did they target him at first and why did they
pursue him after he walked away from the first meeting?
(c) Whether Lord Taylor's references to "you",
"you", "you" [eg H1 p11] were in reality understood
to be references to what he could do, as the Sub-Committee
finds;
(d) Whether Lord Taylor's exaggerations were understood
to be devious lies or simply a "tradesman's puff";
(e) The consistency of Lord Taylor's account that
he was seeking to "draw out" the lobbyists to see if
they were fraudsters;
Incorrect standard of proof
156. At the beginning of its investigation the
Sub-Committee referred Lord Taylor to "The Code of Conduct;
procedure for considering complaints against Members",
which indicated that the Sub-Committee intended to apply the civil
standard of proof to its investigation. Lord Taylor was obliged
to inform the Sub-Committee that such a standard of proof was
not suitable and that the appropriate standard of proof in comparable
disciplinary proceedings was the criminal standard: beyond reasonable
doubt. The Sub-Committee was referred to In re A solicitor
[1992] 2 WLR 552, which made clear that the criminal standard
of proof applies in disciplinary proceedings where what is alleged
is tantamount to a criminal offence.[15]
This approach was more recently endorsed by Lord Mustill in his
inquiry into allegations of misconduct by the Chief Justice of
Trinidad.
157. To some extent the Sub-Committee appeared
to have taken these submissions on board: in paragraph 19 of its
report the Sub-Committee recognized the seriousness of the allegations
against Lord Taylor and his co-accused and "accordingly decided
to apply a very high standard of proof." Inexplicably, however,
the Sub-Committee nevertheless concluded that a standard "falling
just short of the criminal standard" was appropriate.
158. Once the seriousness of the allegations
against Lord Taylor was recognized the only possible conclusion
was that the correct standard must be proof beyond reasonable
doubt, ie the criminal standard.
159. In any event, it was and remains far from
clear what a standard "falling just short of the criminal
standard" actually means, or how it could be applied in practice.
The judgment of Lord Lane in In re A Solicitor warned of
adopting a standard somewhere between civil and criminal:
"It seems to us, if we may respectfully say so,
that it is not altogether helpful if the burden of proof is left
somewhere undefined between the criminal and the civil standards.
We conclude that at least in cases such as the present, where
what is alleged is tantamount to a criminal offence, the tribunal
should apply the criminal standard of proof, that is to say proof
to the point where they feel sure that the charges are proved
or, to put it another way, proof beyond reasonable doubt."[16]
160. More recently, in Re B (children) (sexual
abuse: standard of proof) [2008] UKHL 35 and In re D (Secretary
of State for Northern Ireland intervening) [2008] UKHL 33
the House of Lords has made it clear that there is just one standard
of proof in civil proceedings, and that a heightened standard
must mean the criminal standard of proof. In the former
case Lord Hoffman confirmed:
"13 ... I think that the time has come
to say, once and for all, that there is only one civil standard
of proof and that is proof that the fact in issue more probably
occurred than not. I do not intend to disapprove any of the cases
in what I have called the first category, but I agree with the
observation of Lord Steyn in McCann's case, at p 812, that
clarity would be greatly enhanced if the courts said simply that
although the proceedings were civil, the nature of the particular
issue involved made it appropriate to apply the criminal standard."
161. It is clear that it is no longer appropriate
to claim that a "heightened" civil standard of proof
has been adopted. This was put to the Sub-Committee in advance
of it formally concluding its report. It thus had the opportunity
to apply the correct criminal standard of proof to these proceedings,
but chose not to do so. This alone is a sufficient and indeed
necessary basis for an appeal.
Bias
162. Despite the serious nature of the allegations
against Lord Taylor and the potential penalties he faced if found
guilty, the Sub-Committee carried out its interrogation of the
accused entirely in private. This enabled one of its members or
officials to leak details of its work to the Sunday Times (possibly
for reward)a newspaper that had a vested interest in persecuting
Lord Taylor, and in seeing him condemned as that would justify
its own condemnation.
163. Lord Taylor was reminded by the Sub-Committee
on more than one occasion of paragraphs 15 and 16 of the 4th Report
from the Committee for Privileges: The Code of Conduct: procedure
for considering complaints against Members, HL Paper 205 (Session
2007-08) by which the Sub-Committee "is bound":
15. owever, from the point that the Sub-Committee
decides to undertake an investigation all evidence and correspondence
relating directly to the inquiry is covered by parliamentary privilege.
It must remain confidential unless and until it is published by
the Committee for Privileges. evidence or correspondence were
to be published or disclosed to anyone else without the Committee's
agreement, this would be a contempt of the House Any attempt to
obstruct an investigation may also be treated as a contempt.
16. However, material that is made public or has
previously been made public (for instance newspaper articles or
statements made to the media) would not be covered by parliamentary
privilege and would be unlikely to attract privilege at common
law. The Committee for Privileges strongly deprecates the making
of statements to the press by any of the parties to an investigation
while that investigation is in progress, and will take any attempt
to use an investigation to generate publicity into account when
considering a complaint.
