Naming and shaming: how not to regulate Contents

Appendix 1: List of Members and declarations of interest

Members

Baroness Bowles of Berkhamsted

Baroness Donaghy

Lord Eatwell

Lord Forsyth of Drumlean (Chairman)

Lord Grabiner

Lord Hill of Oareford

Lord Hollick

Lord Kestenbaum

Lord Lilley

Baroness Noakes

Lord Sharkey

Lord Smith of Kelvin

Lord Vaux of Harrowden

Declarations of interest

Baroness Bowles of Berkhamsted

Non-Executive Director, London Stock Exchange Plc, regulated investment exchange supervised by the FCA

Shareholder and Non-Executive Director, Valloop Holdings Limited

Non-Executive Director, Valloop Investment Management Limited

Investor in collective investment undertakings

Baroness Donaghy

No relevant interests to declare

Lord Eatwell

Member of the advisory committee, and partner, Palamon Capital Partners LLP

Investments via collective investment funds

Lord Forsyth of Drumlean (Chairman)

Chairman and Non-Executive Director, Secure Trust Bank Plc (interest ceased 16 May 2024)

Lord Grabiner

Non-Executive Director, Goldman Sachs (Goldman Sachs International and Goldman Sachs International Bank), 2014–22, then regulated under the Senior Managers Regime by the FSA/FCA and the PRA; chaired the Remuneration Committee and the Nominations Committee

Conducted two inquiries for the Bank of England on Forex and Liquidity Auctions in 2015

In practice as a barrister in several regulated areas

Investments disclosed in the Register of Interests

Lord Hill of Oareford

Lead Non-Executive Director, HM Treasury (interest ceased 5 September 2024)

Adviser, Santander SA

Adviser, VISA Europe

Adviser, Intercontinental Exchange Inc

Member of Advisory Board, VISA Economic Empowerment Institute

Lord Hollick

Shareholder, G.P. Bullhound (a technology corporate adviser and fund manager)

Shareholder and adviser, Hambro Perks (a technology fund manager)

Other interests as recorded in the Register of Interests

Lord Kestenbaum

Director, Windmill Hill Asset Management (investment manager)

Director, JPMorgan Japanese Investment Trust Plc (Investment Company)

RIT Capital Partners Plc (consultant)

Lord Lilley

Member of Advisory Board, YiMei Capital, Shanghai

Baroness Noakes

Shares in listed financial services companies as recorded in the Register of Interests

Lord Sharkey

No relevant interests to declare

Lord Smith of Kelvin

No relevant interests to declare

Lord Vaux of Harrowden

Non-practising member, Institute of Chartered Accountants in England and Wales

Shareholding in Fidelity National Information Services Inc

A full list of Members’ interests can be found in the Register of Lords’ Interests: https://members.parliament.uk/members/lords/interests/register-of-lords-interests.

Specialist Adviser

Michael Raffan

Partner, Freshfields LLP

Member of HM Treasury’s Banking Liaison Panel

Member of TheCityUK’s Long-Term Competitiveness Group

Member of TheCityUK’s US Market Advisory Group Technical Working Group

Member of the Advisory Board, Financial Services Lawyers Association

Investments in various collective investment vehicles





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