Brexit: the future of financial regulation and supervision Contents

Appendix 2: List of witnesses

Evidence is published online at: https://www.parliament.uk/financial-regulation-supervision-inquiry-lords and available for inspection at the Parliamentary Archives (020 7219 3074).

Evidence received by the Committee is listed below in chronological order of oral evidence and in alphabetical order. Those witnesses marked with ** gave both oral evidence and written evidence. Those marked with * gave oral evidence and did not submit any written evidence. All other witnesses submitted written evidence only.

Oral evidence in chronological order

*

Professor Eilís Ferran, Professor of Company and Securities Law, University of Cambridge

QQ 1–9

*

Professor Niamh Moloney, Professor of Law, London School of Economics and Political Science

QQ 1–9

**

Simon Gleeson, Financial Services, Clifford Chance

QQ 10–18

*

Jonathan Herbst, Global Head of Financial Services, Norton Rose Fulbright

QQ 10–18

*

Barnabas Reynolds, Head of Financial Institutions Advisory and Financial Regulatory Group, Shearman & Sterling LLP

QQ 10–18

*

Catherine McGuinness, City of London Corporation

QQ 19–30

*

Mark Hoban, Chairman, Flood Re and Chairman, International Regulatory Strategy Group (IRSG)

QQ 19–30

*

Rachel Kent, Partner, Head of Financial Institutions Group, Hogan Lovells

QQ 19–30

**

Simon Lewis, Association for Financial Markets in Europe (AFME)

QQ 31–45

**

Stephen Jones, Chief Executive Officer, UK Finance

QQ 31–45

*

Daniel Maguire, Chief Executive Officer, London Clearing House

QQ 46–63

*

Simon Puleston Jones, Head of Europe, Futures Industry Association (FIA)

QQ 46–63

*

Sir Jon Cunliffe, Deputy Governor for Financial Stability, Bank of England

QQ 64–78

*

Sam Woods, Deputy Governor for Prudential Regulation and Chief Executive Officer of the Prudential Regulation Authority (PRA)

QQ 64–78

**

Julian Adams, Group Regulatory Director, Prudential

QQ 79–89

*

Sally Dewar, International Head of Regulatory Affairs, JP Morgan

QQ 79–89

*

Flora Coleman, Head of Government Relations, TransferWise

QQ 90–98

*

Charlotte Crosswell, Chief Executive Officer, Innovate Finance

QQ 90–98

*

Andrew Bailey, Chief Executive Officer, Financial Conduct Authority (FCA)

QQ 99–108

*

John McFarlane, Chairman, Barclays

QQ 109–115

*

Stephen Barclay MP, Economic Secretary to the Treasury, HM Treasury

QQ 116–124

*

Lowri Khan, Director, Financial Stability, HM Treasury

QQ 116–124

*

Richard Knox, Director, Financial Services (International), HM Treasury

QQ 116–124

*

Karel Lannoo, Chief Executive Officer, Centre for European Policy Studies (CEPS)

QQ 125–134

*

Dr Kay Swinburne MEP, Vice Chairman of Economic and Monetary Affairs Committee, European Parliament

QQ 135–147

Alphabetical list of all witnesses

**

Julian Adams, Group Regulatory Director, Prudential (QQ 79–89)

FRS0037

Alistair Milne, Loughborough University

FRS0035

Association of British Insurers (ABI)

FRS008

Aviva

FRS0032

*

Andrew Bailey, Chief Executive Officer, Financial Conduct Authority (FCA) (QQ 99–108)

Barclays

FRS0040

*

Stephen Barclay, Economic Secretary to the Treasury, HM Treasury (QQ 116–124)

Mr Graham Bishop

FRS0001

Building Societies Association

FRS0010

Bupa

FRS0038

*

Flora Coleman, Head of Government Relations, TransferWise (QQ 90–98)

CLS Group

FRS0018

Confederation of British Industry (CBI)

FRS0025

Coventry Building Society

FRS0030

*

Charlotte Crosswell, Chief Executive Officer, Innovate Finance (QQ 90–98)

*

Sir Jon Cunliffe, Deputy Governor for Financial Stability, Bank of England (QQ 64–78)

Deloitte

FRS0016

*

Sally Dewar, International Head of Regulatory Affairs, JP Morgan (QQ 79–89)

Envestnet Yodlee

FRS0050

Equity Release Council

FRS0017

*

Professor Eilís Ferran, Professor of Company and Securities Law, University of Cambridge (QQ 1–9)

Financial Services Consumer Panel

FRS0024

Fitch Ratings Ltd

FRS0022

Funding Circle

FRS0033

Neena Gill MEP

FRS0013

**

Simon Gleeson, Financial Services, Clifford Chance (QQ 10–18)

FRS0039

HM Government of Gibraltar

FRS0015

*

Jonathan Herbst, Global Head of Financial Services, Norton Rose Fulbright (QQ 10–18)

*

Mark Hoban, Chairman, Flood Re and Chairman, International Regulatory Strategy Group (IRSG) (QQ 19–30)

Institute of Chartered Accountants in England and Wales (ICAEW)

FRS0046

Institute and Faculty of Actuaries

FRS0031

Investment & Life Insurance Group

FRS0014

Investment Association

FRS0029

**

Stephen Jones, Chief Executive Officer, UK Finance (QQ 31–45)

FRS0044

*

Rachel Kent, Partner, Head of Financial Institutions Group, Hogan Lovells (QQ 19–30)

*

Lowri Khan, Director, Financial Stability, HM Treasury (QQ 116–124)

Killick & Co

FRS0005

*

Richard Knox, Director, Financial Services (International), HM Treasury (QQ 116–124)

KPMG

FRS0043

*

Karel Lannoo, Chief Executive Officer, Centre for Policy Studies (CEPS) (QQ 125–134)

Law Society of Scotland

FRS0026

**

Simon Lewis, Association for Financial Markets in Europe (AFME) (QQ 31–45)

FRS0021 FRS0049

Lloyd’s and the Lloyd’s Market Association (LMA)

FRS0028

Loan Market Association

FRS0002

London and International Insurance Brokers’ Association

FRS0006

London Market Group (LMG)

FRS0020

London Metal Exchange (LME)

FRS0048

London Stock Exchange Group (LSEG)

FRS0047

*

Daniel Maguire, Chief Executive Officer, London Clearing House (QQ 46–63)

Mastercard

FRS0036

**

John McFarlane, Chairman, Barclays (QQ 109–115)

FRS0040

*

Catherine McGuinness, City of London Corporation (QQ 19–30)

*

Professor Niamh Moloney, Professor of Law, London School of Economics and Political Science (QQ 1–9)

Personal Investment Management and Financial Advice Association (PIMFA)

FRS0009

PricewaterhouseCoopers (PwC)

FRS0019

*

Simon Puleston Jones, Head of Europe, Futures Industry Association (FIA) (QQ 46–63)

*

Barnabas Reynolds, Head of Financial Institutions Advisory and Financial Regulatory Group, Shearman & Sterling LLP (QQ 10–18)

Pierre Schammo, University of Durham School of Law

FRS0004

States of Guernsey

FRS0027

*

Dr Kay Swinburne MEP, Vice Chairman of Economic and Monetary Affairs Committee, European Parliament (QQ 135–147)

TheCityUK

FRS0041

*

Sam Woods, Deputy Governor for Prudential Regulation and Chief Executive Officer of the Prudential Regulation Authority (PRA) (QQ 64–78)

Which?

FRS0045

Zurich Insurance

FRS0042





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