164. On 5 April 2009 the Sunday Times published
the story "Lords for Hire May Be Suspended." It
reported from "sources close to the committee" that
the Sub-Committee would find against two peers and that Lord Taylor
had refused to attend without legal representation. We complained
of this leak to the Sub-Committee but no action was taken against
the newspaper.
165. On Saturday 25 April 2009 we warned the
Sub-Committee that the Sunday Times had obtained a copy
of the draft report concerning Lord Taylor from "sources
close to the sub-committee" and was planning another "scoop"
in flagrant breach of confidence and parliamentary privilege.
The Sub-Committee was invited to injunct the paper. There is no
doubt that any judge would have granted that injunction. However,
it was decided not to inconvenience News Ltd by stopping their
unlawful front page story. In consequence, the leak was published
on the front page of the Sunday Times on 26 April 2009:
"Guilty Peers face a Year's suspension", boosting
the newspaper's circulation and News Ltd's profits.
166. Lord Taylor is reluctant to believe that
the Sub-Committee has been biased against him in its investigation.
Unfortunately, particularly when taken together with the refusal
to question or allow questioning of the Sunday Times in
relation to the conduct of its undercover journalists, the fact
that the Sunday Times subsequently has been given free
rein to flout confidentiality and Parliamentary privilege, in
clear breach of the Sub-Committee's own guidance, evinces a bias
in favour of that newspaper, and a preference for covering up
its misdeeds.
Opportunity to comment on findings against him
167. A final flagrant breach of procedural fairness
took place when the Sub-Committee refused Lord Taylor the opportunity
to respond to the findings it had made against him before its
report was sent on to the Committee for Privileges.
168. Principles governing the fair procedure
for public inquiries were established by Lord Salmon in the 1960s
(the "Salmon principles"see Cmnd 2152 (1963)
and Cmnd 3121 (1966)). One basic principle is that where an inquiry
makes findings that are adverse to an individual, that individual
must be provided with those findings so that they may comment
on them prior to the inquiry's report being finalized. The standard
method for drawing criticisms to the attention of those subject
to them is by sending what has come to be known as a "Salmon
letter" setting out every criticism and inviting them to
contest the basis for the finding.
169. This principle remains central to fair procedure.
During the Matrix Churchill Inquiry in the early 1990s the Salmon
principles were reviewed by Scott LJ, and in his Report of
the Inquiry into the Export of Defence Equipment and Dual-Use
Goods to Iraq and Related Prosecutions (HC 115 (19956))
he confirmed that:
"(iii) proposed criticisms should be drawn to
the attention of the objects of the criticisms so that they can,
if desired, make representations or offer additional evidence
in response before the criticisms become final"[17]
170. It is thus obvious that the Sub-Committee's
decision to give Lord Taylor an opportunity to comment only on
"matters of fact", which in fact meant only the section
of the report that is now paragraphs 1 to 38 (then 1 to 36), before
the report was finalised was completely unacceptable. As a result,
Lord Taylor now finds himself facing for the first time what are
essentially new allegations of "willingness" to breach
the House of Lords Code of Conduct (see below for further discussion).
171. This means that Lord Taylor was never told
of the true nature of the charges against him, and as a consequence
has never had an opportunity to answer those charges before now.
Thus far from being an appeal, this is effectively Lord Taylor's
first opportunity to meet the charges against him. Furthermore,
Lord Taylor is facing allegations from the very "independent"
body that is meant to be investigating his conduct.
CONCLUSION
172. The Committee is asked to reject the findings
of the Sub-Committee for the following reasons:
(a) Following receipt of the Sub-Committee's report
Lord Taylor is now facing for the first time allegations against
him formulated by the Sub-Committee itself.
(b) Because it is acknowledged by the Sub-Committee
that Lord Taylor has not breached the Code of Conduct except to
the extent of a "willingness" to breach the Code, which
does not itself amount to a breach of paragraph 4(b) of the Code.
(c) "Personal honour" imposes a standard
that is insufficiently certain and foreseeable to permit a finding
of breach.
(d) Lord Taylor is not and never has been willing
to breach the Code, and the evidence clearly establishes that
such willingness was never expressed to the undercover journalists.
(e) Lord Taylor was denied a fair hearing before the
Sub-Committee, in breach of basic principles of natural justice,
Article 6 ECHR and the Code of Conduct itself.
(f) In particular, Lord Taylor was never given an
opportunity to challenge his entrapment by the Sunday Times.
(g) This sting operation was brought to an end prematurely,
before Lord Taylor had breached the Code of Conduct and in circumstances
where, on all the evidence, a fair minded person, in the light
of Lord Taylor's past character and conduct, would judge it most
unlikely that he would have done so had the pretence continued.
Yours sincerely
Finers Stephens Innocent LLP
15
It should be recalled that the allegations against Lord Taylor
were referred to the police for investigation, and that the potential
for action by the police remains extant. Back
16
This paragraph was quoted approvingly by the Privy Council in
Campbell v Hamlet [2005] UKPC 19. Back
17
See para K1.6. Back
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